Syntheses and Reactivity of meso-Unsubstituted Azuliporphyrins Derived from 6-tert-Butyl- and 6-Phenylazulene

Total Synthesis of Azulene Derivative, a Blue Pigment Isolated from Lactarius indigo, and Colorant Application of Its Aqueous Dispersion

Safety concerns in the food industry have increased the demand for natural food colorants. However, the application ranges of natural blue colorants are insufficient because they are scarce in nature, and the currently available natural blue dyes are limited to water-soluble products. In this study, we investigated a fat-soluble azulene derivative isolated from the mushroom Lactarius indigo as a potential candidate for a natural blue colorant. We developed its first total synthesis, where the azulene skeleton was constructed from a pyridine derivative and an ethynyl group was converted into an isopropenyl group using zirconium complexes. Moreover, nanoparticles of the azulene derivative were prepared via reprecipitation method, and their colorant ability was investigated in aqueous solutions. The new candidate food colorant exhibited a deep-blue color in an organic solvent and aqueous dispersion.

Assessment of the performance of six indices in predicating the aromaticity of planar porphyrinoids

CONTEXT AND RESULTS

Aromaticity is a fundamental chemical concept that has been widely used in explaining the reactivity, stability, structure, and magnetic properties of many molecules such as conjugated macrocycles, metal heterocyclic compounds, and certain metal clusters. Porphyrinoids (including porphyrin) are of particular interest in terms of diverse aromaticity. Various indices therefore have been used to predict the aromaticity of porphyrin-like macrocycles. However, the reliability of these indices for porphyinoids is always questionable. In order to assess the performance of the indices, we have selected six representative indices to predict the aromaticity of 35 porphyrinoids. The calculated values were then compared with the corresponding results obtained from experiments. Our studies suggest that the theoretical prediction by nucleus independent chemical shifts (NICS), topology of the induced magnetic field (TIMF), anisotropy of the induced current density (AICD), and gauge including magnetically induced current method (GIMIC) are essentially consistent with experimental evidence in all 35 cases and thus are preferred indices.

COMPUTATIONAL AND THEORETICAL TECHNIQUES

Based on density functional theory, the performance of the NICS, TIMF, AICD, GIMIC, harmonic oscillator model of aromaticity (HOMA), and multicenter bond order (MCBO) indices were evaluated theoretically. Molecular geometries were optimized at the M06-2X/6-311G** level. NMR calculations using GIAO or CGST method were performed at the M06-2X/6-311G** level. The above calculations were carried out using Gaussian16 suite. The TIMF, GIMIC, HOMA, and MCBO indices were obtained using the Multiwfn program. The AICD outputs were visualized using the POV-Ray software.

Organometallic Chemistry within the Structured Environment Provided by the Macrocyclic Cores of Carbaporphyrins and Related Systems

The unique environment within the core of carbaporphyrinoid systems provides a platform to explore unusual organometallic chemistry. The ability of these structures to form stable organometallic derivatives was first demonstrated for N-confused porphyrins but many other carbaporphyrin-type systems were subsequently shown to exhibit similar or complementary properties. Metalation commonly occurs with catalytically active transition metal cations and the resulting derivatives exhibit widely different physical, chemical and spectroscopic properties and range from strongly aromatic to nonaromatic and antiaromatic species. Metalation may trigger unusual, highly selective, oxidation reactions. Alkyl group migration has been observed within the cavity of metalated carbaporphyrins, and in some cases ring contraction of the carbocyclic subunit takes place. Over the past thirty years, studies in this area have led to multiple synthetic routes to carbaporphyrinoid ligands and remarkable organometallic chemistry has been reported. An overview of this important area is presented.

Tailor-made aromatic porphyrinoids with NIR absorption

The highlight of this article is the recent progress in the state-of-the-art synthetic design and isolation of artificial porphyrinoids by swapping pyrrole component(s) with diverse functionalized pyrrolic(heterocyclic)/carbacycle building block(s) to compare the impact on the electronic absorption spectra and aromaticity of the incorporated isomeric/expanded porphyrinoids. Attention has been directed towards five distinct criteria of utilizing functionalized pyrrolic(heterocyclic)/aromatic hydrocarbons as synthons for NIR absorbing aromatic isomeric (N-confusion)/expanded porphyrinoids (with five/six heterocycles): (i) fused or annelated pyrrole (heterocycle), (ii) functionalized bi-pyrrole/bi-thiophene/bi-furan building blocks, (iii) azulene based carbacycle building block, (iv) vinylogous aromatic carbacycle/heterocycle(s) building block and (v) N-confused pyrrole ring(s), and N-confused fused pyrrole ring(s) leading to π-extension. These hybrid porphyrinoids are ideal candidates for basic research into macrocyclic aromaticity and for many potential applications owing to NIR absorption.

