1
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Xue B, Xu H, Huang X, Xu Z. Slow feature-based feature fusion methodology for machinery similarity-based prognostics. ISA TRANSACTIONS 2024; 152:96-112. [PMID: 38910090 DOI: 10.1016/j.isatra.2024.06.015] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 09/09/2022] [Revised: 06/07/2024] [Accepted: 06/14/2024] [Indexed: 06/25/2024]
Abstract
Similarity-based prediction methods utilize degradation trend analysis based on degradation indicators (DIs). These methods are gaining prominence in industrial predictive maintenance because they effectively address prognostics for machines with unknown failure mechanisms. However, current studies often neglect the discrepancies in degradation trends when constructing DIs from multi-sensor data and lack automatic normalization of operating regimes during feature fusion. In this study, a feature fusion methodology based on a signal-to-noise ratio metric that leverages slow feature analysis (SFA) is proposed. This customized metric utilizes SFA to quantify degradation trend discrepancies of constructed DIs, while automatically filtering out the effects of multiple operating regimes during feature fusion. The effectiveness and superiority of the proposed method are demonstrated using publicly available aero-engine and rolling bearing datasets.
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Affiliation(s)
- Bin Xue
- Institute of Process Equipment, Zhejiang University, 38 Zheda Road, Hangzhou, 310027, Zhejiang, China
| | - Haoyan Xu
- Institute of Process Equipment, Zhejiang University, 38 Zheda Road, Hangzhou, 310027, Zhejiang, China
| | - Xing Huang
- School of Engineering, Zhejiang University City College, 51 Huzhou Street, Hangzhou, 310015, Zhejiang, China; Wenzhou Institute, University of Chinese Academy of Sciences, 1 Jinlian Road, Wenzhou, 325000, Zhejiang, China
| | - Zhongbin Xu
- Institute of Process Equipment, Zhejiang University, 38 Zheda Road, Hangzhou, 310027, Zhejiang, China; Institute of Robotics, Zhejiang University, 1 Qianhu South Road, Ningbo, 315100, Zhejiang, China; State Key Laboratory of Fluid Power and Mechatronic Systems, Zhejiang University, 38 Zheda Road, Hangzhou, 310027, Zhejiang, China.
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2
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Yang L, Li T, Dong Y, Duan R, Liao Y. A knowledge-data integration framework for rolling element bearing RUL prediction across its life cycle. ISA TRANSACTIONS 2024; 152:331-357. [PMID: 38987043 DOI: 10.1016/j.isatra.2024.06.022] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/25/2024] [Revised: 06/24/2024] [Accepted: 06/24/2024] [Indexed: 07/12/2024]
Abstract
Prediction of Remaining Useful Life (RUL) for Rolling Element Bearings (REB) has attracted widespread attention from academia and industry. However, there are still several bottlenecks, including the effective utilization of multi-sensor data, the interpretability of prediction models, and the prediction across the entire life cycle, which limit prediction accuracy. In view of that, we propose a knowledge-based explainable life-cycle RUL prediction framework. First, considering the feature fusion of fast-changing signals, the Pearson correlation coefficient matrix and feature transformation objective function are incorporated to an Improved Graph Convolutional Autoencoder. Furthermore, to integrate the multi-source signals, a Cascaded Multi-head Self-attention Autoencoder with Characteristic Guidance is proposed to construct health indicators. Then, the whole life cycle of REB is divided into different stages based on the Continuous Gradient Recognition with Outlier Detection. With the development of Measurement-based Correction Life Formula and Bidirectional Recursive Gated Dual Attention Unit, accurate life-cycle RUL prediction is achieved. Data from self-designed test rig and PHM 2012 Prognostic challenge datasets are analyzed with the proposed framework and five existing prediction models. Compared with the strongest prediction model among the five, the proposed framework demonstrates significant improvements. For the data from self-designed test rig, there is a 1.66 % enhancement in Corrected Cumulative Relative Accuracy (CCRA) and a 49.00 % improvement in Coefficient of Determination (R2). For the PHM 2012 datasets, there is a 4.04 % increase in CCRA and a 120.72 % boost in R2.
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Affiliation(s)
- Lei Yang
- Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China; Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, Xi'an Jiaotong University, Xi'an 710049, China
| | - Tuojian Li
- Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China; Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, Xi'an Jiaotong University, Xi'an 710049, China
| | - Yue Dong
- Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China; Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, Xi'an Jiaotong University, Xi'an 710049, China
| | - Rongkai Duan
- Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China; Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, Xi'an Jiaotong University, Xi'an 710049, China
| | - Yuhe Liao
- Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China; Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, Xi'an Jiaotong University, Xi'an 710049, China.
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3
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Lin X, Cheng M, Chen X, Zhang J, Zhao Y, Ai B. Unlocking Predictive Capability and Enhancing Sensing Performances of Plasmonic Hydrogen Sensors via Phase Space Reconstruction and Convolutional Neural Networks. ACS Sens 2024; 9:3877-3888. [PMID: 38741258 DOI: 10.1021/acssensors.3c02651] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 05/16/2024]
Abstract
This study innovates plasmonic hydrogen sensors (PHSs) by applying phase space reconstruction (PSR) and convolutional neural networks (CNNs), overcoming previous predictive and sensing limitations. Utilizing a low-cost and efficient colloidal lithography technique, palladium nanocap arrays are created and their spectral signals are transformed into images using PSR and then trained using CNNs for predicting the hydrogen level. The model achieves accurate predictions with average accuracies of 0.95 for pure hydrogen and 0.97 for mixed gases. Performance improvements observed are a reduction in response time by up to 3.7 times (average 2.1 times) across pressures, SNR increased by up to 9.3 times (average 3.9 times) across pressures, and LOD decreased from 16 Pa to an extrapolated 3 Pa, a 5.3-fold improvement. A practical application of remote hydrogen sensing without electronics in hydrogen environments is actualized and achieves a 0.98 average test accuracy. This methodology reimagines PHS capabilities, facilitating advancements in hydrogen monitoring technologies and intelligent spectrum-based sensing.
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Affiliation(s)
- Xiangxin Lin
- School of Microelectronics and Communication Engineering, Chongqing Key Laboratory of Bio-perception & Intelligent Information Processing, Chongqing University, Chongqing 400044 , P.R. China
| | - Mingyu Cheng
- School of Microelectronics and Communication Engineering, Chongqing Key Laboratory of Bio-perception & Intelligent Information Processing, Chongqing University, Chongqing 400044 , P.R. China
| | - Xinyi Chen
- School of Microelectronics and Communication Engineering, Chongqing Key Laboratory of Bio-perception & Intelligent Information Processing, Chongqing University, Chongqing 400044 , P.R. China
| | - Jinglan Zhang
- School of Microelectronics and Communication Engineering, Chongqing Key Laboratory of Bio-perception & Intelligent Information Processing, Chongqing University, Chongqing 400044 , P.R. China
| | - Yiping Zhao
- Department of Physics and Astronomy, The University of Georgia, Athens, Georgia 30602 , United States
| | - Bin Ai
- School of Microelectronics and Communication Engineering, Chongqing Key Laboratory of Bio-perception & Intelligent Information Processing, Chongqing University, Chongqing 400044 , P.R. China
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4
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Jiang H, Wu Y, Yuan J, Zhao Q, Chen J. Adaptive Low-Rank Tensor Estimation Model Based Multichannel Weak Fault Detection for Bearings. SENSORS (BASEL, SWITZERLAND) 2024; 24:3762. [PMID: 38931545 PMCID: PMC11207612 DOI: 10.3390/s24123762] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 05/18/2024] [Revised: 06/06/2024] [Accepted: 06/07/2024] [Indexed: 06/28/2024]
Abstract
Multichannel signals contain an abundance of fault characteristic information on equipment and show greater potential for weak fault characteristics extraction and early fault detection. However, how to effectively utilize the advantages of multichannel signals with their information richness while eliminating interference components caused by strong background noise and information redundancy to achieve accurate extraction of fault characteristics is still challenging for mechanical fault diagnosis based on multichannel signals. To address this issue, an effective weak fault detection framework for multichannel signals is proposed in this paper. Firstly, the advantages of a tensor on characterizing fault information were displayed, and the low-rank property of multichannel fault signals in a tensor domain is revealed through tensor singular value decomposition. Secondly, to tackle weak fault characteristics extraction from multichannel signals under strong background noise, an adaptive threshold function is introduced, and an adaptive low-rank tensor estimation model is constructed. Thirdly, to further improve the accurate estimation of weak fault characteristics from multichannel signals, a new sparsity metric-oriented parameter optimization strategy is provided for the adaptive low-rank tensor estimation model. Finally, an effective multichannel weak fault detection framework is formed for rolling bearings. Multichannel data from the repeatable simulation, the publicly available XJTU-SY whole lifetime datasets and an accelerated fatigue test of rolling bearings are used to validate the effectiveness and practicality of the proposed method. Excellent results are obtained in multichannel weak fault detection with strong background noise, especially for early fault detection.
