The role of axial rotation in the etiology of unilateral disc prolapse. An experimental and finite-element analysis

Understanding the etiopathogenesis of lumbar intervertebral disc herniation: From clinical evidence to basic scientific research

Lumbar intervertebral disc herniation, as a leading cause of low back pain, productivity loss, and disability, is a common musculoskeletal disorder that results in significant socioeconomic burdens. Despite extensive clinical and basic scientific research efforts, herniation etiopathogenesis, particularly its initiation and progression, is not well understood. Understanding herniation etiopathogenesis is essential for developing effective preventive measures and therapeutic interventions. Thus, this review seeks to provide a thorough overview of the advances in herniation-oriented research, with a discussion on ongoing challenges and potential future directions for clinical, translational, and basic scientific investigations to facilitate innovative interdisciplinary research aimed at understanding herniation etiopathogenesis. Specifically, risk factors for herniation are identified and summarized, including familial predisposition, obesity, diabetes mellitus, smoking tobacco, selected cardiovascular diseases, disc degeneration, and occupational risks. Basic scientific experimental and computational research that aims to understand the link between excessive mechanical load, catabolic tissue remodeling due to inflammation or insufficient nutrient supply, and herniation, are also reviewed. Potential future directions to address the current challenges in herniation-oriented research are explored by combining known progressive development in existing research techniques with ongoing technological advances. More research on the relationship between occupational risk factors and herniation, as well as the relationship between degeneration and herniation, is needed to develop preventive measures for working-age individuals. Notably, researchers should explore using or modifying existing degeneration animal models to study herniation etiopathogenesis, as such models may allow for a better understanding of how to prevent mild-to-moderately degenerated discs from herniating.

Bony Stress and Its Association With Intervertebral Disc Degeneration in the Lumbar Spine: A Systematic Review of Clinical and Basic Science Studies

STUDY DESIGN

Translational review encompassing basic science and clinical evidence.

OBJECTIVES

Multiple components of the lumbar spine interact during its normal and pathological function. Bony stress in the lumbar spine is recognized as a factor in the development of pars interarticularis defect and stress fractures, but its relationship with intervertebral disc (IVD) degeneration is not well understood. Therefore, we conducted a systematic review to examine the relationship between bony stress and IVD degeneration.

METHODS

Online databases Scopus, PubMed and MEDLINE via OVID were searched for relevant studies published between January 1980-February 2020, using PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-analyses) guidelines. Two authors independently analyzed the data, noting characteristics and biases in various studies.

RESULTS

Thirty-two articles were included in the review: 8 clinical studies, 9 finite element modeling studies, 3 in-vivo biomechanical testing studies, and 12 in-vitro biomechanical testing studies. Of the 32 articles, 19 supported, 4 rejected and 9 made no conclusion on the hypothesis that there is a positive associative relationship between IVD degeneration and bony stress. However, sufficient evidence was not available to confirm or reject a causal relationship.

CONCLUSIONS

Most studies suggest that the prevalence of IVD degeneration increases in the presence of bony stress; whether a causal relationship exists is unclear. The literature recommends early diagnosis and clinical suspicion of IVD degeneration and bony stress. Longitudinal studies are required to explore causal relationships between IVD degeneration and bony stress.

Facet Tropism/Inclination and Its Association with Intervertebral Disc Herniation in the Lumbar Spine - A Radiological Evaluation

Objective  To assess the role of facet tropism (FT) in intervertebral disc prolapse. Methods  A total 98 patients with lower back pain were included in the study. Magnetic resonance imaging scans were performed and analyzed. The angles of the right and left facets were measured on the axial section. Patients without disc prolapse at the L3-L4, L4-L5 and L5-S1 levels act as controls for those with disc prolapse at the same levels. A statistical analysis was also performed. Results  The incidence of FT at the L3-L4 level was of 85.2% in patients with disc herniation ( n  = 27), and of 56.3% in the control group, which was statistically significant ( p  = 0.008). Similarly, at the L4-L5 level, incidence of FT among cases and controls was of 71.4% ( n  = 35) and 52.4% respectively ( p  = 0.066). At the L5-S1 the incidence was of 66% and 51% among cases and controls respectively ( p  = 0.13). Conclusion  We found a positive association between FT and disc herniation at the L3-L4 level, but no association at the L4-L5 and L5-S1 levels.

Bony stress in the lumbar spine is associated with intervertebral disc degeneration and low back pain: a retrospective case-control MRI study of patients under 25 years of age

PURPOSE

Abnormal stress in the lumbar vertebra, also known as bony stress, can be a precursor to degenerative changes which may manifest as low back pain (LBP). However, the prevalence of bony stress in the lumbar spine and its relationship with degenerative changes and LBP is unclear. The purpose of this study was to evaluate the prevalence of bony stress in the lumbar spine and its relationship with intervertebral disc (IVD) degeneration, facet osteoarthritis and LBP in patients under 25 years of age.

METHODS

A retrospective case-control study of 130 patients under 25 years of age was conducted from a population of 493 patients who had lumbar MRI across three imaging centres over three years. A cohort of 55 consecutive patients with bony stress was identified. A control group of consecutive patients (n = 75) without bony stress was also selected from the population.

