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Wang L, Liu Y, Guo R, Zhang L, Liu L, Hua S. The paradigm of tax-reward and tax-punishment strategies in the advancement of public resource management dynamics. Proc Biol Sci 2024; 291:20240182. [PMID: 38864335 DOI: 10.1098/rspb.2024.0182] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/30/2024] [Accepted: 03/28/2024] [Indexed: 06/13/2024] Open
Abstract
In contemporary society, the effective utilization of public resources remains a subject of significant concern. A common issue arises from defectors seeking to obtain an excessive share of these resources for personal gain, potentially leading to resource depletion. To mitigate this tragedy and ensure sustainable development of resources, implementing mechanisms to either reward those who adhere to distribution rules or penalize those who do not, appears advantageous. We introduce two models: a tax-reward model and a tax-punishment model, to address this issue. Our analysis reveals that in the tax-reward model, the evolutionary trajectory of the system is influenced not only by the tax revenue collected but also by the natural growth rate of the resources. Conversely, the tax-punishment model exhibits distinct characteristics when compared with the tax-reward model, notably the potential for bistability. In such scenarios, the selection of initial conditions is critical, as it can determine the system's path. Furthermore, our study identifies instances where the system lacks stable points, exemplified by a limit cycle phenomenon, underscoring the complexity and dynamism inherent in managing public resources using these models.
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Affiliation(s)
- Lichen Wang
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
| | - Yuyuan Liu
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
| | - Ruqiang Guo
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
| | - Liang Zhang
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
| | - Linjie Liu
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
- College of Economics and Management, Northwest A&F University, Yangling 712100, People's Republic of China
| | - Shijia Hua
- College of Science, Northwest A&F University, Yangling 712100, People's Republic of China
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2
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Olivola CY, Kim Y, Merzel A, Kareev Y, Avrahami J, Ritov I. Cooperation and coordination across cultures and contexts: Individual, sociocultural, and contextual factors jointly influence decision making in the volunteer's dilemma game. JOURNAL OF BEHAVIORAL DECISION MAKING 2019. [DOI: 10.1002/bdm.2135] [Citation(s) in RCA: 6] [Impact Index Per Article: 1.2] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/10/2022]
Affiliation(s)
- Christopher Y. Olivola
- Tepper School of BusinessCarnegie Mellon University Pittsburgh Pennsylvania
- Department of Social and Decision SciencesCarnegie Mellon University Pittsburgh Pennsylvania
| | - Yeonjeong Kim
- Sloan School of ManagementMassachusetts Institute of Technology Cambridge Massachusetts
| | - Avraham Merzel
- Seymour Fox School of Educationthe Hebrew University of Jerusalem Jerusalem Israel
| | - Yaakov Kareev
- Seymour Fox School of Educationthe Hebrew University of Jerusalem Jerusalem Israel
- Federmann Center for the Study of Rationalitythe Hebrew University of Jerusalem Jerusalem Israel
| | - Judith Avrahami
- Seymour Fox School of Educationthe Hebrew University of Jerusalem Jerusalem Israel
- Federmann Center for the Study of Rationalitythe Hebrew University of Jerusalem Jerusalem Israel
| | - Ilana Ritov
- Seymour Fox School of Educationthe Hebrew University of Jerusalem Jerusalem Israel
- Federmann Center for the Study of Rationalitythe Hebrew University of Jerusalem Jerusalem Israel
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3
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Peña J, Nöldeke G. Group size effects in social evolution. J Theor Biol 2018; 457:211-220. [DOI: 10.1016/j.jtbi.2018.08.004] [Citation(s) in RCA: 24] [Impact Index Per Article: 4.0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/10/2018] [Revised: 07/31/2018] [Accepted: 08/03/2018] [Indexed: 11/30/2022]
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4
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Morsky B, Vural DC. Cheater-altruist synergy in public goods games. J Theor Biol 2018; 454:231-239. [PMID: 29908187 DOI: 10.1016/j.jtbi.2018.06.012] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/08/2018] [Revised: 06/08/2018] [Accepted: 06/12/2018] [Indexed: 10/14/2022]
Abstract
Much research has focused on the deleterious effects of free-riding in public goods games, and a variety of mechanisms that suppress cheating behavior. Here we argue that under certain conditions cheating can be beneficial to the population. In a public goods game, cheaters do not pay for the cost of the public goods, yet they receive the benefit. Although this free-riding harms the entire population in the long run, the success of cheaters may aid the population when there is a common enemy that antagonizes both cooperators and cheaters. Here we study models of the interactions between tumor cells, which play a public goods game, and the immune system. We investigate three population dynamics models of cancer growth combined with a model of effector cell dynamics. We show that under a public good with a limiting benefit, the presence of cheaters aids the tumor in overcoming immune system suppression, and explore the parameter space wherein it occurs. The mechanism of this phenomenon is that a polymorphism of cheaters and altruists optimizes the average growth rate of the tumor, which is what determines whether or not the immune response is overcome. Our results give support for a possible synergy between cooperators and cheaters in ecological public goods games.
