The adaptive mandible: an experimental study

Developmental Changes in Morphology of the Middle and Posterior External Cranial Base in Modern Homo sapiens

The basicranium has been described as phylogenetically informative, developmentally stable, and minimally affected by external factors and consequently plays an important role in cranial size and shape in subadult humans. Here basicranial variation of subadults from several modern human populations was investigated and the impact of genetic relatedness on basicranial morphological similarities was investigated. Three-dimensional landmark data were digitized from subadult basicrania from seven populations. Published molecular data on short tandem repeats were statistically compared to morphological data from three ontogenetic stages. Basicranial and temporal bone morphology both reflect genetic distances in childhood and adolescence (5–18 years), but not in infancy (<5 years). The occipital bone reflects genetic distances only in adolescence (13–18 years). The sphenoid bone does not reflect genetic distances at any ontogenetic stage but was the most diagnostic region evaluated, resulting in high rates of correct classification among populations. These results suggest that the ontogenetic processes driving basicranial development are complex and cannot be succinctly summarized across populations or basicranial regions. However, the fact that certain regions reflect genetic distances suggests that the morphology of these regions may be useful in reconstructing population history in specimens for which direct DNA evidence is unavailable, such as archaeological sites.

Infant growth patterns of the mandible in modern humans: a closer exploration of the developmental interactions between the symphyseal bone, the teeth, and the suprahyoid and tongue muscle insertion sites

The ontogenetic development of the mental region still poses a number of unresolved questions in human growth, development and phylogeny. In our study we examine the hypotheses of DuBrul & Sicher (1954) (The Adaptive Chin. Springfield, IL: Charles) and Enlow (1990) (Facial Growth, 3rd edn. Philadelphia, PA: Saunders) to explain the presence of a prominent mental region in anatomically modern humans. In particular, we test whether the prominence of the mental region and the positioning of the teeth are both correlated with the developmental relocation of the tongue and the suprahyoid muscles inserting at the lingual side of the symphysis. Furthermore, we test whether the development of the mental region is associated with the development of the back of the vocal tract. Using geometric morphometric methods, we measured the 3D mandibular and tooth surfaces in a cross-sectional sample of 36 CT-scanned living humans, incorporating the positions of the tongue and the geniohyoid and digastric muscle insertions. The specimens' ages range from birth to the complete emergence of the deciduous dentition. We used multivariate regression and two-block partial least squares (PLS) analysis to study the covariation among the mental region, the muscle insertions, and the teeth both across and within age stages. In order to confirm our results from the 3D cross-sectional sample, and to relate them to facial growth and the position of the cervical column and the hyoid bone, we used 46 lateral radiographs of eight children from the longitudinal Denver Growth Study. The 3D analysis demonstrates that the lingual side of the lower border of the symphysis develops downwards and forwards. These shape changes are significantly correlated with the relocation of muscle insertion sites and also with the vertical reorientation of the anterior teeth prior to emergence. The 2D analysis confirms the idea that as the mental region prominence develops, the space of the laryngopharynx becomes restricted due to upper mid-face retraction and the acquisition of upright body posture. In agreement with the hypotheses of DuBrul & Sicher (1954) and Enlow (1990), our results suggest that the presence of a prominent mental region responds to the space restriction at the back of the vocal tract, and to the packaging of the tongue and suprahyoid muscles in order to preserve the functionality of the laryngopharynx during respiration, feeding and speech.

Why do humans have chins? Testing the mechanical significance of modern human symphyseal morphology with finite element analysis

The modern human mandibular symphysis differs from those of all other primates in being vertically orientated and possessing a chin, but the functional significance of this unique morphology is not well understood. Some hypotheses propose that it is an adaptation to specific loads occurring during masticatory function. This study uses finite element analysis to examine these symphyseal loads in a model of a modern human mandible. By modifying the symphyseal cross-sectional form, the mechanical significance of the presence of the chin and symphyseal orientation is tested, and modern human and Neanderthal symphyseal cross-sections are compared with regard to their ability to withstand different loads. The results show that changes in symphyseal form have profound effects on the strains. The presence of a chin leads to lower symphyseal strains overall, whereas a vertical orientation of the symphysis results in higher strains under wishboning, but not under vertical bending in the coronal plane and dorsoventral shear. Compared to Neanderthals, the modern human symphysis shows higher strains during dorsoventral shear and wishboning, but is as effective as the Neanderthal symphysis in resisting vertical bending in the coronal plane and the loads resulting from simulated incision and unilateral molar biting. In general, the results of this study corroborate prior hypotheses about the mechanical effects of the human chin and vertical symphyseal orientation and support the idea that the relative importance of wishboning and vertical bending in the coronal plane might have played a role in the evolution of modern human symphyseal morphology.

