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Halligan S, Altman DG, Mallett S. Disadvantages of using the area under the receiver operating characteristic curve to assess imaging tests: a discussion and proposal for an alternative approach. Eur Radiol 2015; 25:932-9. [PMID: 25599932 PMCID: PMC4356897 DOI: 10.1007/s00330-014-3487-0] [Citation(s) in RCA: 136] [Impact Index Per Article: 15.1] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/13/2014] [Revised: 09/16/2014] [Accepted: 11/03/2014] [Indexed: 11/28/2022]
Abstract
OBJECTIVES The objectives are to describe the disadvantages of the area under the receiver operating characteristic curve (ROC AUC) to measure diagnostic test performance and to propose an alternative based on net benefit. METHODS We use a narrative review supplemented by data from a study of computer-assisted detection for CT colonography. RESULTS We identified problems with ROC AUC. Confidence scoring by readers was highly non-normal, and score distribution was bimodal. Consequently, ROC curves were highly extrapolated with AUC mostly dependent on areas without patient data. AUC depended on the method used for curve fitting. ROC AUC does not account for prevalence or different misclassification costs arising from false-negative and false-positive diagnoses. Change in ROC AUC has little direct clinical meaning for clinicians. An alternative analysis based on net benefit is proposed, based on the change in sensitivity and specificity at clinically relevant thresholds. Net benefit incorporates estimates of prevalence and misclassification costs, and it is clinically interpretable since it reflects changes in correct and incorrect diagnoses when a new diagnostic test is introduced. CONCLUSIONS ROC AUC is most useful in the early stages of test assessment whereas methods based on net benefit are more useful to assess radiological tests where the clinical context is known. Net benefit is more useful for assessing clinical impact. KEY POINTS • The area under the receiver operating characteristic curve (ROC AUC) measures diagnostic accuracy. • Confidence scores used to build ROC curves may be difficult to assign. • False-positive and false-negative diagnoses have different misclassification costs. • Excessive ROC curve extrapolation is undesirable. • Net benefit methods may provide more meaningful and clinically interpretable results than ROC AUC.
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Affiliation(s)
- Steve Halligan
- Centre for Medical Imaging, University College Hospital, University College London, Podium Level 2, 235 Euston Road, London, NW1 2BU, UK,
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Dendumrongsup T, Plumb AA, Halligan S, Fanshawe TR, Altman DG, Mallett S. Multi-reader multi-case studies using the area under the receiver operator characteristic curve as a measure of diagnostic accuracy: systematic review with a focus on quality of data reporting. PLoS One 2014; 9:e116018. [PMID: 25541977 PMCID: PMC4277459 DOI: 10.1371/journal.pone.0116018] [Citation(s) in RCA: 21] [Impact Index Per Article: 2.1] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/23/2014] [Accepted: 12/02/2014] [Indexed: 11/19/2022] Open
Abstract
INTRODUCTION We examined the design, analysis and reporting in multi-reader multi-case (MRMC) research studies using the area under the receiver-operating curve (ROC AUC) as a measure of diagnostic performance. METHODS We performed a systematic literature review from 2005 to 2013 inclusive to identify a minimum 50 studies. Articles of diagnostic test accuracy in humans were identified via their citation of key methodological articles dealing with MRMC ROC AUC. Two researchers in consensus then extracted information from primary articles relating to study characteristics and design, methods for reporting study outcomes, model fitting, model assumptions, presentation of results, and interpretation of findings. Results were summarized and presented with a descriptive analysis. RESULTS Sixty-four full papers were retrieved from 475 identified citations and ultimately 49 articles describing 51 studies were reviewed and extracted. Radiological imaging was the index test in all. Most studies focused on lesion detection vs. characterization and used less than 10 readers. Only 6 (12%) studies trained readers in advance to use the confidence scale used to build the ROC curve. Overall, description of confidence scores, the ROC curve and its analysis was often incomplete. For example, 21 (41%) studies presented no ROC curve and only 3 (6%) described the distribution of confidence scores. Of 30 studies presenting curves, only 4 (13%) presented the data points underlying the curve, thereby allowing assessment of extrapolation. The mean change in AUC was 0.05 (-0.05 to 0.28). Non-significant change in AUC was attributed to underpowering rather than the diagnostic test failing to improve diagnostic accuracy. CONCLUSIONS Data reporting in MRMC studies using ROC AUC as an outcome measure is frequently incomplete, hampering understanding of methods and the reliability of results and study conclusions. Authors using this analysis should be encouraged to provide a full description of their methods and results.