RESULTS

Bony stress was prevalent in 11% (95% CI [8.4-14.5%]) of patients and was not diagnosed in 36% (95% CI [22-55%]) of these cases. Patients with bony stress had over twofold (OR 2.3, 95% CI [1.1-4.8]) and fivefold (OR 5.3, 95% CI [2.11-13.3]) higher likelihood of having IVD degeneration and LBP, respectively, when compared with the control group. Bony stress was not found to be associated with facet osteoarthritis.

CONCLUSION

Bony stress in the lumbar spine was prevalent in 11% of patients under 25 years of age. It was commonly undiagnosed in radiology reports (not reported in 36% of the cases). Being significantly associated and with an increased likelihood of IVD degeneration and LBP, we posit that bony stress is likely a symptomatic and clinically meaningful diagnostic entity in the assessment of LBP. These slides can be retrieved under Electronic Supplementary Material.

Is Facet Tropism Associated with Increased Risk of Disc Herniation in the Lumbar Spine?

STUDY DESIGN

Retrospective case control study.

PURPOSE

In current study, we compared the incidence of facet tropism (FT) in patients with lumbar disc herniation and normal controls.

OVERVIEW OF LITERATURE

It has been suggested that FT can be associated with increased risk of lumbar disc herniation.

METHODS

A total of 66 and 63 patients with L4/L5 and L5/S1 disc herniation, respectively, were evaluated in the present study. The control group comprised 61 normal subjects. Facet joint angle was measured using axial magnetic resonance images. The FT was defined as a difference of >10° between the right and left facet joints. The incidence of FT was compared between patients and controls. We also investigated the relationship between facet orientation (sagittal or coronal) and side of disc herniation.

RESULTS

The incidence of FT at the L4/L5 level was significantly higher in patients with disc herniation (48.5% vs. 26.2%, p =0.01), while it was found to be the same at the L5/S1 level in patients and controls (50.8% vs. 36%, p =0.098). Among the 64 patients with FT, intervertebral disc herniation occurred significantly toward the more sagittally oriented facet joint in 41 patients (p <0.05).

CONCLUSIONS

FT is associated with increased risk of L4/L5 intervertebral disc herniation, but not at the L5/S1 level. In addition, disc herniation occurred toward the more sagittally oriented facet joint.

Characterization of facet joint cartilage properties in the human and interspecies comparisons

The facet joint, a synovial joint located on the posterior-lateral spine, is highly susceptible to degenerative changes and plays a significant role in back-related morbidities. Despite its significance, the facet is rarely studied and thus current treatment strategies are lacking. This study aimed to characterize, for the first time, the properties of human, pig, monkey, and rabbit lumbar facet cartilage providing much-needed design criteria for tissue engineering approaches. In this study, where possible, the facet's morphological, histological, mechanical, and biochemical properties were evaluated. Comparisons between the properties of the inferior and superior facet surfaces, as well as among spinal levels were performed within each species. In addition, interspecies comparisons of the properties were determined. The human facet joint was found to be degenerated; 100% of joint surfaces showed signs of pathology and approximately 71% of these were considered to be grade 4. Joint morphology varied among species, demonstrating that despite the mini-pig facet being closest to the human in terms of width and length, it was far more curved than the human or any of the other species. No notable differences were found in the mini-pig, monkey, and rabbit mechanical and biochemical properties, suggesting that these species, despite morphological differences, may serve as suitable animal models for studying structure-function relationships of the human facet joint. The characterization data reported in this study may increase our understanding of this ill-described joint as well as provide the foundation for the development of new treatments such as tissue engineering.

STATEMENT OF SIGNIFICANCE

This work provides the first comprehensive description of the properties of lumbar facet joint cartilage. Importantly, this work establishes that histological, biochemical, and mechanical properties are comparable between bipedal and quadrupedal animals, helping to guide future selection of appropriate animal models. This work also suggests that the human facet joint is highly susceptible to pathology. The mechanical properties of facet cartilage, found to be inferior to those of other synovial joints, provide a greater understanding of the joint's structure-function relationships as well as the potential etiology of facet joint pathology. Lastly, this work will serve as the foundation for the development of much-needed facet joint treatments, especially those based on tissue engineering approaches.

Exploring the effects of seated whole body vibration exposure on repetitive asymmetric lifting tasks

This study investigated changes in the physiological and behavioral responses to repetitive asymmetric lifting activity after exposure to whole body vibrations. Seventeen healthy volunteers repeatedly lifted a box (15% of lifter's capacity) positioned in front of them at ankle level to a location on their left side at waist level at the rate of 10 lifts/min for a period of 60 minutes. Prior to lifting, participants were seated on a vibrating platform for 60 minutes; in one of the two sessions the platform did not vibrate. Overall, the physiological responses assessed using near-infrared spectroscopy signals for the erector spinae muscles decreased significantly over time during the seating and the lifting tasks (p < 0.001). During repetitive asymmetric lifting, behavioral changes included increases in peak forward bending motion, twisting movement, and three-dimensional movement velocities of the spine. The lateral bending movement of the spine and the duration of each lift decreased significantly over the 60 minutes of repetitive lifting. With exposure to whole body vibration, participants twisted farther (p = 0.046) and twisted faster (p = 0.025). These behavioral changes would suggest an increase in back injury risk when repetitive lifting tasks are preceded by whole body vibration exposure.

