CASSCF Computational Study of Pseudopericyclic Character in Electrocyclic Rearrangements Involving Heteroatoms

Tracking the Transition from Pericyclic to Pseudopericyclic Reaction Mechanisms Using Multicenter Electron Delocalization Analysis: The [1,3] Sigmatropic Rearrangement

Herein, the power of multicenter electron delocalization analysis to elucidate the intricacies of concerted reaction mechanisms is brought to light by tracking the transition of [1,3] sigmatropic rearrangements from the high-barrier pericyclic mechanism in 1-butene to the barrierless pseudopericyclic mechanism in 1,2-diamino-1-nitrosooxyethane. This transition has been progressively achieved by substituting the migrating group, changing the donor and acceptor atoms, and functionalizing the alkene unit with weak and strong electron-donating and electron-withdrawing groups. Fourteen [1,3] sigmatropic reactions with electronic energy barriers ranging from 1 to 89 kcal/mol have been investigated. A very good correlation has been found between the barrier and the four-center electron delocalization at the transition state, the latter calculated for the atoms involved in the four-centered ring adduct formed along the reaction path. Surprisingly, the barrier has been found to be independent of the bond strength between the migrating group and the donor atom so that only the changes induced in the multicenter bonding control the kinetics of the reaction. Additional insights into the effect of atom substitution and group functionalization have also been extracted from the analysis of the multicenter electron delocalization profiles along the reaction path and qualitatively supported by the topological analysis of the electron density.

CASSCF Calculations Reveal Competitive Chair (Pericyclic) and Boat (Pseudopericyclic) Transition States for the [3,3] Sigmatropic Rearrangement of Allyl Esters

(10,8)CASPT2/6-31G**//(10,8)CASSCF/6-31G** and CCSD(T)/cc-pVDZ//(10,8)-CASSCF/6-31G** calculations have been performed on the potential surface for the [3,3] sigmatropic allyl ester rearrangements of cis-3-penten-2-yl acetate (16) to trans-3-penten-2-yl acetate (17) and 3-buten-2-yl acetate (21) to trans-2-buten-1-yl acetate (22). The results are compared to DFT (B3LYP/6-31G**) calculations on the known 16 → 17 rearrangement that reported it to be concerted and pseudopericyclic through a boat-shaped transition structure ( Birney, D. M. et al. J. Am. Chem. Soc. 2009 , 131 , 528 - 537 ). The CASSCF calculations, on the other hand, uncovered competitive concerted pathways for both the 16 → 17 and 21 → 22 rearrangements, though it was necessary to apply certain approximations in the former case. While one CASSCF pathway in each case involves a boat-shaped transition structure, similar to the one located through DFT calculations, the other pathway involves a chair-shaped transition structure. Preference for chair or boat is shown to be method dependent. Moreover, examination of the CASSCF active-space orbitals clearly confirms that the boat-shaped transition structures are pseudopericyclic but significantly also established that the chair-shaped transition structures are clearly pericyclic. Conclusions based on these results, and regarding our understanding of pericyclic vs pseudopericyclic reactions, are proffered.

A Computational Study on the Addition of HONO to Alkynes toward the Synthesis of Isoxazoles; a Bifurcation, Pseudopericyclic Pathways and a Barrierless Reaction on the Potential Energy Surface

Homopropargyl alcohols react with t-BuONO to form acyloximes which can be oxidatively cyclized to yield ioxazoles. The mechanism for the initial reaction of HONO with alkynes to form acyloximes (e.g., 13c) has been explored at the B3LYP/6-31G(d,p) + ZPVE level of theory. The observed chemoselectivity and regioselectivity are explained via an acid-catalyzed mechanism. Furthermore, the potential energy surface revealed numerous surprising features. The addition of HONO (8) to protonated 1-phenylpropyne (18) is calculated to follow a reaction pathway involving sequential transition states (TS6 and TS8), for which reaction dynamics likely play a role. This reaction pathway can bypass the expected addition product 21 as well as transition state TS8, directly forming the rearranged product 23. Nevertheless, TS8 is key to understanding the potential energy surface; there is a low barrier for the pseudopericylic [1,3]-NO shift, calculated to be only 8.4 kcal/mol above 21. This places TS8 well below TS6, making the valley-ridge inflection point (VRI or bifurcation) and direct formation of 23 possible. The final tautomerization step to the acyloxime can be considered to be a [1,5]-proton shift. However, the rearrangement in the case of 17h to 13c is calculated to be barrierless, arguably because the pathway is pseudopericyclic and exothermic.