Nucleophilic Aromatic Substitution (SNAr) and Related Reactions of Porphyrinoids: Mechanistic and Regiochemical Aspects

The nucleophilic substitution of aromatic moieties (SNAr) has been known for over 150 years and found wide use for the functionalization of (hetero)aromatic systems. Currently, several "types" of SNAr reactions have been established and notably the area of porphyrinoid macrocycles has seen many uses thereof. Herein, we detail the SNAr reactions of seven types of porphyrinoids with differing number and type of pyrrole units: subporphyrins, norcorroles, corroles, porphyrins, azuliporphyrins, N-confused porphyrins, and phthalocyanines. For each we analyze the substitution dependent upon: a) the type of nucleophile and b) the site of substitution (α, β, or meso). Along with this we evaluate this route as a synthetic strategy for the generation of unsymmetrical porphyrinoids. Distinct trends can be identified for each type of porphyrinoid discussed, regardless of nucleophile. The use of nucleophilic substitution on porphyrinoids is found to often be a cost-effective procedure with the ability to yield complex substituent patterns, which can be conducted in non-anhydrous solvents with easily accessible simple porphyrinoids.

Azulene Functionalization by Iron-Mediated Addition to a Cyclohexadiene Scaffold

The functionalization of azulenes via reaction with cationic η5-iron carbonyl diene complexes under mild reaction conditions is demonstrated. A range of azulenes, including derivatives of naturally occurring guaiazulene, were investigated in reactions with three electrophilic iron complexes of varying electronic properties, affording the desired coupling products in 43-98% yield. The products were examined with UV-vis/fluorescence spectroscopy and showed interesting halochromic properties. Decomplexation and further derivatization of the products provide access to several different classes of 1-substituted azulenes, including a conjugated ketone and a fused tetracycle.

Synthesis of internally alkylated azuliporphyrins

Examples of internally alkylated azuliporphyrins were prepared by MacDonald-type “3 + 1” condensations. 2-Methyl- and 2-ethylazulene reacted with an acetoxymethylpyrrole in the presence of an acid catalyst to give azulitripyrranes. Following cleavage of the terminal protective groups, condensation with a diformylpyrrole in the presence of hydrochloric acid and oxidation with ferric chloride afforded 21-alkylazuliporphyrins. An azulene dialdehyde similarly reacted with an [Formula: see text]-methyltripyrrane to generate a 23-methylazuliporphyrin. The products could only be isolated in protonated form and the free-base internally alkylated azuliporphyrins proved to be unstable. Nevertheless, the dications are highly diatropic and the internal alkyl group resonances were shifted upfield to beyond -3 ppm. Reaction of a 23-methylazuliporphyrin with palladium(II) acetate primarily afforded a palladium(II) complex with loss of the internal methyl substituent. However, two palladium(II) benzocarbaporphyrins were also identified that were formed by sequential oxidative ring contraction and methyl group migration. Internally alkylated azuliporphyrins provide new insights into the reactivity of the system and the results show that the introduction of alkyl substituents within porphyrinoid cavities greatly modifies the properties of these structures.

Synthesis of Azulitriphyrins(1.2.1) and Related Benzocarbatriphyrins

Bis(pyrrolylmethyl)azulene dialdehydes underwent intramolecular McMurry coupling, and following oxidation with DDQ and addition of trifluoroacetic acid, gave aromatic azulitriphyrin cations. The proton NMR spectra for these contracted carbaporphyrinoids showed the internal CH upfield at ca. 2 ppm, while the bridging methine units appeared downfield between 8 and 10 ppm, demonstrating that the macrocycles possess significant 14π electron diamagnetic ring currents. Although protonated azulitriphyrins(1.2.1) proved to be very stable, the free base forms were unstable and could not be isolated. Treatment of an azulitriphyrin with KOt-Bu-t-BuOOH gave rise to oxidative ring contractions that afforded the first examples of benzocarbatriphyrins. These contracted porphyrinoids also exhibit aromatic ring currents, and the internal CH resonances shifted upfield to 0.5-0.7 ppm. Protonation afforded cations with slightly enhanced diatropic properties. Nucleus independent chemical shift and anisotropy of induced current density calculations confirmed that benzocarbatriphyrins are 14π electron delocalized aromatic systems that bypass the fused arene units.

