Test of the Transferability of the Specific Reaction Parameter Functional for H2 + Cu(111) to D2 + Ag(111)

Machine Learning Interatomic Potentials for Reactive Hydrogen Dynamics at Metal Surfaces Based on Iterative Refinement of Reaction Probabilities

The reactive chemistry of molecular hydrogen at surfaces, notably dissociative sticking and hydrogen evolution, plays a crucial role in energy storage and fuel cells. Theoretical studies can help to decipher underlying mechanisms and reaction design, but studying dynamics at surfaces is computationally challenging due to the complex electronic structure at interfaces and the high sensitivity of dynamics to reaction barriers. In addition, ab initio molecular dynamics, based on density functional theory, is too computationally demanding to accurately predict reactive sticking or desorption probabilities, as it requires averaging over tens of thousands of initial conditions. High-dimensional machine learning-based interatomic potentials are starting to be more commonly used in gas-surface dynamics, yet robust approaches to generate reliable training data and assess how model uncertainty affects the prediction of dynamic observables are not well established. Here, we employ ensemble learning to adaptively generate training data while assessing model performance with full uncertainty quantification (UQ) for reaction probabilities of hydrogen scattering on different copper facets. We use this approach to investigate the performance of two message-passing neural networks, SchNet and PaiNN. Ensemble-based UQ and iterative refinement allow us to expose the shortcomings of the invariant pairwise-distance-based feature representation in the SchNet model for gas-surface dynamics.

Simulating Highly Activated Sticking of H2 on Al(110): Quantum versus Quasi-Classical Dynamics

We evaluate the importance of quantum effects on the sticking of H₂ on Al(110) for conditions that are close to those of molecular beam experiments that have been done on this system. Calculations with the quasi-classical trajectory (QCT) method and with quantum dynamics (QD) are performed using a model in which only motion in the six molecular degrees of freedom is allowed. The potential energy surface used has a minimum barrier height close to the value recently obtained with the quantum Monte Carlo method. Monte Carlo averaging over the initial rovibrational states allowed the QD calculations to be done with an order of magnitude smaller computational expense. The sticking probability curve computed with QD is shifted to lower energies relative to the QCT curve by 0.21 to 0.05 kcal/mol, with the highest shift obtained for the lowest incidence energy. Quantum effects are therefore expected to play a small role in calculations that would evaluate the accuracy of electronic structure methods for determining the minimum barrier height to dissociative chemisorption for H₂ + Al(110) on the basis of the standard procedure for comparing results of theory with molecular beam experiments.

SBH17: Benchmark Database of Barrier Heights for Dissociative Chemisorption on Transition Metal Surfaces

Accurate barriers for rate controlling elementary reactions on metal surfaces are key to understanding, controlling, and predicting the rate of heterogeneously catalyzed processes. While barrier heights for gas phase reactions have been extensively benchmarked, dissociative chemisorption barriers for the reactions of molecules on metal surfaces have received much less attention. The first database called SBH10 and containing 10 entries was recently constructed based on the specific reaction parameter approach to density functional theory (SRP-DFT) and experimental results. We have now constructed a new and improved database (SBH17) containing 17 entries based on SRP-DFT and experiments. For this new SBH17 benchmark study, we have tested three algorithms (high, medium, and light) for calculating barrier heights for dissociative chemisorption on metals, which we have named for the amount of computational effort involved in their use. We test the performance of 14 density functionals at the GGA, GGA+vdW-DF, and meta-GGA rungs. Our results show that, in contrast with the previous SBH10 study where the BEEF-vdW-DF2 functional seemed to be most accurate, the workhorse functional PBE and the MS2 density functional are the most accurate of the GGA and meta-GGA functionals tested. Of the GGA+vdW functionals tested, the SRP32-vdW-DF1 functional is the most accurate. Additionally, we found that the medium algorithm is accurate enough for assessing the performance of the density functionals tested, while it avoids geometry optimizations of minimum barrier geometries for each density functional tested. The medium algorithm does require metal lattice constants and interlayer distances that are optimized separately for each functional. While these are avoided in the light algorithm, this algorithm is found not to give a reliable description of functional performance. The combination of relative ease of use and demonstrated reliability of the medium algorithm will likely pave the way for incorporation of the SBH17 database in larger databases used for testing new density functionals and electronic structure methods.