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Affiliation(s)
- Bryce Morsky
- Department of Physics, University of Notre Dame, Nieuwland Science Hall, Notre Dame 46556, USA.
| | - Dervis Can Vural
- Department of Physics, University of Notre Dame, Nieuwland Science Hall, Notre Dame 46556, USA.
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Liu L, Wang S, Chen X, Perc M. Evolutionary dynamics in the public goods games with switching between punishment and exclusion. CHAOS (WOODBURY, N.Y.) 2018; 28:103105. [PMID: 30384651 DOI: 10.1063/1.5051422] [Citation(s) in RCA: 7] [Impact Index Per Article: 1.2] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/08/2018] [Accepted: 09/23/2018] [Indexed: 06/08/2023]
Abstract
Pro-social punishment and exclusion are common means to elevate the level of cooperation among unrelated individuals. Indeed, it is worth pointing out that the combined use of these two strategies is quite common across human societies. However, it is still not known how a combined strategy where punishment and exclusion are switched can promote cooperation from the theoretical perspective. In this paper, we thus propose two different switching strategies, namely, peer switching that is based on peer punishment and peer exclusion, and pool switching that is based on pool punishment and pool exclusion. Individuals adopting the switching strategy will punish defectors when their numbers are below a threshold and exclude them otherwise. We study how the two switching strategies influence the evolutionary dynamics in the public goods game. We show that an intermediate value of the threshold leads to a stable coexistence of cooperators, defectors, and players adopting the switching strategy in a well-mixed population, and this regardless of whether the pool-based or the peer-based switching strategy is introduced. Moreover, we show that the pure exclusion strategy alone is able to evoke a limit cycle attractor in the evolutionary dynamics, such that cooperation can coexist with other strategies.
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Affiliation(s)
- Linjie Liu
- School of Mathematical Sciences, University of Electronic Science and Technology of China, Chengdu 611731, China
| | - Shengxian Wang
- School of Mathematical Sciences, University of Electronic Science and Technology of China, Chengdu 611731, China
| | - Xiaojie Chen
- School of Mathematical Sciences, University of Electronic Science and Technology of China, Chengdu 611731, China
| | - Matjaž Perc
- Faculty of Natural Sciences and Mathematics, University of Maribor, Koroška cesta 160, SI-2000 Maribor, Slovenia; Complexity Science Hub Vienna, Josefstädterstraße 39, A-1080 Vienna, Austria
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6
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Collective punishment is more effective than collective reward for promoting cooperation. Sci Rep 2015; 5:17752. [PMID: 26634907 PMCID: PMC4669458 DOI: 10.1038/srep17752] [Citation(s) in RCA: 30] [Impact Index Per Article: 3.3] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/30/2015] [Accepted: 10/16/2015] [Indexed: 11/17/2022] Open
Abstract
Collective punishment and reward are usually regarded as two potential mechanisms to explain the evolution of cooperation. Both scenarios, however, seem problematic to understand cooperative behavior, because they can raise the second-order free-rider problem and many organisms are not able to discriminate less cooperating individuals. Even though they have been proved to increase cooperation, there has been a debate about which one being more effective. To address this issue, we resort to the N-player evolutionary snowdrift game (NESG), where a collective punishment/reward mechanism is added by allowing some players to display punishment/reward towards all remaining players. By means of numerous simulations and analyses, we find that collective punishment is more effective in promoting cooperation for a relatively high initial frequency of cooperation or for a relatively small group. When the intensity of punishment exceeds a certain threshold, a stable state of full cooperation emerges for both small and large groups. In contrast, such state does not appear for large groups playing a NESG with reward mechanism. In the case of mutualistic interactions, finally, our results show the new payoff with collective punishment/reward can lead to the coexistence of cooperators and defectors when discrimination between these two is not possible.