Fetal and infant growth patterns of the mandibular symphysis in modern humans and chimpanzees (Pan troglodytes)

Comparison of the early development of the mandibular symphysis between primates and modern humans is of particular interest in human palaeontology. Using geometric morphometric methods, we explored and compared the ontogenetic shape changes of 14 chimpanzee mandibles (Pan troglodytes) against 66 human CT-scanned mandibles over the age range from fetal life to the complete emergence of the deciduous dentition in a visualization incorporating the deciduous tooth arrangement. The results reveal that the symphysis is anteriorly inclined in the youngest chimpanzee fetuses but develops an increasingly vertical orientation up until birth. At the same time, the anterior teeth reorient before a vertical emergence, and a symphyseal tuber appears on the labial side. When the deciduous canine emerges, the symphysis inclines anteriorly again, exhibiting the adult characteristic slope. These two phases are characterized by a repositioning of the simian shelf. Unlike chimpanzees, the human symphysis remains vertical throughout fetal development. However, the combination of morphological changes observed in chimpanzee fetuses is similar to that of modern humans after birth, as the mental region projects forward. By elongating the alveolar process, the inclination of the chimpanzee symphysis could be a key event for emergence of the deciduous canine, as space is lacking at the alveolar ridge in a vertical symphysis once the deciduous incisors and molars have emerged. The repositioning of the simian shelf suggests that the suprahyoid muscles have a significant influence on the anterior growth of the symphysis. The anteroposterior positioning of the basal symphysis in both species may be related to hyoid bone position during ontogeny.

Mandibular biomechanics and development of the human chin

The development of the chin, a feature unique to humans, suggests a close functional linkage between jaw biomechanics and symphyseal architecture. The present study tests the hypothesis that the presence of a chin changes strain patterns in the loaded mandible. Using an anatomically correct 3-D model of a dentate mandible derived from a CT scan image, we analyzed strain patterns during incisal and molar biting. We then constructed a second mandible, without a chin, by 'defeaturing' the first model. Strain patterns of the second model were then compared and contrasted to the first. Our main finding was that chinned and non-chinned mandibles follow closely concordant patterns of strain distribution. The results suggest that the development of the human chin is unrelated to the demands placed on the mandible during function.

Cross-sectional geometry and morphology of the mandibular symphysis in Middle and Late Pleistocene Homo

Studies of the evolutionary emergence of the human "chin" have been investigated from a phylogenetic perspective during the later Pleistocene or from a biomechanical perspective across extant primates. Since it was during the Middle and Late Pleistocene that the distinctive human mentum osseum emerged, the relationship between mentum osseum form and resistance to mechanical stress at the mandibular symphysis was examined for forty-two Middle and Late Pleistocene human mandibles. Mentum osseum variation was scored on a five-point ordinal scale (mentum osseum rank). Resistance to bending was represented by second moments of area calculated from symphyseal cross-sections. Relative strength in bending was represented by second moments of area divided by estimated moment arm or beam length. Vertical bending resistance in the coronal plane was maintained across the range of mentum osseum variation within and between later Pleistocene human groups. In contrast, resistance to lateral transverse bending (wishboning) was significantly negatively correlated with the emergence of a protruding mentum osseum. However, Neandertals and early modern humans were equivalent in their abilities to resist this bending regime, while both groups were less resistant in wishboning than earlier archaic humans. In addition, symphyseal inclination, which decreased throughout the later Pleistocene, was highly correlated with mentum osseum rank. Although the overall pattern of differential stasis and change in vertical bending and wishboning resistance at the symphysis is consistent with aspects of the current biomechanical model of the "chin," the decoupling of bending resistance and mentum osseum form in the Late Pleistocene suggests that the evolutionary emergence of the modern human "chin" was at least partly independent of the biomechanical demands placed on the symphysis.

