Unphysical Discontinuities in GW Methods

Fully Dynamic G3W2 Self-Energy for Finite Systems: Formulas and Benchmark

Over the years, Hedin's GW self-energy has been proven to be a rather accurate and simple approximation to evaluate electronic quasiparticle energies in solids and in molecules. Attempts to improve over the simple GW approximation, the so-called vertex corrections, have been constantly proposed in the literature. Here, we derive, analyze, and benchmark the complete second-order term in the screened Coulomb interaction W for finite systems. This self-energy named G3W2 contains all the possible time orderings that combine 3 Green's functions G and 2 dynamic W. We present the analytic formula and its imaginary frequency counterpart, with the latter allowing us to treat larger molecules. The accuracy of the G3W2 self-energy is evaluated on well-established benchmarks (GW100, Acceptor 24, and Core 65) for valence and core quasiparticle energies. Its link with the simpler static approximation, named SOSEX for static screened second-order exchange, is analyzed, which leads us to propose a more consistent approximation named 2SOSEX. In the end, we find that neither the G3W2 self-energy nor any of the investigated approximations to it improve over one-shot G0W0 with a good starting point. Only quasi-particle self-consistent GW HOMO energies are slightly improved by addition of the G3W2 self-energy correction. We show that this is due to the self-consistent update of the screened Coulomb interaction, leading to an overall sign change of the vertex correction to the frontier quasiparticle energies.

Static versus dynamically polarizable environments within the many-body GW formalism

Continuum- or discrete-polarizable models for the study of optoelectronic processes in embedded subsystems rely mostly on the restriction of the surrounding electronic dielectric response to its low frequency limit. Such a description hinges on the assumption that the electrons in the surrounding medium react instantaneously to any excitation in the central subsystem, thus treating the environment in the adiabatic limit. Exploiting a recently developed embedded GW formalism with an environment described at the fully ab initio level, we assess the merits of the adiabatic limit with respect to an environment where the full dynamics of the dielectric response are considered. Furthermore, we show how to properly take the static limit of the environment's susceptibility by introducing the so-called Coulomb-hole and screened-exchange contributions to the reaction field. As a first application, we consider a C60 molecule at the surface of a C60 crystal, namely, a case where the dynamics of the embedded and embedding subsystems are similar. The common adiabatic assumption, when properly treated, generates errors below 10% on the polarization energy associated with frontier energy levels and associated energy gaps. Finally, we consider a water molecule inside a metallic nanotube, the worst case for the environment's adiabatic limit. The error on the gap polarization energy remains below 10%, even though the error on the frontier orbital polarization energies can reach a few tenths of an electronvolt.

Two-Component GW Calculations: Cubic Scaling Implementation and Comparison of Vertex-Corrected and Partially Self-Consistent GW Variants

We report an all-electron, atomic orbital (AO)-based, two-component (2C) implementation of the GW approximation (GWA) for closed-shell molecules. Our algorithm is based on the space-time formulation of the GWA and uses analytical continuation (AC) of the self-energy, and pair-atomic density fitting (PADF) to switch between AO and auxiliary basis. By calculating the dynamical contribution to the GW self-energy at a quasi-one-component level, our 2C-GW algorithm is only about a factor of 2-3 slower than in the scalar relativistic case. Additionally, we present a 2C implementation of the simplest vertex correction to the self-energy, the statically screened G3W2 correction. Comparison of first ionization potentials (IPs) of a set of 67 molecules with heavy elements (a subset of the SOC81 set) calculated with our implementation against results from the WEST code reveals mean absolute deviations (MAD) of around 70 meV for G0W0@PBE and G0W0@PBE0. We check the accuracy of our AC treatment by comparison to full-frequency GW calculations, which shows that in the absence of multisolution cases, the errors due to AC are only minor. This implies that the main sources of the observed deviations between both implementations are the different single-particle bases and the pseudopotential approximation in the WEST code. Finally, we assess the performance of some (partially self-consistent) variants of the GWA for the calculation of first IPs by comparison to vertical experimental reference values. G0W0@PBE0 (25% exact exchange) and G0W0@BHLYP (50% exact exchange) perform best with mean absolute deviations (MAD) of about 200 meV. Explicit treatment of spin-orbit effects at the 2C level is crucial for systematic agreement with experiment. On the other hand, eigenvalue-only self-consistent GW (evGW) and quasi-particle self-consistent GW (qsGW) significantly overestimate the IPs. Perturbative G3W2 corrections increase the IPs and therefore improve the agreement with experiment in cases where G0W0 alone underestimates the IPs. With a MAD of only 140 meV, 2C-G0W0@PBE0 + G3W2 is in best agreement with the experimental reference values.

