Constrained nuclear-electronic orbital density functional theory: Energy surfaces with nuclear quantum effects

Optimization of Quantum Nuclei Positions with the Adaptive Nuclear-Electronic Orbital Approach

The use of multicomponent methods has become increasingly popular over the last years. Under this framework, nuclei (commonly protons) are treated quantum mechanically on the same footing as the electronic structure problem. Under the use of atomic-centered orbitals, this can lead to some complications as the ideal location of the nuclear basis centers must be optimized. In this contribution, we propose a straightforward approach to determine the position of such centers within the self-consistent cycle of a multicomponent calculation, making use of individual proton charge centroids. We test the method on model systems including the water dimer, a protonated water tetramer, and a porphine system. Comparing to numerical gradient calculations, the adaptive nuclear-electronic orbital (NEO) procedure is able to converge the basis centers to within a few cents of an Ångström and with less than 0.1 kcal/mol differences in absolute energies. This is achieved in one single calculation and with a small added computational effort of up to 80% compared to a regular NEO- self-consistent field run. An example application for the human transketolase proton wire is also provided.

Correlations between the Structures and Spectra of Protonated Water Clusters

Badger's rule-like correlations between OH stretching frequencies and intensities and the OH bond length are used to develop a spectral mapping procedure for studies of pure and protonated water clusters. This approach utilizes the vibrationally averaged OH bond lengths, which were obtained from diffusion Monte Carlo simulations that were performed using the general potential developed by Yu and Bowman. Good agreement is achieved between the spectra obtained using this approach and previously reported spectra for H+(H2O)n clusters, with n = 3, 4, and 5, as well as their perdeuterated analogues. The analysis of the spectra obtained by this spectral mapping approach supports previous work that assigned the spectrum of H+(H2O)6 to a mixture of Eigen and Zundel-like structures. Analysis of the calculated spectra also suggests a reassignment of the frequency of one of the transitions that involves the OH stretching vibration of the OH bonds in the hydronium core in the Eigen-like structure of H+(H2O)6 from 1917 cm-1 to roughly 2100 cm-1. For D+(D2O)6, comparison of the measured spectrum to those obtained by using the spectral mapping approach suggests that the carrier of the measured spectrum is one or more of the isomers of D+(D2O)6 that contain a four-membered ring and two flanking water molecules. While there are several candidate structures, the two flanking water molecules most likely form a chain that is bound to the hydronium core.

Squeezed Protons and Infrared Plasmonic Resonance Energy Transfer

Unusual nuclear quantum effects may emerge near noble metal nanostructures such as squeezed vibrational states in molecular junctions and plasmonic resonance energy transfer in the infrared domain. Herein, nuclear quantum effects near heavy metals are studied by nuclear-electronic orbital density functional theory (NEO-DFT) with an effective core potential. For a quantum proton sandwiched between a pair of gold tips modeled by two Au6 clusters, NEO-DFT calculations suggest that the quantum proton density can be squeezed as the tip distance decreases. For an HF molecule placed near a one-dimensional Au nanowire composed of up to 34 Au atoms, real-time NEO time-dependent density functional theory (RT-NEO-TDDFT) shows that the infrared plasmonic motion within the Au nanowire may resonantly transfer electronic energy to the HF proton vibrational stretch mode. Overall, these calculations illustrate the advantages of the NEO approach for probing nuclear quantum effects, such as squeezed proton vibrational states and infrared plasmonic resonance energy transfer.

Vibrational Spectra of Highly Anharmonic Water Clusters: Molecular Dynamics and Harmonic Analysis Revisited with Constrained Nuclear-Electronic Orbital Methods

Vibrational spectroscopy is widely used to gain insights into structural and dynamic properties of chemical, biological, and materials systems. Thus, an efficient and accurate method to simulate vibrational spectra is desired. In this paper, we justify and employ a microcanonical molecular simulation scheme to calculate the vibrational spectra of three challenging water clusters: the neutral water dimer (H4O2), the protonated water trimer (H7O3+), and the protonated water tetramer (H9O4+). We find that with the accurate description of quantum nuclear delocalization effects through the constrained nuclear-electronic orbital framework, including vibrational mode coupling effects through molecular dynamics simulations can additionally improve the vibrational spectrum calculations. In contrast, without the quantum nuclear delocalization picture, conventional ab initio molecular dynamics may even lead to less accurate results than harmonic analysis.

