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Okada I, De Silva H. Norms prioritizing positive assessments are likely to maintain cooperation in private indirect reciprocity. Sci Rep 2024; 14:17264. [PMID: 39068170 PMCID: PMC11283462 DOI: 10.1038/s41598-024-67773-5] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/12/2024] [Accepted: 07/15/2024] [Indexed: 07/30/2024] Open
Abstract
Exploring the evolutionary mechanisms of cooperation in societies where reputational consensus cannot be assumed, as in divided societies, is important for understanding the basic principles of human behavior in modern societies. Indirect reciprocity provides a major explanatory mechanism, but most studies have focused on how donors, i.e., one who decides whether to donate (cooperate or help) to a recipient or do nothing, are assessed. It is natural to think that there is no consensus among assessors in our society, and there is no reason to update only donor assessments when updating assessments. We constructed an agent-based model that enables updating of both donors' and recipients' images. Our exhaustive simulations showed that the well analyzed assessment rules updating donors' images are only second best to an assessment rule updating bad images in most likely for maintaining cooperative regimes. Such a social norm that prioritizes a positive assessment is considered tolerant, which is also consistent with previous studies arguing that tolerant evaluation is important in private-assessment schemes.
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Affiliation(s)
- Isamu Okada
- Faculty of Business Administration, Soka University, Hachioji, 192-8577, Japan.
- Research Institute for Cryptoeconomics, WU - Vienna University of Economics and Business, 1020, Vienna, Austria.
| | - Hannelore De Silva
- Institute for Finance, Banking and Insurance, WU - Vienna University of Economics and Business, 1020, Vienna, Austria
- Research Institute for Cryptoeconomics, WU - Vienna University of Economics and Business, 1020, Vienna, Austria
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Umetani R, Yamamoto H, Goto A, Okada I, Akiyama E. Individuals reciprocate negative actions revealing negative upstream reciprocity. PLoS One 2023; 18:e0288019. [PMID: 37406012 DOI: 10.1371/journal.pone.0288019] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/08/2022] [Accepted: 06/19/2023] [Indexed: 07/07/2023] Open
Abstract
Indirect reciprocity is widely recognized as a mechanism for explaining cooperation and can be divided into two sub-concepts: downstream and upstream reciprocity. Downstream reciprocity is supported by reputation; if someone sees you helping someone else, the person who sees this will think higher of you, and you will be more likely to be helped. Upstream reciprocity is helping someone because you are being helped by somebody else, which often happens in everyday life and experimental games. This paper focuses on the behavior of "take" and examines negative upstream reciprocity using an upstream reciprocity framework. The term "take" is defined as "to steal rather than give resources to others." "If something is taken from you, do you take from others?" is an important extension for indirect reciprocity research; subsequently, this paper discusses experiments conducted on whether negative upstream reciprocity is chained and what causes it. The results demonstrated differences between positive and negative upstream reciprocity. In analyzing the data of nearly 600 participants to determine the extent to which negative upstream reciprocity is observed and the causes of negative upstream reciprocity, the study found that If individual A takes resources from individual B, then B is more likely to take resources from a third-party, individual C. Notably, some causes of positive upstream reciprocity were found to have no effect or the opposite effect on negative upstream reciprocity. The results also demonstrate that the first person to take can cause a chain reaction. This paper demonstrates the importance of the first person not taking from someone else and suggests the need to consider various behavioral options for future research on cooperation.
