Adiabatic models for the quantum dynamics of surface scattering with lattice effects

In this contribution, we review models for the lattice effects in quantum dynamics calculations on surface scattering, which is important to modeling heterogeneous catalysis for achieving an interpretation of experimental measurements. Unlike dynamics models for reactions in the gas phase, those for heterogeneous reactions have to include the effects of the surface. For manageable computational costs in calculations, the effects of static surface (SS) are firstly modeled as this is simply and easily implemented. Then, the SS model has to be improved to include the effects of the flexible surface, that is the lattice effects. To do this, various surface models have been designed where the coordinates of the surface atoms are introduced in the Hamiltonian operator, especially those of the top surface atom. Based on this model Hamiltonian operator, extensive multi-dimension quantum dynamics calculations can be performed to recover the lattice effects. Here, we first review an overview of the techniques in constructing the Hamiltonian operator, which is a sum of the kinetic energy operator (KEO) and potential energy surface (PES). Since the PES containing the coordinates of the surface atoms in a cell is still expensive, the SS model is often accepted. We consider a mathematical model, called the coupled harmonic oscillator (CHO) model, to introduce the concepts of adiabatic and diabatic representations for separating the molecule and surface. Under the adiabatic model, we further introduce the expansion model where the potential function is Taylor expanded around the optimized geometry of the surface. By an expansion model truncated at the first and second order, various coupling surface models between the molecule and surface are derived. Moreover, by further and deeply understanding the adiabatic representation, an effective Hamiltonian operator is obtained by optimizing the total wave function in factorized form. By this factorized form of wave function and effective Hamiltonian operator, the geometry phase of the surface wave function is theoretically found. This theoretical prediction may be measured by carefully designing experiments. Finally, discussions on the adiabatic representation, the PES construction, and possibility of the classical-dynamics solutions are given. Based on these discussions, a simple outlook on the dynamics of photocatalytics is finally given.

Mode Selective Chemistry for the Dissociation of Methane on Efficient Ni/Pt-Bimetallic Alloy Catalysts

The mode selectivity of methane dissociation is studied on three different Ni/Pt-bimetallic alloy surfaces using a fully quantum approach based on reaction path Hamiltonian. Dissociative sticking probability depends on the...

Computational approaches to dissociative chemisorption on metals: towards chemical accuracy

We review the state-of-the-art in the theory of dissociative chemisorption (DC) of small gas phase molecules on metal surfaces, which is important to modeling heterogeneous catalysis for practical reasons, and for achieving an understanding of the wealth of experimental information that exists for this topic, for fundamental reasons. We first give a quick overview of the experimental state of the field. Turning to the theory, we address the challenge that barrier heights (E_b, which are not observables) for DC on metals cannot yet be calculated with chemical accuracy, although embedded correlated wave function theory and diffusion Monte-Carlo are moving in this direction. For benchmarking, at present chemically accurate E_b can only be derived from dynamics calculations based on a semi-empirically derived density functional (DF), by computing a sticking curve and demonstrating that it is shifted from the curve measured in a supersonic beam experiment by no more than 1 kcal mol^-1. The approach capable of delivering this accuracy is called the specific reaction parameter (SRP) approach to density functional theory (DFT). SRP-DFT relies on DFT and on dynamics calculations, which are most efficiently performed if a potential energy surface (PES) is available. We therefore present a brief review of the DFs that now exist, also considering their performance on databases for E_b for gas phase reactions and DC on metals, and for adsorption to metals. We also consider expressions for SRP-DFs and briefly discuss other electronic structure methods that have addressed the interaction of molecules with metal surfaces. An overview is presented of dynamical models, which make a distinction as to whether or not, and which dissipative channels are modeled, the dissipative channels being surface phonons and electronically non-adiabatic channels such as electron-hole pair excitation. We also discuss the dynamical methods that have been used, such as the quasi-classical trajectory method and quantum dynamical methods like the time-dependent wave packet method and the reaction path Hamiltonian method. Limits on the accuracy of these methods are discussed for DC of diatomic and polyatomic molecules on metal surfaces, paying particular attention to reduced dimensionality approximations that still have to be invoked in wave packet calculations on polyatomic molecules like CH₄. We also address the accuracy of fitting methods, such as recent machine learning methods (like neural network methods) and the corrugation reducing procedure. In discussing the calculation of observables we emphasize the importance of modeling the properties of the supersonic beams in simulating the sticking probability curves measured in the associated experiments. We show that chemically accurate barrier heights have now been extracted for DC in 11 molecule-metal surface systems, some of which form the most accurate core of the only existing database of E_b for DC reactions on metal surfaces (SBH10). The SRP-DFs (or candidate SRP-DFs) that have been derived show transferability in many cases, i.e., they have been shown also to yield chemically accurate E_b for chemically related systems. This can in principle be exploited in simulating rates of catalyzed reactions on nano-particles containing facets and edges, as SRP-DFs may be transferable among systems in which a molecule dissociates on low index and stepped surfaces of the same metal. In many instances SRP-DFs have allowed important conclusions regarding the mechanisms underlying observed experimental trends. An important recent observation is that SRP-DFT based on semi-local exchange DFs has so far only been successful for systems for which the difference of the metal work function and the molecule's electron affinity exceeds 7 eV. A main challenge to SRP-DFT is to extend its applicability to the other systems, which involve a range of important DC reactions of e.g. O₂, H₂O, NH₃, CO₂, and CH₃OH. Recent calculations employing a PES based on a screened hybrid exchange functional suggest that the road to success may be based on using exchange functionals of this category.

