Kohn–Sham exchange-correlation potentials from second-order reduced density matrices

Exact and Model Exchange-Correlation Potentials for Open-Shell Systems

The conventional approaches to the inverse density functional theory problem typically assume nondegeneracy of the Kohn-Sham (KS) eigenvalues, greatly hindering their use in open-shell systems. We present a generalization of the inverse density functional theory problem that can seamlessly admit degenerate KS eigenvalues. Additionally, we allow for fractional occupancy of the Kohn-Sham orbitals to also handle noninteracting ensemble-v-representable densities, as opposed to just noninteracting pure-v-representable densities. We present the exact exchange-correlation (XC) potentials for six open-shell systems─four atoms (Li, C, N, and O) and two molecules (CN and CH2)─using accurate ground-state densities from configuration interaction calculations. We compare these exact XC potentials with model XC potentials obtained using nonlocal (B3LYP, SCAN0) and local/semilocal (SCAN, PBE, PW92) XC functionals. Although the relative errors in the densities obtained from these DFT functionals are of O (10-3 to 10-2), the relative errors in the model XC potentials remain substantially large─O (10-1 to 100).

Local Potentials Reconstructed within Linearly Independent Product Basis Sets of Increasing Size

Given a matrix representation of a local potential v(r) within a one-electron basis set of functions that form linearly independent products (LIP), it is possible to construct a well-defined local potential v ~ ( r ) that is equivalent to v(r) within that basis set and has the form of an expansion in basis function products. Recently, we showed that for exchange-correlation potentials vXC(r) defined on the infinite-dimensional Hilbert space, the potentials v ~ XC ( r ) reconstructed from matrices of vXC(r) within minimal LIP basis sets of occupied Kohn-Sham orbitals bear only qualitative resemblance to the originals. Here, we show that if the LIP basis set is enlarged by including low-lying virtual Kohn-Sham orbitals, the agreement between v ~ XC ( r ) and vXC(r) improves to the extent that the basis function products are appropriate as a basis for vXC(r). These findings validate the LIP technology as a rigorous potential reconstruction method.

Reconstruction of Exchange-Correlation Potentials from Their Matrix Representations

Within a basis set of one-electron functions that form linearly independent products (LIPs), it is always possible to construct a unique local (multiplicative) real-space potential that is precisely equivalent to an arbitrary given operator. Although standard basis sets of quantum chemistry rarely form LIPs in a numerical sense, occupied and low-lying virtual canonical Kohn-Sham orbitals often do so, at least for small atoms and molecules. Using these principles, we construct atomic and molecular exchange-correlation potentials from their matrix representations in LIP basis sets of occupied canonical Kohn-Sham orbitals. The reconstructions are found to imitate the original potentials in a consistent but exaggerated way. Since the original and reconstructed potentials produce the same ground-state electron density and energy within the associated LIP basis set, the procedure may be regarded as a rigorous solution to the Kohn-Sham inversion problem within the subspace spanned by the occupied Kohn-Sham orbitals.

Density inversion method for local basis sets without potential auxiliary functions: inverting densities from RDMFT

A density inversion method is presented, to obtain the constrained, optimal, local potential that has a prescribed asymptotic behaviour and reproduces optimally any given ground-state electronic density. This work builds...

A Comparison of Exact and Model Exchange-Correlation Potentials for Molecules

Accurate exchange-correlation (XC) potentials for three-dimensional systems─via solution of the inverse density functional theory (DFT) problem─are now available to test the quality of DFT approximations. Herein, the exact XC potential for seven molecules─dihydrogen at four different bond-lengths, lithium hydride, water, and ortho-benzyne─are computed from full configuration interaction reference densities. These are compared to model XC potentials from nonlocal (B3LYP, HSE06, SCAN0, and M08-HX) and semilocal/local (SCAN, PBE, and PW92) XC functionals. Whereas for most systems, relative errors in the ground-state densities are O(10-3-10-2), the model XC potentials have much higher errors of O(10-1-100). Among the model XC functionals, SCAN0 offers the best agreement with the exact XC potential, underlining the significance of satisfying exact conditions as well as including nonlocal effects in XC functionals. This work indicates that tests against the exact XC potential will provide a promising new direction for building more accurate XC functionals for DFT.

