Environmental changes and anthropogenic factors modulate social play in captive bottlenose dolphins (Tursiops truncatus)

Dolphin-WET-Development of a Welfare Evaluation Tool for Bottlenose Dolphins (Tursiops truncatus) under Human Care

Ensuring high standards of animal welfare is not only an ethical duty for zoos and aquariums, but it is also essential to achieve their conservation, education, and research goals. While for some species, animal welfare assessment frameworks are already in place, little has been done for marine animals under human care. Responding to this demand, the welfare committee of the European Association for Aquatic Mammals (EAAM) set up a group of experts on welfare science, cetacean biology, and zoo animal medicine across Europe. Their objective was to develop a comprehensive tool to evaluate the welfare of bottlenose dolphins (Tursiops truncatus), named Dolphin-WET. The tool encompasses 49 indicators that were either validated through peer review or management-based expertise. The first of its kind, the Dolphin-WET is a species-specific welfare assessment tool that provides a holistic approach to evaluating dolphin welfare. Inspired by Mellor's Five Domains Model and the Welfare Quality®, its hierarchical structure allows for detailed assessments from overall welfare down to specific indicators. Through combining 37 animal-based and 12 resource-based indicators that are evaluated based on a two- or three-level scoring, the protocol offers a detailed evaluation of individual dolphins. This approach allows for regular internal monitoring and targeted welfare management, enabling caretakers to address specific welfare concerns effectively.

Reliability of caretakers' ratings of captive bottlenose dolphins (Tursiops truncatus) and finless porpoises' (Neophocaena asiaeorientalis sp.) behavioral style for welfare monitoring

Qualitative ratings are increasingly used to assess animal welfare. We investigated the associations between daily caretakers' ratings of individuals' behavioral style, behavior during free time, participation during training sessions, and environmental variables in captive Yangtze finless porpoises, East-Asian finless porpoises, and bottlenose dolphins. Associations between caretakers' ratings and behavior were found, including social swimming, fast swimming, play, interaction with humans, and agonistic and socio-sexual interactions. Ratings were also associated with participation during training sessions and food intake. Social separation, transport to a new pool, high visitors' density, and holding of a sick conspecific were associated with ratings indicating a deteriorated human-animal relationship, a lower interest/fear of the environment, and/or a higher social cohesion depending on the group. Through principal component analyses, new variables that represented both caretakers' ratings and behavior and that could be used for an easier interpretation of the data for welfare monitoring within each group were extracted. Caretaker ratings and behavior should be used as a complement to previously validated indicators to detect changes in welfare state and understand the potential causes of these changes.

A Quantitative Assessment of Trainers-Dolphins' Interactions in the Absence of Food Reward

All the studies that have considered the motivation of the dolphins to interact with their trainers as a possible welfare indicator have been carried out in facilities where the trainer-dolphin interactions (TDIs) sessions were reinforced with food. Therefore, in these specific circumstances, it was difficult to separate the motivation of the dolphins interacting with the trainers from the food drive. The current study aims to assess the interaction between the trainers and the dolphins in the absence of food rewards. The research was carried out at The Dolphin Reef (Eilat, Israel), a facility where the interaction between the trainers and 14 bottlenose dolphins of different sex and age classes did not involve food rewards. A total of 531 TDIs were recorded, with dolphins participating in 94.5% of the sessions and an average of three dolphins per session. The dolphins participated in a higher number and more frequently in the TDIs when toys were provided by the trainers. Diel and seasonal differences were also observed, with the dolphins participating more during the morning sessions and the neutral season. The latency of response of the dolphins to the presence of the trainers on the platform or in the water, whether or not advertised by the trainers' signal ("call" or "no-call"), was very short (usually less than 1 min), and the dolphins often anticipated the beginning of the sessions by arriving at the trainers' location before or upon the caretakers' arrival (96% of the time). Individual differences in the participation in the TDIs were also recorded, which might be linked to both the dolphin's health/welfare status or their personality. The current study shows that the separation of the TDIs from the food reward allows for a better understanding of the willingness of dolphins under human care to interact with their trainers. In addition, the results presented in this paper show that such TDIs are an important part of these dolphins' lives, which suggests that these interactions might be an additional tool to improve the animals' social environment and monitor their welfare.

