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Wilkinson C, Pizzolato M, De Angelis D, Mazzarelli D, D'Apuzzo A, Liu JC, Poppa P, Cattaneo C. Post-mortem to ante-mortem facial image comparison for deceased migrant identification. Int J Legal Med 2024; 138:2691-2706. [PMID: 39150507 PMCID: PMC11490436 DOI: 10.1007/s00414-024-03286-0] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/15/2024] [Accepted: 07/01/2024] [Indexed: 08/17/2024]
Abstract
The identification of deceased migrants is a global challenge that is exacerbated by migration distance, post-mortem conditions, access to ante-mortem data for comparison, inconsistent international procedures and lack of communication between arrival and origin countries. Due to low technology requirements, fast speed analysis and ease of transferring digital data, facial image comparison is particularly beneficial in those contexts, especially in challenging scenarios when this may be the only initial ante-mortem data available to identify the deceased. The Facial Identification Scientific Working Group (FISWG) professional guidelines for facial image comparison were developed for living facial appearance, and, therefore, a tailored protocol for the application of post-mortem to ante-mortem facial image comparison was proposed and evaluated in this research. The protocol was investigated via an inter-observer and an accuracy study, using 29 forensic cases (2001-2020) from the University of Milan, provided by the Laboratory of Forensic Anthropology and Odontology. In order to replicate a migrant identification scenario, each post-mortem subject was compared to all 29 ante-mortem targets (841 comparisons). The protocol guided the practitioner through stages of facial image comparison, from broad (phase 1) to more detailed (phase 3), eventually leading to a decision of 'exclusion' or 'potential match' for each post-mortem to ante-mortem case (phase 4). In phase 4, a support scale was also utilised to indicate the level of confidence in a potential match. Each post-mortem subject could be recorded with multiple potential matches. The protocol proved to be useful guide for facial image comparison, especially for less experienced practitioners and the inter-observer study suggested good reproducibility. The majority (82-96%) of ante-mortem subjects were excluded at the first stage of the protocol, and 71 full post-mortem to ante-mortem facial image comparisons were carried out. On average, two or three potential matches were recorded for each post-mortem subject. The overall accuracy rate was 85%, with the majority (79%) of ante-mortem non-targets correctly excluded from the identification process. An increased number and quality of available ante-mortem images produced more successful matches with higher levels of support. All potential matches involving non-targets received low levels of support, and for 73% of the post-mortem subjects, the ante-mortem target was the only recorded potential match. However, two ante-mortem targets were incorrectly excluded (one at the first stage of the protocol) and therefore changes to the protocol were implemented to mitigate these errors. A full protocol and a practical recording chart for practitioner use is included with this paper.
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Wilkinson C, Liu CYJ, Shrimpton S, Greenway E. Craniofacial identification standards: A review of reliability, reproducibility, and implementation. Forensic Sci Int 2024; 359:111993. [PMID: 38704925 DOI: 10.1016/j.forsciint.2024.111993] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/06/2023] [Revised: 11/01/2023] [Accepted: 03/16/2024] [Indexed: 05/07/2024]
Abstract
There are numerous anatomical and anthropometrical standards that can be utilised for craniofacial analysis and identification. These standards originate from a wide variety of sources, such as orthodontic, maxillofacial, surgical, anatomical, anthropological and forensic literature, and numerous media have been employed to collect data from living and deceased subjects. With the development of clinical imaging and the enhanced technology associated with this field, multiple methods of data collection have become accessible, including Computed Tomography, Cone-Beam Computed Tomography, Magnetic Resonance Imaging, Radiographs, Three-dimensional Scanning, Photogrammetry and Ultrasound, alongside the more traditional in vivo methods, such as palpation and direct measurement, and cadaveric human dissection. Practitioners often struggle to identify the most appropriate standards and research results are frequently inconsistent adding to the confusion. This paper aims to clarify how practitioners can choose optimal standards, which standards are the most reliable and when to apply these standards for craniofacial identification. This paper describes the advantages and disadvantages of each mode of data collection and collates published research to review standards across different populations for each facial feature. This paper does not aim to be a practical instruction paper; since this field encompasses a wide range of 2D and 3D approaches (e.g., clay sculpture, sketch, automated, computer-modelling), the implementation of these standards is left to the individual practitioner.
