Surface hopping, transition state theory and decoherence. I. Scattering theory and time-reversibility

Quantum Quality with Classical Cost: Ab Initio Nonadiabatic Dynamics Simulations Using the Mapping Approach to Surface Hopping

Nonadiabatic dynamics methods are an essential tool for investigating photochemical processes. In the context of employing first-principles electronic structure techniques, such simulations can be carried out in a practical manner using semiclassical trajectory-based methods or wave packet approaches. While all approaches applicable to first-principles simulations are necessarily approximate, it is commonly thought that wave packet approaches offer inherent advantages over their semiclassical counterparts in terms of accuracy and that this trait simply comes at a higher computational cost. Here we demonstrate that the mapping approach to surface hopping (MASH), a recently introduced trajectory-based nonadiabatic dynamics method, can be efficiently applied in tandem with ab initio electronic structure. Our results even suggest that MASH may provide more accurate results than on-the-fly wave packet techniques, all at a much lower computational cost.

Recovering Marcus Theory Rates and Beyond without the Need for Decoherence Corrections: The Mapping Approach to Surface Hopping

It is well-known that fewest-switches surface hopping (FSSH) fails to correctly capture the quadratic scaling of rate constants with diabatic coupling in the weak-coupling limit, as expected from Fermi's golden rule and Marcus theory. To address this deficiency, the most widely used approach is to introduce a "decoherence correction", which removes the inconsistency between the wave function coefficients and the active state. Here we investigate the behavior of a new nonadiabatic trajectory method, called the mapping approach to surface hopping (MASH), on systems that exhibit an incoherent rate behavior. Unlike FSSH, MASH hops between active surfaces deterministically and can never have an inconsistency between the wave function coefficients and the active state. We show that MASH not only can describe rates for intermediate and strong diabatic coupling but also can accurately reproduce the results of Marcus theory in the golden-rule limit, without the need for a decoherence correction. MASH is therefore a significant improvement over FSSH in the simulation of nonadiabatic reactions.

Nonadiabatic Forward Flux Sampling for Excited-State Rare Events

We present a rare event sampling scheme applicable to coupled electronic excited states. In particular, we extend the forward flux sampling (FFS) method for rare event sampling to a nonadiabatic version (NAFFS) that uses the trajectory surface hopping (TSH) method for nonadiabatic dynamics. NAFFS is applied to two dynamically relevant excited-state models that feature an avoided crossing and a conical intersection with tunable parameters. We investigate how nonadiabatic couplings, temperature, and reaction barriers affect transition rate constants in regimes that cannot be otherwise obtained with plain, traditional TSH. The comparison with reference brute-force TSH simulations for limiting cases of rareness shows that NAFFS can be several orders of magnitude cheaper than conventional TSH and thus represents a conceptually novel tool to extend excited-state dynamics to time scales that are able to capture rare nonadiabatic events.

Surface hopping modeling of charge and energy transfer in active environments

An active environment is any atomic or molecular system changing a chromophore's nonadiabatic dynamics compared to the isolated molecule. The action of the environment on the chromophore occurs by changing the potential energy landscape and triggering new energy and charge flows unavailable in the vacuum. Surface hopping is a mixed quantum-classical approach whose extreme flexibility has made it the primary platform for implementing novel methodologies to investigate the nonadiabatic dynamics of a chromophore in active environments. This Perspective paper surveys the latest developments in the field, focusing on charge and energy transfer processes.

A mapping approach to surface hopping

We present a nonadiabatic classical-trajectory approach that offers the best of both worlds between fewest-switches surface hopping (FSSH) and quasiclassical mapping dynamics. This mapping approach to surface hopping (MASH) propagates the nuclei on the active adiabatic potential-energy surface, such as in FSSH. However, unlike in FSSH, transitions between active surfaces are deterministic and occur when the electronic mapping variables evolve between specified regions of the electronic phase space. This guarantees internal consistency between the active surface and the electronic degrees of freedom throughout the dynamics. MASH is rigorously derivable from exact quantum mechanics as a limit of the quantum-classical Liouville equation (QCLE), leading to a unique prescription for momentum rescaling and frustrated hops. Hence, a quantum-jump procedure can, in principle, be used to systematically converge the accuracy of the results to that of the QCLE. This jump procedure also provides a rigorous framework for deriving approximate decoherence corrections similar to those proposed for FSSH. We apply MASH to simulate the nonadiabatic dynamics in various model systems and show that it consistently produces more accurate results than FSSH at a comparable computational cost.

