Effective single-band models for the high-Tc cuprates. I. Coulomb interactions

One- and Two-Particle Correlation Functions in the Cluster Perturbation Theory for Cuprates

The physics of high-Tc superconducting cuprates is obscured by the effect of strong electronic correlations. One way to overcome this problem is to seek an exact solution at least within a small cluster and expand it to the whole crystal. Such an approach is at the heart of cluster perturbation theory (CPT). Here, we developed CPT for the dynamic spin and charge susceptibilities (spin-CPT and charge-CPT), with the correlation effects explicitly taken into account by the exact diagonalization. We applied spin-CPT and charge-CPT to the effective two-band Hubbard model for the cuprates obtained from the three-band Emery model and calculated one- and two-particle correlation functions, namely, a spectral function and spin and charge susceptibilities. The doping dependence of the spin susceptibility was studied within spin-CPT and CPT-RPA, that is, the CPT generalization of the random phase approximation (RPA). In the underdoped region, both our methods resulted in the signatures of the upper branch of the spin excitation dispersion with the lowest excitation energy at the (π,π) wave vector and no presence of low-energy incommensurate excitations. In the high doping region, both methods produced a low energy response at four incommensurate wave vectors in qualitative agreement with the results of the inelastic neutron scattering experiments on overdoped cuprates.

Methods of Modeling of Strongly Correlated Electron Systems

The discovery of high-Tc superconductivity in cuprates in 1986 moved strongly correlated systems from exotic worlds interesting only for pure theorists to the focus of solid-state research. In recent decades, the majority of hot topics in condensed matter physics (high-Tc superconductivity, colossal magnetoresistance, multiferroicity, ferromagnetism in diluted magnetic semiconductors, etc.) have been related to strongly correlated transition metal compounds. The highly successful electronic structure calculations based on density functional theory lose their predictive power when applied to such compounds. It is necessary to go beyond the mean field approximation and use the many-body theory. The methods and models that were developed for the description of strongly correlated systems are reviewed together with the examples of response function calculations that are needed for the interpretation of experimental information (inelastic neutron scattering, optical conductivity, resonant inelastic X-ray scattering, electron energy loss spectroscopy, angle-resolved photoemission, electron spin resonance, and magnetic and magnetoelectric properties). The peculiarities of (quasi-) 0-, 1-, 2-, and 3- dimensional systems are discussed.

Mechanism of High-Temperature Superconductivity in Correlated-Electron Systems

It is very important to elucidate the mechanism of superconductivity for achieving room temperature superconductivity. In the first half of this paper, we give a brief review on mechanisms of superconductivity in many-electron systems. We believe that high-temperature superconductivity may occur in a system with interaction of large-energy scale. Empirically, this is true for superconductors that have been found so far. In the second half of this paper, we discuss cuprate high-temperature superconductors. We argue that superconductivity of high temperature cuprates is induced by the strong on-site Coulomb interaction, that is, the origin of high-temperature superconductivity is the strong electron correlation. We show the results on the ground state of electronic models for high temperature cuprates on the basis of the optimization variational Monte Carlo method. A high-temperature superconducting phase will exist in the strongly correlated region.

Orbital Symmetry and Orbital Excitations in High-Tc Superconductors

We discuss a few possibilities of high- T c superconductivity with more than one orbital symmetry contributing to the pairing. First, we show that the high energies of orbital excitations in various cuprates suggest a simplified model with a single orbital of x 2 − y 2 symmetry doped by holes. Next, several routes towards involving both e g orbital symmetries for doped holes are discussed: (i) some give superconductivity in a CuO 2 monolayer on Bi2212 superconductors, Sr 2 CuO 4 − δ , Ba 2 CuO 4 − δ , while (ii) others as nickelate heterostructures or Eu 2 − x Sr x NiO 4 , could in principle realize it as well. At low electron filling of Ru ions, spin-orbital entangled states of t 2 g symmetry contribute in Sr 2 RuO 4 . Finally, electrons with both t 2 g and e g orbital symmetries contribute to the superconducting properties and nematicity of Fe-based superconductors, pnictides or FeSe. Some of them provide examples of orbital-selective Cooper pairing.