A Similarity Renormalization Group Approach to Green's Function Methods

The family of Green's function methods based on the GW approximation has gained popularity in the electronic structure theory thanks to its accuracy in weakly correlated systems combined with its cost-effectiveness. Despite this, self-consistent versions still pose challenges in terms of convergence. A recent study [Monino and Loos J. Chem. Phys. 2022, 156, 231101.] has linked these convergence issues to the intruder-state problem. In this work, a perturbative analysis of the similarity renormalization group (SRG) approach is performed on Green's function methods. The SRG formalism enables us to derive, from first-principles, the expression of a naturally static and Hermitian form of the self-energy that can be employed in quasiparticle self-consistent GW (qsGW) calculations. The resulting SRG-based regularized self-energy significantly accelerates the convergence of qsGW calculations, slightly improves the overall accuracy, and is straightforward to implement in existing code.

Combining Renormalized Singles GW Methods with the Bethe-Salpeter Equation for Accurate Neutral Excitation Energies

We apply the renormalized singles (RS) Green's function in the Bethe-Salpeter equation (BSE)/GW approach to predict accurate neutral excitation energies of molecular systems. The BSE calculations are performed on top of the G_RSW_RS method, which uses the RS Green's function also for the computation of the screened Coulomb interaction W. We show that the BSE/G_RSW_RS approach significantly outperforms BSE/G₀W₀ for predicting excitation energies of valence, Rydberg, and charge-transfer (CT) excitations by benchmarking the Truhlar-Gagliardi set, Stein CT set, and an atomic Rydberg test set. For the Truhlar-Gagliardi test set, BSE/G_RSW_RS provides comparable accuracy to time-dependent density functional theory (TDDFT) and is slightly better than BSE starting from eigenvalue self-consistent GW (evGW). For the Stein CT test set, BSE/G_RSW_RS significantly outperforms BSE/G₀W₀ and TDDFT with the accuracy comparable to BSE/evGW. We also show that BSE/G_RSW_RS predicts Rydberg excitation energies of atomic systems well. Besides the excellent accuracy, BSE/G_RSW_RS largely eliminates the dependence on the choice of the density functional approximation. This work demonstrates that the BSE/G_RSW_RS approach is accurate and efficient for predicting excitation energies for a broad range of systems, which expands the applicability of the BSE/GW approach.

Unphysical discontinuities, intruder states and regularization in GW methods

By recasting the non-linear frequency-dependent GW quasiparticle equation into a linear eigenvalue problem, we explain the appearance of multiple solutions and unphysical discontinuities in various physical quantities computed within the GW approximation. Considering the GW self-energy as an effective Hamiltonian, it is shown that these issues are key signatures of strong correlation in the (N ± 1)-electron states and can be directly related to the intruder state problem. A simple and efficient regularization procedure inspired by the similarity renormalization group is proposed to avoid such issues and speed up the convergence of partially self-consistent GW calculations.

Scrutinizing GW-Based Methods Using the Hubbard Dimer

Using the simple (symmetric) Hubbard dimer, we analyze some important features of the GW approximation. We show that the problem of the existence of multiple quasiparticle solutions in the (perturbative) one-shot GW method and its partially self-consistent version is solved by full self-consistency. We also analyze the neutral excitation spectrum using the Bethe-Salpeter equation (BSE) formalism within the standard GW approximation and find, in particular, that 1) some neutral excitation energies become complex when the electron-electron interaction U increases, which can be traced back to the approximate nature of the GW quasiparticle energies; 2) the BSE formalism yields accurate correlation energies over a wide range of U when the trace (or plasmon) formula is employed; 3) the trace formula is sensitive to the occurrence of complex excitation energies (especially singlet), while the expression obtained from the adiabatic-connection fluctuation-dissipation theorem (ACFDT) is more stable (yet less accurate); 4) the trace formula has the correct behavior for weak (i.e., small U) interaction, unlike the ACFDT expression.

Scalable and Predictive Spectra of Correlated Molecules with Moment Truncated Iterated Perturbation Theory

A reliable and efficient computation of the entire single-particle spectrum of correlated molecules is an outstanding challenge in the field of quantum chemistry, with standard density functional theory approaches often giving an inadequate description of excitation energies and gaps. In this work, we expand upon a recently introduced approach that relies on a fully self-consistent many-body perturbation theory coupled to a nonperturbative truncation of the effective dynamics at each step. We show that this yields a low-scaling and accurate method across a diverse benchmark test set that is capable of treating moderate levels of strong correlation effects, and we detail an efficient implementation for applications involving up to ∼1000 orbitals on parallel resources. We then use this method to characterize the spectral properties of the antimalarial drug molecule artemisinin, resolving discrepancies in previous works concerning the active sites of the lowest-energy fundamental excitations of the system.