Association of facet tropism with lumbar disc herniation

PURPOSE

Facet tropism is defined as asymmetry between left and right facet joints and is postulated as a possible cause of disc herniation. In the present study, the authors used a 3-T MRI to investigate the association between facet tropism and lumbar disc herniation at a particular motion segment. They also examined whether the disc herniated towards the side of the more coronally oriented facet joint.

METHODS

Sixty patients (18-40 years) with single level disc herniation (L3-L4, L4-L5, or L5-S1) were included in the study. Facet angles were measured using MRI of 3-T using the method described by Karacan et al. Facet tropism was defined as difference of 10° in facet joint angles between right and left sides. Normal disc adjacent to the herniated level was used as control. We also examined if disc herniated towards the side of more coronally oriented facet.

RESULTS

Twenty-five herniations were at L4-L5 level and 35 at L5-S1. Statistical analysis was performed using the Fischer Exact Test. At L4-L5 level, 6/25 cases had tropism compared to 3/35 controls (p = 0.145). At L5-S1 level, 13/35 cases had tropism as compared to 1/21 controls (p = 0.0094). Of 19 cases having tropism, the disc had herniated towards the coronally oriented facet in six (p = 0.11).

CONCLUSION

The findings of the study suggest that facet tropism is associated with lumbar disc herniation at the L5-S1 motion segment but not at the L4-L5 level.

Effects of calcaneal eversion on three-dimensional kinematics of the hip, pelvis and thorax in unilateral weight bearing

Understanding the kinematic chain from foot to thorax will provide a better basis for assessment of malalignment of the body. The purpose of this study was to investigate the effects of induced calcaneal eversion on the kinematics of the hip, pelvis and thorax in three dimensions under unilateral weight-bearing. Twenty-eight healthy males were requested to stand on one leg under three conditions: normal (standing directly on the floor), and on wedges producing 5° and 10° calcaneal eversion. Recorded kinematic parameters included the angles of the hip joint, pelvis, and thorax in three dimensions. Eversion induced by wedges produced significant increases in hip flexion, hip medial rotation, pelvic anterior tilt, and thoracic lateral tilt and axial rotation to the standing side. In the frontal plane, pelvic lateral tilt to the standing side was decreased in 5° eversion condition compared with normal condition; conversely, it was increased in 10° eversion condition compared with 5° eversion condition. Arch height was negatively correlated with change in thoracic axial rotation to standing side from the normal to 10° eversion (r=-.528, p<.01). We concluded that induced calcaneal eversion affects the three-dimensional kinematics of the thorax through the hip joint and the pelvis.

Vertebral fractures usually affect the cranial endplate because it is thinner and supported by less-dense trabecular bone

INTRODUCTION

Cranial endplates of human vertebrae are injured more often than caudal, in both young and elderly spines. We hypothesise that cranial endplates are inherently vulnerable to compressive loading because of structural asymmetries in the vertebrae.

METHODS

Sixty-two "motion segments" (two vertebrae and the intervening disc and ligaments) were obtained post-mortem from thirty-five human spines (17F/18M, age 48-92 yrs, all spinal levels from T8-9 to L4-5). Specimens were compressed to failure while positioned in 2-6 degrees of flexion, and the resulting damage characterised from radiographs and at dissection. 2 mm-thick slices of 94 vertebral bodies (at least one from each motion segment) were cut in the mid-sagittal plane, and in a para-sagittal plane through the pedicles. Microradiographs of the slices were subjected to image analysis to determine the thickness of each endplate at 10 locations. Optical density of the endplates and adjacent trabecular bone was also measured. Measurements obtained in cranial and caudal regions, and in mid-sagittal and pedicle slices, were compared using repeated measures ANOVA with age, level and gender included as between-subject factors. Linear regression was used to determine significant predictors of compressive strength (failure stress).

RESULTS

Fracture affected the cranial endplate in 55/62 specimens. Cranial endplates were thinner than caudal (p=0.003) by 14% and 11% on average, in mid-sagittal and pedicle slices respectively. Caudal but not cranial endplates were thicker at lower spinal levels (p=0.01). Optical density of trabecular bone adjacent to the endplates was 6% lower cranially than caudally (p=0.004), and the average optical density of trabecular bone in mid-sagittal slices was 10% lower in women than in men (p=0.025). Vertebral yield stress (mean 2.22 MPa, SD 0.77 MPa) was best predicted by the density of trabecular bone underlying the cranial endplate of the mid-sagittal slice of the fractured vertebra (r(2)=0.67, p=0.0006).

CONCLUSIONS

When vertebrae are compressed naturally by adjacent intervertebral discs, cranial endplates usually fail before caudal endplates because they are thinner and supported by less dense trabecular bone.

Facet asymmetry in normal vertebral growth: characterization and etiologic theory of scoliosis

STUDY DESIGN

The shape and orientation of the thoracic and lumbar zygapophyseal facets at the T1-L5 level in children were measured and analyzed.

OBJECTIVE

To detect the pattern of zygapophyseal facet asymmetry in the thoracic and lumbar spines in children.

SUMMARY OF BACKGROUND DATA

Whereas many studies have defined the pattern of zygapophyseal facet asymmetry in adults, there is insufficient data in children.