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Szolnoki A, Chen X. Benefits of tolerance in public goods games. PHYSICAL REVIEW. E, STATISTICAL, NONLINEAR, AND SOFT MATTER PHYSICS 2015; 92:042813. [PMID: 26565295 DOI: 10.1103/physreve.92.042813] [Citation(s) in RCA: 10] [Impact Index Per Article: 1.1] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/31/2015] [Indexed: 05/27/2023]
Abstract
Leaving the joint enterprise when defection is unveiled is always a viable option to avoid being exploited. Although loner strategy helps the population not to be trapped into the tragedy of the commons state, it could offer only a modest income for nonparticipants. In this paper we demonstrate that showing some tolerance toward defectors could not only save cooperation in harsh environments but in fact results in a surprisingly high average payoff for group members in public goods games. Phase diagrams and the underlying spatial patterns reveal the high complexity of evolving states where cyclic dominant strategies or two-strategy alliances can characterize the final state of evolution. We identify microscopic mechanisms which are responsible for the superiority of global solutions containing tolerant players. This phenomenon is robust and can be observed both in well-mixed and in structured populations highlighting the importance of tolerance in our everyday life.
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Affiliation(s)
- Attila Szolnoki
- Institute of Technical Physics and Materials Science, Centre for Energy Research, Hungarian Academy of Sciences, P.O. Box 49, H-1525 Budapest, Hungary
| | - Xiaojie Chen
- School of Mathematical Sciences, University of Electronic Science and Technology of China, Chengdu 611731, China
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Chen X, Sasaki T, Brännström Å, Dieckmann U. First carrot, then stick: how the adaptive hybridization of incentives promotes cooperation. J R Soc Interface 2015; 12:20140935. [PMID: 25551138 PMCID: PMC4277083 DOI: 10.1098/rsif.2014.0935] [Citation(s) in RCA: 104] [Impact Index Per Article: 11.6] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 12/04/2022] Open
Abstract
Social institutions often use rewards and penalties to promote cooperation. Providing incentives tends to be costly, so it is important to find effective and efficient policies for the combined use of rewards and penalties. Most studies of cooperation, however, have addressed rewarding and punishing in isolation and have focused on peer-to-peer sanctioning as opposed to institutional sanctioning. Here, we demonstrate that an institutional sanctioning policy we call ‘first carrot, then stick’ is unexpectedly successful in promoting cooperation. The policy switches the incentive from rewarding to punishing when the frequency of cooperators exceeds a threshold. We find that this policy establishes and recovers full cooperation at lower cost and under a wider range of conditions than either rewards or penalties alone, in both well-mixed and spatial populations. In particular, the spatial dynamics of cooperation make it evident how punishment acts as a ‘booster stage’ that capitalizes on and amplifies the pro-social effects of rewarding. Together, our results show that the adaptive hybridization of incentives offers the ‘best of both worlds’ by combining the effectiveness of rewarding in establishing cooperation with the effectiveness of punishing in recovering it, thereby providing a surprisingly inexpensive and widely applicable method of promoting cooperation.