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de Boer HH, Obertová Z, Cunha E, Adalian P, Baccino E, Fracasso T, Kranioti E, Lefévre P, Lynnerup N, Petaros A, Ross A, Steyn M, Cattaneo C. Strengthening the role of forensic anthropology in personal identification: Position statement by the Board of the Forensic Anthropology Society of Europe (FASE). Forensic Sci Int 2020; 315:110456. [PMID: 32866741 DOI: 10.1016/j.forsciint.2020.110456] [Citation(s) in RCA: 20] [Impact Index Per Article: 5.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/21/2020] [Revised: 08/03/2020] [Accepted: 08/05/2020] [Indexed: 01/15/2023]
Abstract
In this position statement, the Board members of the Forensic Anthropology Society of Europe (FASE) argue that forensic anthropology methods can be used as means of personal identification, particularly in situations with limited availability of traditional identification methods (i.e. dactyloscopy, odontology, and molecular genetic analysis). This statement has been issued taking into account the international migration crises related to thousands of deaths worldwide, in which the utility of these traditional means of identification has been sporadic to non-existent. The statement is however not limited to deaths related to the migration crises, as similar problems may occur in fatalities en masse such as in natural disasters and armed conflicts, and on a smaller scale in cases of homeless or otherwise socioeconomically disadvantaged persons. The number of reports on personal identification based on sound anthropological methodology is increasing in the scientific literature. However, more research is needed to develop evidence-based standard operating procedures and statistical frameworks. It remains essential to raise awareness among forensic practitioners, law enforcement, and judiciary professionals on the utility of forensic anthropology in cases where it can provide sufficient information for identification.
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Affiliation(s)
- Hans H de Boer
- Dept. of Pathology, Amsterdam University Medical Centres, Amsterdam, the Netherlands; Netherlands Forensic Institute, Dept. of Medical Forensic Research, the Hague, the Netherlands
| | - Zuzana Obertová
- Centre for Forensic Anthropology, School of Social Sciences, The University of Western Australia, Crawley, WA, Australia.
| | - Eugenia Cunha
- National Institute of Legal Medicine and Forensic Sciences, Portugal; University of Coimbra, Centre for Functional Ecology, Laboratory of Forensic Anthropology, Department of Life Sciences, Calçada Martim de Freitas, 3000-456, Coimbra, Portugal
| | | | - Eric Baccino
- Medico-legal Unit, Hopital Lapeyronie, University Hospital of Montpellier, 34285 Montpellier Cedex 5, France
| | - Tony Fracasso
- Centre universitaire romand de Médecine Légale, Rue Michel-Servet 1, 1206, Geneva, Switzerland
| | - Elena Kranioti
- Forensic Medicine Unit, Medical School, University of Crete, Heraklion, Crete, 71110, Greece
| | - Philippe Lefévre
- Laboratory of Anatomy, Biomechanics and Organogenesis. Forensic Anthropology Unit. Université Libre de Bruxelles, Belgium
| | - Niels Lynnerup
- Department of Forensic Medicine, University of Copenhagen, Denmark
| | - Anja Petaros
- National Board of Forensic Medicine, Department of Forensic Medicine in Linköping, Sweden
| | - Ann Ross
- NC Human Identification & Forensic Analysis Laboratory, Department of Biological Sciences, North Carolina State University, USA
| | - Maryna Steyn
- Human Variation and Identification Research Unit, School of Anatomical Sciences, Faculty of Health Sciences, University of the Witwatersrand, South Africa
| | - Cristina Cattaneo
- Laboratorio Di Antropologia E Odontologia Forense (LABANOF), Sezione Di Medicina Legale, Dipartimento Di Scienze Biomediche per La Salute, Università Degli Studi Di Milano, Milan, Italy
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Ubelaker DH, Wu Y, Cordero QR. Craniofacial photographic superimposition: New developments. Forensic Sci Int Synerg 2019; 1:271-274. [PMID: 32411979 PMCID: PMC7219178 DOI: 10.1016/j.fsisyn.2019.10.002] [Citation(s) in RCA: 6] [Impact Index Per Article: 1.2] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Journal Information] [Subscribe] [Scholar Register] [Received: 08/15/2019] [Revised: 10/02/2019] [Accepted: 10/03/2019] [Indexed: 12/04/2022]
Abstract
Craniofacial superimposition is a technique used in the field of forensic anthropology to assist in the analysis of an unknown skull. The process involves superimposing an image of the recovered skull over an ante mortem image of the suspected individual. In the past two decades, there has been a decline in the application due to the development of molecular analysis as a more precise and accurate identification technique. Despite its decrease in use, there has been significant development in superimposition techniques in the past five years, specifically to standardize procedures. One project, MEPROCS (The New Methodologies and Protocols of Forensic Identification by Craniofacial Superimposition), has attempted to establish a framework for solving the problems of past superimposition techniques. Future researchers should consider integrating information gleaned from clinical practices with the statistical and technical advances of craniofacial superimposition for better facilitating its use in forensic anthropology.