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Affiliation(s)
- Huiming Jiang
- School of Mechanical Engineering, University of Shanghai for Science and Technology, Shanghai 200093, China; (Y.W.); (J.Y.); (Q.Z.)
| | - Yue Wu
- School of Mechanical Engineering, University of Shanghai for Science and Technology, Shanghai 200093, China; (Y.W.); (J.Y.); (Q.Z.)
| | - Jing Yuan
- School of Mechanical Engineering, University of Shanghai for Science and Technology, Shanghai 200093, China; (Y.W.); (J.Y.); (Q.Z.)
| | - Qian Zhao
- School of Mechanical Engineering, University of Shanghai for Science and Technology, Shanghai 200093, China; (Y.W.); (J.Y.); (Q.Z.)
| | - Jin Chen
- State Key Laboratory of Mechanical System and Vibration, Shanghai Jiao Tong University, Shanghai 200240, China;
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5
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Wu F, Wu Q, Tan Y, Xu X. Remaining Useful Life Prediction Based on Deep Learning: A Survey. SENSORS (BASEL, SWITZERLAND) 2024; 24:3454. [PMID: 38894245 PMCID: PMC11174398 DOI: 10.3390/s24113454] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 04/21/2024] [Revised: 05/22/2024] [Accepted: 05/24/2024] [Indexed: 06/21/2024]
Abstract
Remaining useful life (RUL) is a metric of health state for essential equipment. It plays a significant role in health management. However, RUL is often random and unknown. One type of physics-based method builds a mathematical model for RUL using prior principles, but this is a tough task in real-world applications. Another type of method estimates RUL from available information through condition and health monitoring; this is known as the data-driven method. Traditional data-driven methods require significant human effort in designing health features to represent performance degradation, yet the prediction accuracy is limited. With breakthroughs in various application scenarios in recent years, deep learning techniques provide new insights into this problem. Over the past few years, deep-learning-based RUL prediction has attracted increasing attention from the academic community. Therefore, it is necessary to conduct a survey on deep-learning-based RUL prediction. To ensure a comprehensive survey, the literature is reviewed from three dimensions. Firstly, a unified framework is proposed for deep-learning-based RUL prediction and the models and approaches in the literature are reviewed under this framework. Secondly, detailed estimation processes are compared from the perspective of different deep learning models. Thirdly, the literature is examined from the perspective of specific problems, such as scenarios where the collected data consist of limited labeled data. Finally, the main challenges and future directions are summarized.
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Affiliation(s)
- Fuhui Wu
- School of Information Engineering, Wuhan College, Wuhan 430212, China
| | - Qingbo Wu
- College of Computer, National University of Defense Technology, Changsha 410073, China
| | - Yusong Tan
- College of Computer, National University of Defense Technology, Changsha 410073, China
| | - Xinghua Xu
- National Key Laboratory of Science and Technology on Vessel Integrated Power System, Naval University of Engineering, Wuhan 430033, China
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6
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Chen X. A novel gear RUL prediction method by diffusion model generation health index and attention guided multi-hierarchy LSTM. Sci Rep 2024; 14:1795. [PMID: 38245612 PMCID: PMC10799870 DOI: 10.1038/s41598-024-52151-y] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/26/2023] [Accepted: 01/15/2024] [Indexed: 01/22/2024] Open
Abstract
Gears, as indispensable components of machinery, demand accurate prediction of their Remaining Useful Life (RUL). To enhance the utilization of ordered information within time series data and elevate RUL prediction precision, this study introduces the attention-guided multi-hierarchy LSTM (AGMLSTM). This innovative approach leverages attention mechanisms to capture the intricate interplay between high and low hierarchical features of the input data, marking the first application of such a technique in gear RUL prediction. Additionally, a refined health indicator (HI) is introduced, constructed through a diffusion model, to precisely reflect the gears' health condition. The proposed RUL prediction method unfolds as follows: firstly, HIs are computed from gear vibration data. Subsequently, leveraging the known HIs, AGMLSTM predicts future HIs, and the RUL of the gear is determined upon surpassing the failure threshold. Quantitative analysis of experimental results conclusively demonstrates the superiority of the proposed RUL prediction method over existing approaches for gear RUL estimation.
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Affiliation(s)
- Xinping Chen
- College of Artificial Intelligence and Big Data, Chongqing College of Electronic Engineering, Chongqing, 401331, China.
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7
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Shi J, Gao J, Xiang S. Adaptively Lightweight Spatiotemporal Information-Extraction-Operator-Based DL Method for Aero-Engine RUL Prediction. SENSORS (BASEL, SWITZERLAND) 2023; 23:6163. [PMID: 37448012 PMCID: PMC10346437 DOI: 10.3390/s23136163] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 05/29/2023] [Revised: 06/26/2023] [Accepted: 07/03/2023] [Indexed: 07/15/2023]
Abstract
Accurate prediction of machine RUL plays a crucial role in reducing human casualties and economic losses, which is of significance. The ability to handle spatiotemporal information contributes to improving the prediction performance of machine RUL. However, most existing models for spatiotemporal information processing are not only complex in structure but also lack adaptive feature extraction capabilities. Therefore, a lightweight operator with adaptive spatiotemporal information extraction ability named Involution GRU (Inv-GRU) is proposed for aero-engine RUL prediction. Involution, the adaptive feature extraction operator, is replaced by the information connection in the gated recurrent unit to achieve adaptively spatiotemporal information extraction and reduce the parameters. Thus, Inv-GRU can well extract the degradation information of the aero-engine. Then, for the RUL prediction task, the Inv-GRU-based deep learning (DL) framework is firstly constructed, where features extracted by Inv-GRU and several human-made features are separately processed to generate health indicators (HIs) from multi-raw data of aero-engines. Finally, fully connected layers are adopted to reduce the dimension and regress RUL based on the generated HIs. By applying the Inv-GRU-based DL framework to the Commercial Modular Aero Propulsion System Simulation (C-MAPSS) datasets, successful predictions of aero-engines RUL have been achieved. Quantitative comparative experiments have demonstrated the advantage of the proposed method over other approaches in terms of both RUL prediction accuracy and computational burden.
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Affiliation(s)
- Junren Shi
- School of Automation, Chongqing University of Posts and Telecommunications, Chongqing 400044, China;
| | - Jun Gao
- School of Computer Science and Technology, Chongqing University of Posts and Telecommunications, Chongqing 400044, China;
| | - Sheng Xiang
- School of Automation, Chongqing University of Posts and Telecommunications, Chongqing 400044, China;
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8
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Duan C, Jiang Y, Pu H, Luo J, Liu F, Tang B. Health prediction of partially observable failing systems under varying environments. ISA TRANSACTIONS 2023; 137:379-392. [PMID: 36740557 DOI: 10.1016/j.isatra.2023.01.013] [Citation(s) in RCA: 1] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 09/18/2021] [Revised: 01/10/2023] [Accepted: 01/10/2023] [Indexed: 06/04/2023]
Abstract
The modern engineering systems often operate under varying environments and only partial information can be observed at discrete monitoring epochs. For such systems, few works have been done for the prognostics of health status using the available environment and monitoring information. Therefore, the aim of this article is to present a new health prediction method for modern engineering systems whose condition is partially observable under varying environments. A dynamic Gamma process is proposed to model the system degradation observations under changing environments. To describe the relation of system actual status to the observed information, a proportional hazard (PH) model integrating internal aging and external observations is presented for modeling the system hazard rate. To realize prediction of residual life of such systems, a matrix operation-based prognostic method is presented to calculate the closed-form solutions of health characteristics for the system. A case study of partially observable failing systems is demonstrated, and comparisons with other recent developed approaches are also given to show the effectiveness of the model.
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Affiliation(s)
- Chaoqun Duan
- School of Mechatronic Engineering and Automation, Shanghai University, Shanghai 200444, China; Department of Aeronautics and Astronautics, Stanford University, Stanford, CA 94305, USA.
| | - Yiwei Jiang
- School of Mechatronic Engineering and Automation, Shanghai University, Shanghai 200444, China.
| | - Huayan Pu
- School of Mechatronic Engineering and Automation, Shanghai University, Shanghai 200444, China.
| | - Jun Luo
- School of Mechatronic Engineering and Automation, Shanghai University, Shanghai 200444, China.
| | - Fuqiang Liu
- College of Mechanical Engineering, Chongqing University, Chongqing 400044, China.
| | - Baoping Tang
- College of Mechanical Engineering, Chongqing University, Chongqing 400044, China.