Sexually dimorphic mandibular morphology in the first few years of life

Sex differences in the youngest skeletons are very subtle, and any method that can separate males and females significantly better than chance will be of value. Compounding the problem is a paucity of immature skeletons of documented age and sex. In 1992, S.R.L. examined 62 juvenile mandibles of white and black South Africans of known age and sex (from birth to 19 years) from the Dart Collection to determine if the sexes could be differentiated by morphologic traits. By age 6 years, adult chin shapes were already recognizable. Prior to that age, differences were observed in the shape of the inferior border of the symphysis and outline of the body. The male chin base extends steeply downward relative to the adjacent body, coming to a point or squaring off at the symphysis. In females, the symphysis descends gradually to a more rounded base, and even when pointed, the transition is not abrupt. On the outer border of the corpus, the sides diverge sharply to form a \_/ shape from a roughly horizontal anterior region in males, while the female contour is rounded, reflecting the smoothly curved transition from front to sides. These traits were manifest from the eruption of the central incisors until about 4 years of age. The features were tested on all 19 Dart Collection mandibles in that age range. Average accuracy for three different testers was 81%, and males were consistently identified more accurately than females. This new method was then tested on a known sex sample of 11 individuals from 0 to 7 years of age. These included CT scans of 9 French children and the remains of 2 South African black forensic cases. Sexing accuracy was 82% (9/11). The only two missexed cases were both female and over age 6 years. In conclusion, the results of this study indicate that it is possible to determine the sex of very young mandibles. The new sexually dimorphic morphologic configurations introduced here have demonstrated repeatable discrimination with the highest level of accuracy (81%) reported and tested for this age group. Preliminary research indicates that both the male and female shapes are clearly recognizable in archaeologic and premodern hominids as well as chimpanzees.

The human chin revisited: what is it and who has it?

Although the presence of a "chin" has long been recognized as unique to Homo sapiens among mammals, both the ontogeny and the morphological details of this structure have been largely overlooked. Here we point out the essential features of symphyseal morphology in H. sapiens, which are present and well-defined in the fetus at least as early as the fifth gestational month. Differences among adults in expression of these structures, particularly in the prominence of the mental tuberosity, are developmental epiphenomena and serve to emphasize the importance of studying this region in juveniles whenever possible. A survey of various middle to late Pleistocene fossil hominids for which juveniles are known reveals that these features are present in some late Pleistocene specimens assigned to H. sapiens, but not in all of the presumed anatomically modern H. sapiens (i.e., Qafzeh 8, 9, and 11). The adult specimens from Skhūl, as well as the adult Qafzeh 7 specimen, are similarly distinctive in symphyseal morphology. Neanderthals are quite variable in their own right, and they as well as other middle to late Pleistocene fossils lack the symphyseal features of H. sapiens. Some of the latter are, however, seen in the Tighenif (Ternifine) mandibles.

The scaling of basicranial flexion and length

Based on correlations between the cranial base angle (CBA) and the index of relative encephalization (IRE, calculated as the cubed root of brain volume divided by basicranial length), several recent studies have identified relative brain size as the factor most responsible for determining basicranial flexion in primates. IRE, however, scales with positive allometry relative to body mass, unlike the negatively allometric relationship between brain volume and body mass. This poses new questions concerning the factors underlying the correlation between IRE and CBA. Specifically, if basicranial flexion represents a spatial solution to the problem of housing a large brain within a neurocranium of limited size, then why is it that the problem is greatest in those species whose brains are smallest relative to body mass? To address this question, the scaling relationships of IRE and the measurements used to calculate it were examined in 87 primate species. It was found that the positive allometry of IRE is due to the fact that its denominator, basicranial length (BL), scales with very strong negative allometry relative to body mass. The scaling relationship of BL may reflect the fact that the noncortical components of the brain (i.e., diencephalon, mesencephalon, medulla) also scale with strong negative allometry relative to body mass, perhaps because of energetic constraints. Importantly, BL and these three brain components scale isometrically against each other. Thus, although cranial base flexion may be an adaptation to accommodate the size of the brain relative to basicranial length, the reason why that adaptation is necessary is not the evolution of a large brain, but rather the evolution of a short cranial base. In so far as basicranial length is affected by the strong negative allometry of the diencephalon, mesencephalon and medulla, the scaling relationships of these brain components are therefore indirectly responsible for the evolution of basicranial flexion.

Kinematic data on primate head and neck posture: implications for the evolution of basicranial flexion and an evaluation of registration planes used in paleoanthropology