Azulichlorins and Benzocarbachlorins Derived Therefrom

Acid-catalyzed condensation of azulidipyrrane aldehydes with a dihydrodipyrrin carbaldehyde afforded the first examples of azulichlorins. These macrocyclic products were isolated in a monoprotonated form, and the free bases proved to be somewhat unstable. The monocations were strongly diatropic, and proton NMR spectroscopy showed the internal C-H at ca. -2 ppm. Addition of TFA gave the related dications, but these exhibited significantly reduced aromatic ring currents. Reaction of an azulichlorin with tert-butyl hydroperoxide and KOH in dichloromethane/methanol gave a benzocarbachlorin and two related aldehydes. The UV-vis spectrum for the benzocarbachlorin showed a split Soret band at 414 and 430 nm, together with a strong chlorin-like absorption at 684 nm. The proton NMR spectrum indicated that the carbachlorin is strongly aromatic and the internal C-H was observed at -4.64 ppm. Addition of TFA afforded a C-protonated dication with a significantly increased diatropic ring current. The proton NMR spectrum, NICS calculations, and AICD plots indicated that the system favors a 22π electron delocalization pathway that runs through the fused benzo unit. Addition of TFA to the benzocarbachlorin aldehydes primarily led to the formation of monocations, and the generation of C-protonated dications was no longer favored due to the presence of electron-withdrawing formyl moieties.

Stimuli-responsive emissive behavior of 1- and 1,3-connectivities in azulene-based imine ligands: cycloplatination and Pt-Tl dative bond formation

The preparation of two new azulene-based imine ligands N-(2,6-diisopropylphenyl)-6-^tBu-1-azulenylmethaneimine, 3, and N-(2,6-diisopropylphenyl)-6-^tBu-3-(2,6-diisopropylphenyliminomethyl)-1-azulenylmethaneimine, 4, is described. These imine ligands display stimuli responsive emissive behavior and their fluorescence can be switched on and off by protonation and neutralization with trifluoroacetic acid and trimethylamine, respectively. The cyclometalation of the monoimine ligand by platinum gave the cyclometalated complex [PtMe(SMe₂)(3')], 5, (where the prime denotes the cyclometalated ligand 3). The reaction of 5 with TlPF₆ yields the trinuclear bent Pt₂Tl complex {[PtMe(SMe₂)(3')]₂(μ-Tl)}PF₆, 6, via Pt-Tl dative bonds. The compounds 3-6 were characterized using NMR spectroscopy and the solid-state structures of 5 and 6 were further determined by X-ray crystallography. The electronic absorption spectra of the species 3-H+, 4-H+, 5 and 6 were obtained and compared with those observed for the parent species 3 and 4. DFT and TD-DFT calculations are used to elucidate the origin of the electronic transitions in monoimine ligand 3 and its protonated form 3-H+.

Late transition metal complexes of oxypyriporphyrin and the platinum(II) complex of oxybenziporphyrin

Even though oxypyriporphyrin, a pyridone-containing porphyrinoid system, has the equivalent coordination core to true porphyrins, its coordination chemistry has been little explored. In this study, the first examples of palladium(II), platinum(II) and silver(II) oxypyriporphyrins have been synthesized. Conventional conditions failed to result in the formation of a platinum(II) complex, but moderate yields were obtained when oxypyriporphyrin was reacted with platinum(II) chloride in refluxing mixtures of DMF and acetic acid containing potassium acetate. The palladium(II) and platinum(II) derivatives were characterized by X-ray crystallography. The structurally analogous carbaporphyrinoid system oxybenziporphyrin was also shown to react with platinum(II) chloride under the same conditions to give a platinum(II) hydroxybenziporphyrin complex. Unlike oxybenziporphyrin, this complex is only weakly diatropic. In the presence of base, the diatropic character was reasserted to afford an aromatic anionic species.