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9
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Borré A, Seman LO, Camponogara E, Stefenon SF, Mariani VC, Coelho LDS. Machine Fault Detection Using a Hybrid CNN-LSTM Attention-Based Model. SENSORS (BASEL, SWITZERLAND) 2023; 23:s23094512. [PMID: 37177716 PMCID: PMC10181692 DOI: 10.3390/s23094512] [Citation(s) in RCA: 5] [Impact Index Per Article: 5.0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 04/08/2023] [Revised: 04/22/2023] [Accepted: 05/04/2023] [Indexed: 05/15/2023]
Abstract
The predictive maintenance of electrical machines is a critical issue for companies, as it can greatly reduce maintenance costs, increase efficiency, and minimize downtime. In this paper, the issue of predicting electrical machine failures by predicting possible anomalies in the data is addressed through time series analysis. The time series data are from a sensor attached to an electrical machine (motor) measuring vibration variations in three axes: X (axial), Y (radial), and Z (radial X). The dataset is used to train a hybrid convolutional neural network with long short-term memory (CNN-LSTM) architecture. By employing quantile regression at the network output, the proposed approach aims to manage the uncertainties present in the data. The application of the hybrid CNN-LSTM attention-based model, combined with the use of quantile regression to capture uncertainties, yielded superior results compared to traditional reference models. These results can benefit companies by optimizing their maintenance schedules and improving the overall performance of their electric machines.
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Affiliation(s)
- Andressa Borré
- Automation and Systems Engineering, Federal University of Santa Catarina, Florianópolis 88040-900, Brazil
| | - Laio Oriel Seman
- Graduate Program in Applied Computer Science, University of Vale do Itajai, Itajai 88302-901, Brazil
- Industrial and Systems Engineering Graduate Program, Pontifical Catholic University of Parana, Curitiba 80215-901, Brazil
| | - Eduardo Camponogara
- Automation and Systems Engineering, Federal University of Santa Catarina, Florianópolis 88040-900, Brazil
| | - Stefano Frizzo Stefenon
- Digital Industry Center, Fondazione Bruno Kessler, 38123 Trento, Italy
- Department of Mathematics, Computer Science and Physics, University of Udine, 33100 Udine, Italy
| | - Viviana Cocco Mariani
- Department of Electrical Engineering, Federal University of Parana, Curitiba 81530-000, Brazil
- Mechanical Engineering Graduate Program, Pontifical Catholic University of Parana, Curitiba 80215-901, Brazil
| | - Leandro Dos Santos Coelho
- Industrial and Systems Engineering Graduate Program, Pontifical Catholic University of Parana, Curitiba 80215-901, Brazil
- Department of Electrical Engineering, Federal University of Parana, Curitiba 81530-000, Brazil
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10
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Hu K, Cheng Y, Wu J, Zhu H, Shao X. Deep Bidirectional Recurrent Neural Networks Ensemble for Remaining Useful Life Prediction of Aircraft Engine. IEEE TRANSACTIONS ON CYBERNETICS 2023; 53:2531-2543. [PMID: 34822334 DOI: 10.1109/tcyb.2021.3124838] [Citation(s) in RCA: 3] [Impact Index Per Article: 3.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/13/2023]
Abstract
Remaining useful life (RUL) prediction of aircraft engine (AE) is of great importance to improve its reliability and availability, and reduce its maintenance costs. This article proposes a novel deep bidirectional recurrent neural networks (DBRNNs) ensemble method for the RUL prediction of the AEs. In this method, several kinds of DBRNNs with different neuron structures are built to extract hidden features from sensory data. A new customized loss function is designed to evaluate the performance of the DBRNNs, and a series of the RUL values is obtained. Then, these RUL values are reencapsulated into a predicted RUL domain. By updating the weights of elements in the domain, multiple regression decision tree (RDT) models are trained iteratively. These models integrate the predicted results of different DBRNNs to realize the final RUL prognostics with high accuracy. The proposed method is validated by using C-MAPSS datasets from NASA. The experimental results show that the proposed method has achieved more superior performance compared with other existing methods.
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11
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Qiu S, Cui X, Ping Z, Shan N, Li Z, Bao X, Xu X. Deep Learning Techniques in Intelligent Fault Diagnosis and Prognosis for Industrial Systems: A Review. SENSORS (BASEL, SWITZERLAND) 2023; 23:1305. [PMID: 36772347 PMCID: PMC9920822 DOI: 10.3390/s23031305] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Figures] [Subscribe] [Scholar Register] [Received: 11/26/2022] [Revised: 12/23/2022] [Accepted: 01/18/2023] [Indexed: 06/18/2023]
Abstract
Fault diagnosis and prognosis (FDP) tries to recognize and locate the faults from the captured sensory data, and also predict their failures in advance, which can greatly help to take appropriate actions for maintenance and avoid serious consequences in industrial systems. In recent years, deep learning methods are being widely introduced into FDP due to the powerful feature representation ability, and its rapid development is bringing new opportunities to the promotion of FDP. In order to facilitate the related research, we give a summary of recent advances in deep learning techniques for industrial FDP in this paper. Related concepts and formulations of FDP are firstly given. Seven commonly used deep learning architectures, especially the emerging generative adversarial network, transformer, and graph neural network, are reviewed. Finally, we give insights into the challenges in current applications of deep learning-based methods from four different aspects of imbalanced data, compound fault types, multimodal data fusion, and edge device implementation, and provide possible solutions, respectively. This paper tries to give a comprehensive guideline for further research into the problem of intelligent industrial FDP for the community.
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Affiliation(s)
| | | | - Zuowei Ping
- National Key Laboratory of Science and Technology on Vessel Integrated Power System, Naval University of Engineering, Wuhan 430033, China
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12
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A Health state-related ensemble deep learning method for aircraft engine remaining useful life prediction. Appl Soft Comput 2023. [DOI: 10.1016/j.asoc.2023.110041] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 01/21/2023]
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13
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Li Y, Han T, Xia T, Chen Z, Pan E. A CM&CP framework with a GIACC method and an ensemble model for remaining useful life prediction. COMPUT IND 2023. [DOI: 10.1016/j.compind.2022.103794] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/06/2022]
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14
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Peng C, Wu J, Wang Q, Gui W, Tang Z. Remaining Useful Life Prediction Using Dual-Channel LSTM with Time Feature and Its Difference. ENTROPY (BASEL, SWITZERLAND) 2022; 24:1818. [PMID: 36554221 PMCID: PMC9778194 DOI: 10.3390/e24121818] [Citation(s) in RCA: 3] [Impact Index Per Article: 1.5] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Figures] [Subscribe] [Scholar Register] [Received: 11/09/2022] [Revised: 12/01/2022] [Accepted: 12/05/2022] [Indexed: 06/17/2023]
Abstract
At present, the research on the prediction of the remaining useful life (RUL) of machinery mainly focuses on multi-sensor feature extraction and then uses the features to predict RUL. In complex operations and multiple abnormal environments, the impact of noise may result in increased model complexity and decreased accuracy of RUL predictions. At the same time, how to use the sensor characteristics of time is also a problem. To overcome these issues, this paper proposes a dual-channel long short-term memory (LSTM) neural network model. Compared with the existing methods, the advantage of this method is to adaptively select the time feature and then perform first-order processing on the time feature value and use LSTM to extract the time feature and first-order time feature information. As the RUL curve predicted by the neural network is zigzag, we creatively designed a momentum-smoothing module to smooth the predicted RUL curve and improve the prediction accuracy. Experimental verification on the commercial modular aerospace propulsion system simulation (C-MAPSS) dataset proves the effectiveness and stability of the proposed method.
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Affiliation(s)
- Cheng Peng
- School of Computer, Hunan University of Technology, Zhuzhou 412007, China
- School of Automation, Central South University, Changsha 410083, China
| | - Jiaqi Wu
- School of Computer, Hunan University of Technology, Zhuzhou 412007, China
| | - Qilong Wang
- School of Computer, Hunan University of Technology, Zhuzhou 412007, China
| | - Weihua Gui
- School of Automation, Central South University, Changsha 410083, China
| | - Zhaohui Tang
- School of Automation, Central South University, Changsha 410083, China
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15
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Li Y, Huang X, Zhao C, Ding P. A novel remaining useful life prediction method based on multi-support vector regression fusion and adaptive weight updating. ISA TRANSACTIONS 2022; 131:444-459. [PMID: 35581022 DOI: 10.1016/j.isatra.2022.04.042] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/12/2021] [Revised: 04/23/2022] [Accepted: 04/23/2022] [Indexed: 06/15/2023]
Abstract
Remaining useful life prediction is of huge significance in preventing equipment malfunctions and reducing maintenance costs. Currently, machine learning algorithms have become hotspots in remaining useful life prediction due to their high flexibility and convenience. However, machine learnings require large amounts of data, and their prediction performance depends heavily on the selection of hyper-parameters. To overcome these shortcomings, a novel remaining useful life prediction method for small sample cases is proposed based on multi-support vector regression fusion. In the offline training phase, the fusion model is established, consisting of multiple support vector regression sub-models To obtain the optimal sub-model parameters, the Bayesian optimization algorithm is applied and an improved optimization target is formulated with various metrics describing regression and prediction performance. In the online prediction phase, an adaptive weight updating algorithm based on dynamic time warping is developed to measure the fitness of each sub-model and determine the corresponding weight value. The C-MAPSS engine dataset is used to test the performance of the proposed method, along with some existing machine learning methods as comparison. The proposed method only requires 30% of the training data sample to achieve high accuracy, with a root mean square error of 14.98, which is superior to other state-of-the-art methods. The results demonstrate the superiority of the proposed method.