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Affiliation(s)
| | - Andrew A. Plumb
- Centre for Medical Imaging, University College London, London, United Kingdom
| | - Steve Halligan
- Centre for Medical Imaging, University College London, London, United Kingdom
| | - Thomas R. Fanshawe
- Nuffield Department of Primary Care Health Sciences, Oxford University, Oxford, United Kingdom
| | - Douglas G. Altman
- Centre for Statistics in Medicine, Wolfson College, Oxford University, Oxford, United Kingdom
| | - Susan Mallett
- Nuffield Department of Primary Care Health Sciences, Oxford University, Oxford, United Kingdom
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Mallett S, Halligan S, Collins GS, Altman DG. Exploration of analysis methods for diagnostic imaging tests: problems with ROC AUC and confidence scores in CT colonography. PLoS One 2014; 9:e107633. [PMID: 25353643 PMCID: PMC4212964 DOI: 10.1371/journal.pone.0107633] [Citation(s) in RCA: 9] [Impact Index Per Article: 0.9] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/27/2014] [Accepted: 08/19/2014] [Indexed: 11/18/2022] Open
Abstract
BACKGROUND Different methods of evaluating diagnostic performance when comparing diagnostic tests may lead to different results. We compared two such approaches, sensitivity and specificity with area under the Receiver Operating Characteristic Curve (ROC AUC) for the evaluation of CT colonography for the detection of polyps, either with or without computer assisted detection. METHODS In a multireader multicase study of 10 readers and 107 cases we compared sensitivity and specificity, using radiological reporting of the presence or absence of polyps, to ROC AUC calculated from confidence scores concerning the presence of polyps. Both methods were assessed against a reference standard. Here we focus on five readers, selected to illustrate issues in design and analysis. We compared diagnostic measures within readers, showing that differences in results are due to statistical methods. RESULTS Reader performance varied widely depending on whether sensitivity and specificity or ROC AUC was used. There were problems using confidence scores; in assigning scores to all cases; in use of zero scores when no polyps were identified; the bimodal non-normal distribution of scores; fitting ROC curves due to extrapolation beyond the study data; and the undue influence of a few false positive results. Variation due to use of different ROC methods exceeded differences between test results for ROC AUC. CONCLUSIONS The confidence scores recorded in our study violated many assumptions of ROC AUC methods, rendering these methods inappropriate. The problems we identified will apply to other detection studies using confidence scores. We found sensitivity and specificity were a more reliable and clinically appropriate method to compare diagnostic tests.
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Affiliation(s)
- Susan Mallett
- Department of Primary Care Health Sciences, University of Oxford, Oxford, United Kingdom
| | - Steve Halligan
- Centre for Medical Imaging, University College London, London, United Kingdom
| | - Gary S. Collins
- Centre for Statistics in Medicine, University of Oxford, Oxford, United Kingdom
| | - Doug G. Altman
- Centre for Statistics in Medicine, University of Oxford, Oxford, United Kingdom
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Thompson J, Hogg P, Thompson S, Manning D, Szczepura K. ROCView: prototype software for data collection in jackknife alternative free-response receiver operating characteristic analysis. Br J Radiol 2012; 85:1320-6. [PMID: 22573294 DOI: 10.1259/bjr/99497945] [Citation(s) in RCA: 17] [Impact Index Per Article: 1.4] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/05/2022] Open
Abstract
ROCView has been developed as an image display and response capture (IDRC) solution to image display and consistent recording of reader responses in relation to the free-response receiver operating characteristic paradigm. A web-based solution to IDRC for observer response studies allows observations to be completed from any location, assuming that display performance and viewing conditions are consistent with the study being completed. The simplistic functionality of the software allows observations to be completed without supervision. ROCView can display images from multiple modalities, in a randomised order if required. Following registration, observers are prompted to begin their image evaluation. All data are recorded via mouse clicks, one to localise (mark) and one to score confidence (rate) using either an ordinal or continuous rating scale. Up to nine "mark-rating" pairs can be made per image. Unmarked images are given a default score of zero. Upon completion of the study, both true-positive and false-positive reports can be downloaded and adapted for analysis. ROCView has the potential to be a useful tool in the assessment of modality performance difference for a range of imaging methods.