What’s in a name? The MacDonald condensation

In 1960, MacDonald and coworkers introduced a new method for porphyrin synthesis that involved the acid-catalyzed condensation of dipyrrylmethane dialdehydes with [Formula: see text],[Formula: see text]-diunsubstituted dipyrrylmethanes or the related dicarboxylic acids, followed by an air oxidation. The key bond forming steps entail electrophilic substitution at two pyrrole units with the aldehyde moieties to generate, following elimination of water, a 5,15-dihydroporphyrin or porphodimethene intermediate. Following addition of sodium acetate, or in later procedures zinc acetate, the dihydroporphyrins readily air oxidize to the fully aromatic porphyrin system. This strategy, which parallels chemistry contemporaneously developed by R. B. Woodward at Harvard for the total synthesis of chlorophyll [Formula: see text], demonstrated that dipyrrylmethanes were sufficiently stable to be utilized as intermediates in porphyrin syntheses and that porphodimethene formation circumvented acidolytic scrambling reactions that might lead to isomeric porphyrin products. This type of chemistry was later adapted by Johnson, Woodward and others to prepare porphyrin-type systems by a “3 + 1” strategy, or expanded porphyrins by “3 + 2” or other combinations of oligopyrrolic precursors. In recent years, the term “MacDonald condensation” has been increasingly used to describe other types of chemistry involving oligopyrrolic intermediates. Following on from a historical review of this area, guidelines for the identification of MacDonald-type reactions are proposed.

Regioselective oxidation and metalation of meso-unsubstituted azuliporphyrins

Azuliporphyrins are intriguing porphyrin analogues that incorporate an azulene ring in place of a pyrrolic unit. This system undergoes regioselective oxidation reactions and favors the formation of stable organometallic derivatives. Reaction of meso-unsubstituted azuliporphyrins with Co₂(CO)₈ or CoCl₂·6H₂O gave 21-oxyazuliporphyrins, while Cu(OAc)₂ produced the corresponding copper(ii) complexes. Treatment of an oxyazuliporphyrin with Ni(OAc)₂ or Pd(OAc)₂ afforded analogous nickel(ii) and palladium(ii) derivatives. Silver(i) acetate in pyridine reacted with azuliporphyrins to give moderate yields of silver(iii) benzocarbaporphyrins, and the prevalence of structures with a formyl moiety at the sterically crowded 2¹-position suggested that the ring contraction reactions were triggered in part by intramolecular attack from an axial peroxide ligand. Related thiaazuliporphyrins reacted with palladium(ii) acetate to give palladium(ii) benzothiacarbaporphyrins but this chemistry did not give rise to structures with 2¹-formyl groups, suggesting that the ring contraction reactions occurred by a different mechanistic pathway. These results demonstrate the existence of a rich tapestry of oxidation and metalation reactions for azuliporphyrin systems.

Out of the Blue! Azuliporphyrins and Related Carbaporphyrinoid Systems

First reported in 1997, azuliporphyrins have proven to be a truly remarkable family of porphyrin analogues. In this system, although the porphyrin framework is retained, one of the pyrrolic moieties has been replaced by an azulene unit. Azulene favors electrophilic substitution at the 1,3-positions, which are structurally analogous to the α-positions in pyrrole, and this property facilitates the construction of azulene-containing porphyrinoid systems. Azuliporphyrins were first prepared from tripyrranes and 1,3-azulenedicarbaldehyde using a "3 + 1" variant on the MacDonald reaction. Subsequently, azulenes were shown to react with acetoxymethylpyrroles under acidic conditions to generate azulitripyrranes that could be utilized in a back-to-front "3 + 1" methodology to form azuliporphyrins and related heteroporphyrinoids. In addition, the favorability of azulenes toward 1,3-substitution was applied to one-pot syntheses of tetraarylazuliporphyrins and calix[4]azulenes. Azuliporphyrins have significant diatropic character that is greatly enhanced upon protonation. They have been shown to form organometallic complexes with Ni(II), Pd(II), Pt(II), Ir(III), Rh(III), and Ru(II) and undergo selective oxidations at the internal carbon with copper(II) or silver(I) salts to afford 21-oxyazuliporphyrins. In addition, oxidative ring contractions readily occur under basic conditions in the presence of peroxides to give benzocarbaporphyrins, and this reactivity provides access to tetraarylbenzocarbaporphyrins and their organometallic derivatives. A diazulenylmethane dialdehyde has been shown to react with dipyrrylmethanes in the presence of HCl or HBr to give diazuliporphyrins that were isolated in a monoprotonated form, and metalation with palladium(II) acetate afforded a stable zwitterionic palladium(II) complex. Equally intriguing dicarbaporphyrinoids incorporating indene and azulene rings have been reported, and these systems exhibit significant aromatic character. Recent studies have demonstrated that calixazulenes form supramolecular complexes with quaternary ammonium salts and afford a 1:1 complex with C60. In addition, conjugated structures have been prepared from calixazulenes that are structurally related to quatyrin, the theoretically important hydrocarbon analogue of the porphyrins. Examples of expanded azuliporphyrinoids have also been described. These azulene-containing porphyrinoids exhibit unique and complex reactivity that compares favorably with better studied porphyrin analogue systems such as the N-confused porphyrins, and azuliporphyrin derivatives show promise in the development of new catalytic systems.

