Semiclassical description of resonance-assisted tunneling in one-dimensional integrable models

Dynamical tunneling across the separatrix

The strong enhancement of tunneling couplings typically observed in tunneling splittings in the quantum map is investigated. We show that the transition from instanton to noninstanton tunneling, which is known to occur in tunneling splittings in the space of the inverse Planck constant, takes place in a parameter space as well. By applying the absorbing perturbation technique, we find that the enhancement invoked as a result of local avoided crossings and that originating from globally spread interactions over many states should be distinguished and that the latter is responsible for the strong and persistent enhancement. We also provide evidence showing that the coupling across the separatrix in phase space is crucial in explaining the behavior of tunneling splittings by performing the wave-function-based observation. In the light of these findings, we examine the validity of the resonance-assisted tunneling theory.

Ergodicity of complex dynamics and quantum tunneling in nonintegrable systems

The instanton approximation is a widely used approach to construct the semiclassical theory of tunneling. The instanton path bridges the regions that are not connected by classical dynamics, but the connection can be achieved only if the two regions have the same energy. This is a major obstacle when applying the instanton method to nonintegrable systems. Here we show that the ergodicity of complex orbits in the Julia set ensures the connection between arbitrary regions and thus provides an alternative to the instanton path in the nonintegrable system. This fact is verified using the ultra-near integrable system in which none of the visible structures inherent in nonintegrability exist in the classical phase space, yet nonmonotonic tunneling tails emerge in the corresponding wave functions. The simplicity of the complex phase space allows us to explore the origin of the nontrivial tunneling tails in terms of semiclassical analysis in the time domain. In particular, it is shown that not only the imaginary part but also the real part of the classical action plays a role in creating the characteristic step structure of the tunneling tail that appears as a result of the quantum resonance.

Complex Density of Continuum States in Resonant Quantum Tunneling

We introduce a complex-extended continuum level density and apply it to one-dimensional scattering problems involving tunneling through finite-range potentials. We show that the real part of the density is proportional to a real "time shift" of the transmitted particle, while the imaginary part reflects the imaginary time of an instantonlike tunneling trajectory. We confirm these assumptions for several potentials using the complex scaling method. In particular, we show that stationary points of the potentials give rise to specific singularities of both real and imaginary densities which represent close analogues of excited-state quantum phase transitions in bound systems.

Renormalized perturbation approach to instanton-noninstanton transition in nearly integrable tunneling processes

A renormalized perturbation method is developed for quantum maps of periodically kicked rotor models to study the tunneling effect in the nearly integrable regime. Integrable Hamiltonians closely approximating the nonintegrable quantum map are systematically generated by the Baker-Hausdorff-Campbell (BHC) expansion for symmetrized quantum maps. The procedure results in an effective integrable renormalization, and the unrenormalized residual part is treated as the perturbation. If a sufficiently high-order BHC expansion is used as the base of perturbation theory, the lowest order perturbation well reproduces tunneling characteristics of the quasibound eigenstates, including the transition from the instanton tunneling to a noninstanton one. This approach enables a comprehensive understanding of the purely quantum mechanisms of tunneling in the nearly integrable regime. In particular, the staircase structure of tunneling probability dependence on quantum number can be clearly explained as the successive transition among multiquanta excitation processes. The transition matrix elements of the residual interaction have resonantly enhanced invariant components that are not removed by the renormalization. Eigenmodes coupled via these invariant components form noninstanton (NI) tunneling channels of two types contributing to the two regions of each step of the staircase structure: one type of channel is inside the separatrix, and the other goes across the separatrix. The amplitude of NI tunneling across the separatrix is insensitive to the Planck constant but shows an essentially singular dependence upon the nonintegrablity parameter. Its relation to the Melnikov integral, which characterizes the scale of classical chaos emerging close to the saddle on the potential top, is discussed.

Complex-path prediction of resonance-assisted tunneling in mixed systems

We present a semiclassical prediction of regular-to-chaotic tunneling in systems with a mixed phase space, including the effect of a nonlinear resonance chain. We identify complex paths for direct and resonance-assisted tunneling in the phase space of an integrable approximation with one nonlinear resonance chain. We evaluate the resonance-assisted contribution analytically and give a prediction based on just a few properties of the classical phase space. For the standard map excellent agreement with numerically determined tunneling rates is observed. The results should similarly apply to ionization rates and quality factors.

Perturbation-free prediction of resonance-assisted tunneling in mixed regular-chaotic systems

For generic Hamiltonian systems we derive predictions for dynamical tunneling from regular to chaotic phase-space regions. In contrast to previous approaches, we account for the resonance-assisted enhancement of regular-to-chaotic tunneling in a nonperturbative way. This provides the foundation for future semiclassical complex-path evaluations of resonance-assisted regular-to-chaotic tunneling. Our approach is based on a new class of integrable approximations which mimic the regular phase-space region and its dominant nonlinear resonance chain in a mixed regular-chaotic system. We illustrate the method for the standard map.

Origin of the enhancement of tunneling probability in the nearly integrable system

The enhancement of tunneling probability in the nearly integrable system is closely examined, focusing on tunneling splittings plotted as a function of the inverse of the Planck's constant. On the basis of the analysis using the absorber which efficiently suppresses the coupling, creating spikes in the plot, we found that the splitting curve should be viewed as the staircase-shaped skeleton accompanied by spikes. We further introduce renormalized integrable Hamiltonians and explore the origin of such a staircase structure by investigating the nature of eigenfunctions closely. It is found that the origin of the staircase structure could trace back to the anomalous structure in tunneling tail which manifests itself in the representation using renormalized action bases. This also explains the reason why the staircase does not appear in the completely integrable system.

Integrable approximation of regular regions with a nonlinear resonance chain

Generic Hamiltonian systems have a mixed phase space where regions of regular and chaotic motion coexist. We present a method for constructing an integrable approximation to such regular phase-space regions including a nonlinear resonance chain. This approach generalizes the recently introduced iterative canonical transformation method. In the first step of the method a normal-form Hamiltonian with a resonance chain is adapted such that actions and frequencies match with those of the nonintegrable system. In the second step a sequence of canonical transformations is applied to the integrable approximation to match the shape of regular tori. We demonstrate the method for the generic standard map at various parameters.