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Affiliation(s)
- J Thompson
- Department of Nuclear Medicine, Furness General Hospital, Barrow-in-Furness, UK.
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Samuelson F, Gallas BD, Myers KJ, Petrick N, Pinsky P, Sahiner B, Campbell G, Pennello GA. The importance of ROC data. Acad Radiol 2011; 18:257-8; author reply 259-61. [PMID: 21232688 DOI: 10.1016/j.acra.2010.10.016] [Citation(s) in RCA: 9] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/18/2010] [Revised: 10/18/2010] [Accepted: 10/20/2010] [Indexed: 11/19/2022]
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Gur D, Bandos AI, Rockette HE. Reply. Acad Radiol 2011. [DOI: 10.1016/j.acra.2010.11.003] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/30/2022]
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Bandos AI, Rockette HE, Gur D. Use of likelihood ratios for comparisons of binary diagnostic tests: underlying ROC curves. Med Phys 2011; 37:5821-30. [PMID: 21158294 DOI: 10.1118/1.3503849] [Citation(s) in RCA: 8] [Impact Index Per Article: 0.6] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/07/2022] Open
Abstract
PURPOSE When comparing binary test results from two diagnostic systems, superiority in both "sensitivity" and "specificity" also implies differences in all conventional summary indices and locally in the underlying receiver operating characteristics (ROC) curves. However, when one of the two binary tests has higher sensitivity and lower specificity (or vice versa), comparisons of their performance levels are nontrivial and the use of different summary indices may lead to contradictory conclusions. A frequently used approach that is free of subjectivity associated with summary indices is based on the comparison of the underlying ROC curves that requires the collection of rating data using multicategory scales, whether natural or experimentally imposed. However, data for reliable estimation of ROC curves are frequently unavailable. The purpose of this article is to develop an approach of using "diagnostic likelihood ratios", namely, likelihood ratios of "positive" or "negative" responses, to make simple inferences regarding the underlying ROC curves and associated areas in the absence of reliable rating data or regarding the relative binary characteristics, when these are of primary interest. METHODS For inferences related to underlying curves, the authors exploit the assumption of concavity of the true underlying ROC curve to describe conditions under which these curves have to be different and under which the curves have different areas. For scenarios when the binary characteristics are of primary interest, the authors use characteristics of "chance performance" to demonstrate that the derived conditions provide strong evidence of superiority of one binary test as compared to another. By relating these derived conditions to hypotheses about the true likelihood ratios of two binary diagnostic tests being compared, the authors enable a straightforward statistical procedure for the corresponding inferences. RESULTS The authors derived simple algebraic and graphical methods for describing the conditions for superiority of one of two diagnostic tests with respect to their binary characteristics, the underlying ROC curves, or the areas under the curves. The graphical regions are useful for identifying potential differences between two systems, which then have to be tested statistically. The simple statistical tests can be performed with well known methods for comparison of diagnostic likelihood ratios. The developed approach offers a solution for some of the more difficult to analyze scenarios, where diagnostic tests do not demonstrate concordant differences in terms of both sensitivity and specificity. In addition, the resulting inferences do not contradict the conclusions that can be obtained using conventional and reasonably defined summary indices. CONCLUSIONS When binary diagnostic tests are of primary interest, the proposed approach offers an objective and powerful method for comparing two binary diagnostic tests. The significant advantage of this method is that it enables objective analyses when one test has higher sensitivity but lower specificity, while ensuring agreement with study conclusions based on other reasonable and widely acceptable summary indices. For truly multicategory diagnostic tests, the proposed method can help in concluding inferiority of one of the diagnostic tests based on binary data, thereby potentially saving the need for conducting a more expensive multicategory ROC study.
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Affiliation(s)
- Andriy I Bandos
- Department of Biostatistics, Graduate School of Public Health, University of Pittsburgh, 3362 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA.
