An empirically based steady state friction law and implications for fault stability

The Influence of Roughness on Experimental Fault Mechanical Behavior and Associated Microseismicity

Fault surfaces are rough at all scales, and this significantly affects fault-slip behavior. However, roughness is only occasionally considered experimentally and then often in experiments imposing a low-slip velocity, corresponding to the initiation stage of the earthquake cycle. Here, the effect of roughness on earthquake nucleation up to runaway slip is investigated through a series of dry load-stepping biaxial experiments performed on bare rock surfaces with a variety of roughnesses. These laboratory faults reached slip velocities of at least 100 mm/s. Acoustic emissions were located during deformation on bare rock surfaces in a biaxial apparatus during load-stepping experiments for the first time. Smooth surfaces showed more frequent slip instabilities accompanied by slip bursts and larger stress drops than rough faults. Smooth surfaces reached higher slip velocities and were less inclined to display velocity-strengthening behavior. The recorded and localized acoustic emissions were characterized by a greater proportion of large-magnitude events, and therefore likely a higher Gutenberg-Richter b GR-value, for smoother samples, while the cumulative seismic moment was similar for all roughnesses. These experiments shed light on how local microscopic heterogeneity associated with surface topography can influence the macroscopic stability of frictional interfaces and the associated microseismicity. They further provide a laboratory demonstration of roughness' ability to induce stress barriers, which can halt rupture, a phenomenon previously shown numerically.

Microphysical Modeling of Carbonate Fault Friction at Slip Rates Spanning the Full Seismic Cycle

Laboratory studies suggest that seismogenic rupture on faults in carbonate terrains can be explained by a transition from high friction, at low sliding velocities (V), to low friction due to rapid dynamic weakening as seismic slip velocities are approached. However, consensus on the controlling physical processes is lacking. We previously proposed a microphysically based model (the "Chen-Niemeijer-Spiers" [CNS] model) that accounts for the (rate-and-state) frictional behavior of carbonate fault gouges seen at low velocities characteristic of rupture nucleation. In the present study, we extend the CNS model to high velocities (1 mm/s ≤ V ≤ 10 m/s) by introducing multiple grain-scale deformation mechanisms activated by frictional heating. As velocity and hence temperature increase, the model predicts a continuous transition in dominant deformation mechanisms, from frictional granular flow with partial accommodation by plasticity at low velocities and temperatures, to grain boundary sliding with increasing accommodation by solid-state diffusion at high velocities and temperatures. Assuming that slip occurs in a localized shear band, within which grain size decreases with increasing velocity, the model results capture the main mechanical trends seen in high-velocity friction experiments on room-dry calcite-rich rocks, including steady-state and transient aspects, with reasonable quantitative agreement and without the need to invoke thermal decomposition or fluid pressurization effects. The extended CNS model covers the full spectrum of slip velocities from earthquake nucleation to seismic slip rates. Since it is based on realistic fault structure, measurable microstructural state variables, and established deformation mechanisms, it may offer an improved basis for extrapolating lab-derived friction data to natural fault conditions.

Weak phases production and heat generation control fault friction during seismic slip

The triggering and magnitude of earthquakes is determined by the friction evolution along faults. Experimental results have revealed a drastic decrease of the friction coefficient for velocities close to the maximum seismic one, independently of the material studied. Due to the extreme loading conditions during seismic slip, many competing physical phenomena occur (like mineral decomposition, nanoparticle lubrication, melting among others) that are typically thermal in origin and are changing the nature of the material. Here we show that a large set of experimental data for different rocks can be described by such thermally-activated mechanisms, combined with the production of weak phases. By taking into account the energy balance of all processes during fault movement, we present a framework that reconciles the data, and is capable of explaining the frictional behavior of faults, across the full range of slip velocities (10^-9 to 10 m/s).

From slow to fast faulting: recent challenges in earthquake fault mechanics

Faults-thin zones of highly localized shear deformation in the Earth-accommodate strain on a momentous range of dimensions (millimetres to hundreds of kilometres for major plate boundaries) and of time intervals (from fractions of seconds during earthquake slip, to years of slow, aseismic slip and millions of years of intermittent activity). Traditionally, brittle faults have been distinguished from shear zones which deform by crystal plasticity (e.g. mylonites). However such brittle/plastic distinction becomes blurred when considering (i) deep earthquakes that happen under conditions of pressure and temperature where minerals are clearly in the plastic deformation regime (a clue for seismologists over several decades) and (ii) the extreme dynamic stress drop occurring during seismic slip acceleration on faults, requiring efficient weakening mechanisms. High strain rates (more than 10⁴ s^-1) are accommodated within paper-thin layers (principal slip zone), where co-seismic frictional heating triggers non-brittle weakening mechanisms. In addition, (iii) pervasive off-fault damage is observed, introducing energy sinks which are not accounted for by traditional frictional models. These observations challenge our traditional understanding of friction (rate-and-state laws), anelastic deformation (creep and flow of crystalline materials) and the scientific consensus on fault operation.This article is part of the themed issue 'Faulting, friction and weakening: from slow to fast motion'.