Performance of Made Simple Meta-GGA Functionals with rVV10 Nonlocal Correlation for H2 + Cu(111), D2 + Ag(111), H2 + Au(111), and D2 + Pt(111)

Accurately modeling heterogeneous catalysis requires accurate descriptions of rate-controlling elementary reactions of molecules on metal surfaces, but standard density functionals (DFs) are not accurate enough for this. The problem can be solved with the specific reaction parameter approach to density functional theory (SRP-DFT), but the transferability of SRP DFs among chemically related systems is limited. We combine the MS-PBEl, MS-B86bl, and MS-RPBEl semilocal made simple (MS) meta-generalized gradient approximation (GGA) (mGGA) DFs with rVV10 nonlocal correlation, and we evaluate their performance for the hydrogen (H2) + Cu(111), deuterium (D2) + Ag(111), H2 + Au(111), and D2 + Pt(111) gas-surface systems. The three MS mGGA DFs that have been combined with rVV10 nonlocal correlation were not fitted to reproduce particular experiments, nor has the b parameter present in rVV10 been reoptimized. Of the three DFs obtained the MS-PBEl-rVV10 DF yields an excellent description of van der Waals well geometries. The three original MS mGGA DFs gave a highly accurate description of the metals, which was comparable in quality to that obtained with the PBEsol DF. Here, we find that combining the three original MS mGGA DFs with rVV10 nonlocal correlation comes at the cost of a slightly less accurate description of the metal. However, the description of the metal obtained in this way is still better than the descriptions obtained with SRP DFs specifically optimized for individual systems. Using the Born-Oppenheimer static surface (BOSS) model, simulations of molecular beam dissociative chemisorption experiments yield chemical accuracy for the D2 + Ag(111) and D2 + Pt(111) systems. A comparison between calculated and measured E 1/2(ν, J) parameters describing associative desorption suggests chemical accuracy for the associative desorption of H2 from Au(111) as well. Our results suggest that ascending Jacob's ladder to the mGGA rung yields increasingly more accurate results for gas-surface reactions of H2 (D2) interacting with late transition metals.

Searching Configurations in Uncertainty Space: Active Learning of High-Dimensional Neural Network Reactive Potentials

Neural network (NN) potential energy surfaces (PESs) have been widely used in atomistic simulations with ab initio accuracy. While constructing NN PESs, their training data points are often sampled by molecular dynamics trajectories. This strategy can be however inefficient for reactive systems involving rare events. Here, we develop an uncertainty-driven active learning strategy to automatically and efficiently generate high-dimensional NN-based reactive potentials, taking a gas-surface reaction as an example. The difference between two independent NN models is used as a simple and differentiable uncertainty metric, allowing us to quickly search in the uncertainty space and place new samples at which the PES is less reliable. By interfacing this algorithm with the first-principles simulation package, we demonstrate that a globally accurate NN potential of the H₂ + Ag(111) system can be constructed with merely ∼150 data points. This PES can be further refined to describe H₂ dissociation on Ag(100) by adding ∼130 more configurations on this facet. The entire process is completely automatic and self-terminated once the relative error criterion is fulfilled. Impressively, data points sampled by this uncertainty-driven strategy are substantially fewer than by the traditional trajectory-based sampling. The final NN PES not only converges well the quantum dissociation probability of the molecule but also well-reproduces the phonon properties of the substrate and is capable of describing surface temperature effects. These results show the potential of this active learning approach in developing high-dimensional NN reactive potentials in gas and condensed phases.

Computational approaches to dissociative chemisorption on metals: towards chemical accuracy