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Affiliation(s)
- Yuxiong Li
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang, 110819, PR China
| | - Xianzhen Huang
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang, 110819, PR China; Key Laboratory of Vibration and Control of Aero-Propulsion Systems Ministry of Education of China, Northeastern University, Shenyang, 110819, PR China.
| | - Chengying Zhao
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang, 110819, PR China
| | - Pengfei Ding
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang, 110819, PR China
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16
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Wang G, Li H, Zhang F, Wu Z. Feature Fusion based Ensemble Method for remaining useful life prediction of machinery. Appl Soft Comput 2022. [DOI: 10.1016/j.asoc.2022.109604] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/02/2022]
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17
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A Spatio-Temporal Attention Mechanism Based Approach for Remaining Useful Life Prediction of Turbofan Engine. COMPUTATIONAL INTELLIGENCE AND NEUROSCIENCE 2022; 2022:9707940. [PMID: 36275974 PMCID: PMC9586751 DOI: 10.1155/2022/9707940] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Subscribe] [Scholar Register] [Received: 07/20/2022] [Revised: 10/04/2022] [Accepted: 10/07/2022] [Indexed: 12/02/2022]
Abstract
The time-series data generated by turbofan engines has a great degree of complexity and dynamics. At present, recurrent neural networks are commonly used to model and forecast the remaining useful life (RUL). The relationship of the sample data is not taken into account, and there are issues such as gradient explosion. In view of this, a spatio-temporal attention model is proposed, which comprehensively relates to the temporal association of data features and the hidden state of data features in space. At the same time, position coding is performed on the temporal relationship, avoiding the use of recurrent neural networks. Experimental results show that by combining the two dimensions, the predictive performance of the model is significantly improved. Compared with different methods on the four data sets of the commercial modular aerospace propulsion system simulation (C-MAPSS), the stability and prediction accuracy of the spatio-temporal attention model are better than that of alternative methods.
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18
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Zheng J, Zhao L, Du W. Hybrid model of a cement rotary kiln using an improved attention-based recurrent neural network. ISA TRANSACTIONS 2022; 129:631-643. [PMID: 35221092 DOI: 10.1016/j.isatra.2022.02.018] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 06/18/2020] [Revised: 02/08/2022] [Accepted: 02/08/2022] [Indexed: 06/14/2023]
Abstract
A rotary kiln is core equipment in cement calcination. Significant time delay, time-varying, and nonlinear characteristics cause challenges in the advance process control and operational optimization of the rotary kiln. However, the traditional mechanism model with many assumptions cannot accurately represent the dynamic kiln process because kinetic parameters are difficult to obtain. This paper proposes a novel hybrid strategy to develop a dynamic model of a rotary kiln by combining a process mechanism and a recurrent neural network to address this issue. A time delay mechanism is used to estimate the kiln's residence time to compensate for the time delay. A long short-term memory model that combines an attention mechanism and an ordinary differential equation solver is proposed to capture the time-varying and nonlinear behaviors of the kiln process. Case studies from two real-world cement plants with different processing loads are used to verify the effectiveness of the proposed hybrid modeling strategy. The results show that the proposed method has better accuracy and robustness than the traditional methods. The sensitivity analysis of the proposed model also makes it practical for t control system design and real-time optimization.
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Affiliation(s)
- Jinquan Zheng
- Key Laboratory of Smart Manufacturing in Energy Chemical Process, Ministry of Education, East China University of Science and Technology, Shanghai 200237, China
| | - Liang Zhao
- Key Laboratory of Smart Manufacturing in Energy Chemical Process, Ministry of Education, East China University of Science and Technology, Shanghai 200237, China; Shanghai Institute of Intelligent Science and Technology, Tongji University, Shanghai 200092, China.
| | - Wenli Du
- Key Laboratory of Smart Manufacturing in Energy Chemical Process, Ministry of Education, East China University of Science and Technology, Shanghai 200237, China; Shanghai Institute of Intelligent Science and Technology, Tongji University, Shanghai 200092, China.
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19
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Shi Y, Li M, Wen J, Yang Y, Zeng J. Deep Learning-Based Approach for Heat Transfer Efficiency Prediction with Deep Feature Extraction. ACS OMEGA 2022; 7:31013-31035. [PMID: 36092576 PMCID: PMC9453825 DOI: 10.1021/acsomega.2c03052] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Grants] [Track Full Text] [Download PDF] [Figures] [Subscribe] [Scholar Register] [Received: 05/16/2022] [Accepted: 08/16/2022] [Indexed: 06/15/2023]
Abstract
Failure to blow ash on the heated surface of the boiler will cause a drop in heat transfer rate and even industrial safety accidents. Nowadays, the shortcomings of the fixed soot blowing operation every hour and every shift are significant, which can be improved by high-precision ash accumulation prediction. Therefore, this paper proposes a deep learning model fused with deep feature extraction. First, a dynamic fouling model and a health index-clearness factor (CF) of the heated surface are established. The data preprocessing method reduces unnecessary forecasting difficulty and makes the degradation trend of the CF time series more obvious. In addition, deep feature extraction is composed of complete ensemble empirical mode decomposition with adaptive noise (CEEMDAN) and kernel principal component analysis (KPCA), which completes the multiscale analysis of time series and reduces the training time of deep learning models, and has significant contributions to improving prediction accuracy and reducing time consumption. The adaptive sliding window and the encoder-decoder based on the attention mechanism (EDA) can better mine the internal information of the time series. Compared with long short-term memory (LSTM), taking the 300 MW boiler's various heated surface data sets as an example, multistep forward prediction and different starting point prediction experiments have verified the superiority and effectiveness of the model. Finally, under the variable working condition economizer datasets, the proposed method better completes the predictive maintenance task of the heated surface. The research results provide operational guidance for improving heat transfer rate, energy saving, and reducing consumption.
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20
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Yan M, Xie L, Muhammad I, Yang X, Liu Y. An effective method for remaining useful life estimation of bearings with elbow point detection and adaptive regression models. ISA TRANSACTIONS 2022; 128:290-300. [PMID: 34799099 DOI: 10.1016/j.isatra.2021.10.031] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/12/2021] [Revised: 10/26/2021] [Accepted: 10/26/2021] [Indexed: 06/13/2023]
Abstract
Bearing is one of the critical components in rotating equipment. Therefore, accurate estimation of the remaining useful life (RUL) of bearings plays a vital role in reducing the costly unplanned maintenance and increasing the reliability of machines. This paper proposes a method for bearing prognostics that uses iteratively updated degradation regression models to capture the degradation trend in bearing's health indicator (HI), and the models are utilized to predict the degradation trajectory of HI and to estimate the RUL of bearings. The importance of determining the time to start prediction by elbow point is explained, which is often overlooked in prognostics. To improve the prognostic performance, an adaptive approach for elbow point detection is designed based on the gradient change of HIs, and a new smooth approach is applied to reduce spurious fluctuations in degradation trajectory. The effectiveness of the proposed method is validated on two publicly available data sets, i.e., IMS and FEMTO bearing prognostics data set, and its prognostic performance is compared with that of three state-of-the-art methods. The obtained results demonstrate that the proposed method can effectively detect elbow point and determine the time to start prediction, and can calibrate the degradation regression model dynamically according to the evolving degradation trend in the HI, which validates its superior prognostic performance.
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Affiliation(s)
- Mingming Yan
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang 110819, PR China.
| | - Liyang Xie
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang 110819, PR China; Key Laboratory of Vibration and Control of Aero-Propulsion System of Ministry of Education, Northeastern University, Shenyang 110819, PR China.
| | - Isyaku Muhammad
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang 110819, PR China.
| | - Xiaoyu Yang
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang 110819, PR China.
| | - Yaoyao Liu
- School of Mechanical Engineering and Automation, Northeastern University, Shenyang 110819, PR China.