Selfconsistent random phase approximation methods

This Perspective reviews recent efforts toward selfconsistent calculations of ground-state energies within the random phase approximation (RPA) in the (generalized) Kohn-Sham (KS) density functional theory context. Since the RPA correlation energy explicitly depends on the non-interacting KS potential, an additional condition to determine the energy as a functional of the density is necessary. This observation leads to the concept of functional selfconsistency (FSC), which requires that the KS density equals the interacting density defined as the functional derivative of the ground-state energy with respect to the external potential. While all existing selfconsistent RPA schemes violate FSC, the recent generalized KS semicanonical projected RPA (GKS-spRPA) method takes a step toward satisfying it. This leads to systematic improvements in densities, binding energy curves, reference state stability, and molecular properties compared to non-selfconsistent RPA as well as optimized effective potential RPA. GKS-spRPA orbital energies accurately approximate valence and core ionization potentials, and even electron affinities of non-valence bound anions. The computational cost and performance of GKS-spRPA are compared to those of related selfconsistent schemes, including GW and orbital optimization methods, and limitations are discussed. Large differences between KS and interacting densities observed in the absence of FSC and the well-rounded performance of GKS-spRPA suggest that the KS potential as a density functional should be defined via the FSC condition for explicitly potential-dependent density functionals.

Spin-Conserved and Spin-Flip Optical Excitations from the Bethe-Salpeter Equation Formalism

Like adiabatic time-dependent density-functional theory (TD-DFT), the Bethe–Salpeter equation (BSE) formalism of many-body perturbation theory, in its static approximation, is “blind” to double (and higher) excitations, which are ubiquitous, for example, in conjugated molecules like polyenes. Here, we apply the spin-flip ansatz (which considers the lowest triplet state as the reference configuration instead of the singlet ground state) to the BSE formalism in order to access, in particular, double excitations. The present scheme is based on a spin-unrestricted version of the GW approximation employed to compute the charged excitations and screened Coulomb potential required for the BSE calculations. Dynamical corrections to the static BSE optical excitations are taken into account via an unrestricted generalization of our recently developed (renormalized) perturbative treatment. The performance of the present spin-flip BSE formalism is illustrated by computing excited-state energies of the beryllium atom, the hydrogen molecule at various bond lengths, and cyclobutadiene in its rectangular and square-planar geometries.

Cubic-Scaling All-Electron GW Calculations with a Separable Density-Fitting Space-Time Approach

We present an implementation of the GW space-time approach that allows cubic-scaling all-electron calculations with standard Gaussian basis sets without exploiting any localization or sparsity considerations. The independent-electron susceptibility is constructed in a time representation over a nonuniform distribution of real-space locations {r_k} optimized within a separable resolution-of-the-identity framework to reproduce standard Coulomb-fitting calculations with meV accuracy. The compactness of the obtained {r_k} distribution leads to a crossover with the standard Coulomb-fitting scheme for system sizes below a few hundred electrons. The needed analytic continuation follows a recent approach that requires the continuation of the screened Coulomb potential rather than the much more structured self-energy. The present scheme is benchmarked over large molecular sets, and scaling properties are demonstrated on a family of defected hexagonal boron-nitride flakes containing up to 6000 electrons.

Subsystem-Based GW/Bethe-Salpeter Equation

Subsystem Density-Functional Theory and its extension to excited states, namely, subsystem Time-Dependent Density-Functional Theory, have been proven to be efficient and accurate fragmentation approaches for ground and excited states. In the present study we extend this approach to the subsystem-based description of total systems by means of GW and the Bethe-Salpeter equation (BSE). For this, we derive the working equations starting from a subsystem-based partitioning of the screened-Coulomb interaction for an arbitrary number of subsystems. Making use of certain approximations, we develop a parameter-free approach in which environmental screening contributions are effectively included for each subsystem. We demonstrate the applicability of these approximations by comparing quasi-particle energies and excitation energies from subsystem-based GW/BSE calculations to the supermolecular reference. Furthermore, we demonstrate the computational efficiency and the usefulness of this method for the description of photoinduced processes in complex chemical environments.

