Quantum corrections of work statistics in closed quantum systems

Energy exchange statistics and fluctuation theorem for nonthermal asymptotic states

Energy exchange statistics between two bodies at different thermal equilibria obey the Jarzynski-Wójcik fluctuation theorem. The corresponding energy scale factor is the difference of the inverse temperatures associated to the bodies at equilibrium. In this work, we consider a dissipative quantum dynamics leading the quantum system towards a possibly nonthermal, asymptotic state. To generalize the Jarzynski-Wójcik theorem to nonthermal states, we identify a sufficient condition I for the existence of an energy scale factor η^{*} that is unique, finite, and time independent, such that the characteristic function of the energy exchange distribution becomes identically equal to 1 for any time. This η^{*} plays the role of the difference of inverse temperatures. We discuss the physical interpretation of the condition I, showing that it amounts to an almost complete memory loss of the initial state. The robustness of our results against quantifiable deviations from the validity of I is evaluated by experimental studies on a single nitrogen-vacancy center subjected to a sequence of laser pulses and dissipation.

Statistics of quantum heat in the Caldeira-Leggett model

Nonequilibrium fluctuation relation lies at the heart of the quantum thermodynamics. Many previous studies have demonstrated that the heat exchange between a quantum system and a thermal bath initially prepared in their own Gibbs states at different temperatures obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this conclusion is obtained under the assumption of Born-Markovian approximation. In this paper, going beyond the Born-Markovian limitation, we investigate the statistics of quantum heat in an exactly non-Markovian relaxation process described by the well-known Caldeira-Leggett model. It is revealed that the Jarzynski-Wójcik fluctuation theorem breaks down in the strongly non-Markovian regime. Moreover, we find the steady-state quantum heat within the non-Markovian framework can be widely tunable by using the quantum reservoir-engineering technique. These results are sharply contrary to the common Born-Markovian predictions. Our results presented in this paper may update the understanding of the quantum thermodynamics in strongly coupled and low-temperature systems. Moreover, the controllable heat may have some potential applications in improving the performance of a quantum heat engine.

Heat distribution in quantum Brownian motion

We investigate the heat statistics in a relaxation process of quantum Brownian motion described by the Caldeira-Leggett model. By employing the normal mode transformation and the phase-space formulation approach, we can analyze the quantum heat distribution within an exactly dynamical framework beyond the traditional paradigm of Born-Markovian and weak-coupling approximations. It is revealed that the exchange fluctuation theorem for quantum heat generally breaks down in the strongly non-Markovian regime. Our results may improve the understanding about the nonequilibrium thermodynamics of open quantum systems when the usual Markovian treatment is no longer appropriate.

Hierarchical structure of fluctuation theorems for a driven system in contact with multiple heat reservoirs

For driven open systems in contact with multiple heat reservoirs, we find the marginal distributions of work or heat do not satisfy any fluctuation theorem, but only the joint distribution of work and heat satisfies a family of fluctuation theorems. A hierarchical structure of these fluctuation theorems is discovered from microreversibility of the dynamics by adopting a step-by-step coarse-graining procedure in both classical and quantum regimes. Thus, we put all fluctuation theorems concerning work and heat into a unified framework. We also propose a general method to calculate the joint statistics of work and heat in the situation of multiple heat reservoirs via the Feynman-Kac equation. For a classical Brownian particle in contact with multiple heat reservoirs, we verify the validity of the fluctuation theorems for the joint distribution of work and heat.

Quantum-Classical Correspondence Principle for Heat Distribution in Quantum Brownian Motion

Quantum Brownian motion, described by the Caldeira-Leggett model, brings insights to the understanding of phenomena and essence of quantum thermodynamics, especially the quantum work and heat associated with their classical counterparts. By employing the phase-space formulation approach, we study the heat distribution of a relaxation process in the quantum Brownian motion model. The analytical result of the characteristic function of heat is obtained at any relaxation time with an arbitrary friction coefficient. By taking the classical limit, such a result approaches the heat distribution of the classical Brownian motion described by the Langevin equation, indicating the quantum-classical correspondence principle for heat distribution. We also demonstrate that the fluctuating heat at any relaxation time satisfies the exchange fluctuation theorem of heat and its long-time limit reflects the complete thermalization of the system. Our research study justifies the definition of the quantum fluctuating heat via two-point measurements.