METHODS

A 3-dimensional digitizer was used to measure zygapophyseal facet size, topography (length, width, concavity, convexity, and lateral interfacet height), and orientation (transverse and sagittal facet angles) at the T1-L5 level. Thirty-two complete, nonpathologic skeletons of children (age range from 4 to 17 years), housed at the Hamman-Todd Human Osteological Collection (Cleveland Museum of Natural History, Cleveland, OH) were assessed. Statistical analysis included paired t tests and analysis of variance.

RESULTS

In general, zygapophyseal facet asymmetry in children exists only in the superior facets of the thoracic spine and is independent of age: The right superior facet is significantly shorter than the left in all thoracic vertebrae T1-T12 (up to -2.91 mm at T1), and significantly wider than the left in thoracic vertebrae T1-T9 (T8 excluded) (P < 0.003). The right superior transverse and sagittal facet angles are significantly greater than the left in thoracic vertebrae T1-T11, indicating a lesser inclination (in the sagittal plane) and more frontally positioned facet (in the transverse plane) (P < 0.003). Facet asymmetry was not evident in the superior or inferior facets of the lumbar vertebrae.

CONCLUSION

Facet asymmetry in thoracic vertebrae appears in early childhood. The pattern of this asymmetry differs from that reported for adults and may be considered as a possible contributing etiological factor in the development of different types of idiopathic scoliosis.

The influence of facet tropism on herniation of the lumbar disc in adolescents and adults

We carried out a study to determine the effect of facet tropism on the development of adolescent and adult herniation of the lumbar disc. We assessed 149 levels in 140 adolescents aged between 13 and 18 years and 119 levels in 111 adults aged between 40 and 49 years with herniation. The facet tropism of each patient was measured at the level of the herniated disc by CT. There was no significant difference in facet tropism between the herniated and the normal discs in both the adolescent and adult groups, except at the L4-L5 level in the adults. Facet tropism did not influence the development of herniation of the lumbar disc in either adolescents or adults.

Ergonomics and biology of spinal rotation

Spinal rotation, though being a very common motion of the body, is poorly understood. Furthermore, this motion and the extent of its development is unique to the human. Beyond the extent of its need in common activities, spinal rotation is a destabilizating motion for an inherently unstable structure. Spinal rotation has been argued to be an essential feature for an efficient bipedal gait. Also, it provides leverage to the upper extremities in delivering a forceful impact. An artificial restriction/elimination of spinal rotation resulted in significantly shorter stride length, slower walking velocity, and higher energy consumption in walking (p < 0.05). Spinal rotation also decreases the amount of force the spinal muscles can generate (to 25% of spinal extension). However, its extensive employment in industrial activities has been associated with 60.4% of back injuries. It is further stated that the amount of scientific information currently available is inadequate to biomechanically model the spinal response in a working environment. For example, when the spine is pre-rotated, a further rotation in the direction of pre-rotation decreases the force production significantly (p < 0.01) and increases the EMG activity significantly (p < 0.01) but the pattern changes with effort in the opposite direction. This and other properties (described in the paper) render biomechanical models inadequate. Muscle activation pattern and neuromotor behaviour of spinal muscles in flexion/extension and rotation of the spine are significantly different from each other (p < 0.01). The localized fatigue in different spinal muscles in the same contraction is significantly different and has been called differential fatigue. Finally, the trunk rotation, being pivotal for bipedal locomotion has brought many back problems to the human race.

Trunk muscle strength in flexion, extension, and axial rotation in patients managed with lumbar disc herniation surgery and in healthy control subjects

STUDY DESIGN

A cross-sectional study was conducted.

OBJECTIVE

To compare maximal flexion, extension, and rotation strength as well as force-time characteristics of trunk muscles in patients who undergo lumbar disc herniation with those in healthy control subjects 2 months after surgery.

SUMMARY OF BACKGROUND DATA

Insufficient attention has been paid to muscle strength characteristics after lumbar disc herniation surgery.

METHODS

For this study, 30 postoperative patients with lumbar disc herniation and 30 healthy control subjects volunteered to participate. Isometric trunk flexion, extension in the standing position, and seated rotation strength were tested bilaterally in a neutral posture and at 30 degrees axial prerotation. The area under the curve was calculated to analyze explosive force capacity. Dynamic endurance strength was measured by calculating the repetition maximum. Pain during the strength measurements was assessed by a visual analog scale.

RESULTS

The healthy control subjects showed 44% and 36% higher isometric trunk flexion (P < 0.001) and extension (P < 0.001) forces, respectively, than the patients. The respective values for the area under the curve were 41% and 37% higher for the trunk flexors (P < 0.001) and extensors (P < 0.001) in the healthy control subjects than in the patients. The differences in trunk rotation force between the groups were statistically significant when the lower body was rotated 30 degrees to the right (P = 0.023) or to the left (P = 0.043) and the upper body was rotated in the opposite direction. Furthermore, in the dynamic endurance strength test, the healthy control subjects performed 70% more repetitions both for trunk flexors and extensors than did the patients. Some of the patients reported mild pain during the strength measurements, but the level of pain did not correlate with the strength values.

CONCLUSIONS

The recovery of maximal endurance and explosive type strength characteristics is incomplete in patients with lumbar disc herniation 2 months after surgery. Active strength training is recommended to restore muscle function in these patients.

Facet joint geometry and intervertebral disk degeneration in the L5-S1 region of the vertebral column in German Shepherd Dogs

OBJECTIVE

To evaluate the possible association between facet joint geometry and intervertebral disk degeneration in German Shepherd Dogs.