Neural Network Potential Energy Surfaces for Small Molecules and Reactions

We review progress in neural network (NN)-based methods for the construction of interatomic potentials from discrete samples (such as ab initio energies) for applications in classical and quantum dynamics including reaction dynamics and computational spectroscopy. The main focus is on methods for building molecular potential energy surfaces (PES) in internal coordinates that explicitly include all many-body contributions, even though some of the methods we review limit the degree of coupling, due either to a desire to limit computational cost or to limited data. Explicit and direct treatment of all many-body contributions is only practical for sufficiently small molecules, which are therefore our primary focus. This includes small molecules on surfaces. We consider direct, single NN PES fitting as well as more complex methods that impose structure (such as a multibody representation) on the PES function, either through the architecture of one NN or by using multiple NNs. We show how NNs are effective in building representations with low-dimensional functions including dimensionality reduction. We consider NN-based approaches to build PESs in the sums-of-product form important for quantum dynamics, ways to treat symmetry, and issues related to sampling data distributions and the relation between PES errors and errors in observables. We highlight combinations of NNs with other ideas such as permutationally invariant polynomials or sums of environment-dependent atomic contributions, which have recently emerged as powerful tools for building highly accurate PESs for relatively large molecular and reactive systems.

High-Fidelity Potential Energy Surfaces for Gas-Phase and Gas-Surface Scattering Processes from Machine Learning

In this Perspective, we review recent advances in constructing high-fidelity potential energy surfaces (PESs) from discrete ab initio points, using machine learning tools. Such PESs, albeit with substantial initial investments, provide significantly higher efficiency than direct dynamics methods and/or high accuracy at a level that is not affordable by on-the-fly approaches. These PESs not only are a necessity for quantum dynamical studies because of delocalization of wave packets but also enable the study of low-probability and long-time events in (quasi-)classical treatments. Our focus here is on inelastic and reactive scattering processes, which are more challenging than bound systems because of the involvement of continua. Relevant applications and developments for dynamical processes in both the gas phase and at gas-surface interfaces are discussed.

Dynamics in reactions on metal surfaces: A theoretical perspective

Recent advances in theoretical characterization of reaction dynamics on metal surfaces are reviewed. It is shown that the widely available density functional theory of metals and their interactions with molecules have enabled first principles theoretical models for treating surface reaction dynamics. The new theoretical tools include methods to construct high-dimensional adiabatic potential energy surfaces, to characterize nonadiabatic processes within the electronic friction models, and to describe dynamics both quantum mechanically and classically. Three prototypical surface reactions, namely, dissociative chemisorption, Eley-Rideal reactions, and recombinative desorption, are surveyed with a focus on some representative examples. While principles governing gas phase reaction dynamics may still be applicable, the presence of the surface introduces a higher level of complexity due to strong interaction between the molecular species and metal substrate. Furthermore, most of these reactive processes are impacted by energy exchange with surface phonons and/or electron-hole pair excitations. These theoretical studies help to interpret and rationalize experimental observations and, in some cases, guide experimental explorations. Knowledge acquired in these fundamental studies is expected to impact many practical problems in a wide range of interfacial processes.

Rotational and steric effects in water dissociative chemisorption on Ni(111)

Powerful laser techniques have recently enabled quantum-state resolved molecular beam experiments for investigating gas-surface reactions, which have unveiled intriguing vibrational, rotational, and also steric effects. For reactions involving polyatomic molecules, e.g., the dissociative chemisorption of methane and water, the rotational and related steric effects are far less understood despite a large body of theoretical work having been able to reproduce the observed vibrational mode specificity and related bond selectivity semi-quantitatively or even within chemical accuracy. Herein, we report a high dimensional quantum dynamics study of water dissociation on Ni(111) on a first-principles potential energy surface, focusing on the reactivities of D2O in various rotational quantum states with different spatial orientations. Through an accurate quantum mechanical description of this asymmetric top, remarkable dependence of the reactivity on the orientation is observed. This dependence is site specific and rotational state specific. These single site rotational and steric effects are partially justified by a sudden model on the basis of the overlap between the rotational wavefunctions and the angular potential near the transition state, but rotational steering also plays a significant role which complicates the dynamics. Although site averaging weakens the influence of initial rotational excitations and leads to minor effects to the reactivity, steric effects are predicted to be observable if the water molecule is selectively excited and aligned by a linearly polarized laser.

