Light Driven Mechanism of Carbon Dioxide Reduction Reaction to Carbon Monoxide on Gold Nanoparticles: A Theoretical Prediction

A comprehensive investigation of the plasmonic-photocatalytic properties of gold nanoparticles for CO2 conversion to chemicals

Understanding the interactions between plasmonic gold (Au) nanoparticles and the adsorbate is essential for photocatalytic and plasmonic applications. However, it is often challenging to identify a specific reaction mechanism in the ground state and to explore the optical properties in the excited states because of the complicated pathways of carriers. In this study, photocatalytic reduction of carbon dioxide (CO₂) to C1 products (for example, CO and CH₄) on the Au(111) nanoparticle (NP) surface was studied based on reaction pathway analysis, adsorbate reactivity, and its ability to stabilize or deactivate the surface. The calculated reaction Gibbs free energies and activation barriers revealed that the first step in CO reduction via a direct hydrogen transfer mechanism on Au(111) is the formation of formyl (*CHO) instead of hydroxymethylidyne (*COH). Furthermore, the size enhanced and symmetry sensitive optical responses of cuboctahedral Au(111) NPs on localized surface plasmon resonance (LSPR) were investigated by using time-dependent DFT (TDDFT) calculations. Although near field enhancement around cuboctahedral Au(111) NPs is only weakly dependent on the morphology of NPs, it was observed that corner sites stabilize *C-species to drive the CO₂ reduction to CO. The density of active surface states interacting with the adsorbate states near the Fermi level gradually decreases from the (111) on-top site toward the corner site of the Au(111) NP-CO system, which strongly affects the molecule's binding on catalytic sites and, in particular, electronic excitation. Finally, the spatial distribution of the charge oscillations was determined as a guide for the fabrication of Au NPs with an optimal LSPR response.

Analytic high-order energy derivatives for metal nanoparticle-mediated infrared and Raman scattering spectra within the framework of quantum mechanics/molecular mechanics model with induced charges and dipoles

This work is devoted to deriving and implementing analytic second- and third-order energy derivatives with respect to the nuclear coordinates and external electric field within the framework of the hybrid quantum mechanics/molecular mechanics method with induced charges and dipoles (QM/DIM). Using these analytic energy derivatives, one can efficiently compute the harmonic vibrational frequencies, infrared (IR) and Raman scattering (RS) spectra of the molecule in the proximity of noble metal clusters/nanoparticles. The validity and accuracy of these analytic implementations are demonstrated by the comparison of results obtained by the finite-difference method and the analytic approaches and by the full QM and QM/DIM calculations. The complexes formed by pyridine and two sizes of gold clusters (Au18 and Au32) at varying intersystem distances of 3, 4, and 5 Å are used as the test systems, and Raman spectra of 4,4'-bipyridine in the proximity of Au2057 and Ag2057 metal nanoparticles (MNP) are calculated by the QM/DIM method and compared with experimental results as well. We find that the QM/DIM model can well reproduce the IR spectra obtained from full QM calculations for all the configurations, while although it properly enhances some of the vibrational modes, it artificially overestimates RS spectral intensities of several modes for the systems with very short intersystem distance. We show that this could be improved, however, by incorporating the hyperpolarizability of the gold metal cluster in the evaluation of RS intensities. Additionally, we address the potential impact of charge migration between the adsorbate and MNPs.

Correlating the orbital overlap area and vibrational frequency shift of an isocyanide moiety adsorbed on Pt and Pd covered Au(111) surfaces

