Multiconfigurational second-order perturbative methods: Overview and comparison of basic properties

Excited States, Symmetry Breaking, and Unphysical Solutions in State-Specific CASSCF Theory

State-specific electronic structure theory provides a route toward balanced excited-state wave functions by exploiting higher-energy stationary points of the electronic energy. Multiconfigurational wave function approximations can describe both closed- and open-shell excited states and avoid the issues associated with state-averaged approaches. We investigate the existence of higher-energy solutions in complete active space self-consistent field (CASSCF) theory and characterize their topological properties. We demonstrate that state-specific approximations can provide accurate higher-energy excited states in H₂ (6-31G) with more compact active spaces than would be required in a state-averaged formalism. We then elucidate the unphysical stationary points, demonstrating that they arise from redundant orbitals when the active space is too large or symmetry breaking when the active space is too small. Furthermore, we investigate the singlet-triplet crossing in CH₂ (6-31G) and the avoided crossing in LiF (6-31G), revealing the severity of root flipping and demonstrating that state-specific solutions can behave quasi-diabatically or adiabatically. These results elucidate the complexity of the CASSCF energy landscape, highlighting the advantages and challenges of practical state-specific calculations.

Assessment of State-Averaged Driven Similarity Renormalization Group on Vertical Excitation Energies: Optimal Flow Parameters and Applications to Nucleobases

We present a comprehensive excited-state benchmark for the state-averaged (SA) driven similarity renormalization group (DSRG) [Li, C.; Evangelista, F. A. J. Chem. Phys. 2018, 148, 124106]. Following the QUEST database [Véril, M.; Scemama, A.; Caffarel, M.; Lipparini, F.; Boggio-Pasqua, M.; Jacquemin, D.; Loos, P.-F. Wiley Interdiscip. Rev. Comput. Mol. Sci. 2021, 11, e1517], 280 vertical transition energies of 35 medium-sized molecules are computed using the SA-DSRG derived second- and third-order perturbation theories (PT2/PT3) along with a nonperturbative approach [sq-LDSRG(2)]. Comparing to the theoretical best estimates, the optimal flow parameter is found to be 0.35 and 2.0 Eh-2 for SA-DSRG-PT2 and SA-DSRG-PT3, respectively. For SA-sq-LDSRG(2), a flow parameter of 1.5 Eh-2 provides converged equations without compromising the accuracy. We then assess the accuracy of the SA-DSRG hierarchy using these parameters. The SA-DSRG-PT2 scheme outperforms the level-shifted CASPT2 by 0.10 eV in mean absolute error (MAE), yet this accuracy is slightly inferior than that of CASPT2 with the ionization-potential-electron-affinity shift. Both SA-DSRG-PT3 and SA-sq-LDSRG(2) yield a MAE of 0.10 eV, which is comparable to that of CASPT3 (0.09 eV). Finally, we compute vertical excitation energies of several low-lying singlet states of nucleobases. The SA-sq-LDSRG(2) approach provides highly accurate results for π → π* excitations, while n → π* transitions are better described by SA-DSRG-PT3.

Electronic Structure Methods for the Description of Nonadiabatic Effects and Conical Intersections

Nonadiabatic effects are ubiquitous in photophysics and photochemistry, and therefore, many theoretical developments have been made to properly describe them. Conical intersections are central in nonadiabatic processes, as they promote efficient and ultrafast nonadiabatic transitions between electronic states. A proper theoretical description requires developments in electronic structure and specifically in methods that describe conical intersections between states and nonadiabatic coupling terms. This review focuses on the electronic structure aspects of nonadiabatic processes. We discuss the requirements of electronic structure methods to describe conical intersections and nonadiabatic couplings, how the most common excited state methods perform in describing these effects, and what the recent developments are in expanding the methodology and implementing nonadiabatic couplings.

Exploration of interlacing and avoided crossings in a manifold of potential energy curves by a unitary group adapted state specific multi-reference perturbation theory (UGA-SSMRPT)

The Unitary Group Adapted State-Specific Multi-Reference Perturbation Theory (UGA-SSMRPT2) developed by Mukherjee et al. [J. Comput. Chem. 36, 670 (2015)] has successfully realized the goal of studying bond dissociation in a numerically stable, spin-preserving, and size-consistent manner. We explore and analyze here the efficacy of the UGA-SSMRPT2 theory in the description of the avoided crossings and interlacings between a manifold of potential energy curves for states belonging to the same space-spin symmetry. Three different aspects of UGA-SSMRPT2 have been studied: (a) We introduce and develop the most rigorous version of UGA-SSMRPT2 that emerges from the rigorous version of UGA-SSMRCC utilizing a linearly independent virtual manifold; we call this the "projection" version of UGA-SSMRPT2 (UGA-SSMRPT2 scheme P). We compare and contrast this approach with our earlier formulation that used extra sufficiency conditions via amplitude equations (UGA-SSMRPT2 scheme A). (b) We present the results for a variety of electronic states of a set of molecules, which display the striking accuracy of both the two versions of UGA-SSMRPT2 with respect to three different situations involving weakly avoided crossings, moderate/strongly avoided crossings, and interlacing in a manifold of potential energy curves (PECs) of the same symmetry. Accuracy of our results has been benchmarked against IC-MRCISD + Q.

