Ortho ester-based cleavable cationic surfactants

Rethinking the Esterquats: Synthesis, Stability, Ecotoxicity and Applications of Esterquats Incorporating Analogs of Betaine or Choline as the Cation in Their Structure

Esterquats constitute a unique group of quaternary ammonium salts (QASs) that contain an ester bond in the structure of the cation. Despite the numerous advantages of this class of compounds, only two mini-reviews discuss the subject of esterquats: the first one (2007) briefly summarizes their types, synthesis, and structural elements required for a beneficial environmental profile and only briefly covers their applications whereas the second one only reviews the stability of selected betaine-type esterquats in aqueous solutions. The rationale for writing this review is to critically reevaluate the relevant literature and provide others with a "state-of-the-art" snapshot of choline-type esterquats and betaine-type esterquats. Hence, the first part of this survey thoroughly summarizes the most important scientific reports demonstrating effective synthesis routes leading to the formation of both types of esterquats. In the second section, the susceptibility of esterquats to hydrolysis is explained, and the influence of various factors, such as the pH, the degree of salinity, or the temperature of the solution, was subjected to thorough analysis that includes quantitative components. The next two sections refer to various aspects associated with the ecotoxicity of esterquats. Consequently, their biodegradation and toxic effects on microorganisms are extensively analyzed as crucial factors that can affect their commercialization. Then, the reported applications of esterquats are briefly discussed, including the functionalization of macromolecules, such as cotton fabric as well as their successful utilization on a commercial scale. The last section demonstrates the most essential conclusions and reported drawbacks that allow us to elucidate future recommendations regarding the development of these promising chemicals.

Cleavable Ortho Ester Type Surfactants

With the focus on quaternary ammonium compounds, this paper describes how the ortho ester chemistry can be used as a versatile tool for synthesis of cleavable surfactants of various types. This class of chemodegradable surfactants hydrolyzes rapidly under mild acidic conditions at the same time as they are long-term stable in alkaline aqueous solutions.

Further, the rate of cleavage can be modified by varying the structure of the surfactant. An additional feature is the possibility to design surface active compounds that release a daughter surfactant with different properties upon cleavage. Ortho ester-based surfactants could be of use in a large number of applications as exemplified in the paper.

Good biodegradation data are of importance for virtually all types of surfactants nowadays. However, there actually seem to exist very few, if any, investigations regarding the biodegradation of cleavable surfactants under both hydrolytical and non-hydrolytical conditions.

Data from the initial part of such a study on cationic ortho ester surfactants are presented and discussed in this paper. The results strongly indicate rapid biodegradation for this class of compounds under varying conditions.

Biotransformation of alkanoylcholines under methanogenic conditions

Ester quaternary ammonium compounds (esterquats), which are mainly used as active ingredients in fabric softeners and personal care products, are beginning to replace traditional quaternary ammonium compounds. As a result of hydrophobicity and increasing use, esterquats reach anaerobic treatment systems. However, little is known about the fate of esterquats under anaerobic conditions. In the present study, the potential inhibitory effect and biotransformation of two alkanoylcholines - acetylcholine chloride (ACh-Cl) and lauroylcholine chloride (LCh-Cl) - which are simple esterquats, under methanogenic conditions were investigated. ACh-Cl up to 300 mg/L was not inhibitory to a mixed methanogenic culture. In contrast, methanogenesis was inhibited by LCh-Cl above 50 mg/L, primarily caused by the accumulation of lauric acid which resulted from the abiotic hydrolysis of LCh. Below inhibitory concentrations, both ACh and LCh were transformed to methane by the mixed methanogenic culture. Mass spectrometric analysis confirmed that both alkanoylcholines were first abiotically hydrolyzed to choline and the corresponding alkanoic acid, which were then biotically transformed to methane, carbon dioxide, and ammonia. Thus, alkanoylcholine-containing waste streams can be bioprocessed to form methane, but hydrolysis products such as long-chain alkanoic acids may adversely impact the anaerobic bioconversion of alkanoylcholines.

Nonionic ortho ester surfactants as cleavable emulsifiers

Acid labile surfactants containing an ortho ester link are used as emulsifiers for an aliphatic oil, squalane. The emulsions were made in the presence of a cationic polymer, either polyamine or the corresponding hydrophobically modified polyamine. Spontaneous hydrolysis of the surfactant resulted in emulsions stabilized by polymer together with degradation products from the surfactant. The effect of breakdown of the surfactant on the emulsion was evaluated by means of droplet size measurements and kinetic stability. One linear and one branched nonionic ortho ester surfactant with the same number of oxyethylene units were characterized and used for the purpose. The ortho ester surfactants are complex mixtures of components, ranging from very hydrophilic to very hydrophobic species. The chemical shift of the central methine proton in the ortho ester link is extremely sensitive to the substitution pattern and it was possible to identify by (1)H NMR the components that make up the surfactants, as has been reported earlier. The change in emulsion stability, the change in droplet size and the rate of surfactant hydrolysis were studied at acidic pH at room temperature. Both gas chromatography and (1)H NMR were used in order to monitor the surfactant degradation. The presence of a polymer gave a more sluggish breakdown of the surfactants, probably due to hydrophobic shielding by the polymer. There was a good correlation between increase of droplet size and degree of surfactant decomposition.