The dissociation and recombination rates of CH4 through the Ni(111) surface: The effect of lattice motion

Methane dissociation is a prototypical system for the study of surface reaction dynamics. The dissociation and recombination rates of CH₄ through the Ni(111) surface are calculated by using the quantum instanton method with an analytical potential energy surface. The Ni(111) lattice is treated rigidly, classically, and quantum mechanically so as to reveal the effect of lattice motion. The results demonstrate that it is the lateral displacements rather than the upward and downward movements of the surface nickel atoms that affect the rates a lot. Compared with the rigid lattice, the classical relaxation of the lattice can increase the rates by lowering the free energy barriers. For instance, at 300 K, the dissociation and recombination rates with the classical lattice exceed the ones with the rigid lattice by 6 and 10 orders of magnitude, respectively. Compared with the classical lattice, the quantum delocalization rather than the zero-point energy of the Ni atoms further enhances the rates by widening the reaction path. For instance, the dissociation rate with the quantum lattice is about 10 times larger than that with the classical lattice at 300 K. On the rigid lattice, due to the zero-point energy difference between CH₄ and CD₄, the kinetic isotope effects are larger than 1 for the dissociation process, while they are smaller than 1 for the recombination process. The increasing kinetic isotope effect with decreasing temperature demonstrates that the quantum tunneling effect is remarkable for the dissociation process.

Dissociative chemisorption of methane on Ni(111) using a chemically accurate fifteen dimensional potential energy surface

A new chemically accurate potential energy surface for the dissociative chemisorption of methane on the rigid Ni(111) surface.

Effects of Lattice Motion on Dissociative Chemisorption: Toward a Rigorous Comparison of Theory with Molecular Beam Experiments

The dissociative chemisorption of small molecules such as methane and water on metal surfaces is a key step in many important catalyzed reactions. However, it has only very recently become possible to directly compare theory with molecular beam studies of these reactions. For most experimental conditions, such a comparison requires accurate methods for introducing the effects of lattice motion into quantum reactive scattering calculations. We examine these methods and their recent application to methane and water dissociative chemisorption. New results are presented for CO₂ chemisorption and methane dissociation at step edges. The type of molecule-lattice coupling that leads to a strong variation in the dissociative sticking of methane with temperature is shown to occur for many polyatomic-metal systems. Improvements to these models are discussed. The ability to accurately compare theory with molecular beam experiments should lead to improved density functionals and consequently more accurate thermal rate constants for these important reactions.

Methane dissociation on Ni(111): A fifteen-dimensional potential energy surface using neural network method

In the present work, we develop a highly accurate, fifteen-dimensional potential energy surface (PES) of CH4 interacting on a rigid flat Ni(111) surface with the methodology of neural network (NN) fit to a database consisted of about 194 208 ab initio density functional theory (DFT) energy points. Some careful tests of the accuracy of the fitting PES are given through the descriptions of the fitting quality, vibrational spectrum of CH4 in vacuum, transition state (TS) geometries as well as the activation barriers. Using a 25-60-60-1 NN structure, we obtain one of the best PESs with the least root mean square errors: 10.11 meV for the entrance region and 17.00 meV for the interaction and product regions. Our PES can reproduce the DFT results very well in particular for the important TS structures. Furthermore, we present the sticking probability S0 of ground state CH4 at the experimental surface temperature using some sudden approximations by Jackson's group. An in-depth explanation is given for the underestimated sticking probability.

Methane adsorption and dissociation on iron oxide oxygen carriers: the role of oxygen vacancies

We investigated the interaction between methane and iron oxide oxygen carrier for chemical looping reaction systems and found the oxygen vacancies can facilitate methane conversion.

Rotational effects on the dissociation dynamics of CHD3 on Pt(111)

MCTDH calculations suggest that experiments on the effect of alignment on dissociation of CH₄ on metal surfaces are affected by steering.

Oxygen vacancy promoted methane partial oxidation over iron oxide oxygen carriers in the chemical looping process

We found that oxygen vacancies can promote CH₄ partial oxidation on iron oxide oxygen carriers during the chemical looping process.