ANIMALS

25 German Shepherd Dogs and 11 control dogs of similar body weight and condition.

PROCEDURE

Facet joint angles in the caudal portion of the lumbar region of the vertebral column (L5-S1) were measured by use of computed tomography, and the intervertebral discs were evaluated microscopically. The relationship between facet joint geometry and disk degeneration was evaluated by use of statistical methods.

RESULTS

German Shepherd Dogs had significantly more facet joint tropism than control dogs, but an association with disk degeneration was not found. However, German Shepherd Dogs had a different facet joint conformation, with more sagittally oriented facet joints at L5-L6 and L6-L7 and a larger angle difference between the lumbar and lumbosacral facet joints, compared with control dogs.

CONCLUSIONS AND CLINICAL RELEVANCE

A large difference between facet joint angles at L6-L7 and L7-S1 in German Shepherd Dogs may be associated with the frequent occurrence of lumbosacral disk degeneration in this breed.

Recent advances in lumbar spinal mechanics and their significance for modelling

Mathematical models are often used to quantify the overall forces and moments acting on the lumbar spine. However, if the purpose of the research is to explain how spinal tissues can be injured, it is necessary to distribute the overall forces and moments between (and within) different spinal structures, because it is the concentration of force which causes injury, and elicits pain. This paper reviews recent experimental evidence concerning the distribution of forces and moments acting on the lumbar spine. Lordotic postures increase loading of the posterior annulus and apophyseal joints, whereas moderately flexed postures tend to equalise compressive stress across the disc, and unload the apophyseal joints. Sustained compression reduces the volume and pressure of the nucleus pulposus, while increasing compressive stresses in the annulus and neural arch. Sustained compression also reduces disc height, giving some slack to collagen fibres in the intervertebral disc and ligaments, and causing them to resist bending less. Disc degeneration has a similar effect on disc height, and stress distributions. On the other hand, discs and ligaments can be subjected to greater bending moments following a period of sustained or repetitive bending, because sustained bending impairs the normal protective reflex from the back muscles, and repetitive bending fatigues the back muscles, reducing their ability to protect the spine. Incorporating this information into mathematical models will make them better able to identify which activities are most likely to injure the lumbar spine in life.

Histology of intervertebral disc protrusion: an experimental study using an aged rat model

STUDY DESIGN

In vitro experimental intervertebral disc ruptures of aged rats were examined histologically.

OBJECTIVES

To clarify the mechanism of intervertebral disc herniations by microscopic investigation of ruptured discs.

SUMMARY OF BACKGROUND DATA

Clinically, disc herniations have been classified into two types: extrusion and protrusion. However, the pathogenesis of protrusion type herniations has not yet been demonstrated by any studies. To clarify this issue, it is essential to establish an appropriate model producing disc herniations, and to examine the sequential changes in the structure of herniated discs.

METHODS

Lumbar discs of 2-year-old rats were examined histologically and compared with human lumbar discs. To examine structural changes in discs subjected to repetitive motion stress, 400 repetitions of a sequence of flexion (30 degrees ) and axial rotation (6 degrees ) were applied in vitro to the lumbar discs of the animals.

RESULTS

The microstructure of normal lumbar discs in aged rats was similar in many ways to the human lumbar discs in a 20- to 40-year-old adult. Of 10 discs subjected to repetitive stress, 4 were ruptured at the junction between the posterior anulus fibrosus and the sacral cartilage endplate. One had an extruded nucleus pulposus, and three had a protruded anulus fibrosus, which displayed disorganized structure containing widened and flaccid lamellae.

CONCLUSIONS

The results from this study indicate that disc protrusion can be caused by disorganization of the ruptured annular lamellae, not by focal compression of the nucleus pulposus.

Torque and EMG in isometric graded flexion-rotation and extension-rotation

The main objective of the study was to measure the magnitude and pattern of electromyographic (EMG) activity of the trunk muscles in combined motions of flexion-rotation and extension-rotation. Another objective of the study was to determine the torque-EMG Root Mean Square (RMS) relationship in these activities for predictive purposes. Nineteen normal young adult subjects who met the inclusion criteria were fitted with 12 pairs of surface electrodes on their external and internal oblique, rectus abdominis, latissimus dorsi, and erector spinae muscles at T10 and L3 levels bilaterally. Using a Posture Stabilizing Platform (PSP) they were fixed in 40 degrees flexed and 40 degrees right rotated trunk postures. From this posture subjects attempted an isometric extension-rotation and flexion-rotation in the plane defined by the asymmetrical postural axis in the plane of rotation of the assumed posture. Contractions of 25, 50 and 75% of the previously measured maximal voluntary contraction (MVC) were attempted using a Static Dynamic Strength Tester (SDST) and force monitor attached by a steel cable to a rigid thoracic harness worn by the subjects. The data were acquired at 1 kHz. Descriptive statistics were calculated and ANOVA, correlation and regression analyses were carried out. With linear increase in flexion-rotation and extension-rotation torque, the magnitude of total EMG output increased exponentially. In flexion-rotation the EMG magnitude of all muscles increased with increasing grades of contraction (% of MVC). However, in proportional terms, the magnitude of erector spinae EMG declined. In extension-rotation there was a reversal of roles between the ventral and dorsal muscles compared to the flexion-rotation. For the two genders, all muscles and grades of contractions were significantly different from each other (p<0.01). There was a significant but modest correlation between EMG and torque (r = 0.25 to 0.54; p<0.01). The regressions were significant (p<0.01) and explained up to 74% of the variance in torque. The flexion-rotation and extension-rotation torques can be predicted with only a moderate accuracy.

