Adiabatic projection: Bridging ab initio, density functional, semiempirical, and embedding approximations

Multiconfigurational Correlation at DFT + U Cost: On-Site Electron-Electron Interactions Yield a Block-Localized Configuration Interaction Hamiltonian

This work presents a first-principles wavefunction-in-DFT approach based on the Hubbard density functional theory (DFT) + U method. This approach begins with the standard DFT reference system of noninteracting electrons and introduces an electron-electron interaction projected onto DFT+U-type atomic states. The reference system's configuration interaction Hamiltonian is block-localized to these states and can be expressed in terms of state occupation numbers, state self-energies (which correspond to unscreened Hubbard U values), and the promotion energies of doubly excited Slater determinants. Simple approximations for the promotion energies provide multiconfigurational correlation energies without requiring explicit orbital localization/transform. Numerical results for fractionally occupied chromium atom, bonded chromium dimer, dissociating covalent bonds, and large active spaces show that the approach provides beyond-zero-sum accuracy at computational cost comparable to standard DFT+U.

Core-Projected Hybrids Fix Systematic Errors in Time-Dependent Density Functional Theory Predicted Core-Electron Excitations

Linear response time-dependent density functional theory (TDDFT) is widely applied to valence, Rydberg, and charge-transfer excitations but, in its current form, makes large errors for core-electron excitations. This work demonstrates that the admixture of nonlocal exact exchange in atomic core regions significantly improves TDDFT-predicted core excitations. Exact exchange admixture is accomplished using projected hybrid density functional theory [ J. Chem. Theory Comput. 2023, 19, 837-847]. Scalar relativistic TDDFT calculations using core-projected B3LYP accurately model core excitations of second-period elements C-F and third-period elements Si-Cl, without sacrificing performance for the relative shifts of core excitation energies. Predicted K-edge X-ray near absorption edge structure (XANES) of a series of sulfur standards highlight the value of this approach. Core-projected hybrids appear to be a practical solution to TDDFT's limitations for core excitations, in the way that long-range-corrected hybrids are a practical solution to TDDFT's limitations for Rydberg and charge-transfer excitations.

Reimagining the Wave Function in Density Functional Theory: Exploring Strongly Correlated States in Pancake-Bonded Radical Dimers

Pancake bonding between π-conjugated radicals challenges conventional electronic structure approximations, due to the presence of both dispersion (van der Waals) interactions and "strong" electron correlation. Here we use a reimagined wave function-in-density functional theory (DFT) approach to model pancake bonds. Our generalized self-interaction correction extends DFT's reference system of noninteracting electrons, by introducing electron-electron interactions within an active space. We show that a small variation on our previous derivation recovers a DFT-corrected complete active space method proposed by Pijeau and Hohenstein. Comparison of the two approaches shows that the latter provides reasonable dissociation curves for single bonds and pancake bonds, including excited states inaccessible to conventional linear response time-dependent DFT. The results motivate broader adoption of wavefunction-in-DFT approaches for modeling pancake bonds.

Projected Hybrid Density Functionals: Method and Application to Core Electron Ionization

This work introduces a new class of hybrid density functional theory (DFT) approximations, which incorporate different fractions of nonlocal exact exchange in predefined states such as core atomic orbitals (AOs). These projected hybrid density functionals are related to range-separated hybrid functionals, which incorporate different fractions of nonlocal exchange at different electron-electron separations. This work derives projected hybrids using the Adiabatic Projection formalism. One projects the electron-electron interaction operator onto the chosen predefined states, introduces the projected operator into the noninteracting Kohn-Sham reference system, and employs a formally exact density functional to model the remaining electron-electron interactions. Projected hybrids, like range-separated hybrids, approximate the partially interacting reference system's ground-state wave function as a single Slater determinant. Projected hybrids are readily implemented into existing density functional codes, requiring only a projection of the one-particle density matrices and exchange operators entering existing routines. This work also presents an application to core electron ionization. Projecting onto core atomic orbitals allows us to introduce additional nonlocal exchange into atomic core regions. This reduces the impact of self-interaction error on computed core electron properties. Benchmark studies are reported for PBE0c70, a core-projected variant of the Perdew-Burke-Ernzerhof global hybrid PBE0, in which the fraction of nonlocal exchange is increased from 25% to 70% in atomic core regions. PBE0c70-predicted core orbital energies accurately recover nonrelativistic core-electron binding energies of second-period elements Li-Ne and third-period elements Na-Ar, without degrading the good performance of PBE0 for atomization energies and valence ionization potentials.

Unification of Perdew-Zunger self-interaction correction, DFT+U, and Rung 3.5 density functionals

This Communication presents a unified derivation of three different approximations used in density functional theory (DFT): the Perdew-Zunger self-interaction correction (PZSIC), the Hubbard correction DFT+U, and the Rung 3.5 density functionals. All three approximations can be derived by introducing electron self-interaction into the Kohn-Sham (KS) reference system of noninteracting electrons. The derivation uses the Adiabatic Projection formalism: one projects the electron-electron interaction operator onto certain states, introduces the projected operator into the reference system, and defines a density functional for the remainder. Projecting onto individual localized KS orbitals recovers our previous derivation of the PZSIC [B. G. Janesko, J. Phys. Chem. Lett. 13, 5698-5702 (2022)]. Projecting onto localized atom-centered orbitals recovers a variant of DFT+U. Projecting onto localized states at each point in space recovers Rung 3.5 approaches. New results include an "atomic state PZSIC" that does not require localizing the KS orbitals, a demonstration that typical Hubbard U parameters reproduce a scaled-down PZSIC, and a Rung 3.5 variant of DFT+U that does not require choosing atom-dependent states.

Systematically Improvable Generalization of Self-Interaction Corrected Density Functional Theory

Perdew-Zunger self-interaction correction (PZSIC) reintroduces an exact constraint to approximate density functional theory (DFT). However, PZSIC can paradoxically degrade performance, and standard DFT approximations (with or without PZSIC) are not systematically improvable. We use the adiabatic projection formalism (Janesko, B. G. J. Chem. Phys. 2022, 156, 014111, https://doi.org/10.1063/5.0076144) to derive PZSIC in terms of a reference system experiencing only electron self-interaction. Generalization to a "self-and-some-others" interaction introduces correlation into the reference system, systematically bridging from PZSIC to exact wave function theory without the double counting of correlation. Minimal active spaces accurately treat nearly one electron, near-equilibrium, and strongly correlated model systems at modest computational expense.