First Ionization Energy as the Asymptotic Limit of the Average Local Electron Energy

The first vertical ionization energy of an atom or molecule is encoded in the rate of exponential decay of the exact natural orbitals. For natural orbitals represented in terms of Gaussian basis functions, this property does not hold even approximately. We show that it is nevertheless possible to deduce the first ionization energy from the long-range behavior of Gaussian-basis-set wave functions by evaluating the asymptotic limit of a quantity called the average local electron energy (ALEE), provided that the most diffuse functions of the basis set have a suitable shape and location. The ALEE method exposes subtle qualitative differences between seemingly analogous Gaussian basis sets and complements the extended Koopmans theorem by being robust in situations where the one-electron reduced density matrix is ill-conditioned.

Asymptotic behavior of the average local ionization energy in finite basis sets

The average local ionization energy (ALIE) has important applications in several areas of electronic structure theory. Theoretically, the ALIE should asymptotically approach the first vertical ionization energy (IE) of the system, as implied by the rate of exponential decay of the electron density; for one-determinantal wavefunctions, this IE is the negative of the highest-occupied orbital energy. In practice, finite-basis-set representations of the ALIE exhibit seemingly irregular and sometimes dramatic deviations from the expected asymptotic behavior. We analyze the long-range behavior of the ALIE in finite basis sets and explain the puzzling observations. The findings have implications for practical calculations of the ALIE, the construction of Kohn-Sham potentials from wavefunctions and electron densities, and basis-set development.

Measuring Density-Driven Errors Using Kohn-Sham Inversion

Kohn-Sham (KS) inversion, that is, the finding of the exact KS potential for a given density, is difficult in localized basis sets. We study the precision and reliability of several inversion schemes, finding estimates of density-driven errors at a useful level of accuracy. In typical cases of substantial density-driven errors, Hartree-Fock density functional theory (HF-DFT) is almost as accurate as DFT evaluated on CCSD(T) densities. A simple approximation in practical HF-DFT also makes errors much smaller than the density-driven errors being calculated. Two paradigm examples, stretched NaCl and the HO·Cl^- radical, illustrate just how accurate HF-DFT is.

Exchange-Correlation Energy Densities and Response Potentials: Connection between Two Definitions and Analytical Model for the Strong-Coupling Limit of a Stretched Bond

We analyze in depth two widely used definitions (from the theory of conditional probability amplitudes and from the adiabatic connection formalism) of the exchange-correlation energy density and of the response potential of Kohn–Sham density functional theory. We introduce a local form of the coupling-constant-dependent Hohenberg–Kohn functional, showing that the difference between the two definitions is due to a corresponding local first-order term in the coupling constant, which disappears globally (when integrated over all space), but not locally. We also design an analytic representation for the response potential in the strong-coupling limit of density functional theory for a model single stretched bond.

Exact exchange-correlation potentials from ground-state electron densities

The quest for accurate exchange-correlation functionals has long remained a grand challenge in density functional theory (DFT), as it describes the many-electron quantum mechanical behavior through a computationally tractable quantity-the electron density-without resorting to multi-electron wave functions. The inverse DFT problem of mapping the ground-state density to its exchange-correlation potential is instrumental in aiding functional development in DFT. However, the lack of an accurate and systematically convergent approach has left the problem unresolved, heretofore. This work presents a numerically robust and accurate scheme to evaluate the exact exchange-correlation potentials from correlated ab-initio densities. We cast the inverse DFT problem as a constrained optimization problem and employ a finite-element basis-a systematically convergent and complete basis-to discretize the problem. We demonstrate the accuracy and efficacy of our approach for both weakly and strongly correlated molecular systems, including up to 58 electrons, showing relevance to realistic polyatomic molecules.

What Is the Accuracy Limit of Adiabatic Linear-Response TDDFT Using Exact Exchange-Correlation Potentials and Approximate Kernels?

Calculation of vertical excitation energies by the adiabatic linear-response time-dependent density-functional theory (TDDFT) requires static Kohn-Sham potentials and exchange-correlation kernels. When these quantities are derived from standard density-functional approximations (DFA), mean absolute errors (MAE) of the method are known to range from 0.2 eV to over 1 eV, depending on the functional and type of excitation. We investigate how the performance of TDDFT varies when increasingly accurate exchange-correlation potentials derived from Hartree-Fock (HF) and post-HF wavefunctions are combined with different approximate kernels. The lowest MAEs obtained in this manner for valence excitations are about 0.15-0.2 eV, which appears to be the practical limit of the accuracy of TDDFT that can be achieved by improving the Kohn-Sham potentials alone. These findings are consistent with previous reports on the benefits of accurate exchange-correlation potentials in TDDFT, but provide new insights and afford more definitive conclusions.