Nuclear Quantum Effects Made Accessible: Local Density Fitting in Multicomponent Methods

The simulation of nuclear quantum effects (NQEs) is crucial for an accurate description of systems and processes involving light nuclei, such as hydrogen atoms. Within the last years, the importance of those effects has been highlighted for a vast range of systems with tremendous implications in chemistry, biology, physics, and materials sciences. However, while electronic structure theory methods have become routine tools for quantum chemical investigations, there is still a lack of approaches to address NQEs that are computationally accessible and straightforward to use. To address this, we present the first combination of the nuclear-electronic orbital Hartree-Fock approach with both local and density fitting approximations (LDF-NEO-HF). This results in a low-order scaling approach that enables the inclusion of NQEs for large systems within a fraction of a day and for small to medium size systems in minutes. Moreover, we demonstrate the qualitative accuracy and robustness of our approach to retrieve NQEs for three real-use cases motivated by chemical, biological, and materials science applications.

Nuclear-Electronic Orbital Quantum Mechanical/Molecular Mechanical Real-Time Dynamics

Simulating the nuclear-electronic quantum dynamics of large-scale molecular systems in the condensed phase is key for studying biologically and chemically important processes such as proton transfer and proton-coupled electron transfer reactions. Herein, the real-time nuclear-electronic orbital time-dependent density functional theory (RT-NEO-TDDFT) approach is combined with a hybrid quantum mechanical/molecular mechanical (QM/MM) strategy to enable the accurate description of coupled nuclear-electronic quantum dynamics in the presence of heterogeneous environments such as solvent or proteins. The densities of the electrons and quantum protons are propagated in real time, while the other nuclei are propagated classically on the instantaneous electron-proton vibronic surface. This approach is applied to phenol bound to lysozyme, intramolecular proton transfer in malonaldehyde, and nonequilibrium excited-state intramolecular proton transfer in o-hydroxybenzaldehyde. These examples illustrate that the RT-NEO-TDDFT framework, coupled with an atomistic representation of the environment, allows the simulation of condensed-phase systems that exhibit significant nuclear quantum effects.

Constrained Nuclear-Electronic Orbital Density Functional Theory with a Dielectric Continuum Solvent Model

Solvent effects are crucial for simulating chemical and biological processes in solutions. The continuum solvation model is widely used for incorporating solvent effects with different levels of theoretical descriptions of solutes. For solutes and solutions containing hydrogen atoms, nuclear quantum effects can also be nonnegligible for reliable simulations. In this work, we couple our recently developed constrained nuclear-electronic orbital density functional theory with a dielectric continuum solvation model to cover nuclear quantum effects and solvent effects simultaneously. This approach is applied to the formate ion, where an anomalous solvatochromic shift in C-H stretch frequency was reported in experiments. By using this new approach to account for nuclear quantum effects and solvent effects, we show that the vibrational frequency of the C-H stretch and the solvatochromic shift are accurately described.

Calculating Vibrational Excited State Absorptions with Excited State Constrained Minimized Energy Surfaces

The modeling and interpretation of vibrational spectra are crucial for studying reaction dynamics using vibrational spectroscopy. Most prior theoretical developments focused on describing fundamental vibrational transitions while fewer developments focused on vibrational excited state absorptions. In this study, we present a new method that uses excited state constrained minimized energy surfaces (CMESs) to describe vibrational excited state absorptions. The excited state CMESs are obtained similarly to the previous ground state CMES development in our group but with additional wave function orthogonality constraints. Using a series of model systems, including the harmonic oscillator, Morse potential, double-well potential, quartic potential, and two-dimensional anharmonic potential, we demonstrate that this new procedure provides good estimations of the transition frequencies for vibrational excited state absorptions. These results are significantly better than those obtained from harmonic approximations using conventional potential energy surfaces, demonstrating the promise of excited state CMES-based methods for calculating vibrational excited state absorptions in real systems.

Electronic Born-Oppenheimer approximation in nuclear-electronic orbital dynamics

Within the nuclear-electronic orbital (NEO) framework, the real-time NEO time-dependent density functional theory (RT-NEO-TDDFT) approach enables the simulation of coupled electronic-nuclear dynamics. In this approach, the electrons and quantum nuclei are propagated in time on the same footing. A relatively small time step is required to propagate the much faster electronic dynamics, thereby prohibiting the simulation of long-time nuclear quantum dynamics. Herein, the electronic Born-Oppenheimer (BO) approximation within the NEO framework is presented. In this approach, the electronic density is quenched to the ground state at each time step, and the real-time nuclear quantum dynamics is propagated on an instantaneous electronic ground state defined by both the classical nuclear geometry and the nonequilibrium quantum nuclear density. Because the electronic dynamics is no longer propagated, this approximation enables the use of an order-of-magnitude larger time step, thus greatly reducing the computational cost. Moreover, invoking the electronic BO approximation also fixes the unphysical asymmetric Rabi splitting observed in previous semiclassical RT-NEO-TDDFT simulations of vibrational polaritons even for small Rabi splitting, instead yielding a stable, symmetric Rabi splitting. For the intramolecular proton transfer in malonaldehyde, both RT-NEO-Ehrenfest dynamics and its BO counterpart can describe proton delocalization during the real-time nuclear quantum dynamics. Thus, the BO RT-NEO approach provides the foundation for a wide range of chemical and biological applications.