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Affiliation(s)
- Douglas H Ubelaker
- Department of Anthropology, NMNH, Smithsonian Institution Washington, D.C., 20560, USA
| | - Yaohan Wu
- Department of Anthropology, NMNH, Smithsonian Institution Washington, D.C., 20560, USA
| | - Quinnlan R Cordero
- Department of Anthropology, NMNH, Smithsonian Institution Washington, D.C., 20560, USA
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Facial ageing in South African adult males. Forensic Sci Int 2018; 289:277-286. [DOI: 10.1016/j.forsciint.2018.05.006] [Citation(s) in RCA: 7] [Impact Index Per Article: 1.2] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/14/2017] [Revised: 04/11/2018] [Accepted: 05/03/2018] [Indexed: 11/17/2022]
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Urbanová P, Vojtíšek T, Frišhons J, Šandor O, Jurda M, Krajsa J. Applying 3D prints to reconstructing postmortem craniofacial features damaged by devastating head injuries. Leg Med (Tokyo) 2018; 33:48-52. [PMID: 29803084 DOI: 10.1016/j.legalmed.2018.05.005] [Citation(s) in RCA: 5] [Impact Index Per Article: 0.8] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 02/26/2018] [Revised: 05/16/2018] [Accepted: 05/21/2018] [Indexed: 11/21/2022]
Abstract
Postmortem facial identification is one of the most common techniques for establishing a deceased person's identity. In victims suffering from devastating cranial injuries, the feasibility of facial identification tasks can be compromised by damage to or disfigurement of the identifying cranial features. Although there are several reconstructive approaches, which help experts to restore the essence of person's physical appearance, thus enhancing the chances of recognition, only a few of them involve restoring the fractured cranial bones as the foundation for the reconstructed soft tissues. Here, we propose a technique based on replacement of heavily damaged hard tissues with generic prosthetics manufactured by 3D printing. Our approach does not require medical imaging technologies or other costly lab equipment. It is simple, affordable and relatively labor-efficient. The deceased's reconstructed craniofacial features can be subsequently assessed, photographed, drawn or otherwise reproduced in order to help determine his or her identity. In addition, the imagery can be displayed, published or broadcasted in media without concerns of being overly graphic.
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Affiliation(s)
- Petra Urbanová
- Laboratory of Morphology and Forensic Anthropology, Department of Anthropology, Faculty of Science, Masaryk University, Kotlářská 2, 611 37 Brno, Czech Republic.
| | - Tomáš Vojtíšek
- Department of Forensic Medicine, Faculty of Medicine, Masaryk University, St. Anne's Faculty Hospital, Tvrdého 2a, 662 99 Brno, Czech Republic.
| | - Jan Frišhons
- Department of Forensic Medicine, St. Anne's Faculty Hospital Brno and Faculty of Medicine, Masaryk University, Tvrdého 2a, Brno 662 99, Czech Republic.
| | - Ondřej Šandor
- Institute of Pathologic Morphology and Parasitology, University of Veterinary and Pharmaceutical Sciences Brno, Palackého třída 1946/1, Brno 612 42, Czech Republic.
| | - Mikoláš Jurda
- Laboratory of Morphology and Forensic Anthropology, Department of Anthropology, Faculty of Science, Masaryk University, Kotlářská 2, 611 37 Brno, Czech Republic
| | - Jan Krajsa
- Department of Forensic Medicine, Faculty of Medicine, Masaryk University, St. Anne's Faculty Hospital, Tvrdého 2a, 662 99 Brno, Czech Republic.