Kinematic data on primate head and neck posture were collected by filming 29 primate species during locomotion. These were used to test whether head and neck posture are significant influences on basicranial flexion and whether the Frankfurt plane can legitimately be employed in paleoanthropological studies. Three kinematic measurements were recorded as angles relative to the gravity vector, the inclination of the orbital plane, the inclination of the neck, and the inclination of the Frankfurt plane. A fourth kinematic measurement was calculated as the angle between the neck and the orbital plane (the head-neck angle [HNA]). The functional relationships of basicranial flexion were examined by calculating the correlations and partial correlations between HNA and craniometric measurements representing basicranial flexion, orbital kyphosis, and relative brain size (Ross and Ravosa [1993] Am. J. Phys. Anthropol. 91:305-324). Significant partial correlations were observed between relative brain size and basicranial flexion and between HNA and orbital kyphosis. This indicates that brain size, rather than head and neck posture, is the primary influence on flexion, while the degree of orbital kyphosis may act to reorient the visual field in response to variation in head and neck posture. Regarding registration planes, the Frankfurt plane was found to be horizontal in humans but inclined in all nonhuman primates. In contrast, nearly all primates (including humans) oriented their orbits such that they faced anteriorly and slightly inferiorly. These results suggest that for certain functional craniometric studies, the orbital plane may be a more suitable registration plane than Frankfurt "Horizontal."

The effects of mandibular hypofunction on the development of the mandibular disc in the rabbit

The effect of a reduced functional dentition on the development of the mandibular disc in young rabbits was studied by measuring cell proliferation within the disc following tooth extraction. Maxillary and mandibular incisor teeth were extracted from 18 animals at 5 weeks of age. At 12 weeks the rabbits received 0.25 mg/kg vincristine sulphate. Groups of three animals were killed 1.5, 3, 6, 12, 24 and 48 h after the injection of vincristine and the mitotic rate determined across the anterior, intermediate and posterior bands of the disc. Eighteen age- and sex-matched control rabbits with intact dentitions were treated in parallel. In the absence of incisor teeth, reflex gnawing and incising failed to develop, resulting in altered jaw movements and muscle force requirements. The mitotic rate in the anterior band was reduced significantly (p = 0.0117); rates for the intermediate and posterior bands were not significantly affected. There was an associated reduction in alveolar bone mass and deformation of the developing craniomandibular complex. As the lateral pterygoid inserts into the anterior band of the mandibular disc, it is proposed that altered activity within this muscle, combined with a modified loading of the joints, both secondary to incisor removal, resulted in a reduced mitotic rate in the anterior band of the developing mandibular disc.

Basicranial flexion, relative brain size, and facial kyphosis in nonhuman primates

Numerous hypotheses explaining interspecific differences in the degree of basicranial flexion have been presented. Several authors have argued that an increase in relative brain size results in a spatial packing problem that is resolved by flexing the basicranium. Others attribute differences in the degree of basicranial flexion to different postural behaviors, suggesting that more orthograde animals require a ventrally flexed pre-sella basicranium in order to maintain the eyes in a correct forward-facing orientation. Less specific claims are made for a relationship between the degree of basicranial flexion and facial orientation. In order to evaluate these hypotheses, the degree of basicranial flexion (cranial base angle), palate orientation, and orbital axis orientation were measured from lateral radiographs of 68 primate species and combined with linear and volumetric measures as well as data on the size of the neocortex and telencephalon. Bivariate correlation and partial correlation analyses at several taxonomic levels revealed that, within haplorhines, the cranial base angle decreases with increasing neurocranial volume relative to basicranial length and is positively correlated with angles of facial kyphosis and orbital axis orientation. Strepsirhines show no significant correlations between the cranial base angle and any of the variables examined. It is argued that prior orbital approximation in the ancestral haplorhine integrated the medial orbital walls and pre-sella basicranium into a single structural network such that changes in the orientation of one necessarily affect the other. Gould's ("Ontogeny and Phylogeny." Cambridge: Belknap Press, 1977) hypothesis, that the highly flexed basicranium of Homo may be due to a combination of a large brain and a relatively short basicranium, is corroborated.

Miniaturization and its effects on cranial morphology in plethodontid salamanders, genus Thorius (Amphibia, Plethodontidae): II. The fate of the brain and sense organs and their role in skull morphogenesis and evolution

Relative size and arrangement of the brain and paired sense organs are examined in three species of Thorius, a genus of minute, terrestrial salamanders that are among the smallest extant tailed tetrapods. Analogous measurements of representative species of three related genera of larger tropical (Pseudoeurycea, Chiropterotriton) and temperate (Plethodon) salamanders are used to identify changes in gross morphology of the brain and sense organs that have accompanied the evolution of decreased head size in Thorius and their relation to associated changes in skull morphology. In adult Thorius, relative size (area measured in frontal plane, and length) of the eyes, otic capsules, and brain each is greater than in adults of all of the larger genera; relative size of the nasal capsules is unchanged or slightly smaller. Interspecific scaling phenomena--negative allometry of otic capsule, eye and brain size, isometry or slight positive allometry of nasal capsule size, all with respect to skull length--also are characteristic of intraspecific (ontogenetic) comparisons in both T. narisovalis and Pseudoeurycea goebeli. Predominance of the brain and eyes in Thorius results in greater contact and overlap among these structures and the nasal capsules in the anterior portion of the head. This is associated with anterior displacement of both the eyes and nasal capsules, which now protrude anterior to the skull proper; a change in eye shape; and medial deformation of anterior braincase walls. Posteriorly, predominance of the otic capsules has effected a reorientation of the jaw suspensorium to a fully vertical position that is correlated with the novel presence of a posteriorly directed squamosal process and shift in origin of the quadropectoralis muscle. Many of these changes in cranial morphology may be explained simply as results of mechanical (physical) interactions among the skeletal, nervous, and sensory components during head development at reduced size. This provides further evidence of the role of nervous, sensory, and other "soft" tissues in cranial skeletal morphogenesis, and reinforces the need to consider these tissues in analyses of skull evolution.