Time-dependent nuclear-electronic orbital Hartree-Fock theory in a strong uniform magnetic field

In an ultrastrong magnetic field, with field strength B ≈ B₀ = 2.35 × 10⁵ T, molecular structure and dynamics differ strongly from that observed on the Earth. Within the Born-Oppenheimer (BO) approximation, for example, frequent (near) crossings of electronic energy surfaces are induced by the field, suggesting that nonadiabatic phenomena and processes may play a more important role in this mixed-field regime than in the weak-field regime on Earth. To understand the chemistry in the mixed regime, it therefore becomes important to explore non-BO methods. In this work, the nuclear-electronic orbital (NEO) method is employed to study protonic vibrational excitation energies in the presence of a strong magnetic field. The NEO generalized Hartree-Fock theory and time-dependent Hartree-Fock (TDHF) theory are derived and implemented, accounting for all terms that result as a consequence of the nonperturbative treatment of molecular systems in a magnetic field. The NEO results for HCN and FHF^- with clamped heavy nuclei are compared against the quadratic eigenvalue problem. Each molecule has three semi-classical modes owing to the hydrogen-two precession modes that are degenerate in the absence of a field and one stretching mode. The NEO-TDHF model is found to perform well; in particular, it automatically captures the screening effects of the electrons on the nuclei, which are quantified through the difference in energy of the precession modes.

Incorporating Nuclear Quantum Effects in Molecular Dynamics with a Constrained Minimized Energy Surface

The accurate incorporation of nuclear quantum effects in large-scale molecular dynamics (MD) simulations remains a significant challenge. Recently, we combined constrained nuclear-electronic orbital (CNEO) theory with classical MD and obtained a new approach (CNEO-MD) that can accurately and efficiently incorporate nuclear quantum effects into classical simulations. In this Letter, we provide the theoretical foundation for CNEO-MD by developing an alternative formulation of the equations of motion for MD. In this new formulation, the expectation values of quantum nuclear positions evolve classically on an effective energy surface that is obtained from a constrained energy minimization procedure when solving for the quantum nuclear wave function, thus enabling the incorporation of nuclear quantum effects in classical MD simulations. For comparison with other existing approaches, we examined a series of model systems and found that this new MD approach is significantly more accurate than the conventional way of performing classical MD and generally outperforms centroid MD and ring-polymer MD in describing vibrations in these model systems.

(T) Correction for Multicomponent Coupled-Cluster Theory for a Single Quantum Proton

(T) and [T] perturbative corrections are derived for multicomponent coupled-cluster theory with single and double excitations (CCSD). Benchmarking for systems with a single quantum proton shows that multicomponent CCSD methods that include perturbative corrections are more accurate than multicomponent CCSD for the calculation of proton affinities and absolute energies. An approximation is introduced that includes only (T) or [T] contributions from mixed electron-nuclear excitations.

Nuclear-Electronic Orbital Approach to Quantization of Protons in Periodic Electronic Structure Calculations

The nuclear-electronic orbital (NEO) method is a well-established approach for treating nuclei quantum mechanically in molecular systems beyond the usual Born-Oppenheimer approximation. In this work, we present a strategy to implement the NEO method for periodic electronic structure calculations, particularly focused on multicomponent density functional theory (DFT). The NEO-DFT method is implemented in an all-electron electronic structure code, FHI-aims, using a combination of analytical and numerical integration techniques as well as a resolution of the identity scheme to enhance computational efficiency. After validating this implementation, proof-of-concept applications are presented to illustrate the effects of quantized protons on the physical properties of extended systems such as two-dimensional materials and liquid-semiconductor interfaces. Specifically, periodic NEO-DFT calculations are performed for a trans-polyacetylene chain, a hydrogen boride sheet, and a titanium oxide-water interface. The zero-point energy effects of the protons, as well as electron-proton correlation, are shown to noticeably impact the density of states and band structures for these systems. These developments provide a foundation for the application of multicomponent DFT to a wide range of other extended condensed matter systems.

