Initiation of ring-opening polymerization of lactide: The effect of metal alkoxide catalyst

Coordination of ε-Caprolactone to a Cationic Niobium(V) Alkoxide Complex: Fundamental Insight into Ring-Opening Polymerization via Coordination-Insertion

We report three niobium-based initiators for the catalytic ring-opening polymerization (ROP) of ε-caprolactone, exhibiting good activity and molecular weight control. In particular, we have prepared on the gram-scale and fully characterized a monometallic cationic alkoxo-Nb(V) ε-caprolactone adduct representing, to the best of our knowledge, an unprecedented example of a metal complex with an intact lactone monomer and a functional ROP-initiating group simultaneously coordinated at the metal center. At 80 °C, all three systems initiate the immortal solution-state ROP of ε-caprolactone via a coordination-insertion mechanism, which has been confirmed through experimental studies, and is supported by computational data. Natural bond orbital calculations further indicate that polymerization may necessitate isomerization about the metal center between the alkoxide chain and the coordinated monomer. The observations made in this work are expected to inform mechanistic understanding both of amine tris(phenolate)-supported metal alkoxide ROP initiators, including various highly stereoselective systems for the polymerization of lactides and of coordination-insertion-type ROP protocols more broadly.

Cooperative Heterometallic Catalysts for Lactide Ring-Opening Polymerization: Combining Aluminum with Divalent Metals

While homometallic (salen)Al catalysts display excellent performance in lactide ring-opening polymerization (ROP), heterometallic (salen)Al complexes have yet to be reported. Herein, we describe four heterobimetallic (salen)Al catalysts and show that the choice of the heterometal is key. Cooperative Al/Mg and Al/Zn combinations improved the catalyst activity by a factor of up to 11 compared to the mono-Al analogue, whereas the mono-Mg and mono-Zn analogues were completely inactive. In contrast, Al/Li and Al/Ca heterocombinations stunted the polymerization rate. Kinetic and computational studies suggest that Al/Mg and Al/Zn cooperativity arises from the close intermetallic proximity facilitating chloride bridging (thus enhancing initiation), which promotes a rigid square pyramidal geometry around the Al center and further increases the available monomer coordination sites. This work also translates the use of ab initio molecular dynamics calculations to ROP, introducing a useful method of investigating catalyst flexibility and revealing that ligand strain and molecular rigidity can enhance heterometallic catalyst performance.

Coordination Ring-Opening Polymerization of Cyclic Esters: A Critical Overview of DFT Modeling and Visualization of the Reaction Mechanisms

Ring-opening polymerization (ROP) of cyclic esters (lactones, lactides, cyclic carbonates and phosphates) is an effective tool to synthesize biocompatible and biodegradable polymers. Metal complexes effectively catalyze ROP, a remarkable diversity of the ROP mechanisms prompted the use of density functional theory (DFT) methods for simulation and visualization of the ROP pathways. Optimization of the molecular structures of the key reaction intermediates and transition states has allowed to explain the values of catalytic activities and stereocontrol events. DFT computation data sets might be viewed as a sound basis for the design of novel ROP catalysts and cyclic substrates, for the creation of new types of homo- and copolymers with promising properties. In this review, we summarized the results of DFT modeling of coordination ROP of cyclic esters. The importance to understand the difference between initiation and propagation stages, to consider the possibility of polymer-catalyst coordination, to figure out the key transition states, and other aspects of DFT simulation and visualization of ROP have been also discussed in our review.

DFT Visualization and Experimental Evidence of BHT-Mg-Catalyzed Copolymerization of Lactides, Lactones and Ethylene Phosphates

Catalytic ring-opening polymerization (ROP) of cyclic esters (lactides, lactones) and cyclic ethylene phosphates is an effective way to process materials with regulated hydrophilicity and controlled biodegradability. Random copolymers of cyclic monomers of different chemical nature are highly attractive due to their high variability of characteristics. Aryloxy-alkoxy complexes of non-toxic metals such as derivatives of 2,6-di-tert-butyl-4-methylphenoxy magnesium (BHT-Mg) complexes are effective coordination catalysts for homopolymerization of all types of traditional ROP monomers. In the present paper, we report the results of density functional theory (DFT) modeling of BHT-Mg-catalyzed copolymerization for lactone/lactide, lactone/ethylene phosphate and lactide/ethylene phosphate mixtures. ε-Caprolactone (ε-CL), l-lactide (l-LA) and methyl ethylene phosphate (MeOEP) were used as examples of monomers in DFT simulations by the Gaussian-09 program package with the B3PW91/DGTZVP basis set. Both binuclear and mononuclear reaction mechanistic concepts have been applied for the calculations of the reaction profiles. The results of calculations predict the possibility of the formation of random copolymers based on l-LA/MeOEP, and substantial hindrance of copolymerization for ε-CL/l-LA and ε-CL/MeOEP pairs. From the mechanistic point of view, the formation of highly stable five-membered chelate by the products of l-LA ring-opening and high donor properties of phosphates are the key factors that rule the reactions. The results of DFT modeling have been confirmed by copolymerization experiments.