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Gur D, Bandos AI, Rockette HE, Zuley ML, Hakim CM, Chough DM, Ganott MA, Sumkin JH. Is an ROC-type response truly always better than a binary response in observer performance studies? Acad Radiol 2010; 17:639-45. [PMID: 20236840 DOI: 10.1016/j.acra.2009.12.012] [Citation(s) in RCA: 15] [Impact Index Per Article: 1.1] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/05/2009] [Revised: 12/17/2009] [Accepted: 12/27/2009] [Indexed: 01/20/2023]
Abstract
RATIONALE AND OBJECTIVES The aim of this study was to assess similarities and differences between methods of performance comparisons under binary (yes or no) and receiver-operating characteristic (ROC)-type pseudocontinuous (0-100) rating data ascertained during an observer performance study of interpretation of full-field digital mammography (FFDM) versus FFDM plus digital breast tomosynthesis. MATERIALS AND METHODS Rating data consisted of ROC-type pseudocontinuous and binary ratings generated by eight radiologists evaluating 77 digital mammographic examinations. Overall performance levels were summarized with a conventionally used probability of correct discrimination or, equivalently, the area under the ROC curve (AUC), which under a binary scale is related to Youden's index. Magnitudes of differences in the reader-averaged empirical AUCs between FFDM alone and FFDM plus digital breast tomosynthesis were compared in the context of fixed-reader and random-reader variability of the estimates. RESULTS The absolute differences between modes using the empirical AUCs were larger on average for the binary scale (0.12 vs 0.07) and for the majority of individual readers (six of eight). Standardized differences were consistent with this finding (2.32 vs 1.63 on average). Reader-averaged differences in AUCs standardized by fixed-reader and random-reader variances were also smaller under the binary rating paradigm. The discrepancy between AUC differences depended on the location of the reader-specific binary operating points. CONCLUSIONS The human observer's operating point should be a primary consideration in designing an observer performance study. Although in general, the ROC-type rating paradigm provides more detailed information on the characteristics of different modes, it does not reflect the actual operating point adopted by human observers. There are application-driven scenarios in which analysis based on binary responses may provide statistical advantages.
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Affiliation(s)
- David Gur
- University of Pittsburgh, Department of Radiology, Radiology Imaging Research, Pittsburgh, PA 15213, USA.
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Gur D, Bandos AI, King JL, Klym AH, Cohen CS, Hakim CM, Hardesty LA, Ganott MA, Perrin RL, Poller WR, Shah R, Sumkin JH, Wallace LP, Rockette HE. Binary and multi-category ratings in a laboratory observer performance study: a comparison. Med Phys 2008; 35:4404-9. [PMID: 18975686 DOI: 10.1118/1.2977766] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/07/2022] Open
Abstract
The authors investigated radiologists, performances during retrospective interpretation of screening mammograms when using a binary decision whether to recall a woman for additional procedures or not and compared it with their receiver operating characteristic (ROC) type performance curves using a semi-continuous rating scale. Under an Institutional Review Board approved protocol nine experienced radiologists independently rated an enriched set of 155 examinations that they had not personally read in the clinic, mixed with other enriched sets of examinations that they had individually read in the clinic, using both a screening BI-RADS rating scale (recall/not recall) and a semi-continuous ROC type rating scale (0 to 100). The vertical distance, namely the difference in sensitivity levels at the same specificity levels, between the empirical ROC curve and the binary operating point were computed for each reader. The vertical distance averaged over all readers was used to assess the proximity of the performance levels under the binary and ROC-type rating scale. There does not appear to be any systematic tendency of the readers towards a better performance when using either of the two rating approaches, namely four readers performed better using the semi-continuous rating scale, four readers performed better with the binary scale, and one reader had the point exactly on the empirical ROC curve. Only one of the nine readers had a binary "operating point" that was statistically distant from the same reader's empirical ROC curve. Reader-specific differences ranged from -0.046 to 0.128 with an average width of the corresponding 95% confidence intervals of 0.2 and p-values ranging for individual readers from 0.050 to 0.966. On average, radiologists performed similarly when using the two rating scales in that the average distance between the run in individual reader's binary operating point and their ROC curve was close to zero. The 95% confidence interval for the fixed-reader average (0.016) was (-0.0206, 0.0631) (two-sided p-value 0.35). In conclusion the authors found that in retrospective observer performance studies the use of a binary response or a semi-continuous rating scale led to consistent results in terms of performance as measured by sensitivity-specificity operating points.
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Affiliation(s)
- David Gur
- Department of Radiology, University of Pittsburgh, Pittsburgh, Pennsylvania 15213, USA.
