Mapping the susceptibility to freeze-thaw deterioration and regionalization of freeze-thaw environments of earthen sites in China: A preliminary study

Earthen sites in China are widely exposed to freeze-thaw environments. There is a lack of knowledge about the spatial distribution patterns of freeze-thaw deterioration and environments, as well as preventive conservation strategies and subsequent refined research on the freeze-thaw deterioration of earthen sites. In this study, the freeze-thaw deterioration process of earthen sites was divided into two periods. Thirteen relevant factors were selected, and using the GIS-FAHP method, a susceptibility map for freeze-thaw deterioration of earthen sites in China was created. The Jenks Natural Breaks method was then employed to categorize the areas into five susceptibility levels: very low (24.6 %), low (18.2 %), moderate (24.2 %), high (18.2 %) and very high (14.8 %). Based on the susceptibility map, the three-level regionalization scheme for freeze-thaw environments of earthen sites in China was systematically developed, taking into account the differences in freeze-thaw deterioration susceptibility and natural landscape within the geomorphological units, and the environmental codes were assigned to third level small-regions. The freeze-thaw environments of earthen sites in China were finally divided into 5 major-regions, 20 sub-regions and 42 small-regions. The results showed that in the area east of the Heihe-Tengchong line, the susceptibility to freeze-thaw deterioration showed latitudinal correlation, and the susceptibility gradually increased from south to north; in the area west of the Heihe-Tengchong line, the susceptibility to freeze-thaw deterioration exhibited strong zonal characteristics. Among the provincial administrative units, Gansu Province and Xinjiang Uighur Autonomous Region have the most complex freeze-thaw environments, while Qinghai, Tibet, Sichuan and Heilongjiang Provinces have the harshest freeze-thaw environments. This study can support regional management and prevention of freeze-thaw deterioration and deterioration studies of earthen sites in China.

Development of a multidecadal land reanalysis over High Mountain Asia

Anthropogenic and climatic changes affect the water and energy cycles in High Mountain Asia (HMA), home to over two billion people and the largest reservoirs of freshwater outside the polar zone. Despite their significant importance for water management, consistent and reliable estimates of water storage and fluxes over the region are lacking because of the high uncertainties associated with the estimates of atmospheric conditions and human management. Here, we relied on multivariate data assimilation (MVDA) to provide estimates of energy and water storage and fluxes that reflect the processes occurring in the region such as greening and irrigation-driven groundwater depletion. We developed and employed an ensemble precipitation estimate by blending different precipitation products thereby reducing the uncertainties and inconsistencies associated with precipitation in HMA. Then, we assimilated five variables that capture the changes in hydrology in response to climate change and anthropogenic activities. Overall, our results have shown that MVDA has allowed a better representation of the land surface processes including greening and irrigation-driven groundwater depletion in HMA.

Assimilation of blended in situ-satellite snow water equivalent into the National Water Model for improving hydrologic simulation in two US river basins

This study investigates the potential of assimilating a 1/8° blended in situ-satellite snow water equivalent (SWE) product for improving snow and streamflow predictions of the National Water Model (NWM). The blended product is assimilated into the NWM via a three-dimensional variational (3DVAR) scheme and a direct insertion (DI) scheme, with a daily (1d) and a every 5 days (5d) assimilation frequencies. The experiments are for the Upper Colorado River Basin (UCRB) and Susquehanna River Basin (SRB), which feature seasonal and ephemeral snow covers, respectively. Results indicate that 3DVAR with a 5d assimilation frequency generally outperforms the other scenarios. The assimilation of the blended SWE product mitigates the underestimation of SWE evident in the open-loop simulations for both basins and its impacts are more pronounced for UCRB than for SRB since snowfall is the main source of precipitation in the former. Assimilation leads to improved streamflow over a majority of SRB subbasins, but over a minority of UCRB subbasins. The degradations in streamflow for UCRB subbasins are mainly caused by the overestimated SWE. In addition, the open-loop simulation often produces an earlier streamflow peak in UCRB, and this error is mitigated to a limited extent by assimilation. These findings in aggregate suggest that the efficacy of snow assimilation is strongly dependent upon the types of snowpack and differential assimilation methods and frequencies.