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Affiliation(s)
- Xiaojie Chen
- Evolution and Ecology Program, International Institute for Applied Systems Analysis (IIASA), Laxenburg 2361, Austria
- School of Mathematical Sciences, University of Electronic Science and Technology of China, Chengdu 611731, People's Republic of China
| | - Tatsuya Sasaki
- Evolution and Ecology Program, International Institute for Applied Systems Analysis (IIASA), Laxenburg 2361, Austria
- Faculty of Mathematics, University of Vienna, Vienna 1090, Austria
- e-mail:
| | - Åke Brännström
- Evolution and Ecology Program, International Institute for Applied Systems Analysis (IIASA), Laxenburg 2361, Austria
- Department of Mathematics and Mathematical Statistics, Umeå University, Umeå 90187, Sweden
| | - Ulf Dieckmann
- Evolution and Ecology Program, International Institute for Applied Systems Analysis (IIASA), Laxenburg 2361, Austria
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9
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dos Santos M. The evolution of anti-social rewarding and its countermeasures in public goods games. Proc Biol Sci 2015; 282:20141994. [PMID: 25429015 DOI: 10.1098/rspb.2014.1994] [Citation(s) in RCA: 34] [Impact Index Per Article: 3.8] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/12/2022] Open
Abstract
Cooperation in joint enterprises can easily break down when self-interests are in conflict with collective benefits, causing a tragedy of the commons. In such social dilemmas, the possibility for contributors to invest in a common pool-rewards fund, which will be shared exclusively among contributors, can be powerful for averting the tragedy, as long as the second-order dilemma (i.e. withdrawing contribution to reward funds) can be overcome (e.g. with second-order sanctions). However, the present paper reveals the vulnerability of such pool-rewarding mechanisms to the presence of reward funds raised by defectors and shared among them (i.e. anti-social rewarding), as it causes a cooperation breakdown, even when second-order sanctions are possible. I demonstrate that escaping this social trap requires the additional condition that coalitions of defectors fare poorly compared with pro-socials, with either (i) better rewarding abilities for the latter or (ii) reward funds that are contingent upon the public good produced beforehand, allowing groups of contributors to invest more in reward funds than groups of defectors. These results suggest that the establishment of cooperation through a collective positive incentive mechanism is highly vulnerable to anti-social rewarding and requires additional countermeasures to act in combination with second-order sanctions.
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Affiliation(s)
- Miguel dos Santos
- Department of Ecology and Evolution, Biophore, University of Lausanne, Lausanne 1015, Switzerland
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10
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Voluntary rewards mediate the evolution of pool punishment for maintaining public goods in large populations. Sci Rep 2015; 5:8917. [PMID: 25753335 PMCID: PMC5390906 DOI: 10.1038/srep08917] [Citation(s) in RCA: 48] [Impact Index Per Article: 5.3] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/17/2014] [Accepted: 02/10/2015] [Indexed: 11/11/2022] Open
Abstract
Punishment is a popular tool when governing commons in situations where free riders would otherwise take over. It is well known that sanctioning systems, such as the police and courts, are costly and thus can suffer from those who free ride on other's efforts to maintain the sanctioning systems (second-order free riders). Previous game-theory studies showed that if populations are very large, pool punishment rarely emerges in public good games, even when participation is optional, because of second-order free riders. Here we show that a matching fund for rewarding cooperation leads to the emergence of pool punishment, despite the presence of second-order free riders. We demonstrate that reward funds can pave the way for a transition from a population of free riders to a population of pool punishers. A key factor in promoting the transition is also to reward those who contribute to pool punishment, yet not abstaining from participation. Reward funds eventually vanish in raising pool punishment, which is sustainable by punishing the second-order free riders. This suggests that considering the interdependence of reward and punishment may help to better understand the origins and transitions of social norms and institutions.