Dynamical kernels for optical excitations

We discuss the physical properties and accuracy of three distinct dynamical (i.e., frequency-dependent) kernels for the computation of optical excitations within linear response theory: (i) an a priori built kernel inspired by the dressed time-dependent density-functional theory kernel proposed by Maitra et al. [J. Chem. Phys. 120, 5932 (2004)], (ii) the dynamical kernel stemming from the Bethe-Salpeter equation (BSE) formalism derived originally by Strinati [Riv. Nuovo Cimento 11, 1-86 (1988)], and (iii) the second-order BSE kernel derived by Zhang et al. [J. Chem. Phys. 139, 154109 (2013)]. The principal take-home message of the present paper is that dynamical kernels can provide, thanks to their frequency-dependent nature, additional excitations that can be associated with higher-order excitations (such as the infamous double excitations), an unappreciated feature of dynamical quantities. We also analyze, for each kernel, the appearance of spurious excitations originating from the approximate nature of the kernels, as first evidenced by Romaniello et al. [J. Chem. Phys. 130, 044108 (2009)]. Using a simple two-level model, prototypical examples of valence, charge-transfer, and Rydberg excited states are considered.

Dynamical correction to the Bethe-Salpeter equation beyond the plasmon-pole approximation

The Bethe-Salpeter equation (BSE) formalism is a computationally affordable method for the calculation of accurate optical excitation energies in molecular systems. Similar to the ubiquitous adiabatic approximation of time-dependent density-functional theory, the static approximation, which substitutes a dynamical (i.e., frequency-dependent) kernel by its static limit, is usually enforced in most implementations of the BSE formalism. Here, going beyond the static approximation, we compute the dynamical correction of the electron-hole screening for molecular excitation energies, thanks to a renormalized first-order perturbative correction to the static BSE excitation energies. The present dynamical correction goes beyond the plasmon-pole approximation as the dynamical screening of the Coulomb interaction is computed exactly within the random-phase approximation. Our calculations are benchmarked against high-level (coupled-cluster) calculations, allowing one to assess the clear improvement brought by the dynamical correction for both singlet and triplet optical transitions.

The Bethe-Salpeter Equation Formalism: From Physics to Chemistry

The Bethe-Salpeter equation (BSE) formalism is steadily asserting itself as a new efficient and accurate tool in the ensemble of computational methods available to chemists in order to predict optical excitations in molecular systems. In particular, the combination of the so-called GW approximation, giving access to reliable ionization energies and electron affinities, and the BSE formalism, able to model UV/vis spectra, has shown to provide accurate singlet excitation energies with a typical error of 0.1-0.3 eV. With a similar computational cost as time-dependent density-functional theory (TD-DFT), BSE is able to provide an accuracy on par with the most accurate global and range-separated hybrid functionals without the unsettling choice of the exchange-correlation functional, resolving further known issues (e.g., charge-transfer excitations). In this Perspective, we provide a historical overview of BSE, with a particular focus on its condensed-matter roots. We also propose a critical review of its strengths and weaknesses in different chemical situations.

Pros and Cons of the Bethe-Salpeter Formalism for Ground-State Energies

The combination of the many-body Green's function GW approximation and the Bethe-Salpeter equation (BSE) formalism has shown to be a promising alternative to time-dependent density functional theory (TD-DFT) for computing vertical transition energies and oscillator strengths in molecular systems. The BSE formalism can also be employed to compute ground-state correlation energies thanks to the adiabatic-connection fluctuation-dissipation theorem (ACFDT). Here, we study the topology of the ground-state potential energy surfaces (PESs) of several diatomic molecules near their equilibrium bond length. Using comparisons with state-of-art computational approaches (CC3), we show that ACFDT@BSE is surprisingly accurate and can even compete with lower-order coupled cluster methods (CC2 and CCSD) in terms of total energies and equilibrium bond distances for the considered systems. However, we sometimes observe unphysical irregularities on the ground-state PES in relation with difficulties in the identification of a few GW quasiparticle energies.

Accurate Absolute and Relative Core-Level Binding Energies from GW

We present an accurate approach to compute X-ray photoelectron spectra based on the GW Green's function method that overcomes the shortcomings of common density functional theory approaches. GW has become a popular tool to compute valence excitations for a wide range of materials. However, core-level spectroscopy is thus far almost uncharted in GW. We show that single-shot perturbation calculations in the G0W0 approximation, which are routinely used for valence states, cannot be applied for core levels and suffer from an extreme, erroneous transfer of spectral weight to the satellite spectrum. The correct behavior can be restored by partial self-consistent GW schemes or by using hybrid functionals with almost 50% of exact exchange as a starting point for G0W0. We also include relativistic corrections and present a benchmark study for 65 molecular 1s excitations. Our absolute and relative GW core-level binding energies agree within 0.3 and 0.2 eV with experiment, respectively.