Molecular Dynamics with Constrained Nuclear Electronic Orbital Density Functional Theory: Accurate Vibrational Spectra from Efficient Incorporation of Nuclear Quantum Effects

Nuclear quantum effects play a crucial role in many chemical and biological systems involving hydrogen atoms yet are difficult to include in practical molecular simulations. In this paper, we combine our recently developed methods of constrained nuclear-electronic orbital density functional theory (cNEO-DFT) and constrained minimized energy surface molecular dynamics (CMES-MD) to create a new method for accurately and efficiently describing nuclear quantum effects in molecular simulations. By use of this new method, dubbed cNEO-MD, the vibrational spectra of a set of small molecules are calculated and compared with those from conventional ab initio molecular dynamics (AIMD) as well as from experiments. With the same formal scaling, cNEO-MD greatly outperforms AIMD in describing the vibrational modes with significant hydrogen motion characters, demonstrating the promise of cNEO-MD for simulating chemical and biological systems with significant nuclear quantum effects.

Direct Dynamics with Nuclear-Electronic Orbital Density Functional Theory

Direct dynamics simulations of chemical reactions typically require the selection of a method for generating the potential energy surfaces and a method for the dynamical propagation of the nuclei on these surfaces. The nuclear-electronic orbital (NEO) framework avoids this Born-Oppenheimer separation by treating specified nuclei on the same level as the electrons with wave function methods or density functional theory (DFT). The NEO approach is particularly applicable to proton, hydride, and proton-coupled electron transfer reactions, where the transferring proton(s) and all electrons are treated quantum mechanically. In this manner, the zero-point energy, density delocalization, and anharmonicity of the transferring protons are inherently and efficiently included in the energies, optimized geometries, and dynamics.This Account describes how various NEO methods can be used for direct dynamics simulations on electron-proton vibronic surfaces. The strengths and limitations of these approaches are discussed, and illustrative examples are presented. The NEO-DFT method can be used to simulate chemical reactions on the ground state vibronic surface, as illustrated by the application to hydride transfer in C₄H₉⁺. The NEO multistate DFT (NEO-MSDFT) method is useful for simulating ground state reactions in which the proton density becomes bilobal during the dynamics, a characteristic of hydrogen tunneling, as illustrated by proton transfer in malonaldehyde. The NEO time-dependent DFT (NEO-TDDFT) method produces excited electronic, vibrational, and vibronic surfaces. The application of linear-response NEO-TDDFT to H₂ and H₃⁺, as well as the partially and fully deuterated counterparts, shows that this approach produces accurate fundamental vibrational excitation energies when all nuclei and all electrons are treated quantum mechanically. Moreover, when only specified nuclei are treated quantum mechanically, this approach can be used to optimize geometries on excited state vibronic surfaces, as illustrated by photoinduced single and double proton transfer systems, and to conduct adiabatic dynamics on these surfaces. The real-time NEO-TDDFT method provides an alternative approach for simulating nonequilibrium nuclear-electronic dynamics of such systems. These various NEO methods can be combined with nonadiabatic dynamics methods such as Ehrenfest and surface hopping dynamics to include the nonadiabatic effects between the quantum and classical subsystems. The real-time NEO-TDDFT Ehrenfest dynamics simulation of excited state intramolecular proton transfer in o-hydroxybenzaldehyde illustrates the power of this type of combined approach. The field of multicomponent quantum chemistry is in the early stages, and the methods discussed herein provide the foundation for a wide range of promising future directions to be explored. An appealing future direction is the expansion of the real-time NEO-TDDFT method to describe the dynamics of all nuclei and electrons on the same level. Direct dynamics simulations using NEO wave function methods such as equation-of-motion coupled cluster or multiconfigurational approaches are also attractive but computationally expensive options. The further development of NEO direct dynamics methods will enable the simulation of the nuclear-electronic dynamics for a vast array of chemical and biological processes that extend beyond the Born-Oppenheimer approximation.