Single-Root Multireference Brillouin-Wigner Perturbative Approach to Excitation Energies

The state-specific Brillouin-Wigner multireference perturbation theory [which employs Jeziorski-Monkhorst parametrization of the wave function] using improved virtual orbitals, denoted as IVO-BWMRPT, is applied to calculate excitation energies (EEs) for methylene, ethylene, trimethylenemethane, and benzyne systems exhibiting various degrees of diradical character. In IVO-BWMRPT, all of the parameters appearing in the wave function ansatz are optimized for a specific electronic state. For these systems, the IVO-BWMRPT method provides EEs that are in close agreement with the benchmark results and experiments, where available, indicating that the method does not introduce imbalance in the target-specific treatment of closed- and open-shell states involved. The good performance of the present methodology is primarily related to structural compactness of the formalism. Overall, present findings are encouraging for both further development of the approach and chemical applications on the energy differences of strongly correlated systems.

Reduced scaling extended multi-state CASPT2 (XMS-CASPT2) using supporting subspaces and tensor hyper-contraction

We present a reduced scaling formulation of the extended multi-state CASPT2 (XMS-CASPT2) method, which is based on our recently developed state-specific CASPT2 (SS-CASPT2) formulation using supporting subspaces and tensor hyper-contraction. By using these two techniques, the off-diagonal elements of the effective Hamiltonian can be computed with only O(N³) operations and O(N²) memory, where N is the number of basis functions. This limits the overall computational scaling to O(N⁴) operations and O(N²) memory. Thus, excited states can now be obtained at the same reduced (relative to previous algorithms) scaling we achieved for SS-CASPT2. In addition, we also investigate how the energy denominators can be factorized with the Laplace quadrature when some of the denominators are negative, which is critical for excited state calculations. An efficient implementation of the method has been developed using graphical processing units while also exploiting spatial sparsity in tensor operations. We benchmark the accuracy of the new method by comparison to non-THC formulated XMS-CASPT2 for the excited states of various molecules. In our tests, the THC approximation introduces negligible errors (≈0.01 eV) compared to the non-THC reference method. Scaling behavior and computational timings are presented to demonstrate performance. The new method is also interfaced with quantum mechanics/molecular mechanics (QM/MM). In an example study of green fluorescent protein, we show how the XMS-CASPT2 potential energy surfaces and excitation energies are affected by increasing the size of the QM region up to 278 QM atoms with more than 2300 basis functions.

Extended Dynamically Weighted CASPT2: The Best of Two Worlds

We introduce a new variant of the complete active space second-order perturbation theory (CASPT2) method that performs similarly to multistate CASPT2 (MS-CASPT2) in regions of the potential energy surface where the electronic states are energetically well separated and is akin to extended MS-CASPT2 (XMS-CASPT2) in case the underlying zeroth-order references are near-degenerate. Our approach follows a recipe analogous to that of XMS-CASPT2 to ensure approximate invariance under unitary transformations of the model states and a dynamic weighting scheme to smoothly interpolate the Fock operator between state-specific and state-average regimes. The resulting extended dynamically weighted CASPT2 (XDW-CASPT2) methodology possesses the most desirable features of both MS-CASPT2 and XMS-CASPT2, that is, the ability to provide accurate transition energies and correctly describe avoided crossings and conical intersections. The reliability of XDW-CASPT2 is assessed on a number of molecular systems. First, we consider the dissociation of lithium fluoride, highlighting the distinctive characteristics of the new approach. Second, the invariance of the theory is investigated by studying the conical intersection of the distorted allene molecule. Finally, the relative accuracy in the calculation of vertical excitation energies is benchmarked on a set of 26 organic compounds. We found that XDW-CASPT2, albeit being only approximately invariant, produces smooth potential energy surfaces around conical intersections and avoided crossings, performing equally well to the strictly invariant XMS-CASPT2 method. The accuracy of vertical transition energies is almost identical to MS-CASPT2, with a mean absolute deviation of 0.01–0.02 eV, in contrast to 0.12 eV for XMS-CASPT2.