Practical GW scheme for electronic structure of 3d-transition-metal monoxide anions: ScO-, TiO-, CuO-, and ZnO. J Chem Phys 2019;151:134305. [PMID: 31594362 DOI: 10.1063/1.5118671]

The GW approximation to many-body perturbation theory is a reliable tool for describing charged electronic excitations, and it has been successfully applied to a wide range of extended systems for several decades using a plane-wave basis. However, the GW approximation has been used to test limited spectral properties of a limited set of finite systems (e.g., frontier orbital energies of closed-shell sp molecules) only for about a decade using a local-orbital basis. Here, we calculate the quasiparticle spectra of closed- and open-shell molecular anions with partially and completely filled 3d shells (shallow and deep 3d states, respectively), ScO^-, TiO^-, CuO^-, and ZnO^-, using various levels of GW theory, and compare them to experiments to evaluate the performance of the GW approximation on the electronic structure of small molecules containing 3d transition metals. We find that the G-only eigenvalue self-consistent GW scheme with W fixed to the PBE level (G_nW₀@PBE), which gives the best compromise between accuracy and efficiency for solids, also gives good results for both localized (d) and delocalized (sp) states of 3d-transition-metal oxide molecules. The success of G_nW₀@PBE in predicting electronic excitations in these systems reasonably well is likely due to the fortuitous cancellation effect between the overscreening of the Coulomb interaction by PBE and the underscreening by the neglect of vertex corrections. Together with the absence of the self-consistent field convergence error (e.g., spin contamination in open-shell systems) and the GW multisolution issue, the G_nW₀@PBE scheme gives the possibility to predict the electronic structure of complex real systems (e.g., molecule-solid and sp-d hybrid systems) accurately and efficiently.

Effective one-particle energies from generalized Kohn-Sham random phase approximation: A direct approach for computing and analyzing core ionization energies

Generalized-Kohn-Sham (GKS) orbital energies obtained self-consistently from the random phase approximation energy functional with a semicanonical projection (spRPA) were recently shown to rival the accuracy of GW quasiparticle energies for valence ionization potentials. Here, we extend the scope of GKS-spRPA correlated one-particle energies from frontier-orbital ionization to core orbital ionization energies, which are notoriously difficult for GW and other response methods due to strong orbital relaxation effects. For a benchmark consisting of 23 1s core electron binding energies (CEBEs) of second-row elements, chemical shifts estimated from GKS-spRPA one-particle energies yield mean absolute deviations from experiment of 0.2 eV, which are significantly more accurate than the standard GW and comparable to Δ self-consistent field theory without semiempirical adjustment of the energy functional. For small ammonia clusters and cytosine tautomers, GKS-spRPA based chemical shifts capture subtle variations in covalent and noncovalent bonding environments; GKS-spRPA 1s CEBEs for these systems agree with equation-of-motion coupled cluster singles and doubles and ADC(4) results within 0.2-0.3 eV. Two perturbative approximations to GKS-spRPA orbital energies, which reduce the scaling from O(N⁶) to O(N⁵) and O(N⁴), are introduced and tested. We illustrate the application of GKS-spRPA orbital energies to larger systems by using oxygen 1s CEBEs to probe solvation and packing effects in condensed phases of water. GKS-spRPA predicts a lowering of the oxygen 1s CEBE of approximately 1.6-1.7 eV in solid and liquid phases, consistent with liquid-jet X-ray photoelectron spectroscopy and gas phase cluster experiments. The results are rationalized by partitioning GKS-spRPA electron binding energies into static, relaxation, and correlation parts.

The GW Compendium: A Practical Guide to Theoretical Photoemission Spectroscopy

The GW approximation in electronic structure theory has become a widespread tool for predicting electronic excitations in chemical compounds and materials. In the realm of theoretical spectroscopy, the GW method provides access to charged excitations as measured in direct or inverse photoemission spectroscopy. The number of GW calculations in the past two decades has exploded with increased computing power and modern codes. The success of GW can be attributed to many factors: favorable scaling with respect to system size, a formal interpretation for charged excitation energies, the importance of dynamical screening in real systems, and its practical combination with other theories. In this review, we provide an overview of these formal and practical considerations. We expand, in detail, on the choices presented to the scientist performing GW calculations for the first time. We also give an introduction to the many-body theory behind GW, a review of modern applications like molecules and surfaces, and a perspective on methods which go beyond conventional GW calculations. This review addresses chemists, physicists and material scientists with an interest in theoretical spectroscopy. It is intended for newcomers to GW calculations but can also serve as an alternative perspective for experts and an up-to-date source of computational techniques.