Designing of Poly(l-lactide)-Nicotine Conjugates: Mechanistic and Kinetic Studies and Thermal Release Behavior of Nicotine

The current work focuses on the ring-opening polymerization (ROP) of l-lactide (LLA) using N-heterocyclic functionalized molecules as an initiator for the synthesis of metal-free poly(l-lactide) (PLLA) conjugates. With this motivation, we have used a drug molecule, nicotine, having N-heterocyclic functionality as the initiator for the synthesis of PLLA conjugates. Structural characterizations carried out using matrix-assisted laser desorption ionization time-of-flight mass spectrometry, Fourier transform infrared, and NMR establish the reacting species during polymerization in the absence of any side reactions. However, side reactions occurred because of the absence of steric hindrance when polymerization is initiated using nicotine in the presence of benzyl alcohol. Accordingly, we report here a detailed investigation on the mechanism of nicotine as an initiator and propose an anionic-based mechanism for the ROP of LLA. Studies on the kinetics parameters have been performed for the nicotine-initiated ROP of LLA and have found that polymerization proceeds with a first-order dependence on both the monomer and initiator concentrations with a low activation energy of 4.9 kcal·mol^-1. Further, thermal release studies performed by hyphenated thermogravimetric-Fourier transform infrared analysis found that nicotine is released along with reduced toxins from these synthesized PLLA-nicotine conjugates. Thus, these PLLA-nicotine conjugates can in turn open up a new era in tobacco industries for the preparation of synthetic cigarettes and also in biomedical applications for drug delivery purposes. Herein, a few preliminary experiments using another drug molecule, nicorandil, having similar N-heterocyclic functionality were also conducted to support the role of nicotine as an initiator for the synthesis of PLLA conjugates.

High level potential energy surface and mechanism of Al(CH3)2OCH3-promoted lactone polymerization: initiation and propagation

A hitherto unreported, second transition state (TS2) is the stationary state with the highest relative energy of the Al(CH₃)₂OCH₃ + glycolide initiation reaction.

Degradable Polycaprolactone and Polylactide Homopolymer and Block Copolymer Brushes Prepared by Surface-Initiated Polymerization with Triazabicyclodecene and Zirconium Catalysts

Surface-initiated ring-opening polymerization (SI-ROP) of polycaprolactone (PCL) and polylactide (PLA) polymer brushes with controlled degradation rates were prepared on oxide substrates. PCL brushes were polymerized from hydroxyl-terminated monolayers utilizing triazabicyclodecene (TBD) as the polymerization catalyst. A consistent brush thickness of 40 nm could be achieved with a reproducible unique crystalline morphology. The organocatalyzed PCL brushes were chain extended using lactide in the presence of zirconium n-butoxide to successfully grow PCL/PLA block copolymer (PCL-b-PLA) brushes with a final thickness of 55 nm. The degradation properties of "grafted from" PCL brush and the PCL-b-PLA brush were compared to "grafted to" PCL brushes, and we observed that the brush density plays a major role in degradation kinetics. Solutions of methanol/water at pH 14 were used to better solvate the brushes and increase the kinetics of degradation. This framework enables a control of degradation that allows for the precise removal of these coatings.

Zr(iv) complexes containing salan-type ligands: synthesis, structural characterization and role as catalysts towards the polymerization of ε-caprolactone, rac-lactide, ethylene, homopolymerization and copolymerization of epoxides with CO2

Three new Zr(iv) complexes bearing salan-type diamine bis(phenolato) ligands were synthesized and their activities towards the ROP of ε-CL, rac-LA and homopolymerization, copolymerization and coupling of epoxides with CO₂ were investigated.

Imino phenoxide complexes of niobium and tantalum as catalysts for the polymerization of lactides, ε-caprolactone and ethylene

Imino phenoxide complexes of Nb and Ta show precise control towards the solvent free ring-opening polymerization of lactides (LA) and ε-caprolactone (CL). There is a close proximity between the observed number average molecular weight (M(n)) and theoretical molecular weight and the molecular weight distributions (MWDs) were found to be narrow. Analysis of low molecular weight oligomers of LA synthesized from these compounds revealed that the ligand is incorporated as one of the end terminal groups in the polymer chain. In addition, these complexes were realized to be precatalysts for the polymerization of ethylene.