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Gur D, Bandos AI, Klym AH, Cohen CS, Hakim CM, Hardesty LA, Ganott MA, Perrin RL, Poller WR, Shah R, Sumkin JH, Wallace LP, Rockette HE. Agreement of the order of overall performance levels under different reading paradigms. Acad Radiol 2008; 15:1567-73. [PMID: 19000873 DOI: 10.1016/j.acra.2008.07.011] [Citation(s) in RCA: 8] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 06/10/2008] [Revised: 07/15/2008] [Accepted: 07/15/2008] [Indexed: 11/27/2022]
Abstract
RATIONALE AND OBJECTIVES To investigate consistency of the orders of performance levels when interpreting mammograms under three different reading paradigms. MATERIALS AND METHODS We performed a retrospective observer study in which nine experienced radiologists rated an enriched set of mammography examinations that they personally had read in the clinic ("individualized") mixed with a set that none of them had read in the clinic ("common set"). Examinations were interpreted under three different reading paradigms: binary using screening Breast Imaging Reporting and Data System (BI-RADS), receiver-operating characteristic (ROC), and free-response ROC (FROC). The performance in discriminating between cancer and noncancer findings under each of the paradigms was summarized using Youden's index/2+0.5 (Binary), nonparameteric area under the ROC curve (AUC), and an overall FROC index (JAFROC-2). Pearson correlation coefficients were then computed to assess consistency in the ordering of observers' performance levels. Statistical significance of the computed correlation coefficients was assessed using bootstrap confidence intervals obtained by resampling sets of examination-specific observations. RESULTS All but one of the computed pair-wise correlation coefficients were larger than 0.66 and were significantly different from zero. The correlation between the overall performance measures under the Binary and ROC paradigms was the lowest (0.43) and was not significantly different from zero (95% confidence interval -0.078 to 0.733). CONCLUSION The use of different evaluation paradigms in the laboratory tends to lead to consistent ordering of the overall performance levels of observers. However, one should recognize that conceptually similar performance indexes resulting from different paradigms often measure different performance characteristics and thus disagreements are not only possible but frequently quite natural.
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Affiliation(s)
- David Gur
- Department of Radiology, University of Pittsburgh, 3362 Fifth Avenue, Pittsburgh, PA 15213-3180, USA.
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Gur D, Bandos AI, Rockette HE. Comparing areas under receiver operating characteristic curves: potential impact of the "Last" experimentally measured operating point. Radiology 2008; 247:12-5. [PMID: 18258813 DOI: 10.1148/radiol.2471071321] [Citation(s) in RCA: 16] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/11/2022]
Abstract
A specific issue related to the selection of the analytic tool used when comparing the estimated performance of systems within the receiver operating characteristic (ROC) paradigm is reviewed. This issue is related to the possible effect of the last experimentally ascertained ROC data point in terms of highest true-positive and false-positive fractions. An example of a case is presented where the selection of a specific analysis approach could affect the study conclusion from being not statistically significant for parametric analysis and significant for nonparametric analysis. This is followed by recommendations that should help prevent misinterpretation of results.
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Affiliation(s)
- David Gur
- Department of Radiology, Graduate School of Public Health, University of Pittsburgh, Imaging Research, FARP Building, 3362 Fifth Ave, Pittsburgh, PA 15213, USA.
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Selection of a rating scale in receiver operating characteristic studies: some remaining issues. Acad Radiol 2008; 15:245-8. [PMID: 18206624 DOI: 10.1016/j.acra.2007.10.011] [Citation(s) in RCA: 5] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/04/2007] [Revised: 10/02/2007] [Accepted: 10/02/2007] [Indexed: 11/21/2022]
Abstract
RATIONALE AND OBJECTIVES The aim of this study is to compare the ratings of a group of readers that used two different rating scales in a receiver operating characteristic (ROC) study and to clarify some remaining issues when selecting a rating scale for such studies. MATERIALS AND METHODS We reanalyzed a previously conducted ROC study in which readers used both a 5-point and a 101-point scale to identify abdominal masses in 95 cases. Summary statistics include the distribution of scores by reader for each of the rating scales, the proportion of tied scores when using the 5-point scale that correctly resolved when using the 101-point scale and the proportion of paired normal-abnormal cases where the two rating scales resulted in a different selection of an abnormal case. RESULTS As a group, the readers used 84 of the rating categories when using the 101-point scale but the categories used differed for individual readers. All readers tended to resolve the majority of ties on the 5-point scale in favor of correct decisions and to maintain correct decisions when a more refined scale was used. CONCLUSIONS The reanalysis presented here provides additional evidence that readers in a ROC study can adjust to a 101-point scale and the use of such a refined scale can increase discriminative ability. However, the decision of selecting an appropriate scale should also consider the underlying abnormality in question and relevant clinical considerations.
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