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Affiliation(s)
- Ryohei Umetani
- Graduate School of Science and Technology, Degree Programs in Systems and Information Engineering, University of Tsukuba, Tsukuba, Ibaraki, Japan
| | - Hitoshi Yamamoto
- Faculty of Business Administration, Rissho University, Tokyo, Japan
| | - Akira Goto
- Meiji University School of Information and Communication, Tokyo, Japan
| | - Isamu Okada
- Faculty of Business Administration, Soka University, Tokyo, Japan
| | - Eizo Akiyama
- Faculty of Engineering, Information and Systems, University of Tsukuba, Tsukuba, Ibaraki, Japan
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Li Y, Mifune N. Punishment in the public goods game is evaluated negatively irrespective of non-cooperators' motivation. Front Psychol 2023; 14:1198797. [PMID: 37457072 PMCID: PMC10346865 DOI: 10.3389/fpsyg.2023.1198797] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 04/02/2023] [Accepted: 06/12/2023] [Indexed: 07/18/2023] Open
Abstract
The evolution of human cooperation toward strangers remains puzzling. While the punishment of non-cooperators is a possible explanation, whether punishments can help cooperation evolve depends on how people evaluate punishers. Thus, it is of vital importance to elucidate the perception of punishers. Previous studies have found that punishment is evaluated differently in different contexts; punishers are negatively and positively evaluated in the public goods game with punishment (PGG-P) and in the third-party punishment game (TPP), respectively. To disentangle the mixed evidence, our research focused on motivations for non-cooperation and examined whether different motivations for non-cooperation could explain the inconsistent findings. We hypothesized that people positively evaluate punishers when they punish those who non-cooperated to exploit others (greed), e.g., in a TPP situation. Contrastingly, people negatively evaluate punishers when they punish those who non-cooperated to avoid exploitation (fear), e.g., in a PGG-P situation. If so, in either game, punishers would be evaluated positively in situations where greed dominates, and negatively in situations where fear dominates the non-cooperation motivation. To test this, we conducted two online experiments with hypothetical scenarios in which the decision-making order was used to manipulate the motivations of non-cooperators. The results of Study 1 (N = 240) using only PGG-P and Study 2 (N = 602) using both PGG-P and TPP showed that the non-cooperation motivation did not have a significant effect on the evaluations of punishers and non-punishers. Punishers (vs non-punishers) were evaluated negatively in PGG-P and positively in TPP regardless of the decision-making order of non-cooperation. We discussed the role of higher-order information in the evaluation of punishment.
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Affiliation(s)
- Yang Li
- School of Informatics, Nagoya University, Nagoya, Japan
| | - Nobuhiro Mifune
- School of Economics and Management, Kochi University of Technology, Kochi, Japan
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Schmid L, Ekbatani F, Hilbe C, Chatterjee K. Quantitative assessment can stabilize indirect reciprocity under imperfect information. Nat Commun 2023; 14:2086. [PMID: 37045828 PMCID: PMC10097696 DOI: 10.1038/s41467-023-37817-x] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 08/25/2022] [Accepted: 03/24/2023] [Indexed: 04/14/2023] Open
Abstract
The field of indirect reciprocity investigates how social norms can foster cooperation when individuals continuously monitor and assess each other's social interactions. By adhering to certain social norms, cooperating individuals can improve their reputation and, in turn, receive benefits from others. Eight social norms, known as the "leading eight," have been shown to effectively promote the evolution of cooperation as long as information is public and reliable. These norms categorize group members as either 'good' or 'bad'. In this study, we examine a scenario where individuals instead assign nuanced reputation scores to each other, and only cooperate with those whose reputation exceeds a certain threshold. We find both analytically and through simulations that such quantitative assessments are error-correcting, thus facilitating cooperation in situations where information is private and unreliable. Moreover, our results identify four specific norms that are robust to such conditions, and may be relevant for helping to sustain cooperation in natural populations.
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Affiliation(s)
- Laura Schmid
- KAIST Graduate School of AI, 02455, Seoul, South Korea.
| | - Farbod Ekbatani
- Booth School of Business, The University of Chicago, Chicago, IL, 60637, USA
| | - Christian Hilbe
- Max Planck Research Group Dynamics of Social Behavior, Max Planck Institute for Evolutionary Biology, 24306, Plön, Germany
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A unified framework of direct and indirect reciprocity. Nat Hum Behav 2021; 5:1292-1302. [PMID: 33986519 DOI: 10.1038/s41562-021-01114-8] [Citation(s) in RCA: 24] [Impact Index Per Article: 8.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/18/2019] [Accepted: 04/12/2021] [Indexed: 02/03/2023]
Abstract
Direct and indirect reciprocity are key mechanisms for the evolution of cooperation. Direct reciprocity means that individuals use their own experience to decide whether to cooperate with another person. Indirect reciprocity means that they also consider the experiences of others. Although these two mechanisms are intertwined, they are typically studied in isolation. Here, we introduce a mathematical framework that allows us to explore both kinds of reciprocity simultaneously. We show that the well-known 'generous tit-for-tat' strategy of direct reciprocity has a natural analogue in indirect reciprocity, which we call 'generous scoring'. Using an equilibrium analysis, we characterize under which conditions either of the two strategies can maintain cooperation. With simulations, we additionally explore which kind of reciprocity evolves when members of a population engage in social learning to adapt to their environment. Our results draw unexpected connections between direct and indirect reciprocity while highlighting important differences regarding their evolvability.