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21
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Li G, Wu J, Deng C, Chen Z. Parallel multi-fusion convolutional neural networks based fault diagnosis of rotating machinery under noisy environments. ISA TRANSACTIONS 2022; 128:545-555. [PMID: 34799098 DOI: 10.1016/j.isatra.2021.10.023] [Citation(s) in RCA: 2] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/18/2019] [Revised: 10/07/2021] [Accepted: 10/23/2021] [Indexed: 06/13/2023]
Abstract
Fault diagnosis has a great significance in preventing serious failures of rotating machinery and avoiding huge economic losses. The performance of the existing fault diagnosis approaches might be affected by two factors, i.e., the quality of fault features extracted from monitoring signals and the capability of fault diagnosis model. This paper proposes a new fault diagnosis method combined mel-frequency cepstral coefficients (MFCC) with a designed parallel multi-fusion convolutional neural network (MFCNN) Specifically, a MFCC-based feature extraction method is defined to reduce the noise components in monitoring signal of rotating machinery and extract more useful low-frequency fault information for downstream task. Furthermore, a novel MFCNN is designed to enrich the high-level features after each convolution operation by using multiple activation functions, so as to improve the quality of the obtained fault features. Meanwhile, a new parallel MFCNN is constructed by using a defined structural ensemble operation to improve its diagnostic performance in different noise environments. Two typical bearing and gearbox failure datasets are applied to evaluate the performance of the proposed fault diagnosis method. The experimental results indicate that the proposed parallel MFCNN has the better diagnostic performance than other methods.
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Affiliation(s)
- Guoqiang Li
- School of Mechanical Science and Engineering, Huazhong University of Science and Technology, Wuhan, China
| | - Jun Wu
- School of Naval Architecture and Ocean Engineering, Huazhong University of Science and Technology, Wuhan, China.
| | - Chao Deng
- School of Mechanical Science and Engineering, Huazhong University of Science and Technology, Wuhan, China.
| | - Zuoyi Chen
- School of Mechanical Science and Engineering, Huazhong University of Science and Technology, Wuhan, China
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22
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Wei L, Zhai B, Sun H, Hu Z, Zhao Z. An ensemble JITL method based on multi-weighted similarity measures for cold rolling force prediction. ISA TRANSACTIONS 2022; 126:326-337. [PMID: 34334182 DOI: 10.1016/j.isatra.2021.07.030] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/04/2020] [Revised: 07/18/2021] [Accepted: 07/19/2021] [Indexed: 06/13/2023]
Abstract
In the cold tandem rolling process, the product quality and yield are affected by the accuracy of rolling force prediction directly. Fix prediction model is not applicable to the multi-operating conditions rolling environment. In addition, appropriate samples can be hardly selected by a single similarity measure because of the insufficient process knowledge. In order to solve these issues, an ensemble just-in-time-learning modeling method based on multi-weighted similarity measures (MWS-EJITL) is proposed. Firstly, multi-weighted similarity measures is used to select relevant samples. Then, the local model is constructed and the output value of the query data is estimated. Finally, the ensemble learning strategy is adopted to integrate the outputs of each local model. On this basis, the cumulative similarity factor is introduced to optimize the number of samples of local modeling, and the similarity threshold is set to update the local model adaptively. The rolling force prediction experiment verify the effectiveness and accuracy of MWS-EJITL method.
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Affiliation(s)
- Lixin Wei
- Engineering Research Center of the Ministry of Education for Intelligent Control System and Intelligent Equipment, Yanshan University, Qinhuangdao, China
| | - Bohao Zhai
- Engineering Research Center of the Ministry of Education for Intelligent Control System and Intelligent Equipment, Yanshan University, Qinhuangdao, China
| | - Hao Sun
- Engineering Research Center of the Ministry of Education for Intelligent Control System and Intelligent Equipment, Yanshan University, Qinhuangdao, China.
| | - Ziyu Hu
- Engineering Research Center of the Ministry of Education for Intelligent Control System and Intelligent Equipment, Yanshan University, Qinhuangdao, China
| | - Zhiwei Zhao
- Department of Computer Science and Technology, Tangshan University, Tangshan, China
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23
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Deep convolutional transfer learning-based structural damage detection with domain adaptation. APPL INTELL 2022. [DOI: 10.1007/s10489-022-03713-y] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/29/2022]
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24
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Research on Prediction Method of Gear Pump Remaining Useful Life Based on DCAE and Bi-LSTM. Symmetry (Basel) 2022. [DOI: 10.3390/sym14061111] [Citation(s) in RCA: 2] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 12/04/2022] Open
Abstract
As a hydraulic pump is the power source of a hydraulic system, predicting its remaining useful life (RUL) can effectively improve the operating efficiency of the hydraulic system and reduce the incidence of failure. This paper presents a scheme for predicting the RUL of a hydraulic pump (gear pump) through a combination of a deep convolutional autoencoder (DCAE) and a bidirectional long short-term memory (Bi-LSTM) network. The vibration data were characterized by the DCAE, and a health indicator (HI) was constructed and modeled to determine the degradation state of the gear pump. The DCAE is a typical symmetric neural network, which can effectively extract characteristics from the data by using the symmetry of the encoding network and decoding network. After processing the original vibration data segment, health indicators were entered as a label into the RUL prediction model based on the Bi-LSTM network, and model training was carried out to achieve the RUL prediction of the gear pump. To verify the validity of the methodology, a gear pump accelerated life experiment was carried out, and whole life cycle data were obtained for method validation. The results show that the constructed HI can effectively characterize the degenerative state of the gear pump, and the proposed RUL prediction method can effectively predict the degeneration trend of the gear pump.
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25
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Hard Negative Samples Contrastive Learning for Remaining Useful-Life Prediction of Bearings. LUBRICANTS 2022. [DOI: 10.3390/lubricants10050102] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 02/01/2023]
Abstract
In recent years, deep learning has become prevalent in Remaining Useful-Life (RUL) prediction of bearings. The current deep-learning-based RUL methods tend to extract high dimensional features from the original vibration data to construct the Health Indicators (HIs), and then use the HIs to predict the remaining life of the bearings. These approaches ignore the sequential relationship of the original vibration data and seriously affect the prediction accuracy. In order to tackle this problem, we propose a hard negative sample contrastive learning prediction model (HNCPM) with encoder module, GRU regression module and decoder module, used for feature embedding, regression RUL prediction and vibration data reconstruction, respectively. We introduce self-supervised contrast learning by constructing positive and negative samples of vibration data rather than constructing any health indicators. Furthermore, to avoid the subtle variability of vibration data in the health stage to aggravate the degradation features learning of the model, we propose the hard negative samples by cosine similarity, which are most similar to the positive sample. Meanwhile, a novel infoNCE and MSE-based loss function is derived and applied to the HNCPM to simultaneously optimize a lower bound on mutual information of the positive and negative sample over life cycle, as well as the discrepancy between true and predicted values of the vibration data, such that the model can learn the fine-grained degradation representations by predicting the future without any HIs as labels. The HNCPM is validated on the IEEE PHM Challenge 2012 dataset. The results demonstrate that the prediction performance of our model is superior to the state-of-the-art methods.
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26
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VisPro: a prognostic SqueezeNet and non-stationary Gaussian process approach for remaining useful life prediction with uncertainty quantification. Neural Comput Appl 2022. [DOI: 10.1007/s00521-022-07316-z] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/18/2022]
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27
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Sun X, Cinar A, Yu X, Rashid M, Liu J. Kernel-Regularized Latent-Variable Regression Models for Dynamic Processes. Ind Eng Chem Res 2022. [DOI: 10.1021/acs.iecr.1c04739] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/29/2022]
Affiliation(s)
- Xiaoyu Sun
- School of Information Science and Engineering, Northeastern University, Shenyang, Liaoning 110819, PR China
| | - Ali Cinar
- Department of Chemical and Biological Engineering, Illinois Institute of Technology, Chicago, Illinois 60616, United States
| | - Xia Yu
- School of Information Science and Engineering, Northeastern University, Shenyang, Liaoning 110819, PR China
| | - Mudassir Rashid
- Department of Chemical and Biological Engineering, Illinois Institute of Technology, Chicago, Illinois 60616, United States
| | - Jianchang Liu
- School of Information Science and Engineering, Northeastern University, Shenyang, Liaoning 110819, PR China
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28
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Abstract
Cameras allow for highly accurate identification of targets. However, it is difficult to obtain spatial position and velocity information about a target by relying solely on images. The millimeter-wave radar (MMW radar) sensor itself easily acquires spatial position and velocity information of the target but cannot identify the shape of the target. MMW radar and camera, as two sensors with complementary strengths, have been heavily researched in intelligent transportation. This article examines and reviews domestic and international research techniques for the definition, process, and data correlation of MMW radar and camera fusion. This article describes the structure and hierarchy of MMW radar and camera fusion, it also presents its fusion process, including spatio-temporal alignment, sensor calibration, and data information correlation methods. The data fusion algorithms from MMW radar and camera are described separately from traditional fusion algorithms and deep learning based algorithms, and their advantages and disadvantages are briefly evaluated.