Theories of musculoskeletal injury causation

Based on the scientific evidence in published literature about precipitation of musculoskeletal injuries in the workplace, four theories have been proposed to explain these afflictions. Central to all theories is the presupposition that all occupational musculoskeletal injuries are biomechanical in nature. Disruption of mechanical order of a biological system is dependent on the individual components and their mechanical properties. These common denominators will be causally affected by the individual's genetic endowment, morphological characteristics and psychosocial makeup, and by the occupational biomechanical hazards. This phenomenon is explained by the Multivariate Interaction Theory. Differential Fatigue Theory accounts for unbalanced and asymmetric occupational activities creating differential fatigue and thereby a kinetic and kinematic imbalance resulting in injury precipitation. Cumulative Load Theory suggests a threshold range of load and repetition product beyond which injury precipitates, as all material substances have a finite life. Finally, Overexertion Theory claims that exertion exceeding the tolerance limit precipitates occupational musculoskeletal injury. It is also suggested that while these theories may explain the immediate mechanism of precipitation of injuries, they all operate simultaneously and interact to modulate injuries to varying degrees in different cases.

Trunk muscle activities during asymmetric twisting motions

Axial twisting of the torso has been identified via epidemiologic studies as a significant risk factor for occupationally-related low back disorders. However, only recently have biomechanical studies been able to describe how twisting is accomplished through the use of the trunk musculature. These studies have been performed on subjects whose torso twists were performed in an upright posture. In this study, the electromyographic activity of ten trunk muscles was observed while 12 subjects performed twisting exertions in three different trunk postures. These postures included upright twisting, twisting while the trunk was flexed in the sagittal plane, and twisting while the trunk was flexed and rotated asymmetrically. In addition, twisting velocity and direction of motion were changed under the experimental conditions. Under upright twisting conditions, the twisting torque was generated easily and relatively efficiently through the employment of the oblique (internal and external) and latissimus dorsi muscles. When the trunk was flexed the activity of erector spinae muscles increased (about 10-15%) while the external oblique activity decreased (about 3-5%). Twisting while in asymmetric bent postures was accomplished with a reduction in oblique and latissimus dorsi muscle activities (approximately 5%) while the erector spinae muscle activity remained elevated. The change in muscle activity needed to balance the torso during twisting while bending also increased the amount of lateral torque that was produced by the trunk. These findings suggest that studies observing trunk muscle activities and trunk loading while subjects were in upright postures should be interpreted with caution when evaluating the activity of the trunk during occupational activities. Since many occupational twisting tasks are performed in awkward, asymmetric postures, application of results from upright twisting studies might underestimate the risk of these activities.

Trunk strength in combined motions of rotation and flexion/extension in normal young adults

Thirty-eight normal healthy young subjects (14 males, 24 females) with mean ages of 23 years (males) and 21 years (females), performed 36 functional rotational tasks of the trunk. The subject's lower extremities were stabilized in a stabilizing platform, allowing the entire motion of flexion-rotation and extension-rotation to take place in the trunk. Of these tasks, 18 were isometric and the other 18 were isokinetic. The isometric tasks consisted of flexion-rotation and extension-rotation from a 20 degrees, 40 degrees and 60 degrees flexed trunk in 20 degrees, 40 degrees and 60 degrees of axial rotation. The isokinetic activity consisted of flexion-rotation and extension-rotation from upright and flexed postures respectively in 20 degrees, 40 degrees and 60 degrees rotation planes at 15 degrees, 30 degrees and 60 degrees/s angular velocities. The results revealed that the males were significantly stronger than females (p < 0.01) and isometric activities produced significantly greater torque compared to isokinetic efforts (p < 0.01). The degree of trunk flexion was not significant; the angle of rotation, although significant, had only a small effect. The 60 degrees trunk rotation was significantly different from 20 degrees and 40 degrees of trunk rotation. The multiple regressions were all significant (p < 0.01); however, they predicted only 40 to 60% of the variations. Based on the results and analysis, it is suggested that the motion involved rather than the torque may have a consequential effect in the precipitation of back injuries.

An assessment of complex spinal loads during dynamic lifting tasks

STUDY DESIGN

An electromyogram-assisted free-dynamic lifting model was used to quantify the patterns of complex spinal loads in subjects performing various lifting tasks.

OBJECTIVES

To assess in vivo the three-dimensional complex spinal loading patterns associated with high and low risk lifting conditions that matched those observed in industrial settings.

SUMMARY OF BACKGROUND DATA

Combined loading on the spine has been implicated as a major risk factor in occupational low back disorders. However, there is a void in the literature regarding the role of these simultaneously occurring complex spinal loads during manual lifting.

METHODS

Eleven male subjects performed symmetric and asymmetric lifting tasks with varying speed and weight. Reactive forces and moments at L5-S1 were determined through the use of electrogoniometers and a force plate. An electromyogram-assisted model provided the continuous patterns of three-dimensional spinal loads under these complex lifting tasks.