Cognitive Foraging Enrichment (but Not Non-Cognitive Enrichment) Improved Several Longer-Term Welfare Indicators in Bottlenose Dolphins

Bottlenose dolphins are the most common cetacean kept globally in zoos and aquaria (hereafter zoos), and are gregarious animals with a mostly opportunistic, generalist feeding strategy in the wild. In zoos, they have limited to no opportunities to express natural foraging behaviours as they receive their daily food ration of dead fish in a series of training sessions. Enrichment provision has increased in recent years, but items are still predominantly simple and floating in nature, and do not always target the animals' problem-solving or food-acquisition behaviours. These discrepancies run concurrently with the intense debate about dolphin welfare in zoos and how to improve it. The current study used a within-subject design on 11 bottlenose dolphins at Kolmårdens Djurpark and measured how several welfare indicators differed between two treatments of "cognitive" and "non-cognitive" food-based enrichment. The treatments were provided on an alternating basis for eight consecutive weeks: during cognitive enrichment weeks, the animals received items which stimulated their problem-solving and foraging behaviours, and during non-cognitive enrichment weeks, they received simple items paired with fish (to eliminate bias due to food value). Data were taken related to several multidisciplinary welfare parameters during enrichment provision and training sessions, and to activity budget behaviours throughout the week. During the cognitive as opposed to non-cognitive enrichment weeks, the dolphins engaged more with the enrichment, were more motivated to participate in training sessions and performed less anticipatory and stereotypic behaviours, suggesting that cognitive enrichment improved several indicators of bottlenose dolphin welfare. Valuable lines of further investigation would be to understand how individual differences and different types of cognitive enrichment impact potential welfare benefits. Our results suggest that enrichment items promoting cognitive foraging behaviours may improve dolphin welfare, and therefore zoos might prioritise giving cognitive enrichment to this species as well as considering the same for other species with similar cognitive skills and foraging ecologies.

The emergence and early development of socio-sexual behavior in beluga calves (Delphinapterus leucas)

While the ontogeny of beluga (Delphinapterus leucas) socio-sexual behavior has been documented in animals between 37- and 108-months-old, the first 36 months of life are yet to be examined. This study investigated how socio-sexual behaviors emerge over the first three years of life in a group of belugas in managed care. The emergence of socio-sexual behaviors was relatively consistent among immature animals. More complex behaviors, like s-posture presentations, developed in a piecemeal fashion (i.e., simple components of the behavior sequence emerged before complex components). The presence of an adult male significantly predicted if immature belugas would initiate and participate in socio-sexual behavior. However, partner preferences changed with age. In the first year of life, belugas engaged in sexual behavior with their mother most frequently but preferred to play with older males if given a choice. By the third year of life, belugas engaged in socio-sexual behavior most frequently with other immature animals. These findings enhance our understanding of how belugas develop sexually and socially and have implications for social housing practices of immature belugas.

Environmental Enrichment Factors Associated with the Activity Level of Bottlenose Dolphins under Professional Care

Environmental enrichment can be used to improve the welfare of dolphins in zoos and aquariums. Bottlenose dolphins under professional care are typically provided with a range of enrichment that has a variety of features and levels of complexity at various frequencies. In the present study, a subset of data from a larger study entitled “Towards understanding the welfare of cetaceans in zoos and aquariums” (colloquially called the Cetacean Welfare Study) was used to examine the relationship between activity level and enrichment buoyancy as well as enrichment provisioning schedules. Survey data were collected from accredited zoos and aquariums related to the types of enrichment provided to the dolphins and the frequency and duration they were supplied. Non-invasive bio-logging devices were used to record the dolphin kinematics one day per week over the course of two five-week data collection periods. Activity level related positively with the total duration of time non-stationary enrichment was provided. In addition, providing a larger number of enrichment types each between 26% and 50% of the days in a month (i.e., rotating many different types of enrichment across days on a moderate schedule) was positively related to activity level. Activity level was negatively related to the number of times sinking enrichment was provided. Understanding how the temporal schedule and features of various types of enrichment are related to activity levels will aid in developing progressively more effective enrichment programs.

Cetacean Acoustic Welfare in Wild and Managed-Care Settings: Gaps and Opportunities

Simple Summary

Whales and dolphins in managed-care and wild settings are exposed to human-made, anthropogenic sounds of varying degrees. These sounds can lead to potential negative welfare outcomes if not managed correctly in zoos or in the open ocean. Current wild regulations are based on generally broad taxa-based hearing thresholds, but there is movement to take other contextual factors into account, partially informed by researchers familiar with work in zoological settings. In this spirit, we present more nuanced future directions for the evaluation of acoustic welfare in both wild and managed-care settings, with suggestions for how research in both domains can inform each other as a means to address the paucity of research available on this topic, especially in managed-care environments.