Kinetic-energy-based error quantification in Kohn–Sham density functional theory

We present a basis-independent metric to assess the quality of the electron density obtained from Kohn–Sham (KS) density functional theory (DFT).

Visualizing atomic sizes and molecular shapes with the classical turning surface of the Kohn-Sham potential

The Kohn-Sham potential [Formula: see text] is the effective multiplicative operator in a noninteracting Schrödinger equation that reproduces the ground-state density of a real (interacting) system. The sizes and shapes of atoms, molecules, and solids can be defined in terms of Kohn-Sham potentials in a nonarbitrary way that accords with chemical intuition and can be implemented efficiently, permitting a natural pictorial representation for chemistry and condensed-matter physics. Let [Formula: see text] be the maximum occupied orbital energy of the noninteracting electrons. Then the equation [Formula: see text] defines the surface at which classical electrons with energy [Formula: see text] would be turned back and thus determines the surface of any electronic object. Atomic and ionic radii defined in this manner agree well with empirical estimates, show regular chemical trends, and allow one to identify the type of chemical bonding between two given atoms by comparing the actual internuclear distance to the sum of atomic radii. The molecular surfaces can be fused (for a covalent bond), seamed (ionic bond), necked (hydrogen bond), or divided (van der Waals bond). This contribution extends the pioneering work of Z.-Z. Yang et al. [Yang ZZ, Davidson ER (1997) Int J Quantum Chem 62:47-53; Zhao DX, et al. (2018) Mol Phys 116:969-977] by our consideration of the Kohn-Sham potential, protomolecules, doubly negative atomic ions, a bond-type parameter, seamed and necked molecular surfaces, and a more extensive table of atomic and ionic radii that are fully consistent with expected periodic trends.

Local and global interpolations along the adiabatic connection of DFT: a study at different correlation regimes

Interpolating the exchange-correlation energy along the density-fixed adiabatic connection of density functional theory is a promising way to build approximations that are not biased toward the weakly correlated regime. These interpolations can be performed at the global (integrated over all spaces) or at the local level, using energy densities. Many features of the relevant energy densities as well as several different ways to construct these interpolations, including comparisons between global and local variants, are investigated here for the analytically solvable Hooke's atom series, which allows for an exploration of different correlation regimes. We also analyze different ways to define the correlation kinetic energy density, focusing on the peak in the kinetic correlation potential.

Response Potential in the Strong-Interaction Limit of Density Functional Theory: Analysis and Comparison with the Coupling-Constant Average

Using the formalism of the conditional amplitude, we study the response part of the exchange-correlation potential in the strong-coupling limit of density functional theory, analyzing its peculiar features and comparing it with the response potential averaged over the coupling constant for small atoms and for the hydrogen molecule. We also use a simple one-dimensional model of a stretched heteronuclear molecule to derive exact properties of the response potential in the strong-coupling limit. The simplicity of the model allows us to unveil relevant features also of the exact Kohn-Sham potential and its different components, namely the appearance of a second peak in the correlation kinetic potential on the side of the most electronegative atom.

Distinguishing Bonds

The energy change per electron in a chemical or physical transformation, ΔE/n, may be expressed as Δχ̅ + Δ(VNN + ω)/n, where Δχ̅ is the average electron binding energy, a generalized electronegativity, ΔVNN is the change in nuclear repulsions, and Δω is the change in multielectron interactions in the process considered. The last term can be obtained by the difference from experimental or theoretical estimates of the first terms. Previously obtained consequences of this energy partitioning are extended here to a different analysis of bonding in a great variety of diatomics, including more or less polar ones. Arguments are presented for associating the average change in electron binding energy with covalence, and the change in multielectron interactions with electron transfer, either to, out, or within a molecule. A new descriptor Q, essentially the scaled difference between the Δχ̅ and Δ(VNN + ω)/n terms, when plotted versus the bond energy, separates nicely a wide variety of bonding types, covalent, covalent but more correlated, polar and increasingly ionic, metallogenic, electrostatic, charge-shift bonds, and dispersion interactions. Also, Q itself shows a set of interesting relations with the correlation energy of a bond.

Origin of the step structure of molecular exchange–correlation potentials

The step structure of exact exchange–correlation potentials is linked to the properties of the average local electron energy (ALEE).