RESULTS

The results showed that complex dynamic motions similar to those observed in risky industrial tasks generated substantial levels of combined compressive and shear loads. In addition, higher loading rates were observed under these conditions. Unlike loading magnitudes, loading rate was a better indicator of dynamic loading because it incorporated both the duration and magnitude of net muscle forces contributing to total spinal loading during the lifting conditions.

CONCLUSIONS

Quantification of spinal combined motions and loading in vivo has not been undertaken. This study provided a unified assessment of the effects of combined or coupled motions and moments in the internal loading of the spine. Dynamic lifting conditions similar to those observed in risky industrial situations generated unique complex patterns of spinal loading, which have been implicated to pose a higher risk to the spinal structure. The higher predicted loading and loading rate during asymmetric lifting conditions can be avoided by appropriate ergonomic workplace modifications.

Facet tropism in lumbar motion segments and its significance in disc herniation

OBJECTIVE AND DESIGN

To define facet tropism (FT) for each motion segment of the lower lumbar spine for subjects without disc herniation, and to evaluate the significance of facet tropism in disc herniation.

METHODS

Sixty subjects were evaluated by measuring the facet angle (FA) of three lower lumbar motion segments with the use of computed tomography (CT) and a computer program. The subjects were divided into two groups: 33 without disc herniation and 27 with disc herniation at one or more levels of lower lumbar motion segments. The FA was defined as the angle of the facet and midsagittal lines. The difference between the right and left FAs at each motion segment was calculated. FT was defined as an angle difference larger than the mean and one standard deviation of the angle differences between the right and left FAs at each motion segment in the group without disc herniation.

OUTCOME MEASUREMENTS

Statistical significance of the bilateral angle difference of each lower lumbar motion segment between the two groups was analyzed by the two-sample t test. Using the defined angle difference for FT, the incidence of FT in the two groups at each motion segment was analyzed by the Fisher's exact test.

RESULTS

FT was defined for the 33 subjects without disc herniation on CT scans as an angle difference larger than 12 degrees at L3-L4, 15 degrees at L4-L5, and 12 degrees at L5-S1, approximately. There was no statistical significance in the bilateral FA difference (p > .05) and incidence of FT (p > .05) at each segment between the two groups.

CONCLUSION

This study did not show that facet joint tropism plays a significant role in disc herniation in the lower lumbar spine.

Axial rotation strength in seated neutral and prerotated postures of young adults

STUDY DESIGN

To determine the trunk-twisting capability from neutral and prerotated postures, a study was designed to measure torque generated in isometric and isokinetic activities of 50 young adults.

OBJECTIVES

To determine the isometric and isokinetic axial rotation strengths of male and female subjects in neutral and asymmetric postures and to quantify the effect of velocity of rotation on the isokinetic trunk strength profile.

METHODS

A specially designed axial rotation tester was employed using specially written modular software for data collection and analysis. The isometric strengths were measured in neutral, 15 degrees, and 30 degrees prerotated trunk postures. The isokinetic strength was measured in activities starting from the neutral position to fully rotated and from a fully rotated position to neutral positions at 10 degrees, 20 degrees, and 40 degrees per second angular velocity. The data obtained were subjected to multivariate and univariate analyses of variances with multiple comparisons and multiple regression analyses.

RESULTS

All study participants were significantly stronger in isometric twisting activities than in the isokinetic activities. In isometric activities, participants were 20-25% weaker in prerotated postures when twisting in the direction of prerotation and were approximately 30% stronger in the opposite direction. For isokinetic activities, the trunk rotation from neutral to asymmetric positions produced lesser torques compared with torques from rotated positions to the neutral position. The torque-producing capability declined with increasing velocity of activity.

CONCLUSION

This study adds to the data base of rotational strength.

Facet joint asymmetry as a radiologic feature of lumbar intervertebral disc herniation in children and adolescents

STUDY DESIGN

This study compared the incidence of facet joint asymmetry between adult and juvenile patients with lumbar intervertebral disc herniation.

OBJECTIVES

To determine the different distribution of the facet joint asymmetry between the adult and juvenile patients.

SUMMARY OF BACKGROUND DATA

As early as 1967, it was suggested that asymmetry of the facet joints is correlated with the development of disc herniation. There have been numerous arguments for and against Farfan's hypothesis, however, most studies were carried out on adult patients, and this hypothesis has not been verified in juvenile patients.

METHODS

The study group consisted of 29 levels of 25 patients aged 12-20 years (juvenile group) and 50 levels of 33 patients aged 30-49 years (adult group) who underwent posterior discectomy. The shape of facet joints, the facet joint angle, and the moment arm angle and length were measured for each facet joint using computed tomography. Facet joint asymmetry was defined as the difference in facet joint shape or a difference of more than 10 degrees in facet joint angles between the right and left sides. The incidence of facet joint asymmetry and the relationships among the facet joint asymmetry and the location, type of disc herniation, and disc degeneration were examined in juvenile and adult groups.

RESULTS

The overall incidence of facet joint asymmetry was significantly higher in the juvenile group (12 levels, 41%) than in the adult group (four levels, 8%; P < 0.01). There were no significant relationships among the facet joint asymmetry, the location, type of disc herniation, and disc degeneration.

CONCLUSIONS

This study revealed that the frequency of facet joint asymmetry in the juvenile group was five times higher than that in the adult group. This result indicates that facet joint asymmetry is a radiologic feature of lumbar intervertebral disc herniation in children and adolescents.