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29
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Ayodeji A, Wang Z, Wang W, Qin W, Yang C, Xu S, Liu X. Causal augmented ConvNet: A temporal memory dilated convolution model for long-sequence time series prediction. ISA TRANSACTIONS 2022; 123:200-217. [PMID: 34059322 DOI: 10.1016/j.isatra.2021.05.026] [Citation(s) in RCA: 4] [Impact Index Per Article: 2.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/31/2020] [Revised: 05/15/2021] [Accepted: 05/16/2021] [Indexed: 06/12/2023]
Abstract
A number of deep learning models have been proposed to capture the inherent information in multivariate time series signals. However, most of the existing models are suboptimal, especially for long-sequence time series prediction tasks. This work presents a causal augmented convolution network (CaConvNet) and its application for long-sequence time series prediction. First, the model utilizes dilated convolution with enlarged receptive fields to enhance global feature extraction in time series. Secondly, to effectively capture the long-term dependency and to further extract multiscale features that represent different operating conditions, the model is augmented with a long-short term memory network. Thirdly, the CaConvNet is further optimized with a dynamic hyperparameter search algorithm to reduce uncertainties and the cost of manual hyperparameter selection. Finally, the model is extensively evaluated on a predictive maintenance task using the turbofan aircraft engine run-to-failure prognostic benchmark dataset (C-MAPSS). The performance of the proposed CaConvNet is also compared with four conventional deep learning models and seven different state-of-the-art predictive models. The evaluation metrics show that the proposed CaConvNet outperforms other models in most of the prognostic tasks. Moreover, a comprehensive ablation study is performed to provide insights into the contribution of each sub-structure of the CaConvNet model to the observed performance. The results of the ablation study as well as the performance improvement of CaConvNet are discussed in this paper.
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Affiliation(s)
- Abiodun Ayodeji
- State Key Laboratory of Industrial Control Technology, College of Control Science and Engineering, Zhejiang University, Hangzhou 310027, PR China
| | - Zhiyu Wang
- State Key Laboratory of Industrial Control Technology, College of Control Science and Engineering, Zhejiang University, Hangzhou 310027, PR China
| | - Wenhai Wang
- State Key Laboratory of Industrial Control Technology, College of Control Science and Engineering, Zhejiang University, Hangzhou 310027, PR China
| | - Weizhong Qin
- China Petroleum Chemical Co. Jiujiang Branch, Jiujiang 332004, PR China
| | - Chunhua Yang
- School of Information Science & Engineering, Central South University, Changsha 410083, PR China
| | - Shenghu Xu
- China Petroleum Chemical Co. Jiujiang Branch, Jiujiang 332004, PR China
| | - Xinggao Liu
- State Key Laboratory of Industrial Control Technology, College of Control Science and Engineering, Zhejiang University, Hangzhou 310027, PR China.
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30
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31
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Typical Damage Prediction and Reliability Analysis of Superheater Tubes in Power Station Boilers Based on Multisource Data Analysis. ENERGIES 2022. [DOI: 10.3390/en15031005] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 02/04/2023]
Abstract
The superheater and re-heater piping components in supercritical thermal power units are prone to creep and fatigue failure fracture after extensive use due to the high pressure and temperature environment. Therefore, safety assessment for superheaters and re-heaters in such an environment is critical. However, the actual service operation data is frequently insufficient, resulting in low accuracy of the safety assessment. Based on such problems, in order to address the issues of susceptibility of superheater and re-heater piping components to creep, inaccurate fatigue failure fracture, and creep–fatigue coupling rupture in a safety assessment, their remaining life prediction and reliability, as well as the lack of actual service operation data, multisource heterogeneous data generated from actual service of power plants combined with deep learning technology was used in this paper. As such, three real-time operating conditions’ data (temperature, pressure, and stress amplitude) during equipment operation are predicted by training a deep learning architecture long short-term memory (LSTM) neural network suitable for processing time-series data and a backpropagation through time (BPTT) algorithm is used to optimize the model and compared with the actual physical model. Damage assessment and life prediction of final superheater tubes of power station boilers are carried out. The Weibull distribution model is used to obtain the trend of cumulative failure risk change and assess and predict the safety condition of the overall system of pressurized components of power station boilers.
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32
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Xue B, Xu F, Huang X, Xu Z, Zhang X. Improved similarity based prognostics method for turbine engine degradation with degradation consistency test. APPL INTELL 2022. [DOI: 10.1007/s10489-021-03034-6] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/02/2022]
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33
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An integrated deep multiscale feature fusion network for aeroengine remaining useful life prediction with multisensor data. Knowl Based Syst 2022. [DOI: 10.1016/j.knosys.2021.107652] [Citation(s) in RCA: 7] [Impact Index Per Article: 3.5] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/17/2022]
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34
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Mirzaei S, Kang JL, Chu KY. A comparative study on long short-term memory and gated recurrent unit neural networks in fault diagnosis for chemical processes using visualization. J Taiwan Inst Chem Eng 2022. [DOI: 10.1016/j.jtice.2021.08.016] [Citation(s) in RCA: 5] [Impact Index Per Article: 2.5] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/29/2022]
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35
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Cheng Y, Wang C, Wu J, Zhu H, Lee C. Multi-dimensional recurrent neural network for remaining useful life prediction under variable operating conditions and multiple fault modes. Appl Soft Comput 2022. [DOI: 10.1016/j.asoc.2022.108507] [Citation(s) in RCA: 3] [Impact Index Per Article: 1.5] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
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36
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Xue B, Xu ZB, Huang X, Nie PC. Data-driven prognostics method for turbofan engine degradation using hybrid deep neural network. JOURNAL OF MECHANICAL SCIENCE AND TECHNOLOGY 2021; 35:5371-5387. [DOI: 10.1007/s12206-021-1109-8] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/04/2021] [Revised: 07/06/2021] [Accepted: 09/07/2021] [Indexed: 09/01/2023]
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37
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Heat Transfer Efficiency Prediction of Coal-Fired Power Plant Boiler Based on CEEMDAN-NAR Considering Ash Fouling. ENERGIES 2021. [DOI: 10.3390/en14134000] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/17/2022]
Abstract
Ash fouling has been an important factor in reducing the heat transfer efficiency and safety of the coal-fired power plant boilers. Scientific and accurate prediction of ash fouling of heat transfer surfaces is the basis of formulating a reasonable soot blowing strategy to improve energy efficiency. This study presented a comprehensive approach of dynamic prediction of the ash fouling of heat transfer surfaces in coal-fired power plant boilers. At first, the cleanliness factor is used to reflect the fouling level of the heat transfer surfaces. Then, a dynamic model is proposed to predict ash deposits in the coal-fired boilers by combining complete ensemble empirical mode decomposition with adaptive noise (CEEMDAN) and nonlinear autoregressive neural networks (NARNN). To construct a reasonable network model, the minimum information criterion and trial-and-error method are used to determine the delay orders and hidden layers. Finally, the experimental object is established on the 300 MV economizer clearness factor dataset of the power station, and the root mean square error and mean absolute percentage error of the proposed method are the smallest. In addition, the experimental results show that this multiscale prediction model is more competitive than the Elman model.
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38
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Error Fusion of Hybrid Neural Networks for Mechanical Condition Dynamic Prediction. SENSORS 2021; 21:s21124043. [PMID: 34208262 PMCID: PMC8230754 DOI: 10.3390/s21124043] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Subscribe] [Scholar Register] [Received: 04/27/2021] [Revised: 05/25/2021] [Accepted: 06/07/2021] [Indexed: 11/23/2022]
Abstract
It is important for equipment to operate safely and reliably so that the working state of mechanical parts pushes forward an immense influence. Therefore, in order to enhance the dependability and security of mechanical equipment, to accurately predict the changing trend of mechanical components in advance plays a significant role. This paper introduces a novel condition prediction method, named error fusion of hybrid neural networks (EFHNN), by combining the error fusion of multiple sparse auto-encoders with convolutional neural networks for predicting the mechanical condition. First, to improve prediction accuracy, we can use the error fusion of multiple sparse auto-encoders to collect multi-feature information, and obtain a trend curve representing machine condition as well as a threshold line that can indicate the beginning of mechanical failure by computing the square prediction error (SPE). Then, convolutional neural networks predict the state of the machine according to the original data when the SPE value exceeds the threshold line. It can be seen from this result that the EFHNN method in the prediction of mechanical fault time series is available and superior.