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Cooperation through Image Scoring: A Replication. GAMES 2020. [DOI: 10.3390/g11040058] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
Abstract
“Image scoring” is a type of social evaluation, originally used in agent-based models, where the reputation of another is numerically assessed. This phenomenon has been studied in both theoretical models and real-life psychology experiments (using human participants). The latter are aimed to create conditions in the laboratory where image scoring can be elicited. One influential paper is that of Wedekind and Milinski (2000), WM. Our paper is a replication of that study, deliberately employing very similar methodology to the original. Accordingly, we had six groups of ten participants play an economic game. In each round, each player was randomly paired with another player whose identity was unknown. The participant was given a binary choice of either (1) donating money to that person, or (2) not donating money. In each round, the player was passively exposed to information about the past generosity of the other player. In our study, we successfully replicated the central result of WM. Participants in our replication gave significantly more money to partners with higher image scores (more generous reputations) than those with lower image scores (less generous reputations). This paper also provides a critical review of the methodology of WM and the study of image scoring.
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Two ways to overcome the three social dilemmas of indirect reciprocity. Sci Rep 2020; 10:16799. [PMID: 33033279 PMCID: PMC7546724 DOI: 10.1038/s41598-020-73564-5] [Citation(s) in RCA: 8] [Impact Index Per Article: 2.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/29/2020] [Accepted: 09/17/2020] [Indexed: 11/08/2022] Open
Abstract
Indirect reciprocity is one of the main principles of evolving cooperation in a social dilemma situation. In reciprocity, a positive score is given to cooperative behaviour while a negative score is given to non-cooperative behaviour, and the dilemma is resolved by selectively cooperating only with those with positive scores. However, many studies have shown that non-cooperation with those who have not cooperated also downgrades one's reputation; they have called this situation the scoring dilemma. To address this dilemma, the notion of justified punishments has been considered. The notion of justified punishment allows good individuals who defect against bad co-players to keep their standing. Despite numerous studies on justified punishment, it is unknown whether this solution leads to a new type of dilemma because reputations may be downgraded when the intent of punishment is not correctly communicated. The dilemma of punishment has so far been rarely analysed, and thus, the complete solution of the mechanism for evolving cooperation using the principle of indirect reciprocity has not been found yet. Here, we identify sufficient conditions to overcome each of the three dilemmas including the dilemma of punishment to maintain stable cooperation by using the framework of evolutionary game theory. This condition includes the principle of detecting free riders, which resolves the social dilemma, the principle of justification, which resolves the scoring dilemma, and the principle of generosity, which resolves the dilemma of punishment. A norm that satisfies these principles can stably maintain social cooperation. Our insights may offer a general assessment principle that applies to a wide range of subjects, from individual actions to national decisions.
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Abstract
Despite the accumulation of research on indirect reciprocity over the past 30 years and the publication of over 100,000 related papers, there are still many issues to be addressed. Here, we look back on the research that has been done on indirect reciprocity and identify the issues that have been resolved and the ones that remain to be resolved. This manuscript introduces indirect reciprocity in the context of the evolution of cooperation, basic models of social dilemma situations, the path taken in the elaboration of mathematical analysis using evolutionary game theory, the discovery of image scoring norms, and the breakthroughs brought about by the analysis of the evolutionary instability of the norms. Moreover, it presents key results obtained by refining the assessment function, resolving the punishment dilemma, and presenting a complete solution to the social dilemma problem. Finally, it discusses the application of indirect reciprocity in various disciplines.
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Yamamoto H, Suzuki T, Umetani R. Justified defection is neither justified nor unjustified in indirect reciprocity. PLoS One 2020; 15:e0235137. [PMID: 32603367 PMCID: PMC7326222 DOI: 10.1371/journal.pone.0235137] [Citation(s) in RCA: 7] [Impact Index Per Article: 1.8] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 02/16/2020] [Accepted: 06/09/2020] [Indexed: 11/18/2022] Open
Abstract
Indirect reciprocity is one of the major mechanisms in the evolution of human cooperation. In indirect reciprocity, social norms with which individuals distinguish good people from bad people play essential roles. Despite extensive studies on the evolution of cooperation in indirect reciprocity, little is known about which social norms people actually adopt. Here we reveal what kind of norms are adopted by people in indirect reciprocal situations in daily life by using scenario-based experiments. The results showed that people evaluated "justified defection" as neither good nor bad and withheld their evaluation. Theoretically, social norms that evaluate justified defection as good are required for cooperation to be stable. However, the norm that people actually adopted deviates from the theoretical predictions. Our results indicate the necessity to reconsider the justification of "justified defection" in the evolution of cooperation.
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Affiliation(s)
- Hitoshi Yamamoto
- Faculty of Business Administration, Rissho University, Tokyo, Japan
- Graduate School of Business Administration, Rissho University, Tokyo, Japan
- * E-mail:
| | | | - Ryohei Umetani
- Graduate School of Business Administration, Rissho University, Tokyo, Japan
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