Tropone-fused carbaporphyrins

Previous attempts to prepare tropone-fused carbaporphyrins by reacting peroxides with azuliporphyrins under basic conditions afforded benzocarbaporphyrins instead. In this study, a methoxyazulitripyrrane condensed with a pyrrole dialdehyde in the presence of TFA, followed by oxidation with ferric chloride, to give a tropone-fused carbaporphyrin following a spontaneous demethylation. The porphyrinoid gave a modified UV-vis spectrum showing multiple bands in the Soret region, and the proton NMR spectrum showed that it has a reduced diamagnetic ring current in comparison to other carbaporphyrins. The tropone-fused derivative failed to react with tert-butyl hydroperoxide and potassium hydroxide, demonstrating that this type of structure is not an intermediate in the formation of benzocarbaporphyrins. However, the reaction with silver(I) acetate gave the corresponding silver(III) complex. Condensation of the methoxyazulitripyrrane with 2,5-thiophenedicarbaldehyde gave a related tropone-fused thiacarbaporphyrin together with a methoxythiaazuliporphyrin. Treatment of the carbaporphyrins with DBU resulted in the formation of anionic species, while addition of acid afforded dicationic structures. DFT studies were performed on a series of tautomers, protonated species, and anionic structures related to these tropone-fused carbaporphyrins, and NICS calculations were carried out. These results allowed favorable conjugation pathways to be identified. In addition, these studies predicted that protonation initially occurs on the carbonyl moiety rather than on the expected interior pyrrolenine nitrogen atom.

Carbaporphyrins, porphyrin isomers and the legacy of Emanuel Vogel

Vogel discovered a large number of bridged annulene structures, including constitutional porphyrin isomers, heteroporphyrinoid species such as the tetraoxaporphyrin dication, corrole isomers and novel expanded porphyrinoid systems. In this review, the impact of Vogel's work on the author's research program is discussed. Carbaporphyrinoid systems with one or two carbocyclic rings replacing the usual pyrrole subunits have been synthesized and their diatropic characteristics can be related to the presence of 18π electron delocalization pathways within these macrocycles. The preparation of a dideazaporphyrin also provides strong support for the concept, espoused by Vogel, that porphyrins are examples of bridged annulenes. Ring contractions of azuliporphyrins to benzocarbaporphyrins with tert-butyl hydroperoxide in the presence of base have been proposed to involve a Cope rearrangement where a cycloheptatriene unit rearranges to give a norcaradiene-fused carbaporphyrinoid, followed elimination of tert-butyl alcohol, and Vogel's investigations into these types of valence tautomerization processes provides insights into these unusual transformations. In addition, a new class of porphyrin isomers has been synthesized and these porphyrin analogs extend the observations previously made for N-confused porphyrins and Vogel's constitutional isomers.

Origin of aromatic character in porphyrinoid systems

The aromatic nature of porphyrins is commonly attributed to the presence of an [18]annulene substructure. However, this viewpoint has been disputed. Drawing on a range of examples of carbaporphyrinoid systems from the author's own studies, the [18]annulene model is shown to be a self-consistent and insightful approach for considering the aromatic properties of these porphyrin analogs. Benziporphyrins provide a continuum of porphyrinoid structures that range from nonaromatic to highly aromatic species and the presence of 18π electron delocalization pathways provides an excellent explanation for the variations in their properties. The same type of analysis is applied to carbaporphyrins, tropiporphyrins, azuliporphyrins, N-confused porphyrins, pyrazoloporphyrins and dicarbaporphyrins. Nevertheless, these properties might also be explained by a 22π electron delocalization model proposed by Schleyer. The [18]annulene model gains further support from the properties of dideazaporphyrins which cannot take part in this type of 22π electron delocalization but nevertheless retain porphyrin-like aromatic properties. These results support the concept that porphyrins are bridged [18]annulenes.