UAV-LiDAR Measurement of Vegetation Canopy Structure Parameters and Their Impact on Land–Air Exchange Simulation Based on Noah-MP Model

Land surface processes play a vital role in the exchange of momentum, energy, and mass between the land and the atmosphere. However, the current model simplifies the canopy structure using approximately three to six parameters, which makes the representation of canopy radiation and energy distribution uncertain to a large extent. To improve the simulation performance, more specific canopy structure parameters were retrieved by a UAV-LiDAR observation system and updated into the multiparameterization version of the Noah land surface model (Noah-MP) for a typical forest area. Compared with visible-light photogrammetry, LiDAR retrieved a more accurate vertical canopy structure, which had a significant impact on land–air exchange simulations. The LiDAR solution resulted in a 35.0∼48.0% reduction in the range of perturbations for temperature and another 27.8% reduction in the range of perturbations for moisture. This was due to the canopy structure affecting the radiation and heat fluxes of the forest, reducing their perturbation range by 7.5% to 30.1%. To reduce the bias of the land surface interaction simulation, it will be necessary to improve the method of retrieving the canopy morphological parameterization through UAV-LiDAR on a continued basis in the future.

Modeling Potential Impacts on Regional Climate Due to Land Surface Changes across Mongolia Plateau

Although desertification has greatly increased across the Mongolian Plateau during the last decades of the 20th century, recent satellite records documented increasing vegetation growth since the 21st century in some areas of the Mongolian Plateau. Compared to the study of desertification, the opposite characteristics of land use and vegetation cover changes and their different effects on regional land–atmosphere interaction factors still lack enough attention across this vulnerable region. Using long-term time-series multi-source satellite records and regional climate model, this study investigated the climate feedback to the observed land surface changes from the 1990s to the 2010s in the Mongolia Plateau. Model simulation suggests that vegetation greening induced a local cooling effect, while the warming effect is mainly located in the vegetation degradation area. For the typical vegetation greening area in the southeast of Inner Mongolia, latent heat flux increased over 2 W/m2 along with the decrease of sensible heat flux over 2 W/m2, resulting in a total evapotranspiration increase by 0.1~0.2 mm/d and soil moisture decreased by 0.01~0.03 mm/d. For the typical vegetation degradation area in the east of Mongolia and mid-east of Inner Mongolia, the latent heat flux decreased over 2 W/m2 along with the increase of sensible heat flux over 2 W/m2 obviously, while changes in moisture cycling were spatially more associated with variations of precipitation. It means that precipitation still plays an important role in soil moisture for most areas, and some areas would be at potential risk of drought with the asynchronous increase of evapotranspiration and precipitation.

The Joint Assimilation of Remotely Sensed Leaf Area Index and Surface Soil Moisture into a Land Surface Model

This work tests the hypothesis that jointly assimilating satellite observations of leaf area index and surface soil moisture into a land surface model improves the estimation of land vegetation and water variables. An Ensemble Kalman Filter is used to test this hypothesis across the Contiguous United States from April 2015 to December 2018. The performance of the proposed methodology is assessed for several modeled vegetation and water variables (evapotranspiration, net ecosystem exchange, and soil moisture) in terms of random errors and anomaly correlation coefficients against a set of independent validation datasets (i.e., Global Land Evaporation Amsterdam Model, FLUXCOM, and International Soil Moisture Network). The results show that the assimilation of the leaf area index mostly improves the estimation of evapotranspiration and net ecosystem exchange, whereas the assimilation of surface soil moisture alone improves surface soil moisture content, especially in the western US, in terms of both root mean squared error and anomaly correlation coefficient. The joint assimilation of vegetation and soil moisture information combines the results of individual vegetation and soil moisture assimilations and reduces errors (and increases correlations with the reference datasets) in evapotranspiration, net ecosystem exchange, and surface soil moisture simulated by the land surface model. However, because soil moisture satellite observations only provide information on the water content in the top 5 cm of the soil column, the impact of the proposed data assimilation technique on root zone soil moisture is limited. This work moves one step forward in the direction of improving our estimation and understanding of land surface interactions using a multivariate data assimilation approach, which can be particularly useful in regions of the world where ground observations are sparse or missing altogether.