Pedagogical Overview of the Fewest Switches Surface Hopping Method

The fewest switches surface hopping method continues to grow in popularity to capture electronic nonadiabaticity and quantum nuclear effects due to its simplicity and accuracy. Knowing the basics of the method is essential for the correct implementation and interpretation of results. This review covers the fundamentals of the fewest switches surface hopping method with a detailed discussion of the nuances such as decoherence schemes and frustrated hops and the correct approach to calculating populations. The consequences of incorrect implementation are further discussed toward calculating kinetic and thermodynamic properties. Some tips for practitioners and a step-by-step algorithm for developers are provided. Finally, some of the finer technicalities of the fewest switches surface hopping method that are buried deep in the literature are pointed out to help graduate students better appreciate this method.

Transition Path Flight Times and Nonadiabatic Electronic Transitions

Transition path flight times are studied for scattering on two electronic surfaces with a single crossing. These flight times reveal nontrivial quantum effects such as resonance lifetimes and nonclassical passage times and reveal that nonadiabatic effects often increase flight times. The flight times are computed using numerically exact time propagation and compared with results obtained from the Fewest Switches Surface Hopping (FSSH) method. Comparison of the two methods shows that the FSSH method is reliable for transition path times only when the scattering is classically allowed on the relevant adiabatic surfaces. However, where quantum effects such as tunneling and resonances dominate, the FSSH method is not adequate to accurately predict the correct times and transition probabilities. These results highlight limitations in methods which do not account for quantum interference effects, and suggest that measuring flight times is important for obtaining insights from the time-domain into quantum effects in nonadiabatic scattering.

Software for the frontiers of quantum chemistry: An overview of developments in the Q-Chem 5 package

This article summarizes technical advances contained in the fifth major release of the Q-Chem quantum chemistry program package, covering developments since 2015. A comprehensive library of exchange-correlation functionals, along with a suite of correlated many-body methods, continues to be a hallmark of the Q-Chem software. The many-body methods include novel variants of both coupled-cluster and configuration-interaction approaches along with methods based on the algebraic diagrammatic construction and variational reduced density-matrix methods. Methods highlighted in Q-Chem 5 include a suite of tools for modeling core-level spectroscopy, methods for describing metastable resonances, methods for computing vibronic spectra, the nuclear-electronic orbital method, and several different energy decomposition analysis techniques. High-performance capabilities including multithreaded parallelism and support for calculations on graphics processing units are described. Q-Chem boasts a community of well over 100 active academic developers, and the continuing evolution of the software is supported by an "open teamware" model and an increasingly modular design.

Exploring the effects of quantum decoherence on the excited-state dynamics of molecular systems

Fewest-switches surface hopping (FSSH) is employed in order to investigate the nonadiabatic excited-state dynamics of thiophene and related compounds and hence to establish a connection between the electronic system, the critical points in configuration space and the deactivation dynamics. The potential-energy surfaces of the studied molecules were calculated with complete active space self-consistent field and time-dependent density-functional theory. They are analyzed thoroughly to locate and optimize minimum-energy conical intersections, which are essential to the dynamics of the system. The influence of decoherence on the dynamics is examined by employing different decoherence schemes. We find that irrespective of the employed decoherence algorithm, the population dynamics of thiophene give results which are sound with the expectations grounded on the analysis of the potential-energy surface. A more detailed look at single trajectories as well as on the excited-state lifetimes, however, reveals a substantial dependence on how decoherence is accounted for. In order to connect these findings, we describe how ensemble averaging cures some of the overcoherence problems of uncorrected FSSH. Eventually, we identify carbon–sulfur bond cleavage as a common feature accompanying electronic transitions between different states in the simulations of all thiophene-related compounds studied in this work, which is of interest due to their relevance in organic photovoltaics.

Nonadiabatic Dynamics at Metal Surfaces: Fewest Switches Surface Hopping with Electronic Relaxation

A new scheme is proposed for modeling molecular nonadiabatic dynamics near metal surfaces. The charge-transfer character of such dynamics is exploited to construct an efficient reduced representation for the electronic structure. In this representation, the fewest switches surface hopping (FSSH) approach can be naturally modified to include electronic relaxation (ER). The resulting FSSH-ER method is valid across a wide range of coupling strengths as supported by tests applied to the Anderson-Holstein model for electron transfer. Future work will combine this scheme with ab initio electronic structure calculations.