Finite element models in tissue mechanics and orthopaedic implant design

This article attempts to review the literature on finite element modelling in three areas of biomechanics: (i) analysis of the skeleton, (ii) analysis and design of orthopaedic devices and (iii) analysis of tissue growth, remodelling and degeneration. It is shown that the method applied to bone and soft tissue has allowed researchers to predict the deformations of musculoskeletal structures and to explore biophysical stimuli within tissues at the cellular level. Next, the contribution of finite element modelling to the scientific understanding of joint replacement is reviewed. Finally, it is shown that, by incorporating finite element models into iterative computer procedures, adaptive biological processes can be simulated opening an exciting field of research by allowing scientists to test proposed 'rules' or 'algorithms' for tissue growth, adaptation and degeneration. These algorithms have been used to explore the mechanical basis of processes such as bone remodelling, fracture healing and osteoporosis. RELEVANCE: With faster computers and more reliable software, computer simulation is becoming an important tool of orthopaedic research. Future research programmes will use computer simulation to reduce the reliance on animal experimentation, and to complement clinical trials.

Time-dependent changes in the lumbar spine's resistance to bending

OBJECTIVE: To show how time-related factors might affect the risk of back injury. DESIGN: Mechanical testing of cadaveric lumbar motion segments. BACKGROUND: High bending stresses acting on the lumbar spine are associated with injuries to the intervertebral discs and ligaments. Since these soft tissues are viscoelastic, the bending stress ('bending moment') must depend on the speed of movement and the duration of loading, but this has not previously been quantified. METHODS: Forty-five cadaveric lumbar segments, consisting of two vertebrae and the intervening disc and ligaments, were loaded in combined bending and compression in order to simulate movements and postures in living people. The relationship between flexion angle and bending moment was determined at different loading rates, and after sustained loading in bending and in compression. RESULTS: Rapid flexion movements increased the peak bending moment by 10-15% compared to slow movements. On average, repeated flexion over a period of 5 min reduced the peak bending moment by 17%, and 5 min of sustained flexion reduced it by 42%. Two hours of compressive creep loading reduced the height of the intervertebral discs by 1.1 mm, increased the range of flexion by 12%, and reduced peak bending moment by 41%. CONCLUSIONS: The scale of these changes suggests that, in life, the risk of bending injury to the lumbar discs and ligaments will depend not only on the loads applied to the spine, but also on loading rate and loading history. RELEVANCE: The results show how time-dependent factors can increase the risk of bending injury to the osteoligamentous lumbar spine.

Anatomy of intervertebral disc and pathophysiology of herniated disc disease

This discussion reviews developments in normal and abnormal disc biology over the past decade. The anatomic and biochemical structure of the disc is reviewed. Emphasis is placed on recent neurochemical changes identified in disc degeneration and disc herniation. Biomechanical considerations for the normal disc are presented. Influence of mechanical factors on disc nutrition, disc degeneration and disc herniation is reviewed. Biologic events underlying the diagnostic methods used in evaluating disorders of the intervertebral disc are presented. The biologic consequences of iatrogenic disc injury in discectomy are also discussed.

Biomechanical risk factors for occupationally related low back disorders

A continuing challenge for ergonomists has been to determine quantitatively the types of trunk motion and how much trunk motion contributes to the risk of occupationally-related low back disorder (LBD). It has been difficult to include this motion information in workplace assessments since the speed at which trunk motion becomes dangerous has not been determined. An in vivo study was performed to assess the contribution of three-dimensional dynamic trunk motions to the risk of LBD during occupational lifting in industry. Over 400 industrial lifting jobs were studied in 48 varied industries. The medical records in these industries were examined so that specific jobs historically categorized as either low, medium, or high risk for occupationally-related LBD could be identified. A tri-axial electrogoniometer was worn by workers and documented the three-dimensional angular position, velocity, and acceleration characteristics of the lumbar spine while workers worked at these low, medium, or high risk jobs. Workplace and individual characteristics were also documented for each of the repetitive lifting tasks. A multiple logistic regression model indicated that a combination of five trunk motion and workplace factors predicted well both medium risk and high risk occupational-related LBD. These factors included lifting frequency, load moment, trunk lateral velocity, trunk twisting velocity, and trunk sagittal angle. Increases in the magnitude of these factors significantly increased the risk of LBD. The analyses have enabled us to determine the LBD risk associated with combined changes in the magnitudes of the five factors. The results indicate that by suitably varying these five factors observed during the lift collectively, the odds of high risk group membership may decrease by over ten times. These results were related to the biomechanical, ergonomic, and epidemiologic literature. The five trunk motion and workplace factors could be used as quantitative, objective measures to redesign the workplace so that the risk of occupationally-related LBD is minimized.

Recent advances in lumbar spinal mechanics and their clinical significance

Of the many problems associated with low back pain, those which are most amenable to biomechanical investigation are identified. Recent advances in lumbar spinal mechanics are then reviewed in five sections dealing with mechanical function, mechanisms of failure, movements in vivo, loading in vivo, and the biological consequences of mechanical loading. The discussion suggests that mechanical fatigue damage may frequently be the underlying cause of low back pain, even when degenerative changes are evident in the tissues, and the review ends by suggesting some priority areas for future research.