Abstract

Cetaceans are potentially at risk of poor welfare due to the animals’ natural reliance on sound and the persistent nature of anthropogenic noise, especially in the wild. Industrial, commercial, and recreational human activity has expanded across the seas, resulting in a propagation of sound with varying frequency characteristics. In many countries, current regulations are based on the potential to induce hearing loss; however, a more nuanced approach is needed when shaping regulations, due to other non-hearing loss effects including activation of the stress response, acoustic masking, frequency shifts, alterations in behavior, and decreased foraging. Cetaceans in managed-care settings share the same acoustic characteristics as their wild counterparts, but face different environmental parameters. There have been steps to integrate work on welfare in the wild and in managed-care contexts, and the domain of acoustics offers the opportunity to inform and connect information from both managed-care settings and the wild. Studies of subjects in managed-care give controls not available to wild studies, yet because of the conservation implications, wild studies on welfare impacts of the acoustic environment on cetaceans have largely been the focus, rather than those in captive settings. A deep integration of wild and managed-care-based acoustic welfare research can complement discovery in both domains, as captive studies can provide greater experimental control, while the more comprehensive domain of wild noise studies can help determine the gaps in managed-care based acoustic welfare science. We advocate for a new paradigm in anthropogenic noise research, recognizing the value that both wild and managed-care research plays in illustrating how noise pollution affects welfare including physiology, behavior, and cognition.

Assessment of animal management and habitat characteristics associated with social behavior in bottlenose dolphins across zoological facilities

Bottlenose dolphins are a behaviorally complex, social species that display a variety of social behaviors. Because of this, it is important for zoological facilities to strive to ensure animals display species-appropriate levels of social behavior. The current study is part of the multi-institutional study entitled "Towards understanding the welfare of cetaceans in zoos and aquariums" commonly referred to as the Cetacean Welfare Study. All participating facilities were accredited by the Alliance of Marine Mammal Parks and Aquariums and/or the Association of Zoos and Aquariums. Behavioral data were collected on 47 bottlenose dolphins representing two subspecies, Tursiops truncatus and Tursiops aduncus, at 25 facilities. The social behaviors of group related activity (group active) as well as interacting with conspecifics (interact with conspecific) were examined for their relationships to both animal management factors and habitat characteristics. The behavioral state of group active and the rate of interact with conspecific were both positively related to the frequency of receiving new forms of environmental enrichment. Both were inversely related to the random scheduling of environmental enrichment. Additional results suggested interact with conspecific was inversely related with daytime spatial experience and that males displayed group active more than females. Overall, the results suggested that animal management techniques such as the type and timing of enrichment may be more important to enhance social behavior than habitat characteristics or the size of the habitat. Information gained from this study can help facilities with bottlenose dolphins manage their enrichment programs in relation to social behaviors.

Activity Budget Comparisons Using Long-Term Observations of a Group of Bottlenose Dolphins (Tursiops truncatus) under Human Care: Implications for Animal Welfare

Simple Summary

Behavioral observations are widely considered easy-to-apply and straightforward animal welfare measures for animals under human care. In the present behavioral study, the activity budgets of a group of bottlenose dolphins are analyzed for nine different observation periods over five years. For some of the time periods, some extraordinary events took place, such as construction work. Our results show that activity budgets are significantly impacted by individual factors (e.g., age) and external factors (e.g., group composition). Furthermore, the presence of construction noise significantly affects the occurrence of other behaviors (fast swimming), as well as the dolphins’ performance during daily training sessions. We find that behavioral monitoring is an essential tool for assessing and ascertaining how the welfare of dolphins under human care can be improved, especially if used together with other measures, such as keeper ratings or health assessments.

