The direct observation of the doorway 1nπ* state of methylcinnamate and hydrogen-bonding effects on the photochemistry of cinnamate-based sunscreens

Elucidating the photoprotective properties of natural UV screening agents: ZEKE-PFI spectroscopy of methyl sinapate

As a prominent derivative of a natural sunscreen, methyl sinapate is an ideal candidate to provide fundamental insight into strategies on how to come to a rational design of artificial sunscreen filters with improved photoprotective properties. Here, static and time-resolved Zero Kinetic Energy-Pulsed Field Ionization (ZEKE-PFI) photoelectron spectroscopy has been used to study the spectroscopy and decay pathways of its electronically excited states. We find that different conformers are subject to distinct structural changes upon electronic excitation, and trace the structural changes that occur upon excitation back to the character of the LUMO. Ionization efficiency spectra in combination with pump-probe ZEKE-PFI spectra are consistent with the conclusion that the long-lived electronically excited state observed in the decay of the lowest excited singlet state is the lowest excited triplet state. Concurrently with providing information on the electronically excited states, the studies allow for a detailed characterization of the spectroscopic properties of the ground state of the radical ion, which is important in the context of the use of cinnamates in nature as antioxidants. Our studies determine the adiabatic ionization energies of the syn/cis, anti/cis and anti/trans conformers as 60 291.1 ± 0.5, 60 366.9 ± 0.5 and 60 503.9 ± 1.0 cm^-1, respectively, and provide accurate vibrational fequencies of low-frequency modes of the molecular ion in its electronic ground state. Finally, the studies emphasize the important role of vibrational and electronic autoionization processes that start to dominate the ionization dynamics in non-rigid molecules of the present size.

Substituent and Solvent Effects on the Photoisomerization of Cinnamate Derivatives: An XMS-CASPT2 Study

Cinnamate derivatives show a variety of photo-induced reactions. Among them is trans-cis photoisomerization, which may involve the nonradiative decay (NRD) process. The extended multistate complete active space second-order perturbation (XMS-CASPT2) method was used in this study as a suitable theory for treating multireference electronic nature, which was frequently manifested in the photoisomerization process. The minimum energy paths of the trans-cis photoisomerization process of cinnamate derivatives were determined, and the activation energies were estimated using the resulting intrinsic reaction coordinate (IRC) paths. Natural orbital analysis revealed that the transition state's (TS) electronic structure is zwitterionic-like, elucidating the solvent and substituent effect on the energy barrier of photoisomerization paths. Furthermore, it was found that the charge on the pyramidalized carbon atom at the TS structure was strongly correlated with the activation energy barrier for the cinnamate derivatives. Thus, it seemingly provided a physical picture of the photoisomerization of cinnamates and was a good descriptor potentially applicable to molecular design for controlling the rate constant of the photoisomerization reaction.

Illuminating the Effect of the Local Environment on the Performance of Organic Sunscreens: Insights From Laser Spectroscopy of Isolated Molecules and Complexes

Sunscreens are essential for protecting the skin from UV radiation, but significant questions remain about the fundamental molecular-level processes by which they operate. In this mini review, we provide an overview of recent advanced laser spectroscopic studies that have probed how the local, chemical environment of an organic sunscreen affects its performance. We highlight experiments where UV laser spectroscopy has been performed on isolated gas-phase sunscreen molecules and complexes. These experiments reveal how pH, alkali metal cation binding, and solvation perturb the geometric and hence electronic structures of sunscreen molecules, and hence their non-radiative decay pathways. A better understanding of how these interactions impact on the performance of individual sunscreens will inform the rational design of future sunscreens and their optimum formulations.

Experimental and Computational Analysis of Para-Hydroxy Methylcinnamate following Photoexcitation

Para-hydroxy methylcinnamate is part of the cinnamate family of molecules. Experimental and computational studies have suggested conflicting non-radiative decay routes after photoexcitation to its S₁(ππ*) state. One non-radiative decay route involves intersystem crossing mediated by an optically dark singlet state, whilst the other involves direct intersystem crossing to a triplet state. Furthermore, irrespective of the decay mechanism, the lifetime of the initially populated S₁(ππ*) state is yet to be accurately measured. In this study, we use time-resolved ion-yield and photoelectron spectroscopies to precisely determine the S₁(ππ*) lifetime for the s-cis conformer of para-hydroxy methylcinnamate, combined with time-dependent density functional theory to determine the major non-radiative decay route. We find the S₁(ππ*) state lifetime of s-cis para-hydroxy methylcinnamate to be ∼2.5 picoseconds, and the major non-radiative decay route to follow the [¹ππ*→¹nπ*→³ππ*→S₀] pathway. These results also concur with previous photodynamical studies on structurally similar molecules, such as para-coumaric acid and methylcinnamate.