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39
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Bilendo F, Badihi H, Lu N, Jiang B. A data-driven prognostics method for explicit health index assessment and improved remaining useful life prediction of bearings. ISA TRANSACTIONS 2021:S0019-0578(21)00262-7. [PMID: 33985788 DOI: 10.1016/j.isatra.2021.05.007] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/25/2020] [Revised: 05/01/2021] [Accepted: 05/03/2021] [Indexed: 06/12/2023]
Abstract
Although bearings offer a broad extent of applications and rank among the most-used elements in rotating machinery they also are the most vulnerable to failure. Consequently, "prognostics and health management (PHM)" of bearings has gained awareness in both academia and industry. As it aims to predict future failure events, "remaining useful life (RUL)" prediction is an important process to ensure a reliable and safe operation of bearings in the course of their degradation. However, accurate RUL prediction can hardly be carried out without an explicit health index that fully reflects the bearing's dynamic performance degradation process. Thus, obtaining an explicit health index is a major concern. This paper advocates a novel method to solve this issue. The "proposed method" is based on the ensemble of "deep autoencoder (DAE)" and "locally linear embedding (LLE)". To begin with, secondary features are extracted from the original unprocessed data obtained from sensors. These secondary features are used as inputs to the DAE where they become compressed to a more compact, lower-dimension form. Accordingly, the dimensionally reduced features are evaluated based on a trend factor with which higher-trend features are selected to enhance the accuracy and computational efficiency of the subsequent RUL prediction. The selected features are used as inputs for the LLE algorithm to determine a truly representative explicit health index which fully reflects the bearing's dynamic performance degradation. Having obtained the health index by the "proposed method", the RUL is finally predicted by employing the "long short-term memory (LSTM)" neural network. The obtained results from the experiment, authenticates the "effectiveness and superiority" of the "proposed method".
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Affiliation(s)
- Francisco Bilendo
- College of Automation Engineering, Nanjing University of Aeronautics and Astronautics, No. 29 Jiangjun Road, Jiangning District, Nanjing, 211106, China.
| | - Hamed Badihi
- College of Automation Engineering, Nanjing University of Aeronautics and Astronautics, No. 29 Jiangjun Road, Jiangning District, Nanjing, 211106, China.
| | - Ningyun Lu
- College of Automation Engineering, Nanjing University of Aeronautics and Astronautics, No. 29 Jiangjun Road, Jiangning District, Nanjing, 211106, China.
| | - Bin Jiang
- College of Automation Engineering, Nanjing University of Aeronautics and Astronautics, No. 29 Jiangjun Road, Jiangning District, Nanjing, 211106, China.
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Behera S, Misra R, Sillitti A. Multiscale deep bidirectional gated recurrent neural networks based prognostic method for complex non-linear degradation systems. Inf Sci (N Y) 2021. [DOI: 10.1016/j.ins.2020.12.032] [Citation(s) in RCA: 9] [Impact Index Per Article: 3.0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/22/2022]
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41
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Biggio L, Kastanis I. Prognostics and Health Management of Industrial Assets: Current Progress and Road Ahead. Front Artif Intell 2021; 3:578613. [PMID: 33733218 PMCID: PMC7861342 DOI: 10.3389/frai.2020.578613] [Citation(s) in RCA: 5] [Impact Index Per Article: 1.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 06/30/2020] [Accepted: 09/28/2020] [Indexed: 12/02/2022] Open
Abstract
Prognostic and Health Management (PHM) systems are some of the main protagonists of the Industry 4.0 revolution. Efficiently detecting whether an industrial component has deviated from its normal operating condition or predicting when a fault will occur are the main challenges these systems aim at addressing. Efficient PHM methods promise to decrease the probability of extreme failure events, thus improving the safety level of industrial machines. Furthermore, they could potentially drastically reduce the often conspicuous costs associated with scheduled maintenance operations. The increasing availability of data and the stunning progress of Machine Learning (ML) and Deep Learning (DL) techniques over the last decade represent two strong motivating factors for the development of data-driven PHM systems. On the other hand, the black-box nature of DL models significantly hinders their level of interpretability, de facto limiting their application to real-world scenarios. In this work, we explore the intersection of Artificial Intelligence (AI) methods and PHM applications. We present a thorough review of existing works both in the contexts of fault diagnosis and fault prognosis, highlighting the benefits and the drawbacks introduced by the adoption of AI techniques. Our goal is to highlight potentially fruitful research directions along with characterizing the main challenges that need to be addressed in order to realize the promises of AI-based PHM systems.
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Affiliation(s)
- Luca Biggio
- Data Analytics Lab, Institute of Machine Learning, Department of Computer Science, ETHZ: Eidgenössische Technische Hochschule Zürich, Zurich, Switzerland.,Robotics and Automation, CSEM SA: Swiss Center for Electronics and Microtechnology S.A., Alpnach, Switzerland
| | - Iason Kastanis
- Robotics and Automation, CSEM SA: Swiss Center for Electronics and Microtechnology S.A., Alpnach, Switzerland
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Cheng Y, Lin M, Wu J, Zhu H, Shao X. Intelligent fault diagnosis of rotating machinery based on continuous wavelet transform-local binary convolutional neural network. Knowl Based Syst 2021. [DOI: 10.1016/j.knosys.2021.106796] [Citation(s) in RCA: 66] [Impact Index Per Article: 22.0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
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43
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Wang H, Peng MJ, Miao Z, Liu YK, Ayodeji A, Hao C. Remaining useful life prediction techniques for electric valves based on convolution auto encoder and long short term memory. ISA TRANSACTIONS 2021; 108:333-342. [PMID: 32891421 DOI: 10.1016/j.isatra.2020.08.031] [Citation(s) in RCA: 11] [Impact Index Per Article: 3.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/12/2020] [Revised: 08/20/2020] [Accepted: 08/20/2020] [Indexed: 06/11/2023]
Abstract
To optimize the operation and maintenance of nuclear power systems, this study presents a remaining useful life (RUL) prediction method for electric valves by combining convolutional auto-encoder (CAE) and long short term memory (LSTM). CAE can extract deeper features and LSTM is efficient in dealing with time-series data. Moreover, by designing a parallel structure between the outputs of CAE and the original data, features fed into the LSTM are enriched. Also, network structure and corresponding hyper-parameters are compared to obtain a more suitable model. Moreover, the accuracy of the proposed method is tested and compared with other machine learning algorithms. This work also serves as a critical innovation to enhance the safety and economic operation of nuclear plants and other complex systems.
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Affiliation(s)
- Hang Wang
- Key Subject Laboratory of Nuclear Safety and Simulation Technology, Harbin Engineering University, Harbin, 150001, China.
| | - Min-Jun Peng
- Key Subject Laboratory of Nuclear Safety and Simulation Technology, Harbin Engineering University, Harbin, 150001, China
| | - Zhuang Miao
- China Nuclear Power Engineering Co. LTD, Beijing, 100840, China
| | - Yong-Kuo Liu
- Key Subject Laboratory of Nuclear Safety and Simulation Technology, Harbin Engineering University, Harbin, 150001, China
| | - Abiodun Ayodeji
- Key Subject Laboratory of Nuclear Safety and Simulation Technology, Harbin Engineering University, Harbin, 150001, China
| | - Chengming Hao
- Nuclear Power Institute of China, Chengdu, 610213, China
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Kang Z, Catal C, Tekinerdogan B. Remaining Useful Life (RUL) Prediction of Equipment in Production Lines Using Artificial Neural Networks. SENSORS 2021; 21:s21030932. [PMID: 33573297 PMCID: PMC7866836 DOI: 10.3390/s21030932] [Citation(s) in RCA: 22] [Impact Index Per Article: 7.3] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Subscribe] [Scholar Register] [Received: 11/21/2020] [Revised: 01/12/2021] [Accepted: 01/18/2021] [Indexed: 11/16/2022]
Abstract
Predictive maintenance of production lines is important to early detect possible defects and thus identify and apply the required maintenance activities to avoid possible breakdowns. An important concern in predictive maintenance is the prediction of remaining useful life (RUL), which is an estimate of the number of remaining years that a component in a production line is estimated to be able to function in accordance with its intended purpose before warranting replacement. In this study, we propose a novel machine learning-based approach for automating the prediction of the failure of equipment in continuous production lines. The proposed model applies normalization and principle component analysis during the pre-processing stage, utilizes interpolation, uses grid search for parameter optimization, and is built with multilayer perceptron neural network (MLP) machine learning algorithm. We have evaluated the approach using a case study research to predict the RUL of engines on NASA turbo engine datasets. Experimental results demonstrate that the performance of our proposed model is effective in predicting the RUL of turbo engines and likewise substantially enhances predictive maintenance results.