We review the state-of-the-art in the theory of dissociative chemisorption (DC) of small gas phase molecules on metal surfaces, which is important to modeling heterogeneous catalysis for practical reasons, and for achieving an understanding of the wealth of experimental information that exists for this topic, for fundamental reasons. We first give a quick overview of the experimental state of the field. Turning to the theory, we address the challenge that barrier heights (E_b, which are not observables) for DC on metals cannot yet be calculated with chemical accuracy, although embedded correlated wave function theory and diffusion Monte-Carlo are moving in this direction. For benchmarking, at present chemically accurate E_b can only be derived from dynamics calculations based on a semi-empirically derived density functional (DF), by computing a sticking curve and demonstrating that it is shifted from the curve measured in a supersonic beam experiment by no more than 1 kcal mol^-1. The approach capable of delivering this accuracy is called the specific reaction parameter (SRP) approach to density functional theory (DFT). SRP-DFT relies on DFT and on dynamics calculations, which are most efficiently performed if a potential energy surface (PES) is available. We therefore present a brief review of the DFs that now exist, also considering their performance on databases for E_b for gas phase reactions and DC on metals, and for adsorption to metals. We also consider expressions for SRP-DFs and briefly discuss other electronic structure methods that have addressed the interaction of molecules with metal surfaces. An overview is presented of dynamical models, which make a distinction as to whether or not, and which dissipative channels are modeled, the dissipative channels being surface phonons and electronically non-adiabatic channels such as electron-hole pair excitation. We also discuss the dynamical methods that have been used, such as the quasi-classical trajectory method and quantum dynamical methods like the time-dependent wave packet method and the reaction path Hamiltonian method. Limits on the accuracy of these methods are discussed for DC of diatomic and polyatomic molecules on metal surfaces, paying particular attention to reduced dimensionality approximations that still have to be invoked in wave packet calculations on polyatomic molecules like CH₄. We also address the accuracy of fitting methods, such as recent machine learning methods (like neural network methods) and the corrugation reducing procedure. In discussing the calculation of observables we emphasize the importance of modeling the properties of the supersonic beams in simulating the sticking probability curves measured in the associated experiments. We show that chemically accurate barrier heights have now been extracted for DC in 11 molecule-metal surface systems, some of which form the most accurate core of the only existing database of E_b for DC reactions on metal surfaces (SBH10). The SRP-DFs (or candidate SRP-DFs) that have been derived show transferability in many cases, i.e., they have been shown also to yield chemically accurate E_b for chemically related systems. This can in principle be exploited in simulating rates of catalyzed reactions on nano-particles containing facets and edges, as SRP-DFs may be transferable among systems in which a molecule dissociates on low index and stepped surfaces of the same metal. In many instances SRP-DFs have allowed important conclusions regarding the mechanisms underlying observed experimental trends. An important recent observation is that SRP-DFT based on semi-local exchange DFs has so far only been successful for systems for which the difference of the metal work function and the molecule's electron affinity exceeds 7 eV. A main challenge to SRP-DFT is to extend its applicability to the other systems, which involve a range of important DC reactions of e.g. O₂, H₂O, NH₃, CO₂, and CH₃OH. Recent calculations employing a PES based on a screened hybrid exchange functional suggest that the road to success may be based on using exchange functionals of this category.

Designing new SRP density functionals including non-local vdW-DF2 correlation for H2 + Cu(111) and their transferability to H2 + Ag(111), Au(111) and Pt(111)

Specific reaction parameter density functionals (SRP-DFs) that can describe dissociative chemisorption molecular beam experiments of hydrogen (H₂) on cold transition metal surfaces with chemical accuracy have so far been shown to be only transferable among different facets of the same metal, but not among different metals. We design new SRP-DFs that include non-local vdW-DF2 correlation for the H₂ + Cu(111) system, and evaluate their transferability to the highly activated H₂ + Ag(111) and H₂ + Au(111) systems and the non-activated H₂ + Pt(111) system. We design our functionals for the H₂ + Cu(111) system since it is the best studied system both theoretically and experimentally. Here we demonstrate that a SRP-DF fitted to reproduce molecular beam sticking experiments for H₂ + Cu(111) with chemical accuracy can also describe such experiments for H₂ + Pt(111) with chemical accuracy, and vice versa. Chemically accurate functionals have been obtained that perform very well with respect to reported van der Waals well geometries, and which improve the description of the metal over current generalized gradient approximation (GGA) based SRP-DFs. From a systematic comparison of our new SRP-DFs that include non-local correlation to previously developed SRP-DFs, for both activated and non-activated systems, we identify non-local correlation as a key ingredient in the construction of transferable SRP-DFs for H₂ interacting with transition metals. Our results are in excellent agreement with experiment when accurately measured observables are available. It is however clear from our analysis that, except for the H₂ + Cu(111) system, there is a need for more, more varied, and more accurately described experiments in order to further improve the design of SRP-DFs. Additionally, we confirm that, when including non-local correlation, the sticking of H₂ on Cu(111) is still well described quasi-classically.