Nucleus-electron correlation revising molecular bonding fingerprints from the exact wavefunction factorization

We present a novel theory and implementation for computing coupled electronic and quantal nuclear subsystems on a single potential energy surface, moving beyond the standard Born-Oppenheimer (BO) separation of nuclei and electrons. We formulate an exact self-consistent nucleus-electron embedding potential from the single product molecular wavefunction and demonstrate that the fundamental behavior of the correlated nucleus-electron can be computed for mean-field electrons that are responsive to a quantal anharmonic vibration of selected nuclei in a discrete variable representation. Geometric gauge choices are discussed and necessary for formulating energy invariant biorthogonal electronic equations. Our method is further applied to characterize vibrationally averaged molecular bonding properties of molecular energetics, bond lengths, and protonic and electron densities. Moreover, post-Hartree-Fock electron correlation can be conveniently computed on the basis of nucleus-electron coupled molecular orbitals, as demonstrated for correlated models of second-order Møllet-Plesset perturbation and full configuration interaction theories. Our approach not only accurately quantifies non-classical nucleus-electron couplings for revising molecular bonding properties but also provides an alternative time-independent approach for deploying non-BO molecular quantum chemistry.

Nuclear-electronic orbital methods: Foundations and prospects

The incorporation of nuclear quantum effects and non-Born-Oppenheimer behavior into quantum chemistry calculations and molecular dynamics simulations is a longstanding challenge. The nuclear-electronic orbital (NEO) approach treats specified nuclei, typically protons, quantum mechanically on the same level as the electrons with wave function and density functional theory methods. This approach inherently includes nuclear delocalization and zero-point energy in molecular energy calculations, geometry optimizations, reaction paths, and dynamics. It can also provide accurate descriptions of excited electronic, vibrational, and vibronic states as well as nuclear tunneling and nonadiabatic dynamics. Nonequilibrium nuclear-electronic dynamics simulations beyond the Born-Oppenheimer approximation can be used to investigate a wide range of excited state processes. This Perspective provides an overview of the foundational NEO methods and enumerates the prospects for using these methods as building blocks for future developments. The conceptual simplicity and computational efficiency of the NEO approach will enhance its accessibility and applicability to diverse chemical and biological systems.

Molecular vibrational frequencies from analytic Hessian of constrained nuclear-electronic orbital density functional theory

Nuclear quantum effects are important in a variety of chemical and biological processes. The constrained nuclear-electronic orbital density functional theory (cNEO-DFT) has been developed to include nuclear quantum effects in energy surfaces. Herein, we develop the analytic Hessian for cNEO-DFT energy with respect to the change in nuclear (expectation) positions, which can be used to characterize stationary points on energy surfaces and compute molecular vibrational frequencies. This is achieved by constructing and solving the multicomponent cNEO coupled-perturbed Kohn-Sham (cNEO-CPKS) equations, which describe the response of electronic and nuclear orbitals to the displacement of nuclear (expectation) positions. With the analytic Hessian, the vibrational frequencies of a series of small molecules are calculated and compared to those from conventional DFT Hessian calculations as well as those from the vibrational second-order perturbation theory (VPT2). It is found that even with a harmonic treatment, cNEO-DFT significantly outperforms DFT and is comparable to DFT-VPT2 in the description of vibrational frequencies in regular polyatomic molecules. Furthermore, cNEO-DFT can reasonably describe the proton transfer modes in systems with a shared proton, whereas DFT-VPT2 often faces great challenges. Our results suggest the importance of nuclear quantum effects in molecular vibrations, and cNEO-DFT is an accurate and inexpensive method to describe molecular vibrations.

Multicomponent Unitary Coupled Cluster and Equation-of-Motion for Quantum Computation

The variational quantum eigensolver (VQE) algorithm combined with the unitary coupled cluster (UCC) ansatz has been developed for the quantum computation of molecular energies and wave functions within the Born-Oppenheimer approximation. Herein, this approach is extended to multicomponent systems to enable the quantum mechanical treatment of more than one type of particle, such as electrons and positrons or electrons and nuclei, without invoking the Born-Oppenheimer approximation. Specifically, we introduce the multicomponent unitary coupled cluster (mcUCC) method combined with the VQE algorithm for the calculation of ground-state energies and wave functions as well as the multicomponent equation-of-motion (mcEOM) method for the calculation of excitation energies. These methods are developed within the nuclear-electronic orbital (NEO) framework and are formulated in the qubit basis to enable implementations on quantum computers. Moreover, these methods are used to calculate the ground-state energy and excitation energies of positronium hydride, where both electrons and the positron are treated quantum mechanically, as well as the H₂ molecule, where both electrons and one proton are treated quantum mechanically. These applications validate the implementation and provide benchmark data for future calculations. The errors due to Trotterization of the mcUCC ansatz are also analyzed. This formalism, as well as the accompanying computer code, will serve as the basis for applications to more complex multicomponent systems, such as simulations of photoinduced nonadiabatic molecular processes, on both classical and quantum computers.