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Affiliation(s)
- Ziqiu Kang
- Information Technology Group, Wageningen University & Research, 6706 KN Wageningen, The Netherlands;
| | - Cagatay Catal
- Department of Computer Science and Engineering, Qatar University, Doha 2713, Qatar;
| | - Bedir Tekinerdogan
- Information Technology Group, Wageningen University & Research, 6706 KN Wageningen, The Netherlands;
- Correspondence:
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A Genetic Algorithm Optimized RNN-LSTM Model for Remaining Useful Life Prediction of Turbofan Engine. ELECTRONICS 2021. [DOI: 10.3390/electronics10030285] [Citation(s) in RCA: 24] [Impact Index Per Article: 8.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
Abstract
Understanding the remaining useful life (RUL) of equipment is crucial for optimal predictive maintenance (PdM). This addresses the issues of equipment downtime and unnecessary maintenance checks in run-to-failure maintenance and preventive maintenance. Both feature extraction and prediction algorithm have played crucial roles on the performance of RUL prediction models. A benchmark dataset, namely Turbofan Engine Degradation Simulation Dataset, was selected for performance analysis and evaluation. The proposal of the combination of complete ensemble empirical mode decomposition and wavelet packet transform for feature extraction could reduce the average root-mean-square error (RMSE) by 5.14–27.15% compared with six approaches. When it comes to the prediction algorithm, the results of the RUL prediction model could be that the equipment needs to be repaired or replaced within a shorter or a longer period of time. Incorporating this characteristic could enhance the performance of the RUL prediction model. In this paper, we have proposed the RUL prediction algorithm in combination with recurrent neural network (RNN) and long short-term memory (LSTM). The former takes the advantages of short-term prediction whereas the latter manages better in long-term prediction. The weights to combine RNN and LSTM were designed by non-dominated sorting genetic algorithm II (NSGA-II). It achieved average RMSE of 17.2. It improved the RMSE by 6.07–14.72% compared with baseline models, stand-alone RNN, and stand-alone LSTM. Compared with existing works, the RMSE improvement by proposed work is 12.95–39.32%.
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Aircraft Engine Run-to-Failure Dataset under Real Flight Conditions for Prognostics and Diagnostics. DATA 2021. [DOI: 10.3390/data6010005] [Citation(s) in RCA: 14] [Impact Index Per Article: 4.7] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/17/2022] Open
Abstract
A key enabler of intelligent maintenance systems is the ability to predict the remaining useful lifetime (RUL) of its components, i.e., prognostics. The development of data-driven prognostics models requires datasets with run-to-failure trajectories. However, large representative run-to-failure datasets are often unavailable in real applications because failures are rare in many safety-critical systems. To foster the development of prognostics methods, we develop a new realistic dataset of run-to-failure trajectories for a fleet of aircraft engines under real flight conditions. The dataset was generated with the Commercial Modular Aero-Propulsion System Simulation (CMAPSS) model developed at NASA. The damage propagation modelling used in this dataset builds on the modelling strategy from previous work and incorporates two new levels of fidelity. First, it considers real flight conditions as recorded on board of a commercial jet. Second, it extends the degradation modelling by relating the degradation process to its operation history. This dataset also provides the health, respectively, fault class. Therefore, besides its applicability to prognostics problems, the dataset can be used for fault diagnostics.
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47
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Sensor data-driven structural damage detection based on deep convolutional neural networks and continuous wavelet transform. APPL INTELL 2021. [DOI: 10.1007/s10489-020-02092-6] [Citation(s) in RCA: 7] [Impact Index Per Article: 2.3] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/22/2022]
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48
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Xiang S, Qin Y, Zhu C, Wang Y, Chen H. LSTM networks based on attention ordered neurons for gear remaining life prediction. ISA TRANSACTIONS 2020; 106:343-354. [PMID: 32631591 DOI: 10.1016/j.isatra.2020.06.023] [Citation(s) in RCA: 12] [Impact Index Per Article: 3.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 02/03/2020] [Revised: 06/22/2020] [Accepted: 06/22/2020] [Indexed: 06/11/2023]
Abstract
Gear is a commonly-used rotating part in industry, it is of great significance to predict its failure in advance, which is helpful to maintain the health of the whole machine. Firstly, the isometric mapping algorithm is applied to construct the health indicator (HI) based on the statistical characteristics of gear. Then a novel variant of long-short-term memory neural network with attention-guided ordered neurons (LSTM-AON) is constructed to achieve the accurate prediction of gear remaining useful life (RUL). LSTM-AON divides the hierarchy of health characteristic information via attention ordered neurons, so that it can use the sequence information of neurons to improve the predictive performance, which improves the long-term prediction ability and robustness. The experiments show the superiority of the new gear RUL prediction methodology based on LSTM-AON compared to the current prediction methods.
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Affiliation(s)
- Sheng Xiang
- State Key Laboratory of Mechanical Transmission, Chongqing University, Chongqing 400044, People's Republic of China
| | - Yi Qin
- State Key Laboratory of Mechanical Transmission, Chongqing University, Chongqing 400044, People's Republic of China.
| | - Caichao Zhu
- State Key Laboratory of Mechanical Transmission, Chongqing University, Chongqing 400044, People's Republic of China
| | - Yangyang Wang
- State Key Laboratory of Mechanical Transmission, Chongqing University, Chongqing 400044, People's Republic of China
| | - Haizhou Chen
- College of Electromechanical Engineering, Qingdao University of Science and Technology, Laoshan District, Qingdao 266061, People's Republic of China
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Zhou J, Shan Y, Liu J, Xu Y, Zheng Y. Degradation Tendency Prediction for Pumped Storage Unit Based on Integrated Degradation Index Construction and Hybrid CNN-LSTM Model. SENSORS 2020; 20:s20154277. [PMID: 32751872 PMCID: PMC7435912 DOI: 10.3390/s20154277] [Citation(s) in RCA: 7] [Impact Index Per Article: 1.8] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Subscribe] [Scholar Register] [Received: 06/21/2020] [Revised: 07/28/2020] [Accepted: 07/28/2020] [Indexed: 12/02/2022]
Abstract
Accurate degradation tendency prediction (DTP) is vital for the secure operation of a pumped storage unit (PSU). However, the existing techniques and methodologies for DTP still face challenges, such as a lack of appropriate degradation indicators, insufficient accuracy, and poor capability to track the data fluctuation. In this paper, a hybrid model is proposed for the degradation tendency prediction of a PSU, which combines the integrated degradation index (IDI) construction and convolutional neural network-long short-term memory (CNN-LSTM). Firstly, the health model of a PSU is constructed with Gaussian process regression (GPR) and the condition parameters of active power, working head, and guide vane opening. Subsequently, for comprehensively quantifying the degradation level of PSU, an IDI is developed using entropy weight (EW) theory. Finally, combining the local feature extraction of the CNN with the time series representation of LSTM, the CNN-LSTM model is constructed to realize DTP. To validate the effectiveness of the proposed model, the monitoring data collected from a PSU in China is taken as case studies. The root mean square error (RMSE), mean absolute error (MAE) and mean absolute percentage error (MAPE) obtained by the proposed model are 1.1588, 0.8994, 0.0918, and 0.9713, which can meet the engineering application requirements. The experimental results show that the proposed model outperforms other comparison models.
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Affiliation(s)
- Jianzhong Zhou
- School of Hydropower and Information Engineering, Huazhong University of Science and Technology, Wuhan 430074, China; (J.Z.); (J.L.); (Y.X.)
| | - Yahui Shan
- School of Hydropower and Information Engineering, Huazhong University of Science and Technology, Wuhan 430074, China; (J.Z.); (J.L.); (Y.X.)
- Correspondence: ; Tel.: +86-156-2910-9150
| | - Jie Liu
- School of Hydropower and Information Engineering, Huazhong University of Science and Technology, Wuhan 430074, China; (J.Z.); (J.L.); (Y.X.)
| | - Yanhe Xu
- School of Hydropower and Information Engineering, Huazhong University of Science and Technology, Wuhan 430074, China; (J.Z.); (J.L.); (Y.X.)
| | - Yang Zheng
- School of Power and Mechanical Engineering, Wuhan University, Wuhan 430072, China;
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50
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Rolling Bearing Fault Diagnosis Based on Wavelet Packet Transform and Convolutional Neural Network. APPLIED SCIENCES-BASEL 2020. [DOI: 10.3390/app10030770] [Citation(s) in RCA: 28] [Impact Index Per Article: 7.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
Abstract
Timely sensing the abnormal condition of the bearings plays a crucial role in ensuring the normal and safe operation of the rotating machine. Most traditional bearing fault diagnosis methods are developed from machine learning, which might rely on the manual design features and prior knowledge of the faults. In this paper, based on the advantages of CNN model, a two-step fault diagnosis method developed from wavelet packet transform (WPT) and convolutional neural network (CNN) is proposed for fault diagnosis of bearings without any manual work. In the first step, the WPT is designed to obtain the wavelet packet coefficients from raw signals, which then are converted into the gray scale images by a designed data-to-image conversion method. In the second step, a CNN model is built to automatically extract the representative features from gray images and implement the fault classification. The performance of the proposed method is evaluated by a real rolling-bearing dataset. From the experimental study, it can be seen the proposed method presents a more superior fault diagnosis capability than other machine-learning-based methods.
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