Abstract

Zoos and aquaria must provide optimal husbandry conditions and the highest welfare standards for their animals. How the welfare state of an animal or a group of animals can be precisely assessed is currently under debate, and new approaches are necessary to reliably evaluate changes in welfare. One particular measure that is easily applicable is behavioral observations. However, for dolphins and other cetaceans under human care, reliable behavior-based measures are rare. Using long-term observations of a group of bottlenose dolphins, we investigate how their activity budgets and different behaviors changed over time and are impacted by construction noise. Additionally, we investigate whether behavioral differences are also reflected in changes in the dolphins’ performance during daily training sessions. Our results show that construction noise significantly alters the dolphins’ behavior. Play behavior decreases during construction periods; most importantly, the frequency of fast swimming activities significantly increased, and at the same time, a decrease in training performance is found. Additionally, inter- and intraindividual behavioral differences are attributed to factors, such as age or weaning. Significant changes in a dolphin’s activity budget can also pose potential welfare concerns. Thus, this study highlights the importance of regularly assessing and analyzing the behavior of dolphins under human care. Behavioral observations are essential welfare indicators and can—when complemented with other measures, such as assessment of training performance—provide zoo staff with important information about each individual’s state of welfare.

Behavioural Diversity Study in Bottlenose Dolphin (Tursiops truncatus) Groups and Its Implications for Welfare Assessments

Simple Summary

For the first time, a behavioural diversity study was conducted on several bottlenose dolphins (Tursiops truncatus) groups within European Association of Aquatic Mammals (EAAM) accredited facilities. This study was carried out by professional animal staff on 54 dolphins, and the goal was to analyse behavioural diversity in bottlenose dolphins at the group level to investigate how particular factors might impact the diversity of behaviours within the group and to discuss its implications for dolphin welfare assessments. This study showed its feasibility and revealed impacting factors that would need to be considered in future dolphin welfare assessments. We strongly believe that behavioural evaluations and measurements could be applied routinely on cetaceans under professional care to assess their welfare.

Abstract

In the recent past, animal welfare studies have tried to determine the best animal welfare measures and indicators. Expression of behavioural diversity is considered a potential positive welfare indicator, and to the authors’ knowledge, it has not been validated nor studied in cetaceans. For the first time, a behavioural diversity study on bottlenose dolphins (Tursiops truncatus) groups was conducted at six European facilities. The study was carried out by the animal care staff, biologists and veterinarians and included 54 dolphins housed in several group compositions at the different participating facilities. The goal of our study was to analyse behavioural diversity in bottlenose dolphins at the group level to investigate how particular factors might impact the diversity of behaviours within the group and to discuss its implications for dolphin welfare assessments. Eight factors (i.e., “observer location”, “number of individuals”, “age class”, “sex”, “social grouping”, “presence/absence of leading male”, “presence/absence of visitors” and “enrichment provision”) impacted the behavioural diversity of the observed groups, while no significant impact of the factors “time of day” and “activity before/after observation” could be found. Our study showed the feasibility of this kind of approach for cetaceans under professional care and the relevance to considering this parameter in dolphin welfare studies, despite certain limitations that warrant further research.

Activity, Social Relationships, and Maternal Care in a Bottlenose Dolphin Group under Professional Care

Defining the activity patterns and social relationships of animals can provide valuable information related to animal welfare. Bottlenose dolphins under professional care engage in a variety of social and solitary activities, which may be influenced by conspecifics, time of day, and maternal behaviors. This study examined the social, solitary, and maternal behaviors of eight dolphins at one zoological facility. Data about social and solitary behaviors, nursing occurrences, and mother–calf pair swimming were collected five days per week over a ten-month period. The simple ratio index was used to calculate association rates for all dyads. Affiliative behaviors were the dominant behavior class and all behavior categories and swim states showed temporal oscillations throughout the day. The high association values within the mother–calf dyads suggested these ties remain strong through the second and third years of life. Preferred associates remained the same for some individuals in both social group compositions, while they differed for others. However, no large reductions in associations were recorded, suggesting strong relationships in the subgroups continued when other individuals were present. Examining sociality and activity levels may be a useful tool in continuing to improve welfare as they may be related to social groupings and environmental factors.

Increasing the Awareness of Animal Welfare Science in Marine Mammal Conservation: Addressing Language, Translation and Reception Issues

Simple Summary

Traditional conservation strategy focuses on population-level effects. However, the rapidly evolving scientific discipline of animal welfare science, in conjunction with growing societal expectations around the value of individuals, is prompting change in conservation. Despite growing recognition of this approach in terrestrial conservation efforts, limited application of animal welfare science to marine mammals has been observed. To investigate the factors underlying this disparity, we undertook an initial “Welfare in the Wild” workshop at the 32nd European Cetacean Society conference (La Spezia, Italy) to explore expert opinion on this topic. Secondly, we analysed the English language peer-reviewed literature to assess to what extent marine mammal welfare research is reported. The results of the workshop reveal a range of views about the scientific discipline of animal welfare science, with participants’ definitions varying depending on their disciplinary expertise. Meanwhile, the extensive literature review spanning 1950 to July 2020 revealed extremely low reporting of research related to welfare in the context of marine mammals, with only 0.96% (n = 299) of all published articles on marine mammal taxa (n = 31,221) featuring the word welfare in either the title, abstract or keywords. This highlighted a need to explore differences and distil common themes. Here we suggest practical solutions to the language, translation and reception issues of this cross-disciplinary collaboration between animal welfare science and marine mammal conservation.