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Caplova Z, Obertova Z, Gibelli DM, De Angelis D, Mazzarelli D, Sforza C, Cattaneo C. Personal Identification of Deceased Persons: An Overview of the Current Methods Based on Physical Appearance. J Forensic Sci 2018; 63:662-671. [PMID: 28973829 DOI: 10.1111/1556-4029.13643] [Citation(s) in RCA: 17] [Impact Index Per Article: 2.8] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/17/2017] [Revised: 08/03/2017] [Accepted: 08/21/2017] [Indexed: 11/26/2022]
Abstract
The use of the physical appearance of the deceased has become more important because the available antemortem information for comparisons may consist only of a physical description and photographs. Twenty-one articles dealing with the identification based on the physiognomic features of the human body were selected for review and were divided into four sections: (i) visual recognition, (ii) specific facial/body areas, (iii) biometrics, and (iv) dental superimposition. While opinions about the reliability of the visual recognition differ, the search showed that it has been used in mass disasters, even without testing its objectivity and reliability. Specific facial areas being explored for the identification of dead; however, their practical use is questioned, similarly to soft biometrics. The emerging dental superimposition seems to be the only standardized and successfully applied method for identification so far. More research is needed into a potential use of the individualizing features, considering that postmortem changes and technical difficulties may affect the identification.
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Affiliation(s)
- Zuzana Caplova
- Dipartimento di Morfologia e Scienze Biomediche, Sezione di Medicina Legale, LABANOF, Laboratorio di Antropologia e Odontologia Forense, Università degli Studi di Milano, Via Mangiagalli 37, Milan, 20133, Italy
- Dipartimento di Scienze Biomediche per la Salute, Università degli Studi di Milano, Via Mangiagalli 31, Milano, 20133, Italy
| | - Zuzana Obertova
- Dipartimento di Morfologia e Scienze Biomediche, Sezione di Medicina Legale, LABANOF, Laboratorio di Antropologia e Odontologia Forense, Università degli Studi di Milano, Via Mangiagalli 37, Milan, 20133, Italy
| | - Daniele M Gibelli
- Dipartimento di Scienze Biomediche per la Salute, Università degli Studi di Milano, Via Mangiagalli 31, Milano, 20133, Italy
| | - Danilo De Angelis
- Dipartimento di Morfologia e Scienze Biomediche, Sezione di Medicina Legale, LABANOF, Laboratorio di Antropologia e Odontologia Forense, Università degli Studi di Milano, Via Mangiagalli 37, Milan, 20133, Italy
| | - Debora Mazzarelli
- Dipartimento di Morfologia e Scienze Biomediche, Sezione di Medicina Legale, LABANOF, Laboratorio di Antropologia e Odontologia Forense, Università degli Studi di Milano, Via Mangiagalli 37, Milan, 20133, Italy
| | - Chiarella Sforza
- Dipartimento di Scienze Biomediche per la Salute, Università degli Studi di Milano, Via Mangiagalli 31, Milano, 20133, Italy
| | - Cristina Cattaneo
- Dipartimento di Morfologia e Scienze Biomediche, Sezione di Medicina Legale, LABANOF, Laboratorio di Antropologia e Odontologia Forense, Università degli Studi di Milano, Via Mangiagalli 37, Milan, 20133, Italy
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Hadi H, Wilkinson CM. Categorizing facial creases: A review. J Cosmet Dermatol 2017; 16:180-185. [PMID: 28145033 DOI: 10.1111/jocd.12305] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Accepted: 11/30/2016] [Indexed: 12/25/2022]
Abstract
Ensuring uniformity in the nomenclature standardization of facial creases is important to enable the scholarly community to follow and debate the advancements in research. This review highlights the prevailing disparity in the nomenclature that refers to the same facial crease by researchers and laypeople, and suggests uniform names for the facial creases based on available literature. The previous and current trends in facial crease classification are also discussed. The nomenclature of the facial creases considered for this review include the following: the nasolabial fold, corner of the mouth lines, upper and lower lip creases around the mouth region, the mandibular folds, the bifid nose, the transverse nasal line, the vertical glabellar line, chin crease, the mental crease, four type of creases around the eyes, forehead creases, and periauricular creases. A figure illustrating the above facial creases is included as reference. It is hoped that the proposed standardization of nomenclature would ensure a more scientific referencing of facial creases enabling more effective scientific interaction among the scholarly community as well as the laypeople interested in the research and application of facial creases.
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Affiliation(s)
- Helmi Hadi
- Forensic Science Program, School of Health Sciences, Universiti Sains Malaysia, Kubang Kerian, Kelantan, Malaysia
| | - Caroline M Wilkinson
- Faculty of Arts Professional and Social Studies, Liverpool School of Art and Design, John Lennon Art and Design Building, Liverpool, UK
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