Nonadiabatic dynamics with quantum nuclei: simulating charge transfer with ring polymer surface hopping

Exploring effects of quantizing nuclei in non-adiabatic dynamics for simulating charge transfer in a dimer of “ethylene-like-molecules” at different temperatures.

How to calculate charge mobility in molecular materials from surface hopping non-adiabatic molecular dynamics - beyond the hopping/band paradigm

Charge transport in high mobility organic semiconductors is in an intermediate regime between small polaron hopping and band transport limits. We have recently shown that surface hopping non-adiabatic molecular dynamics is a powerful method for prediction of charge transport mechanisms in organic materials and for near-quantitative prediction of charge mobilities at room temperature where the effects of nuclear zero-point motion and tunneling are still relatively small [S. Giannini et al., Nat. Commun., 2019, 10, 3843]. Here we assess and critically discuss the extensions to Tully's original method that have led to this success: (i) correction for missing electronic decoherence, (ii) detection of trivial crossings and (iii) removal of decoherence correction-induced spurious charge transfer. If any one of these corrections is not included, the charge mobility diverges with system size, each for different physical reasons. Yet if they are included, convergence with system size, detailed balance and good internal consistency are achieved.

Probing photodissociation dynamics using ring polymer molecular dynamics

The performance of the ring polymer molecular dynamics (RPMD) approach to simulate typical photodissociation processes is assessed. The correct description of photodissociation requires the calculation of correlation functions or expectation values associated with non-equilibrium initial conditions, which was shown to be possible with RPMD very recently [J. Chem. Phys. 145, 204118 (2016)]. This approach is combined with treatment of the nonadiabatic dynamics employing the ring polymer surface hopping approach (RPSH), which is based on Tully's fewest switches surface hopping (FSSH) approach. The performance is tested using one-dimensional photodissociation models. It is found that RPSH with non-equilibrium initial conditions can well reproduce the time-dependent dissociation probability, and adiabatic and diabatic populations for cases where the crossing point is below and above the Franck-Condon point, respectively, while standard FSSH fails to reproduce the exact quantum dynamics in the latter case. Thus, it is shown that RPSH is an efficient and accurate alternative to standard FSSH, which is one of the most widely employed approaches to study photochemistry.

An Efficient, Augmented Surface Hopping Algorithm That Includes Decoherence for Use in Large-Scale Simulations

We propose and implement a highly efficient augmented surface hopping algorithm that (i) can be used for large simulations (with many nuclei and many electronic states) and (ii) includes the effects of decoherence without parametrization. Our protocol is based on three key modifications of the surface hopping methodology: (a) a novel separation of classical and quantum degrees of freedom that treats avoided and trivial crossings efficiently, (b) a multidimensional approximation of the time derivative matrix that avoids explicit construction of the derivative coupling at most time steps, and (c) an efficient approximation for the augmented fewest-switches surface hopping decoherence rate. We will show that this protocol can be several orders of magnitude more efficient than the traditional protocol for large multidimensional problems. Furthermore, the marginal cost for including decoherence effects is now negligible.

Does Nonadiabatic Transition State Theory Make Sense Without Decoherence?

We analyze thermal rate constants as computed with surface hopping dynamics and resolve certain inconsistencies that have permeated the literature. On one hand, according to Landry and Subotnik (J. Chem. Phys. 2012, 137, 22A513), without decoherence, direct dynamics with surface hopping overestimates the rate of relaxation for the spin-boson Hamiltonian. On the other hand, according to Jain and Subotnik (J. Chem. Phys. 2015, 143, 134107), without decoherence, a transition state theory with surface hopping underestimates spin-boson rate constants. In this Letter, we resolve this apparent contradiction. We show that, without decoherence, direct dynamics and transition state theory should not agree; agreement is guaranteed only with decoherence. We also show that, even though the effects of decoherence may be hidden for isoenergetic reactions, these decoherence failures are exposed for exothermic reactions. We believe these lessons are essential when interpreting surface hopping papers published in the literature without any decoherence corrections.