Abstract

Integrating welfare principles into conservation strategy is an emerging synthesis that encourages consideration of individual animals’ quality of life in research, policies and law. However, these principles have gained limited traction in marine compared to terrestrial animal conservation. This manuscript investigates several factors that may be contributing to this disparity. In order to gauge current understanding of animal welfare science principles by marine mammal researchers and other stakeholders, a “Welfare in the Wild” workshop was convened at the 32nd European Cetacean Society conference (La Spezia, Italy, April 2018). The workshop was attended by 30 participants who completed pre- and post-workshop surveys on animal welfare principles. The survey results highlight a range of different views about exactly what animal welfare science is and how it can be applied to marine mammals. Specifically, participants’ definitions appeared to vary depending on the type of employment or research they engaged in, indicating a need for an interdisciplinary common language. Secondly, we analysed the peer-reviewed literature in order to ascertain where marine mammal publications exploring welfare were being published. From 1950 to July 2020, a total of 299 articles featured both marine mammal taxa (one or more) and the word welfare in the title, abstract or keywords. This represents just 0.96% of the total peer-reviewed published papers on marine mammal taxa (n = 31,221) during the same period. When examining articles published within “Welfare and Ethics” (n = 6133) and “Aquatic-focused” (n = 139,352) journals, just 1.2% (n = 71) and 0.04% (n = 57) of articles, respectively, featured the word welfare when examining marine mammals. With the aim of exploring how explicitly including welfare evaluations in marine mammal research and management can benefit conservation outcomes, we framed our workshop and quantitative literature review findings to provide practical solutions to the language, translation and reception issues of this burgeoning cross-disciplinary collaboration.

Play Behavior in Two Captive Bottlenose Dolphin Calves (Tursiops Truncatus): Ethogram, Ontogeny, and Individual Differences

This research focused on different aspects of play behavior including ethogram, ontogeny, and individual differences, in one male and one female captive bottlenose dolphin calves (Tursiops truncatus) from November 2003 to June 2004. We presented the first peer-reviewed description of a play ethogram in bottlenose dolphin calves whose behaviors were grouped into three hierarchical levels: two categories: solitary and social play; four subcategories: locomotor, object, bubble play, and in the presence of humans, and 35 entries. It was conducted in two phases: the descriptive phase - from 3 to 5 months old - with 29 entries and the quantitative phase - from 6 to 10 months old -with six entries. All social and solitary locomotor behaviors appeared when animals were 3 months old meanwhile more complex behaviors concerning playing with objects, bubbles, and in the presence of humans were observed for 6 months old. There were no statistically significant intra-individual and inter-individual differences in the play behavioral diversity, in the time invested in play and in the Shannon's evenness index. However, we observed statistically significant inter-individual but not intra-individual differences for the Shannon's diversity index.

Bottlenose dolphins' (Tursiops Truncatus) visual and motor laterality depending on emotional contexts

Hemispheric lateralization is a specialized neural and cognitive processing achieved preferentially by either the left or the right hemisphere of the brain. Among vertebrates, emotions processing seems to be lateralized, but the involvement of each hemisphere is still on debate. Our study investigated visual and motor laterality on five bottlenose dolphins' (Tursiops truncatus) during spontaneous and experimentally induced emotional contexts. We measured motor laterality in pectoral used and swimming position during positive social interactions. Additionally, during training sessions, stimuli with positive or negative emotional valences were presented either on the dolphins' left or right side. Emotional reactions toward stimuli were measured and a visual laterality index was calculated. Dolphins were visually left-lateralized during training sessions. They also reacted more when negative stimuli were presented on their left side than right side during the first stimuli presentation. Our results suggest that bottlenose dolphins, like other vertebrates, may present a right hemisphere dominance for social information processing, detection of and response to unpredictable or novel stimuli and a left-hemisphere dominance during escape responses inhibition. Further studies on a larger sample size should explore inter-individual variation and identify other potential contexts in which lateralization emerges. Emotional lateralization should be considered as a potential indicator for future dolphin welfare assessment.