Specific Reaction Parameter Density Functional Based on the Meta-Generalized Gradient Approximation: Application to H2 + Cu(111) and H2 + Ag(111)

Specific reaction parameter density functionals (SRP-DFs), which can describe dissociative chemisorption reactions on metals to within chemical accuracy, have so far been based on exchange functionals within the generalized gradient approximation (GGA) and on GGA correlation functionals or van der Waals correlation functionals. These functionals are capable of describing the molecule–metal surface interaction accurately, but they suffer from the general GGA problem that this can be done only at the cost of a rather poor description of the metal. Here, we show that it is possible also to construct SRP-DFs for H₂ dissociation on Cu(111) based on meta-GGA functionals, introducing three new functionals based on the “made-simple” (MS) concept. The exchange parts of the three functionals (MS-PBEl, MS-B86bl, and MS-RPBEl) are based on the expressions for the PBE, B86b, and RPBE exchange functionals. Quasi-classical trajectory (QCT) calculations performed with potential energy surfaces (PESs) obtained with the three MS functionals reproduce molecular beam experiments on H₂, D₂ + Cu(111) with chemical accuracy. Therefore, these three non-empirical functionals themselves are also capable of describing H₂ dissociation on Cu(111) with chemical accuracy. Similarly, QCT calculations performed on the MS-PBEl and MS-B86bl PESs reproduced molecular beam and associative desorption experiments on D₂, H₂ + Ag(111) more accurately than was possible with the SRP48 density functional for H₂ + Cu(111). Also, the three new MS functionals describe the Cu, Ag, Au, and Pt metals more accurately than the all-purpose Perdew–Burke–Ernzerhof (PBE) functional. The only disadvantage we noted of the new MS functionals is that, as found for the example of H₂ + Cu(111), the reaction barrier height obtained by taking weighted averages of the MS-PBEl and MS-RPBEl functionals is tunable over a smaller range (9 kJ/mol) than possible with the standard GGA PBE and RPBE functionals (33 kJ/mol). As a result of this restricted tunability, it is not possible to construct an SRP-DF for H₂ + Ag(111) on the basis of the three examined MS meta-GGA functionals.

Assessment of Two Problems of Specific Reaction Parameter Density Functional Theory: Sticking and Diffraction of H2 on Pt(111)

It is important that theory is able to accurately describe dissociative chemisorption reactions on metal surfaces, as such reactions are often rate-controlling in heterogeneously catalyzed processes. Chemically accurate theoretical descriptions have recently been obtained on the basis of the specific reaction parameter (SRP) approach to density functional (DF) theory (DFT), allowing reaction barriers to be obtained with chemical accuracy. However, being semiempirical, this approach suffers from two basic problems. The first is that sticking probabilities (to which SRP density functionals (DFs) are usually fitted) might show differences across experiments, of which the origins are not always clear. The second is that it has proven hard to use experiments on diffractive scattering of H₂ from metals for validation purposes, as dynamics calculations using a SRP-DF may yield a rather poor description of the measured data, especially if the potential used contains a van der Waals well. We address the first problem by performing dynamics calculations on three sets of molecular beam experiments on D₂ + Pt(111), using four sets of molecular beam parameters to obtain sticking probabilities, and the SRP-DF recently fitted to one set of experiments on D₂ + Pt(111). It is possible to reproduce all three sets of experiments with chemical accuracy with the aid of two sets of molecular beam parameters. The theoretical simulations with the four different sets of beam parameters allow one to determine for which range of incidence conditions the experiments should agree well and for which conditions they should show specific differences. This allows one to arrive at conclusions about the quality of the experiments and about problems that might affect the experiments. Our calculations on diffraction of H₂ scattering from Pt(111) show both quantitative and qualitative differences with previously measured diffraction probabilities, which were Debye-Waller (DW)-extrapolated to 0 K. We suggest that DW extrapolation, which is appropriate for direct scattering, might fail if the scattering is affected by the presence of a van der Waals well and that theory should attempt to model surface atom motion for reproducing diffraction experiments performed for surface temperatures of 500 K and higher.