Improvement and Impacts of Forest Canopy Parameters on Noah-MP Land Surface Model from UAV-Based Photogrammetry

Taking a typical forest’s underlying surface as our research area, in this study, we employed unmanned aerial vehicle (UAV) photogrammetry to explore more accurate canopy parameters including the tree height and canopy radius, which were used to improve the Noah-MP land surface model, which was conducted in the Dinghushan Forest Ecosystem Research Station (CN-Din). While the canopy radius was fitted as a Burr distribution, the canopy height of the CN-Din forest followed a Weibull distribution. Then, the canopy parameter distribution was obtained, and we improved the look-up table values of the Noah-MP land surface model. It was found that the influence on the simulation of the energy fluxes could not be negligible, and the main influence of these canopy parameters was on the latent heat flux, which could decrease up to −11% in the midday while increasing up to 15% in the nighttime. Additionally, this work indicated that the description of the canopy characteristics for the land surface model should be improved to accurately represent the heterogeneity of the underlying surface.

Potential of GPM IMERG Precipitation Estimates to Monitor Natural Disaster Triggers in Urban Areas: The Case of Rio de Janeiro, Brazil

Extreme rainfall can be a catastrophic trigger for natural disaster events at urban scales. However, there remains large uncertainties as to how satellite precipitation can identify these triggers at a city scale. The objective of this study is to evaluate the potential of satellite-based rainfall estimates to monitor natural disaster triggers in urban areas. Rainfall estimates from the Global Precipitation Measurement (GPM) mission are evaluated over the city of Rio de Janeiro, Brazil, where urban floods and landslides occur periodically as a result of extreme rainfall events. Two rainfall products derived from the Integrated Multi-satellite Retrievals for GPM (IMERG), the IMERG Early and IMERG Final products, are integrated into the Noah Multi-Parameterization (Noah-MP) land surface model in order to simulate the spatial and temporal dynamics of two key hydrometeorological disaster triggers across the city over the wet seasons during 2001–2019. Here, total runoff (TR) and rootzone soil moisture (RZSM) are considered as flood and landslide triggers, respectively. Ground-based observations at 33 pluviometric stations are interpolated, and the resulting rainfall fields are used in an in-situ precipitation-based simulation, considered as the reference for evaluating the IMERG-driven simulations. The evaluation is performed during the wet seasons (November-April), when average rainfall over the city is 4.4 mm/day. Results show that IMERG products show low spatial variability at the city scale, generally overestimate rainfall rates by 12–35%, and impacts on TR and RZSM vary spatially mostly as a function of land cover and soil types. Results based on statistical and categorical metrics show that IMERG skill in detecting extreme events is moderate, with IMERG Final performing slightly better for most metrics. By analyzing two recent storms, we observe that IMERG detects mostly hourly extreme events, but underestimates rainfall rates, resulting in underestimated TR and RZSM. An evaluation of normalized time series using percentiles shows that both satellite products have significantly improved skill in detecting extreme events when compared to the evaluation using absolute values, indicating that IMERG precipitation could be potentially used as a predictor for natural disasters in urban areas.

Impact of Surface Albedo Assimilation on Snow Estimation

Surface albedo has a significant impact in determining the amount of available net radiation at the surface and the evolution of surface water and energy budget components. The snow accumulation and timing of melt, in particular, are directly impacted by the changes in land surface albedo. This study presents an evaluation of the impact of assimilating Moderate Resolution Imaging Spectroradiometer (MODIS)-based surface albedo estimates in the Noah multi-parameterization (Noah-MP) land surface model, over the continental US during the time period from 2000 to 2017. The evaluation of simulated snow depth and snow cover fields show that significant improvements from data assimilation (DA) are obtained over the High Plains and parts of the Rocky Mountains. Earlier snowmelt and reduced agreements with reference snow depth measurements, primarily over the Northeast US, are also observed due to albedo DA. Most improvements from assimilation are observed over locations with moderate vegetation and lower elevation. The aggregate impact on evapotranspiration and runoff from assimilation is found to be marginal. This study also evaluates the relative and joint utility of assimilating fractional snow cover and surface albedo measurements. Relative to surface albedo assimilation, fractional snow cover assimilation is found to provide smaller improvements in the simulated snow depth fields. The configuration that jointly assimilates surface albedo and fractional snow cover measurements is found to provide the most beneficial improvements compared to the univariate DA configurations for surface albedo or fractional snow cover. Overall, the study also points to the need for improving the albedo formulations in land surface models and the incorporation of observational uncertainties within albedo DA configurations.