Contextual impacts on individual and synchronous breathing rate variations in three captive odontocete groups

Breathing rates are often collected both in the wild and in captivity to inform on cetaceans' internal state. However, few studies have investigated the effect of various factors on this breathing rate. We investigated the variations of individual and synchronous breathing rates depending on individual features (species, sex, age), displayed behavior, social parameters (social grouping), and environmental parameters (diurnal variation, presence of enrichment, unusual events, and presence of visitors in three groups of captive odontocetes (Yangtze finless porpoises, Neophocaena asiaeorentalis asiaeorientalis, East-Asian finless porpoises, Neophocaena asiaeorentalis sunameri, bottlenose dolphins, Tursiops truncatus). Both individual and synchronous breathing rates were the highest when animals engaged in energetic or social behaviors. Individual breathing rate decreased but synchronous breathing rate increased with the presence of enrichment. Both rates increased during unusual events (e.g., pool cleaning, presence of a diver in the pool, noise, transport) and when public was present for Yangtze finless porpoises. Finally, synchronous breathing rate increased for Yangtze finless porpoises when experiencing social separation. We suggest that individual and synchronous breathing rates are useful parameters to measure, both in wild and captive animals, to obtain information on their arousal/stress state. However, these rates should be interpreted with caution and should be used together with other parameters to allow more accurate inferences.

Dolphin Welfare Assessment under Professional Care: ‘Willingness to Participate’, an Indicator Significantly Associated with Six Potential ‘Alerting Factors’

In dolphinaria, dolphins and their trainers build relationships and bonds due to the nature, closeness and repeatability of their interactions, hence training sessions are deemed appropriate to evaluate dolphin welfare. Qualitative Behavioural Assessments (QBAs) have been used to study human–animal relationships and are included in several animal welfare assessments. We introduce here the first QBA aiming to analyse dolphin–trainer interactions during training sessions in terms of dolphin welfare. Our results show that “Willingness to Participate” (WtP) was significantly associated to six other parameters: high-speed approach, high level of excitement, high number of positive responses to trainers’ signals, rare refusal to perform certain behaviours, rare spontaneous departure behaviours and fast approach once the trainer entered into the pool. Therefore, we suggest using WtP and those “alerting factors” when assessing dolphin–trainer interactions under professional care. The evaluation should also consider the time of day, the dolphin’s age, trainer experience level, the nature of the training sessions and to a lesser extent the sex of the dolphins, as contributing and modulating factors. The factor eye contact has been used in various HARs studies and has been proven to be a valid indicator in welfare research works, hence potentially deserving further research. These results demonstrate the pertinence and feasibility of this approach, the ease of use of this methodology by professionals in zoo/aquarium settings and the appropriateness of the obtained results within the holistic frame of animal welfare.

Social, Reproductive and Contextual Influences on Fecal Glucocorticoid Metabolites in Captive Yangtze Finless Porpoises (Neophocaena asiaeorientalis asiaeorientalis) and Bottlenose Dolphins (Tursiops truncatus)

Although the use of fecal glucocorticoid metabolite (FGCM) measurements as non-invasive biomarkers for the stress response in mammals has increased, few studies have been conducted in odontocetes. We investigated if animal sex, age, pregnancy or contextual variations (season, sampling time, enrichment, social separation and presence of visitors) influenced the FGCM concentrations in presumably healthy, captive and endangered Yangtze finless porpoises (YFPs, N = 4) and bottlenose dolphins (BDs, N = 3). For YFPs, the FGCM concentrations were influenced by season (p = 0.01), diurnal variation (p = 0.01) and pregnancy (p = 0.005). Contextual variables that were associated with increases in FGCM concentrations included social separations (p = 0.003) and numbers of visitors (p = 0.0002). Concentrations of FGCMs were lower (p = 0.001) after exposure to environmental enrichment. For BDs, enrichment was associated with reduced concentrations of FGCMs (p < 0.0001). The presence of visitors also influenced this species’ FGCM concentrations (p = 0.006). These results demonstrate that changes in the FGCM concentrations in YFPs and BDs may occur in response to contextual and social changes. In combination with other behavioral and physiological assessments, measurements of FGCMs may be a useful tool for monitoring cetacean welfare. Such monitoring may help researchers identify and better understand situations that may be stressful for animals and, therefore, improve management and husbandry. Furthermore, results from our study and inferences of the FGCM concentrations in cetaceans, and their potential relationship to stress, may be extrapolated to studies of free-ranging animals, which may help detect possible environmental or anthropogenic stressors that could be affecting these populations.