Nonequilibrium Green's Function's Approach to the Calculation of Work Statistics

The calculation of work distributions in a quantum many-body system is of significant importance and also of formidable difficulty in the field of nonequilibrium quantum statistical mechanics. To solve this problem, inspired by the Schwinger-Keldysh formalism, we propose the contour-integral formulation for work statistics. Based on this contour integral, we show how to do the perturbation expansion of the characteristic function of work (CFW) and obtain the approximate expression of the CFW to the second order of the work parameter for an arbitrary system under a perturbative protocol. We also demonstrate the validity of fluctuation theorems by utilizing the Kubo-Martin-Schwinger condition. Finally, we use noninteracting identical particles in a forced harmonic potential as an example to demonstrate the powerfulness of our approach.

Quantum corrections to the entropy and its application in the study of quantum Carnot engines

Entropy is one of the most basic concepts in thermodynamics and statistical mechanics. The most widely used definition of statistical mechanical entropy for a quantum system is introduced by von Neumann. While in classical systems, the statistical mechanical entropy is defined by Gibbs. The relation between these two definitions of entropy is still not fully explored. In this work, we study this problem by employing the phase-space formulation of quantum mechanics. For those quantum states having well-defined classical counterparts, we study the quantum-classical correspondence and quantum corrections of the entropy. We expand the von Neumann entropy in powers of ℏ by using the phase-space formulation, and the zeroth-order term reproduces the Gibbs entropy. We also obtain the explicit expression of the quantum corrections of the entropy. Moreover, we find that for the thermodynamic equilibrium state, all terms odd in ℏ are exactly zero. As an application, we derive quantum corrections for the net work extraction during a quantum Carnot cycle. Our results bring important insights into the understanding of quantum entropy and may have potential applications in the study of quantum heat engines.

Path-integral approach to the calculation of the characteristic function of work

Work statistics characterizes important features of a nonequilibrium thermodynamic process, but the calculation of the work statistics in an arbitrary nonequilibrium process is usually a cumbersome task. In this work, we study the work statistics in quantum systems by employing Feynman's path-integral approach. We derive the analytical work distributions of two prototype quantum systems. The results are proved to be equivalent to the results obtained based on Schrödinger's formalism. We also calculate the work distributions in their classical counterparts by employing the path-integral approach. Our study demonstrates the effectiveness of the path-integral approach for the calculation of work statistics in both quantum and classical thermodynamics, and brings important insights to the understanding of the trajectory work in quantum systems.

Symmetry and its breaking in a path-integral approach to quantum Brownian motion

We study the Caldeira-Leggett model where a quantum Brownian particle interacts with an environment or a bath consisting of a collection of harmonic oscillators in the path-integral formalism. Compared to the contours that the paths take in the conventional Schwinger-Keldysh formalism, the paths in our study are deformed in the complex time plane as suggested by the recent study by C. Aron, G. Biroli, and L. F. Cugliandolo [SciPost Phys. 4, 008 (2018)10.21468/SciPostPhys.4.1.008]. This is done to investigate the connection between the symmetry properties in the Schwinger-Keldysh action and the equilibrium or nonequilibrium nature of the dynamics in an open quantum system. We derive the influence functional explicitly in this setting, which captures the effect of the coupling to the bath. We show that in equilibrium the action and the influence functional are invariant under a set of transformations of path-integral variables. The fluctuation-dissipation relation is obtained as a consequence of this symmetry. When the system is driven by an external time-dependent protocol, the symmetry is broken. From the terms that break the symmetry, we derive a quantum Jarzynski-like equality for a quantum mechanical worklike quantity given as a function of fluctuating quantum trajectory. In the classical limit, the transformations becomes those used in the functional integral formalism of the classical stochastic thermodynamics to derive the classical fluctuation theorem.

Computing characteristic functions of quantum work in phase space

In phase space, we analytically obtain the characteristic functions (CFs) of a forced harmonic oscillator [Talkner et al., Phys. Rev. E 75, 050102(R) (2007)PLEEE81539-375510.1103/PhysRevE.75.050102], a time-dependent mass and frequency harmonic oscillator [Deffner and Lutz, Phys. Rev. E 77, 021128 (2008)PLEEE81539-375510.1103/PhysRevE.77.021128], and coupled harmonic oscillators under driving forces in a simple and unified way. For general quantum systems, a numerical method that approximates the CFs to ℏ^{2} order is proposed. We exemplify the method with a time-dependent frequency harmonic oscillator and a family of quantum systems with time-dependent even power-law potentials.