Tooth size and shape and their relevance to studies of hominid evolution

Teeth have the potential to provide evidence about both the patterns of diversity of fossil hominids and the functional adaptations of early hominid taxa. Comparative studies of dental function and the direct examination of wear patterns in fossil teeth are now providing data for testing hypotheses that major differences in dietary adaptations underlie lineage diversity in the early hominids. However, this review focuses on the contributions that dental evidence can make to hominid systematic studies. Attention is drawn to the value of tooth enamel as a morphological marker and the major contribution that teeth make to the hominid fossil sample. Systematic analysis of hominid remains must start with the identification of patterns of morphological variation. Only then can the taxonomic significance of the morphological differences be assessed and attempts made to link designated taxa in a phylogenetic scheme. The preliminary results of a detailed metrical survey of early hominid premolar and molar teeth are presented. As part of this study cusp areas of first mandibular molars were measured by planimetry. Analysis of these data, without any prior assumptions about taxonomic groups, has demonstrated that the major axis of variation separates the pooled sample into morphological subgroups. These methods provide a systematic and rigorous way of identifying patterns of tooth crown morphology and will allow a more objective assessment of the affinities of individual specimens. Fossil taxa are described in terms of both absolute and relative tooth size. If canine base area and molar crown area are considered there is considerable overlap between Australopithecus africanus and Australopithecus ( paranthropus) robustus whereas there is little or no overlap between the ranges of Australopithecus africanus and Australopithecus (Parnthopus) boisei . Differences in relative tooth size among fossil taxa are taken as an example of how to attack the problem of assessing the taxonomic significance of morphological differences. Analogues from modern primates are used to derive tooth-body size relations for three relative growth models. The results suggest that increases in body size are usually accompanied by a more rapid rate of increase in canine size than in molar size. This suggests that the relatively smaller canines of the ‘robust’ australopithecines are not the result of simple scaling, but represent the result of selection against an allometric trend. Preliminary results of a survey of the subocclusal morphology of fossil teeth are presented to indicate the potential of radiographic studies and to demonstrate that changes in root morphology can be correlated with crown shape and relative size.

Functional interpretations of the radiographic anatomy of the femora of Myotis lucifugus, Pipistrellus subflavus, and Blarina brevicauda

Radiographs of right femora from 29 shrews (Blarina brevicauda) and 51 bats (27 Myotis lucifugus, 14 Pipistrellus subflavus) were analyzed to determine if bone in these small mammals conformed to Bassett's ('68) revision of Wolff's Law. Five external and four cortical dimensions were made on enlargements of radiographs of each femur. Comparative descriptions of the spongiosa are given. External dimensions appear to be determined genetically, and, in bats, are closely related to functional demands. Shrew femora retain a primitive mammalian morphology. No apparent relationship exists between animal weight and mid-diaphyseal cortical thickness. Although differences in cortical thickness in bats suggest a possible relation between bone and pressure, no relationship is apparent in shrews; further, the comparative magnitude of these dimensions is similar in all three species, indicating genetic control mechanisms. Computation of maximal loading suggest that loading is so slight, that the inherent strength of bone tissue is adequate to resist mechanical deformation. However, there is evidence or cortical bone response to physiological demands. Inspection of the spongiosa also fails to provide evidence of conformity to Wolff's Law. Instead, the trabeculae appear to be related to pysiologic factors, animal age, and inherited disposition patterns. Thus, there is no evidence that bone in these diminutive mammals responds to mechanical forces, and the applicability of Wolff's Law is not indicated. It is hypothesized that, as the mechanical forces are so minimal, intrinsic tissue strength is sufficient to resist mechanical deformation, and femoral anatomy in these species is dictated by genetic and inherent physiologic conditions.