Zeroth law and nonequilibrium thermodynamics for steady states in contact

Steady-state thermodynamics: Description equivalence and violation of reservoir independence

For stochastic lattice models in spatially uniform nonequilibrium steady states, an effective thermodynamic temperature T and chemical potential μ can be defined via coexistence with heat and particle reservoirs. We verify that the probability distribution P_{N} for the number of particles in the driven lattice gas with nearest-neighbor exclusion in contact with a particle reservoir with dimensionless chemical potential µ^{*} possesses a large-deviation form in the thermodynamic limit. This implies that the thermodynamic properties determined in isolation (fixed particle number representation) and in contact with a particle reservoir (fixed dimensionless chemical potential representation) are equal. We refer to this as description equivalence. This finding motivates investigation of whether the effective intensive parameters so obtained depend on the nature of the exchange between system and reservoir. For example, a stochastic particle reservoir is usually taken to insert or remove a single particle in each exchange, but one may also consider a reservoir that inserts or removes a pair of particles in each event. In equilibrium, equivalence of pair and single-particle reservoirs is guaranteed by the canonical form of the probability distribution on configuration space. Remarkably, this equivalence is violated in nonequilibrium steady states, limiting the generality of steady-state thermodynamics based on intensive variables.

Nonequilibrium grand-canonical ensemble built from a physical particle reservoir

We introduce a nonequilibrium grand-canonical ensemble defined by considering the stationary state of a driven system of particles put in contact with a particle reservoir. When an additivity assumption holds for the large deviation function of density, a chemical potential of the reservoir can be defined. The grand-canonical distribution then takes a form similar to the equilibrium one. At variance with equilibrium, though, the probability weight is "renormalized" by a contribution coming from the contact, with respect to the canonical probability weight of the isolated system. A formal grand-canonical potential can be introduced in terms of a scaled cumulant generating function, defined as the Legendre-Fenchel transform of the large deviation function of density. The role of the formal Legendre parameter can be played, physically, by the chemical potential of the reservoir when the latter can be defined, or by a potential energy difference applied between the system and the reservoir. Static fluctuation-response relations naturally follow from the large deviation structure. Some of the results are illustrated on two different explicit examples, a gas of noninteracting active particles and a lattice model of interacting particles.

Nonequilibrium chemical potentials of steady-state lattice gas models in contact: A large-deviation approach

We introduce a general framework to describe the stationary state of two driven systems exchanging particles or mass through a contact, in a slow exchange limit. The definition of chemical potentials for the systems in contact requires that the large-deviation function describing the repartition of mass between the two systems is additive, in the sense of being a sum of contributions from each system. We show that this additivity property does not hold for an arbitrary contact dynamics, but is satisfied on condition that a macroscopic detailed balance condition holds at contact, and that the coarse-grained contact dynamics satisfies a factorization property. However, the nonequilibrium chemical potentials of the systems in contact keep track of the contact dynamics, and thus do not obey an equation of state. These nonequilibrium chemical potentials can be related either to the equilibrium chemical potential, or to the nonequilibrium chemical potential of the isolated systems. Results are applied both to an exactly solvable driven lattice gas model and to the Katz-Lebowitz-Spohn model using a numerical procedure to evaluate the chemical potential. The breaking of the additivity property is also illustrated on the exactly solvable model.

Steady-state entropy: A proposal based on thermodynamic integration

Defining an entropy function out of equilibrium is an outstanding challenge. For stochastic lattice models in spatially uniform nonequilibrium steady states, definitions of temperature T and chemical potential μ have been verified using coexistence with heat and particle reservoirs. For an appropriate choice of exchange rates, T and μ satisfy the zeroth law, marking an important step in the development of steady-state thermodynamics. These results suggest that an associated steady-state entropy S_{th} be constructed via thermodynamic integration, using relations such as (∂S/∂E)_{V,N}=1/T, ensuring that derivatives of S_{th} with respect to energy and particle number yield the expected intensive parameters. We determine via direct calculation the stationary nonequilibrium probability distribution of the driven lattice gas with nearest-neighbor exclusion, the Katz-Lebowitz-Spohn driven lattice gas, and a two-temperature Ising model so that we may evaluate the Shannon entropy S_{S} as well as S_{th} defined above. Although the two entropies are identical in equilibrium (as expected), they differ out of equilibrium; for small values of the drive, D, we find |S_{S}-S_{th}|∝D^{2}, as expected on the basis of symmetry. We verify that S_{th} is not a state function: changes ΔS_{th} depend not only on the initial and final points, but also on the path in parameter space. The inequivalence of S_{S} and S_{th} implies that derivatives of S_{S} are not predictive of coexistence. In other words, a nonequilibrium steady state is not determined by maximizing the Shannon entropy. Our results cast doubt on the possibility of defining a state function that plays the role of a thermodynamic entropy for nonequilibrium steady states.

Spatial correlations, additivity, and fluctuations in conserved-mass transport processes

We exactly calculate two-point spatial correlation functions in steady state in a broad class of conserved-mass transport processes, which are governed by chipping, diffusion, and coalescence of masses. We find that the spatial correlations are in general short-ranged and, consequently, on a large scale, these transport processes possess a remarkable thermodynamic structure in the steady state. That is, the processes have an equilibrium-like additivity property and, consequently, a fluctuation-response relation, which help us to obtain subsystem mass distributions in the limit of subsystem size large.

Additivity, density fluctuations, and nonequilibrium thermodynamics for active Brownian particles

Using an additivity property, we study particle-number fluctuations in a system of interacting self-propelled particles, called active Brownian particles (ABPs), which consists of repulsive disks with random self-propulsion velocities. From a fluctuation-response relation, a direct consequence of additivity, we formulate a thermodynamic theory which captures the previously observed features of nonequilibrium phase transition in the ABPs from a homogeneous fluid phase to an inhomogeneous phase of coexisting gas and liquid. We substantiate the predictions of additivity by analytically calculating the subsystem particle-number distributions in the homogeneous fluid phase away from criticality where analytically obtained distributions are compatible with simulations in the ABPs.

Additivity property and emergence of power laws in nonequilibrium steady states

We show that an equilibriumlike additivity property can remarkably lead to power-law distributions observed frequently in a wide class of out-of-equilibrium systems. The additivity property can determine the full scaling form of the distribution functions and the associated exponents. The asymptotic behavior of these distributions is solely governed by branch-cut singularity in the variance of subsystem mass. To substantiate these claims, we explicitly calculate, using the additivity property, subsystem mass distributions in a wide class of previously studied mass aggregation models as well as in their variants. These results could help in the thermodynamic characterization of nonequilibrium critical phenomena.

Cluster-factorized steady states in finite-range processes

We study a class of nonequilibrium lattice models on a ring where particles hop in a particular direction, from a site to one of its (say, right) nearest neighbors, with a rate that depends on the occupation of all the neighboring sites within a range R. This finite-range process (FRP) for R=0 reduces to the well-known zero-range process (ZRP), giving rise to a factorized steady state (FSS) for any arbitrary hop rate. We show that, provided the hop rates satisfy a specific condition, the steady state of FRP can be written as a product of a cluster-weight function of (R+1) occupation variables. We show that, for a large class of cluster-weight functions, the cluster-factorized steady state admits a finite dimensional transfer-matrix formulation, which helps in calculating the spatial correlation functions and subsystem mass distributions exactly. We also discuss a criterion for which the FRP undergoes a condensation transition.