Ring-Opening Polymerization of ε-Caprolactone Utilizing Aluminum Alkyl Complexes Bearing Dianionic Scorpionate Ligands

Evolution of aluminum aminophenolate complexes in the ring-opening polymerization of ε-caprolactone: electronic and amino-chelating effects

A series of aluminum complexes bearing phenolate (O-Al and O2-Al), biphenolate (OO-Al type), aminophenolate (ON-Al), aminobiphenolate (ONO-Al), bis(phenolato)bis(amine) (NNOO-Al), and Salan (ONNO-Al) type ligands were synthesized. ε-Caprolactone (CL) polymerization using these aluminum complexes as catalysts was investigated. The overall polymerization rates of Al catalysts with different ligands were found to be in the following order (kobs values): ONBr-Al (0.124 min-1) ≥ OBr2-Al (0.121 min-1) > ONNOBr-Al (0.054 min-1) > NNOBr-Al (0.044 min-1) ≥ ONOBr-Al (0.043 min-1) > OBr-Al (0.033 min-1) > NNOOBr-Al (0.015 min-1) ≥ BuONNOBu-Al (0.001 min-1) = OOBr-Al (0.001 min-1). In addition, Al complexes with electron-donating substituents on ligands exhibited higher catalytic activity than those with bromo substituents. Density functional theory (DFT) calculations revealed that a dinuclear Al complex with two bridging methoxides had to rearrange to a phenolate bridged dinuclear Al complex with terminal methoxides. This is due to the low initiating ability of two bridging benzyl alkoxides. Combining the polymerization data and DFT results, it was concluded that the electron-donating substituents on the phenolate ring and chelating amino group enhance the electron density of the Al center. This may prevent the formation of a less active dinuclear Al complex with two bridging alkoxides (initiators) or facilitate its structural rearrangement. OOMe-Al has been established as a powerful candidate with a high polymerization rate and it exhibits well-controlled polymerization for synthesizing the mPEG-b-PCL copolymer.

Flexible NHC-aryloxido aluminum complex and its zwitterionic imidazolium aluminate precursor in ring-opening polymerization of ε-caprolactone

Anionic donor-functionalized NHC (N-heterocyclic carbene) complexes of Al are rare. We report one such case here, an NHC-aryloxido AlMe2 complex [Al(L)Me2] (2), following a stepwise synthesis from the proligand [HO-4,6-tBu2-C6H2-2-CH2{CH(NCHCHNAr)}]Br [LH2Br; Ar = 2,6-iPr2-C6H3 (Dipp)] and AlMe3via the zwitterionic intermediate [Al(LH)Me2Br] (1). The ligand's flexibility in 2 is evident from the conformational fluxionality revealed by VT-1H NMR spectroscopic analysis. The ∠O-Al-C (ca. 100.5°) bite angle is also wider than the ∠O-Ti-C (ca. 80.6°) as seen in our recently reported Ti complex [Ti(L)(NMe2)2Br]. DFT analysis showed that the CNHC-Al bond is significantly ionic, as is the CNHC-Ti bond. Both 1 and 2 are active in the ring-opening polymerization (ROP) of ε-caprolactone (CL). 2, similar to [Ti(L)(NMe2)2Br], exhibits bifunctional MLC-type monomer activation, but only at an elevated temperature. However, the 2/BnOH combination is catalytically active at room temperature, likely through a zwitterionic [Al(LH)Me2(OBn)]. The 1/BnOH combination follows a similar mechanism but surprisingly at a faster rate.

Improvement of catalytic activity of aluminum complexes for the ring-opening polymerization of ε-caprolactone: aluminum thioamidate and thioureidate systems

In this study, a series of Al complexes bearing amidates, thioamidates, ureidates, and thioureidates were synthesized and their catalytic activity for ε-caprolactone (CL) polymerization was evaluated. SPr-Al exhibited a higher catalytic activity than OPr-Al (3.2 times as high for CL polymerization; [CL] : [SPr-Al] : [BnOH] = 100 : 0.5 : 2; [SPr-Al] = 10 mM, conv. = 93% after 14 min at 25 °C), and USCl-Al exhibited a higher catalytic activity than UCl-Al (4.6 times as high for CL polymerization; [CL] : [USCl-Al] : [BnOH] = 100 : 0.5 : 2; [USCl-Al] = 10 mM, conv. = 90% after 15 min at 25 °C). Regardless of whether aluminum amidates or ureidates were present, thioligands improved the polymerization rate of aluminum catalysts. Density functional theory calculations revealed that the eight-membered ring [SPr-AlOMe2]2 decomposed into the four-membered ring SPr-AlOMe2. However, [OPr-AlOMe2]2 did not decompose because of its strong bridging Al-O bond. The overall activation energy required for CL polymerization was lower when using [SPr-AlOMe2]2 (18.1 kcal mol-1) as a catalyst than when using [OPr-AlOMe2]2 (23.9 kcal mol-1). This is because the TS2a transition state of SPr-AlOMe2 had a more open coordination geometry with a small N-Al-S angle (72.91°) than did TS3c of [OPr-AlOMe2]2, the crowded highest-energy transition state of [OPr-AlOMe2]2 with a larger N-Al-O angle (99.63°).