Orbital interactions between adsorbed molecules and the underlying metal surfaces play critical roles in a wide range of surface and interfacial processes. Establishing a correlation between an experimental observable (e.g., vibrational frequency shift of the adsorbed molecule) and the orbital interactions is of vital importance. Herein, theoretical calculations are used to investigate the vibrational frequency shift of phenyl isocyanide molecules as a probe molecule adsorbed on mono- and bi-layer Pt and Pd covered Au(111) surfaces and Pd₂Au₄ and Pt₂Au₄ clusters. By analyzing the density of states (DOS) of the adsorption system, we show that the orbital overlap area of d electronic DOS with a molecular σ or π* orbital, particularly their ratio (R_d-σ/d-π*), can be a meaningful descriptor to explain the frequency shift of the CN moiety. This hypothesis has been verified by simulations for phenyl isocyanide with electron donating NH₂- and withdrawing CF₃- substituent groups, formonitrile and carbon monoxide. Quasi-linear dependence of the frequency shift on R_d-σ/d-π* is observed for both the red and blue shift regions. Our findings build up on previous notions of electronic interactions, which will provide a more quantitative and solid footing to understand and analyze the frequency shift of adsorbed molecules on metal surfaces and the related electronic interactions and catalytic properties.

Molecular-level insight into photocatalytic CO2 reduction with H2O over Au nanoparticles by interband transitions

Achieving CO₂ reduction with H₂O on metal photocatalysts and understanding the corresponding mechanisms at the molecular level are challenging. Herein, we report that quantum-sized Au nanoparticles can photocatalytically reduce CO₂ to CO with the help of H₂O by electron-hole pairs mainly originating from interband transitions. Notably, the Au photocatalyst shows a CO production rate of 4.73 mmol g^-1 h^-1 (~100% selectivity), ~2.5 times the rate during CO₂ reduction with H₂ under the same experimental conditions, under low-intensity irradiation at 420 nm. Theoretical and experimental studies reveal that the increased activity is induced by surface Au-O species formed from H₂O decomposition, which synchronously optimizes the rate-determining steps in the CO₂ reduction and H₂O oxidation reactions, lowers the energy barriers for the *CO desorption and *OOH formation, and facilitates CO and O₂ production. Our findings provide an in-depth mechanistic understanding for designing active metal photocatalysts for efficient CO₂ reduction with H₂O.

Indirect to Direct Charge Transfer Transition in Plasmon-Enabled CO2 Photoreduction

Understanding hot carrier dynamics between plasmonic nanomaterials and its adsorbate is of great importance for plasmon-enhanced photoelectronic processes such as photocatalysis, optical sensing and spectroscopic analysis. However, it is often challenging to identify specific dominant mechanisms for a given process because of the complex pathways and ultrafast interactive dynamics of the photoelectrons. Here, using CO₂ reduction as an example, the underlying mechanisms of plasmon-driven catalysis at the single-molecule level using time-dependent density functional theory calculations is clearly probed. The CO₂ molecule adsorbed on two typical nanoclusters, Ag₂₀ and Ag₁₄₇ , is photoreduced by optically excited plasmon, accompanied by the excitation of asymmetric stretching and bending modes of CO₂ . A nonlinear relationship has been identified between laser intensity and reaction rate, demonstrating a synergic interplay and transition from indirect hot-electron transfer to direct charge transfer, enacted by strong localized surface plasmons. These findings offer new insights for CO₂ photoreduction and for the design of effective pathways toward highly efficient plasmon-mediated photocatalysis.

Energy Band Alignment and Redox-Active Sites in Metalloporphyrin-Spaced Metal-Catechol Frameworks for Enhanced CO2 Photoreduction

Two new chemically stable metalloporphyrin-bridged metal-catechol frameworks, InTCP-Co and FeTCP-Co, were constructed to achieve artificial photosynthesis without additional sacrificial agents and photosensitizers. The CO₂ photoreduction rate over FeTCP-Co considerably exceeds that obtained over InTCP-Co, and the incorporation of uncoordinated hydroxyl groups, associated with catechol, into the network further promotes the photocatalytic activity. The iron-oxo coordination chain assists energy band alignment and provides a redox-active site, and the uncoordinated hydroxyl group contributes to the visible-light absorptance, charge-carrier transfer, and CO₂ -scaffold affinity. With a formic acid selectivity of 97.8 %, FeTCP-OH-Co affords CO₂ photoconversion with a reaction rate 4.3 and 15.7 times higher than those of FeTCP- Co and InTCP-Co, respectively. These findings are also consistent with the spectroscopic study and DFT calculation.