Generalized One-Band Model Based on Zhang-Rice Singlets for Tetragonal CuO

Tetragonal CuO (T-CuO) has attracted attention because of its structure similar to that of the cuprates. It has been recently proposed as a compound whose study can give an end to the long debate about the proper microscopic modeling for cuprates. In this work, we rigorously derive an effective one-band generalized t-J model for T-CuO, based on orthogonalized Zhang-Rice singlets, and make an estimative calculation of its parameters, based on previous ab initio calculations. By means of the self-consistent Born approximation, we then evaluate the spectral function and the quasiparticle dispersion for a single hole doped in antiferromagnetically ordered half filled T-CuO. Our predictions show very good agreement with angle-resolved photoemission spectra and with theoretical multiband results. We conclude that a generalized t-J model remains the minimal Hamiltonian for a correct description of single-hole dynamics in cuprates.

Towards a First-Principles Determination of Effective Coulomb Interactions in Correlated Electron Materials: Role of Intershell Interactions

The determination of the effective Coulomb interactions to be used in low-energy Hamiltonians for materials with strong electronic correlations remains one of the bottlenecks for parameter-free electronic structure calculations. We propose and benchmark a scheme for determining the effective local Coulomb interactions for charge-transfer oxides and related compounds. Intershell interactions between electrons in the correlated shell and ligand orbitals are taken into account in an effective manner, leading to a reduction of the effective local interactions on the correlated shell. Our scheme resolves inconsistencies in the determination of effective interactions as obtained by standard methods for a wide range of materials, and allows for a conceptual understanding of the relation of cluster model and dynamical mean field-based electronic structure calculations.

Emerging superconductivity hidden beneath charge-transfer insulators

In many of today's most interesting materials, strong interactions prevail upon the magnetic moments, the electrons, and the crystal lattice, forming strong links between these different aspects of the system. Particularly, in two-dimensional cuprates, where copper is either five- or six-fold coordinated, superconductivity is commonly induced by chemical doping which is deemed to be mandatory by destruction of long-range antiferromagnetic order of 3d⁹ Cu²⁺ moments. Here we show that superconductivity can be induced in Pr₂CuO₄, where copper is four-fold coordinated. We induced this novel quantum state of Pr₂CuO₄ by realizing pristine square-planar coordinated copper in the copper-oxygen planes, thus, resulting in critical superconducting temperatures even higher than by chemical doping. Our results demonstrate new degrees of freedom, i.e., coordination of copper, for the manipulation of magnetic and superconducting order parameters in quantum materials.

Dynamical mean field theory of an effective three-band model for NaxCoO2

We derive an effective Hamiltonian for highly correlated t_{2g} states centered at the Co sites of NaxCoO2. The essential ingredients of the model are an O mediated hopping, a trigonal crystal-field splitting, and on-site effective interactions derived from the exact solution of a multiorbital model in a CoO6 cluster, with parameters determined previously. The effective model is solved by dynamical mean field theory. We obtain a Fermi surface and electronic dispersion that agrees well with angle-resolved photoemission spectra. Our results also elucidate the origin of the "sinking pockets" in different doping regimes.

Correlated hybridization in transition-metal complexes

We apply local orbital basis density functional theory (using SIESTA) coupled with a mapping to the Anderson impurity model to estimate the Coulomb assisted or correlated hybridization between transition-metal orbitals and ligand orbitals for a number of molecular complexes. We find remarkably high values which can have several physical implications including (i) renormalization of effective single-band or multiband Hubbard model parameters for the cuprates and, potentially, elemental iron, and (ii) spin polarizing molecular transistors.