Exploring the Utility of Machine Learning-Based Passive Microwave Brightness Temperature Data Assimilation over Terrestrial Snow in High Mountain Asia

This study explores the use of a support vector machine (SVM) as the observation operator within a passive microwave brightness temperature data assimilation framework (herein SVM-DA) to enhance the characterization of snow water equivalent (SWE) over High Mountain Asia (HMA). A series of synthetic twin experiments were conducted with the NASA Land Information System (LIS) at a number of locations across HMA. Overall, the SVM-DA framework is effective at improving SWE estimates (~70% reduction in RMSE relative to the Open Loop) for SWE depths less than 200 mm during dry snowpack conditions. The SVM-DA framework also improves SWE estimates in deep, wet snow (~45% reduction in RMSE) when snow liquid water is well estimated by the land surface model, but can lead to model degradation when snow liquid water estimates diverge from values used during SVM training. In particular, two key challenges of using the SVM-DA framework were observed over deep, wet snowpacks. First, variations in snow liquid water content dominate the brightness temperature spectral difference (ΔTB) signal associated with emission from a wet snowpack, which can lead to abrupt changes in SWE during the analysis update. Second, the ensemble of SVM-based predictions can collapse (i.e., yield a near-zero standard deviation across the ensemble) when prior estimates of snow are outside the range of snow inputs used during the SVM training procedure. Such a scenario can lead to the presence of spurious error correlations between SWE and ΔTB, and as a consequence, can result in degraded SWE estimates from the analysis update. These degraded analysis updates can be largely mitigated by applying rule-based approaches. For example, restricting the SWE update when the standard deviation of the predicted ΔTB is greater than 0.05 K helps prevent the occurrence of filter divergence. Similarly, adding a thin layer (i.e., 5 mm) of SWE when the synthetic ΔTB is larger than 5 K can improve SVM-DA performance in the presence of a precipitation dry bias. The study demonstrates that a carefully constructed SVM-DA framework cognizant of the inherent limitations of passive microwave-based SWE estimation holds promise for snow mass data assimilation.

The Efficiency of Data Assimilation

Data assimilation is the application of Bayes' theorem to condition the states of a dynamical systems model on observations. Any real-world application of Bayes' theorem is approximate, and therefore we cannot expect that data assimilation will preserve all of the information available from models and observations. We outline a framework for measuring information in models, observations, and evaluation data in a way that allows us to quantify information loss during (necessarily imperfect) data assimilation. This facilitates quantitative analysis of tradeoffs between improving (usually expensive) remote sensing observing systems vs. improving data assimilation design and implementation. We demonstrate this methodology on a previously published application of the Ensemble Kalman Filter used to assimilate remote sensing soil moisture retrievals from AMSR-E into the Noah land surface model.

Quantifying surface albedo and other direct biogeophysical climate forcings of forestry activities

By altering fluxes of heat, momentum, and moisture exchanges between the land surface and atmosphere, forestry and other land-use activities affect climate. Although long recognized scientifically as being important, these so-called biogeophysical forcings are rarely included in climate policies for forestry and other land management projects due to the many challenges associated with their quantification. Here, we review the scientific literature in the fields of atmospheric science and terrestrial ecology in light of three main objectives: (i) to elucidate the challenges associated with quantifying biogeophysical climate forcings connected to land use and land management, with a focus on the forestry sector; (ii) to identify and describe scientific approaches and/or metrics facilitating the quantification and interpretation of direct biogeophysical climate forcings; and (iii) to identify and recommend research priorities that can help overcome the challenges of their attribution to specific land-use activities, bridging the knowledge gap between the climate modeling, forest ecology, and resource management communities. We find that ignoring surface biogeophysics may mislead climate mitigation policies, yet existing metrics are unlikely to be sufficient. Successful metrics ought to (i) include both radiative and nonradiative climate forcings; (ii) reconcile disparities between biogeophysical and biogeochemical forcings, and (iii) acknowledge trade-offs between global and local climate benefits. We call for more coordinated research among terrestrial ecologists, resource managers, and coupled climate modelers to harmonize datasets, refine analytical techniques, and corroborate and validate metrics that are more amenable to analyses at the scale of an individual site or region.