Relativistic Density Functional Calculations on Small Molecules

Spin-orbit coupling from a two-component self-consistent approach. I. Generalized Hartree-Fock theory

Formal and computational aspects are discussed for a self-consistent treatment of spin-orbit coupling within the two-component generalization of the Hartree-Fock theory. A molecular implementation into the CRYSTAL program is illustrated, where the standard one-component code (typical of Hartree-Fock and Kohn-Sham spin-unrestricted methodologies) is extended to work in terms of two-component spinors. When passing from a one- to a two-component description, the Fock and density matrices become complex. Furthermore, apart from the αα and ββ diagonal spin blocks, one has also to deal with the αβ and βα off-diagonal spin blocks. These latter blocks require special care as, for open-shell electronic configurations, certain constraints of the one-component code have to be relaxed. This formalism intrinsically allows us to treat local magnetic torque as well as noncollinear magnetization and orbital current-density. An original scheme to impose a specified noncollinear magnetization on each atomic center as a starting guess to the self-consistent procedure is presented. This approach turns out to be essential to surpass local minima in the rugged energy landscape and allows possible convergence to the ground-state solution in all of the discussed test cases.

Fundamental Role of Fock Exchange in Relativistic Density Functional Theory

We perform a formal analysis of relativistic density functional theory for the treatment of spin-orbit coupling (SOC), noncollinear magnetization (NCM), and orbital current density (OCD). We identify specific components of the spinors (namely, those mapped onto imaginary diagonal spin-blocks of the density matrix) that arise from the SOC operator and define the OCD. We show that these pieces of the spinors only enter in the bielectronic part of the potential through the exact Fock exchange (FE) operator. The lack of FE therefore leads to a correspondingly incorrect physical description of SOC, NCM, and OCD. This analysis is complemented with an illustrative example, where we show that, while in the absence of FE, the theory fails even at reproducing the expected right-hand relationship between the NCM and OCD, its inclusion provides results that match those from a reference SOC configuration-interaction calculation.

Time-dependent quasirelativistic density-functional theory based on the zeroth-order regular approximation

A time-dependent quasirelativistic density-functional theory for excitation energies of systems containing heavy elements is developed, which is based on the zeroth-order regular approximation (ZORA) for the relativistic Hamiltonian and a noncollinear form for the adiabatic exchange-correlation kernel. To avoid the gauge dependence of the ZORA Hamiltonian a model atomic potential, instead of the full molecular potential, is used to construct the ZORA kinetic operator in ground-state calculations. As such, the ZORA kinetic operator no longer responds to changes in the density in response calculations. In addition, it is shown that, for closed-shell ground states, time-reversal symmetry can be employed to simplify the eigenvalue equation into an approximate form that is similar to that of time-dependent nonrelativistic density-functional theory. This is achieved by invoking an independent-particle approximation for the induced density matrix. The resulting theory is applied to investigate the global potential-energy curves of low-lying LambdaS- and omega omega-coupled electronic states of the AuH molecule. The derived spectroscopic parameters, including the adiabatic and vertical excitation energies, equilibrium bond lengths, harmonic and anharmonic vibrational constants, fundamental frequencies, and dissociation energies, are in good agreement with those of time-dependent four-component relativistic density-functional theory and ab initio multireference second-order perturbation theory. Nonetheless, this two-component relativistic version of time-dependent density-functional theory is only moderately advantageous over the four-component one as far as computational efforts are concerned.