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11
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Gao L, Li YT, Wang RW. The shift between the Red Queen and the Red King effects in mutualisms. Sci Rep 2015; 5:8237. [PMID: 25649177 PMCID: PMC4316171 DOI: 10.1038/srep08237] [Citation(s) in RCA: 6] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 06/10/2014] [Accepted: 01/13/2015] [Indexed: 11/13/2022] Open
Abstract
Interspecific mutualisms consist of partners trading services that yield common benefits to both species. Until now, understanding how the payoffs from mutualistic cooperation are allocated among the participants has been problematic. Two hypotheses have been proposed to resolve this problem. The Red Queen effect argues that faster-evolving species are favoured in co-evolutionary processes because they are able to obtain a larger share of benefits. Conversely, the Red King effect argues that the slower-evolving species gains a larger share of benefits. The model we propose shows that the allocations for a common benefit vary when the effect of a reward mechanism is included in the model. The outcome is a shift from the Red Queen effect to the Red King effect and vice versa. In addition, our model shows that either an asymmetry in payoff or an asymmetry in the number of cooperative partners causes a shift between the Red Queen effect and the Red King effect. Even in situations where the evolutionary rates are equal between the two species, asymmetries in rewards and in participant number lead to an uneven allocation of benefits among the partners.
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Affiliation(s)
- Lei Gao
- School of Mathematics and Statistics, Yunnan University, Kunming, Yunnan. 650091, P.R. China
- State Key Laboratory of Genetic Resources and Evolution, Kunming Institute of Zoology, Chinese Academy of Science, Kunming, Yunnan. 650223, P.R. China
| | - Yao-Tang Li
- School of Mathematics and Statistics, Yunnan University, Kunming, Yunnan. 650091, P.R. China
| | - Rui-Wu Wang
- State Key Laboratory of Genetic Resources and Evolution, Kunming Institute of Zoology, Chinese Academy of Science, Kunming, Yunnan. 650223, P.R. China
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12
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Chen X, Perc M. Optimal distribution of incentives for public cooperation in heterogeneous interaction environments. Front Behav Neurosci 2014; 8:248. [PMID: 25100959 PMCID: PMC4107675 DOI: 10.3389/fnbeh.2014.00248] [Citation(s) in RCA: 32] [Impact Index Per Article: 3.2] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 06/15/2014] [Accepted: 06/30/2014] [Indexed: 02/05/2023] Open
Abstract
In the framework of evolutionary games with institutional reciprocity, limited incentives are at disposal for rewarding cooperators and punishing defectors. In the simplest case, it can be assumed that, depending on their strategies, all players receive equal incentives from the common pool. The question arises, however, what is the optimal distribution of institutional incentives? How should we best reward and punish individuals for cooperation to thrive? We study this problem for the public goods game on a scale-free network. We show that if the synergetic effects of group interactions are weak, the level of cooperation in the population can be maximized simply by adopting the simplest “equal distribution” scheme. If synergetic effects are strong, however, it is best to reward high-degree nodes more than low-degree nodes. These distribution schemes for institutional rewards are independent of payoff normalization. For institutional punishment, however, the same optimization problem is more complex, and its solution depends on whether absolute or degree-normalized payoffs are used. We find that degree-normalized payoffs require high-degree nodes be punished more lenient than low-degree nodes. Conversely, if absolute payoffs count, then high-degree nodes should be punished stronger than low-degree nodes.
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Affiliation(s)
- Xiaojie Chen
- School of Mathematical Sciences, University of Electronic Science and Technology of China Chengdu, China
| | - Matjaž Perc
- Department of Physics, Faculty of Natural Sciences and Mathematics, University of Maribor Maribor, Slovenia ; CAMTP - Center for Applied Mathematics and Theoretical Physics, University of Maribor Maribor, Slovenia
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Abstract
Properly coordinating cooperation is relevant for resolving public good problems, such as clean energy and environmental protection. However, little is known about how individuals can coordinate themselves for a certain level of cooperation in large populations of strangers. In a typical situation, a consensus-building process rarely succeeds, owing to a lack of face and standing. The evolution of cooperation in this type of situation is studied here using threshold public good games, in which cooperation prevails when it is initially sufficient, or otherwise it perishes. While punishment is a powerful tool for shaping human behaviours, institutional punishment is often too costly to start with only a few contributors, which is another coordination problem. Here, we show that whatever the initial conditions, reward funds based on voluntary contribution can evolve. The voluntary reward paves the way for effectively overcoming the coordination problem and efficiently transforms freeloaders into cooperators with a perceived small risk of collective failure.
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Affiliation(s)
- Tatsuya Sasaki
- Faculty of Mathematics, University of Vienna, , Vienna 1090, Austria
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