Mechanistic photophysics and photochemistry of unnatural bases and sunscreen molecules: insights from electronic structure calculations

Photophysics and photochemistry are basic subjects in the study of light-matter interactions and are ubiquitous in diverse fields such as biology, energy, materials, and environment. A full understanding of mechanistic photophysics and photochemistry underpins many recent advances and applications. This contribution first provides a short discussion on the theoretical calculation methods we have used in relevant studies, then we introduce our latest progress on the mechanistic photophysics and photochemistry of two classes of molecular systems, namely unnatural bases and sunscreens. For unnatural bases, we disclose the intrinsic driving forces for the ultrafast population to reactive triplet states, impacts of the position and degree of chalcogen substitutions, and the effects of complex environments. For sunscreen molecules, we reveal the photoprotection mechanisms that dissipate excess photon energy to the surroundings by ultrafast internal conversion to the ground state. Finally, relevant theoretical challenges and outlooks are discussed.

A post-HF approach to the sunscreen octyl methoxycinnamate

Octyl methoxycinnamate (2-ethylhexyl 4-methoxycinnamate, OMC) is a commercial sunscreen known as octinoxate with excellent UVB filter properties. However, it is known to undergo a series of photodegradation processes that decrease its effectiveness as a UVB filter. In particular, the trans (E) form-which is considered so far as the most stable isomer-converts to the cis (Z) form under the effect of light. In this work, by using post-Hartree-Fock approaches [CCSD, CCSD(t), and CCSD + T(CCSD)] on ground state OMC geometries optimized at the MP2 level, we show that the cis and trans forms of the gas-phase OMC molecule have comparable stability. Test calculations on the same structures with a series of dispersion-corrected density functional theory-based approaches including the B2PLYP double hybrid predict the trans structures to be energetically favored, missing the subtle stabilization of cis-OMC. Our results suggest that the cis form is stabilized by intra-molecular dispersion interactions, leading to a folded more compact structure than the trans isomer.

Quantum Mechanics/Molecular Mechanics Studies on the Photophysical Mechanism of Methyl Salicylate

Methyl salicylate (MS) as a subunit of larger salicylates found in commercial sunscreens has been shown to exhibit keto-enol tautomerization and dual fluorescence emission via excited-state intramolecular proton transfer (ESIPT) after the absorption of ultraviolet (UV) radiation. However, its excited-state relaxation mechanism is unclear. Herein, we have employed the quantum mechanics(CASPT2//CASSCF)/molecular mechanics method to explore the ESIPT and excited-state relaxation mechanism of MS in the lowest three electronic states, that is, S₀, S₁, and T₁ states, in a methanol solution. Based on the optimized geometric and electronic structures, conical intersections and crossing points, and minimum-energy paths combined with the computed linearly interpolated Cartesian coordinate paths, the photophysical mechanism of MS has been proposed. The S₁ state is a spectroscopically bright ¹ππ* state in the Franck-Condon region. From the initially populated S₁ state, there exist three nonradiative relaxation paths to repopulate the S₀ state. In the first one, the S₁ system (i.e., ketoB form) first undergoes an ESIPT path to generate an S₁ tautomer (i.e., enol form) that exhibits a large Stokes shift in experiments. The generated S₁ enol tautomer further evolves toward the nearby S₁/S₀ conical intersection and then hops to the S₀ state, followed by the backward ground-state intramolecular proton transfer (GSIPT) to the initial ketoB form S₀ state. In the second one, the S₁ system first hops through the S₁ → T₁ intersystem crossing (ISC) to the T₁ state, which then further decays to the S₀ state via T₁ → S₀ ISC at the T₁/S₀ crossing point. In the third path, the T₁ system that stems from the S₁ → T₁ ISC process via the S₁/T₁ crossing point first takes place a T₁ ESIPT to generate a T₁ enol tautomer, which can further decay to the S₀ state via T₁-to-S₀ ISC. Finally, the GSIPT occurs to back the system to the initial ketoB form S₀ state. Our present work could contribute to understanding the photophysics of MS and its derivatives.