Multireference Theories of Electron Correlation Based on the Driven Similarity Renormalization Group

The driven similarity renormalization group (DSRG) provides an alternative way to address the intruder state problem in quantum chemistry. In this review, we discuss recent developments of multireference methods based on the DSRG. We provide a pedagogical introduction to the DSRG and its various extensions and discuss its formal properties in great detail. In addition, we report several illustrative applications of the DSRG to molecular systems.

Ab initio molecular dynamics relaxation and intersystem crossing mechanisms of 5-azacytosine

Nonadiabatic SHARC dynamics simulations reveal the molecular deformations involved in the photodeactivation pathways of 5-azacytosine.

Molecular bases for the selection of the chromophore of animal rhodopsins

The functions of microbial and animal rhodopsins are triggered by the isomerization of their all-trans and 11-cis retinal chromophores, respectively. To lay the molecular basis driving the evolutionary transition from the all-trans to the 11-cis chromophore, multiconfigurational quantum chemistry is used to compare the isomerization mechanisms of the sensory rhodopsin from the cyanobacterium Anabaena PCC 7120 (ASR) and of the bovine rhodopsin (Rh). It is found that, despite their evolutionary distance, these eubacterial and vertebrate rhodopsins start to isomerize via distinct implementations of the same bicycle-pedal mechanism originally proposed by Warshel [Warshel A (1976) Nature 260:678-683]. However, by following the electronic structure changes of ASR (featuring the all-trans chromophore) during the isomerization, we find that ASR enters a region of degeneracy between the first and second excited states not found in Rh (featuring the 11-cis chromophore). We show that such degeneracy is modulated by the preorganized structure of the chromophore and by the position of the reactive double bond. It is argued that the optimization of the electronic properties of the chromophore, which affects the photoisomerization efficiency and the thermal isomerization barrier, provided a key factor for the emergence of the striking amino acid sequence divergence observed between the microbial and animal rhodopsins.

Shape of Multireference, Equation-of-Motion Coupled-Cluster, and Density Functional Theory Potential Energy Surfaces at a Conical Intersection

We report and characterize ground-state and excited-state potential energy profiles using a variety of electronic structure methods along a loop lying on the branching plane associated with a conical intersection (CI) of a reduced retinal model, the penta-2,4-dieniminium cation (PSB3). Whereas the performance of the equation-of-motion coupled-cluster, density functional theory, and multireference methods had been tested along the excited- and ground-state paths of PSB3 in our earlier work, the ability of these methods to correctly describe the potential energy surface shape along a CI branching plane has not yet been investigated. This is the focus of the present contribution. We find, in agreement with earlier studies by others, that standard time-dependent DFT (TDDFT) does not yield the correct two-dimensional (i.e., conical) crossing along the branching plane but rather a one-dimensional (i.e., linear) crossing along the same plane. The same type of behavior is found for SS-CASPT2(IPEA=0), SS-CASPT2(IPEA=0.25), spin-projected SF-TDDFT, EOM-SF-CCSD, and, finally, for the reference MRCISD+Q method. In contrast, we found that MRCISD, CASSCF, MS-CASPT2(IPEA=0), MS-CASPT2(IPEA=0.25), XMCQDPT2, QD-NEVPT2, non-spin-projected SF-TDDFT, and SI-SA-REKS yield the expected conical crossing. To assess the effect of the different crossing topologies (i.e., linear or conical) on the PSB3 photoisomerization efficiency, we discuss the results of 100 semiclassical trajectories computed by CASSCF and SS-CASPT2(IPEA=0.25) for a PSB3 derivative. We show that for the same initial conditions, the two methods yield similar dynamics leading to isomerization quantum yields that differ by only a few percent.

Photoisomerization of Stilbene: The Detailed XMCQDPT2 Treatment

We report the detailed XMCQDPT2/cc-pVTZ study of trans-cis photoisomerization in one of the core systems of both experimental and computational photochemistry-the stilbene molecule. For the first time, the potential energy surface (PES) of the S1 state has been directly optimized and scanned using a multistate multiconfiguration second-order perturbation theory. We characterize the trans-stilbene, pyramidalized (phantom), and DHP-cis-stilbene geometric domains of the S1 state and describe their stationary points including the transition states between them, as well as S1/S0 intersections. Also reported are the minima and the activation barriers in the ground state. Our calculations correctly predict the kinetic isotope effect due to H/D exchange at ethylenic hydrogens, the dynamic behavior of excited cis-stilbene, and trans-cis branching ratio after relaxation to S0 through a rather unsymmetric conical intersection. In general, the XMCQDPT2 results confirm the qualitative adequacy of the TDDFT (especially SF-TDDFT) picture of the excited stilbene but also reveal quantitative discrepancies that deserve further exploration.