Contexts of emission of non-signature whistles in bottlenose dolphins (Tursiops truncatus) under human care

Bottlenose dolphins are social cetaceans that strongly rely on acoustic communication and signaling. The diversity of sounds emitted by the species has been structurally classified into whistles, clicks and burst-pulsed sounds. Although click sounds and individually-specific signature whistles have been largely studied, not much is known about non-signature whistles. Most studies that link behavior and whistle production conduct aerial behavioral observations and link the production of whistles to the general category of social interactions. The aim of this study was to determine if there was a correlation between the non-signature whistle production and the underwater behaviors of a group of bottlenose dolphins (Tursiops truncatus) under human care, during their free time in the absence of trainers. To do this we made audio-video recordings 15 min before and after 10 training sessions of eight dolphins in Boudewijn Seapark (Belgium). For the behavioral analysis we conducted focal follows on each individual based on six behavioral categories. For the acoustical analysis, carried out at the group level, we used the SIGID method to identify non-signature whistles (N = 661) and we classified them in six categories according to their frequency modulation. The occurrences of the six categories of whistles were highly collinear. Most importantly, non-signature whistle production was positively correlated with the time individuals spent slow swimming alone, and was negatively correlated with the time spent in affiliative body contact. This is the first analysis that links the production of non-signature whistles with particular underwater behaviors in this species.

Body Contacts and Social Interactions in Captive Odontocetes Are Influenced by the Context: An Implication for Welfare Assessment

Simple Summary

Even though species differ in terms of personality traits and responses to external stimuli, welfare-oriented studies conducted on odontocetes are mostly focused on bottlenose dolphins (Tursiops truncatus). Odontocetes are highly social animals; social behaviors are therefore interesting to investigate in relation to welfare. Video recording was conducted over a year on three groups of captive odontocetes, to record the frequency of social behaviors across different contexts. Captive odontocetes’ social behaviors, such as pectoral contacts, other body contacts, agonistic interactions or social play were influenced by the context and the patterns observed in this study suggest their potential usefulness to assess welfare in these animals, and that species and groups might react differently to a stimulus.

Abstract

Research on the welfare of captive odontocetes has increased in recent years, but has been mostly focused on bottlenose dolphins (Tursiops truncatus). Few studies investigated potential welfare indicators using quantitative data linked to a range of conditions or stimuli that are thought to impact the animals’ emotional state. Since odontocetes are social animals that engage in various social interactions, these interactions might inform us on their welfare state. We investigated pectoral contact laterality and the effect of the context on several social behaviors in three groups of captive odontocetes (Yangtze finless porpoises, YFPs: Neophocaena asiaeorientalis asiaeorientalis; East-Asian finless porpoises, EAFPs: N. a. sunameri, and bottlenose dolphins, BDs). Animals exhibited patterns depending on the time of the day for most of the social behaviors we analyzed; social separation was associated with lower rates of social behaviors for the two analyzed groups (YFPs and BDs), the accessibility to several pools was associated with higher rates of social behaviors for BDs. The effect of enrichment, disturbances and public presence was less clear and strongly depended on the group, the type of enrichment and disturbance. Our results confirm that captive odontocetes’ social behaviors are influenced by the context, and that, depending on the group, some of them, such as pectoral contacts, other body contacts, agonistic interactions or social play exhibit consistent patterns across contexts. Monitoring these behaviors might be useful to adapt the captive management to each species and group. The different responses among the three studied groups confirm that species and groups react differently to a stimulus and therefore, management decisions should be species/group specific. We recommend that more studies should be conducted to validate our findings in other groups of odontocetes under human care.