Substitution effect on the nonradiative decay and trans → cis photoisomerization route: a guideline to develop efficient cinnamate-based sunscreens

Cinnamate derivatives are very useful as UV protectors in nature and as sunscreen reagents in daily life. They convert harmful UV energy to thermal energy through effective nonradiative decay (NRD) including trans → cis photoisomerization. However, the mechanism is not simple because different photoisomeirzation routes have been observed for different substituted cinnamates. Here, we theoretically examined the substitution effects at the phenyl ring of methylcinnamate (MC), a non-substituted cinnamate, on the electronic structure and the NRD route involving trans → cis isomerization based on time-dependent density functional theory. A systematic reaction pathway search using the single-component artificial force-induced reaction method shows that the very efficient photoisomerization route of MC can be essentially described as "1ππ* (trans) → 1nπ* → T1 (3ππ*) → S0 (trans or cis)". We found that for efficient 1ππ* (trans) → 1nπ* internal conversion (IC), MC should have the substituent at the appropriate position of the phenyl ring to stabilize the highest occupied π orbital. Substitution at the para position of MC slightly lowers the 1ππ* state energy and photoisomerization occurs via a slightly less efficient "1ππ* (trans) → 3nπ* → T1 (3ππ*) → S0 (trans or cis)" pathway. Substitution at the meta or ortho positions of MC significantly lowers the 1ππ* state energy so that the energy barrier of IC (1ππ* → 1nπ*) becomes very high. This substitution leads to a much longer 1ππ* state lifetime than that of MC and para-substituted MC, and a change in the dominant photoisomerization route to "1ππ* (trans) → C[double bond, length as m-dash]C bond twisting on 1ππ* → S0 (trans or cis)". As a whole, the "1ππ* → 1nπ*" IC observed in MC is the most important initial step for the rapid change of UV energy to thermal energy. We also found that the stabilization of the π orbital (i) minimizes the energy gap between 1ππ* and 1nπ* at the 1ππ* minimum and (ii) makes the 0-0 level of 1ππ* higher than 1nπ* as observed in MC. These MC-like relationships between the 1ππ* and 1nπ* energies should be ideal to maximize the "1ππ* → 1nπ*" IC rate constant according to Marcus theory.

New Generation UV-A Filters: Understanding Their Photodynamics on a Human Skin Mimic

The sparsity of efficient commercial ultraviolet-A (UV-A) filters is a major challenge toward developing effective broadband sunscreens with minimal human- and eco-toxicity. To combat this, we have designed a new class of Meldrum-based phenolic UV-A filters. We explore the ultrafast photodynamics of coumaryl Meldrum, CMe, and sinapyl Meldrum (SMe), both in an industry-standard emollient and on a synthetic skin mimic, using femtosecond transient electronic and vibrational absorption spectroscopies and computational simulations. Upon photoexcitation to the lowest excited singlet state (S₁), these Meldrum-based phenolics undergo fast and efficient nonradiative decay to repopulate the electronic ground state (S₀). We propose an initial ultrafast twisted intramolecular charge-transfer mechanism as these systems evolve out of the Franck-Condon region toward an S₁/S₀ conical intersection, followed by internal conversion to S₀ and subsequent vibrational cooling. Importantly, we correlate these findings to their long-term photostability upon irradiation with a solar simulator and conclude that these molecules surpass the basic requirements of an industry-standard UV filter.

Conservation of ultrafast photoprotective mechanisms with increasing molecular complexity in sinapoyl malate derivatives

Sinapoyl malate is a natural plant sunscreen molecule which protects leaves from harmful ultraviolet radiation. Here, the ultrafast dynamics of three sinapoyl malate derivatives, sinapoyl L-dimethyl malate, sinapoyl L-diethyl malate and sinapoyl L-di-t-butyl malate, have been studied using transient electronic absorption spectroscopy, in a dioxane and methanol solvent environment to investigate how well preserved these dynamics remain with increasing molecular complexity. In all cases it was found that, upon photoexcitation, deactivation occurs via a trans-cis isomerisation pathway within ∼20-30 ps. This cis-photoproduct, formed during photodeactivation, is stable and longed-lived for all molecules in both solvents. The incredible levels of conservation of the isomerisation pathway with increased molecular complexity demonstrate the efficacy of these molecules as ultraviolet photoprotectors, even in strongly perturbing solvents. As such, we suggest these molecules might be well-suited for augmentations to further improve their photoprotective efficacy or chemical compatibility with other components of sunscreen mixtures, whilst conserving their underlying photodynamic properties.