Multireference ab initio calculations of g tensors for trinuclear copper clusters in multicopper oxidases

EPR spectroscopy has proven to be an indispensable tool in elucidating the structure of metal sites in proteins. In recent years, experimental EPR data have been complemented by theoretical calculations, which have become a standard tool of many quantum chemical packages. However, there have only been a few attempts to calculate EPR g tensors for exchange-coupled systems with more than two spins. In this work, we present a quantum chemical study of structural, electronic, and magnetic properties of intermediates in the reaction cycle of multicopper oxidases and of their inorganic models. All these systems contain three copper(II) ions bridged by hydroxide or O(2-) anions and their ground states are antiferromagnetically coupled doublets. We demonstrate that only multireference methods, such as CASSCF/CASPT2 or MRCI can yield qualitatively correct results (compared to the experimental values) and consider the accuracy of the calculated EPR g tensors as the current benchmark of quantum chemical methods. By decomposing the calculated g tensors into terms arising from interactions of the ground state with the various excited states, the origin of the zero-field splitting is explained. The results of the study demonstrate that a truly quantitative prediction of the g tensors of exchange-coupled systems is a great challenge to contemporary theory. The predictions strongly depend on small energy differences that are difficult to predict with sufficient accuracy by any quantum chemical method that is applicable to systems of the size of our target systems.

Nonadiabatic effects in C–Br bond scission in the photodissociation of bromoacetyl chloride

Bromoacetyl chloride photodissociation has been interpreted as a paradigmatic example of a process in which nonadiabatic effects play a major role. In molecular beam experiments by Butler and co-workers [J. Chem. Phys. 95, 3848 (1991); J. Chem. Phys. 97, 355 (1992)], BrCH2C(O)Cl was prepared in its ground electronic state (S0) and excited with a laser at 248 nm to its first excited singlet state (S1). The two main ensuing photoreactions are the ruptures of the C-Cl bond and of the C-Br bond. A nonadiabatic model was proposed in which the C-Br scission is strongly suppressed due to nonadiabatic recrossing at the barrier formed by the avoided crossing between the S1 and S2 states. Recent reduced-dimensional dynamical studies lend support to this model. However, another interpretation that has been given for the experimental results is that the reduced probability of C-Br scission is a consequence of incomplete intramolecular energy redistribution. To provide further insight into this problem, we have studied the energetically lowest six singlet electronic states of bromoacetyl chloride by using an ab initio multiconfigurational perturbative electronic structure method. Stationary points (minima and saddle points) and minimum energy paths have been characterized on the S0 and S1 potential energy surfaces. The fourfold way diabatization method has been applied to transform five adiabatic excited electronic states to a diabatic representation. The diabatic potential energy matrix of the first five excited singlet states has been constructed along several cuts of the potential energy hypersurfaces. The thermochemistry of the photodissociation reactions and a comparison with experimental translational energy distributions strongly suggest that nonadiabatic effects dominate the C-Br scission, but that the reaction proceeds along the energetically allowed diabatic pathway to excited-state products instead of being nonadiabatically suppressed. This conclusion is also supported by the low values of the diabatic couplings on the C-Br scission reaction path. The methodology established in the present study will be used for the construction of global potential energy surfaces suitable for multidimensional dynamics simulations to test these preliminary interpretations.

A convenient decontraction procedure of internally contracted state-specific multireference algorithms

Internally contracted state-specific multireference (MR) algorithms, either perturbative such as CASPT2 or NEVPT2, or nonperturbative such as contracted MR configuration interaction or MR coupled cluster, are computationally efficient but they may suffer from the internal contraction of the wave function in the reference space. The use of a low dimensional multistate model space only offers limited flexibility and is not always practicable. The present paper suggests a convenient state-specific procedure to decontract the reference part of the wave function from a series of state-specific calculations using slightly perturbed zero-order wave functions. The method provides an orthogonal valence bond reading of the ground state and an effective valence Hamiltonian, the excited roots of which are shown to be relevant. The orthogonal valence bond functions can be considered quasidiabatic states and the effective valence Hamiltonian gives therefore the quasidiabatic energies and the electronic coupling among the quasidiabatic states. The efficiency of the method is illustrated in two case problems where the dynamical correlation plays a crucial role, namely, the LiF neutral/ionic avoided crossing and the F(2) ground state wave function.