Dolphins' Willingness to Participate (WtP) in Positive Reinforcement Training as a Potential Welfare Indicator, Where WtP Predicts Early Changes in Health Status

Welfare science has built its foundations on veterinary medicine and thus measures of health. Since bottlenose dolphins (Tursiops truncatus) tend to mask symptoms of poor health, management in captivity would benefit from advanced understanding on the links between health and behavioural parameters, and few studies exist on the topic. In this study, four representative behavioural and health measures were chosen: health status (as qualified by veterinarians), percentage of daily food eaten, occurrences of new rake marks (proxy measure of social activity), and willingness to participate (WtP) in Positive Reinforcement Training sessions as qualitatively measured by their caretakers. These data were collected multiple times a day, every day over the course of a year from a multi-facility, large sample size (n dolphins = 51), allowing powerful analyses of the relationships between measures. First, it was found that dolphins with a higher WtP score also had a significantly better health status, ate a higher percentage of their daily food, and a lower occurrence of new rake marks. In addition, the WtP score was significantly lower up to 3 days before the weekly veterinary diagnosis of a decrease in health state; the percentage of daily food eaten and new rake mark measures did not show any significant change before such a diagnosis. These results suggest that WtP in training sessions is a potential behavioural measure of dolphin welfare, and an indicator of early changes in the dolphins' health state. We therefore suggest measurement of WtP as a more practical and non-invasive tool to support veterinary care and general management. More work needs to be conducted to elucidate the influence of social behaviour on health, and to identify other potential welfare indicators, but this long-term study has shown that qualitative measures can be both practical and valid when assessing dolphin welfare.

Reassessing public opinion of captive cetacean attractions with a photo elicitation survey

Background

Captive cetacean attractions are growing in number globally, their operators citing entertainment, education, and conservation as benefits. Those for and against developing such attractions claim public support. Previous public opinion research, however, shows little consensus, partly due to the introduction of biases in study design that influence participants' responses. Those involved in, or concerned with, developing and licensing these attractions need to better understand what drives the lack of consensus to take socially-acceptable decisions.

Methods

We reviewed previous research on public opinion of cetacean captivity, noting possible sources of bias. Survey question wording can be a major source of introduced bias, so we used an open-ended photo elicitation approach. We showed tourists in the Turks Caicos Islands (N = 292) images of a marine mammal park (MMP) killer whale show and a swim-with-the-dolphins (SWTD) attraction and asked for their qualitative comments on the potential development of each. They also indicated how likely they would be to visit each on a Likert scale.

Results

Respondents were generally against visiting MMP killer whale shows, with 60.9% not likely to visit. SWTD attractions were more popular; 60.3% were likely to visit. For SWTD, USA residents were more likely to visit; older respondents and those staying in all-inclusive resorts were less likely. Those staying in all-inclusive resorts were also less likely to visit MMP killer whale shows. The great majority of qualitative comments centred on either entertainment value or animal welfare concerns. There were very few, if any, comments on the education or conservation value of these attractions.

Discussion

Our findings contradict several previous studies on public opinion of captive cetaceans that did not use photo elicitation. The support shown for MMP killer whale shows in this survey was well below that claimed by studies conducted on behalf of captive cetacean attraction operators. Opposition to SWTD was also noticeably lower than that found in surveys conducted with wild cetacean tourism participants. This difference can likely be attributed to the different survey populations and settings, but this variation is also very likely attributable to researcher-introduced bias. While photo selection can introduce bias, photo elicitation reduces reliance on pre-scripted questions and responses, and seems to effectively reduce other forms of bias. Allowing open-ended responses, where participants responded to an image, seems to have given a more representative understanding of what is at the forefront of the public's mind than closed questioning. These conclusions, among others made in this study, suggest that development decisions for captive cetacean attractions are being made on imprecise data. Going forward, data collected via responder-led, open-ended, bias-minimising approaches should at least be considered when informing such decisions.

Optimal marine mammal welfare under human care: Current efforts and future directions

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial counterparts their welfare has been less intensively studied, and their partial or full reliance on the aquatic environment leads to unique welfare challenges. In this paper we attempt to collate and review the research undertaken thus far on marine mammal welfare, and identify the most important gaps in knowledge. We use 'best practice case studies' to highlight examples of research promoting optimal welfare, include suggestions for future directions of research efforts, and make recommendations to strive for optimal welfare, where it is currently lacking, above and beyond minimum legislation and guidelines. Our review of the current literature shows that recently there have been positive forward strides in marine mammal welfare assessment, but fundamental research is still required to validate positive and negative indicators of welfare in marine mammals. Across all marine mammals, more research is required on the dimensions and complexity of pools and land areas necessary for optimal welfare, and the impact of staff absence for most of the 24-h day, as standard working hours are usually between 0900 and 1700.