Electronic States and Nonradiative Decay of Cold Gas-Phase Cinnamic Acid Derivatives Studied by Laser Spectroscopy with a Laser-Ablation Technique

We performed UV spectroscopy for p-coumaric acid (pCA), ferulic acid (FA), and caffeic acid (CafA) under jet-cooled gas-phase conditions by using a laser-ablation source. These molecules showed the S₁(¹ππ*)-S₀ absorption in the 31 500-33 500 cm^-1 region. Both pCA and FA exhibited sharp vibronic bands, while CafA showed only a broad feature. The decay time profile of the ¹ππ* state was measured by picosecond pump-probe spectroscopy, and the transient state produced through the nonradiative decay (NRD) from ¹ππ* and its time profile were measured by nanosecond UV-deep UV pump-probe spectroscopy. The transient state was observed for pCA and FA and assigned to the T₁ state, and we concluded that the NRD process of ¹ππ* is S₁(¹ππ*) → ¹nπ* → T₁(³ππ*), similar to those of methyl cinnamate and para-substituted cinnamates such as p-hydroxy and p-methoxy methyl cinnamate. On the other hand, the transient T₁ state was not detected in CafA, and its NRD route is suggested to be S₁(¹ππ*) → ¹πσ* → H atom elimination, similar to those of phenol and catechol. The effect of a hydrogen bond on the electronic state and NRD process was investigated, and it was found that the H-bonding lowers the ¹ππ* energy and suppresses the NRD process for all the species.

Understanding the role played by protic ionic liquids (PILs) and the substituent effect for enhancing the generation of Z-cinnamic acid derivatives†

Photoisomerization of a series of substituted E-cinnamic acids in MeCN in their acid forms and as their corresponding protic ionic liquids (PILs) with light of 300 nm is studied. The nature, strength, number, and position effects of substituents on the photochemical behavior of E-cinnamic derivatives are investigated. The photosensitization of the reaction in the presence of Michler's ketone is also studied at 366 nm and it demonstrates that the triplet-excited state is involved in the reaction. As the presence of n-butylamine needed to form the PILs significantly increases the photoproduct yields in all cases, the role of the PILs is also discussed. Thus, understanding of these fundamental aspects has allowed us to establish an excellent and practical synthetic protocol for successfully synthesizing Z-cinnamic acids.

Electronic State and Photophysics of 2-Ethylhexyl-4-methoxycinnamate as UV-B Sunscreen under Jet-Cooled Condition

The title compound, 2-ethylhexyl-4-methoxycinnamate (2EH4MC), is known as a typical ingredient of sunscreen cosmetics that effectively converts the absorbed UV-B light to thermal energy. This energy conversion process includes the nonradiative decay (NRD): trans-cis isomerization and finally going back to the original structure with a release of thermal energy. In this study, we performed UV spectroscopy for jet-cooled 2EH4MC to investigate the electronic/geometrical structures as well as the NRD mechanism. Laser-induced-fluorescence (LIF) spectroscopy gave the well-resolved vibronic structure of the S₁-S₀ transition; UV-UV hole-burning (HB) spectroscopy and density functional theory (DFT) calculations revealed the presence of syn and anti isomers, where the methoxy (-OCH₃) groups orient in opposite directions to each other. Picosecond UV-UV pump-probe spectroscopy revealed the NRD process from the excited singlet (S₁ (¹ππ*)) state occurs at a rate constant of ∼10¹⁰-10¹¹ s^-1, attributed to internal conversion (IC) to the ¹nπ* state. Nanosecond UV-deep UV (DUV) pump-probe spectroscopy identified a transient triplet (T₁ (³ππ*)) state, whose energy (from S₀) and lifetime are 18 400 cm^-1 and 20 ns, respectively. These results demonstrate that the photoisomerization of 2EH4MC includes multistep internal conversions and intersystem crossings, described as "S₁ (trans, ¹ππ*) → ¹nπ* → T₁ (³ππ*) → S₀ (cis)".

Towards symmetry driven and nature inspired UV filter design

In plants, sinapate esters offer crucial protection from the deleterious effects of ultraviolet radiation exposure. These esters are a promising foundation for designing UV filters, particularly for the UVA region (400 – 315 nm), where adequate photoprotection is currently lacking. Whilst sinapate esters are highly photostable due to a cis-trans (and vice versa) photoisomerization, the cis-isomer can display increased genotoxicity; an alarming concern for current cinnamate ester-based human sunscreens. To eliminate this potentiality, here we synthesize a sinapate ester with equivalent cis- and trans-isomers. We investigate its photostability through innovative ultrafast spectroscopy on a skin mimic, thus modelling the as close to true environment of sunscreen formulas. These studies are complemented by assessing endocrine disruption activity and antioxidant potential. We contest, from our results, that symmetrically functionalized sinapate esters may show exceptional promise as nature-inspired UV filters in next generation sunscreen formulations.

Sinapate esters are promising nature-inspired sunscreen and antioxidant agents but their photoisomerization may lead to ineffective or harmful species. Here the authors propose a symmetric ester with indistinguishable trans and cis isomers and prove its effectiveness by optical spectroscopies on a skin mimic.