Relative tidal volume and respiratory airflow estimation using tracheal sound and movement during sleep

Obstructive sleep apnea diagnosis and beyond using portable monitors

Obstructive sleep apnea (OSA) is a chronic sleep and breathing disorder with significant health complications, including cardiovascular disease and neurocognitive impairments. To ensure timely treatment, there is a need for a portable, accurate and rapid method of diagnosing OSA. This review examines the use of various physiological signals used in the detection of respiratory events and evaluates their effectiveness in portable monitors (PM) relative to gold standard polysomnography. The primary objective is to explore the relationship between these physiological parameters and OSA, their application in calculating the apnea hypopnea index (AHI), the standard metric for OSA diagnosis, and the derivation of non-AHI metrics that offer additional diagnostic value. It is found that increasing the number of parameters in PMs does not necessarily improve OSA detection. Several factors can cause performance variations among different PMs, even if they extract similar signals. The review also highlights the potential of PMs to be used beyond OSA diagnosis. These devices possess parameters that can be utilized to obtain endotypic and other non-AHI metrics, enabling improved characterization of the disorder and personalized treatment strategies. Advancements in PM technology, coupled with thorough evaluation and validation of these devices, have the potential to revolutionize OSA diagnosis, personalized treatment, and ultimately improve health outcomes for patients with OSA. By identifying the key factors influencing performance and exploring the application of PMs beyond OSA diagnosis, this review aims to contribute to the ongoing development and utilization of portable, efficient, and effective diagnostic tools for OSA.

Recent Progress in Long-Term Sleep Monitoring Technology

Sleep is an essential physiological activity, accounting for about one-third of our lives, which significantly impacts our memory, mood, health, and children's growth. Especially after the COVID-19 epidemic, sleep health issues have attracted more attention. In recent years, with the development of wearable electronic devices, there have been more and more studies, products, or solutions related to sleep monitoring. Many mature technologies, such as polysomnography, have been applied to clinical practice. However, it is urgent to develop wearable or non-contacting electronic devices suitable for household continuous sleep monitoring. This paper first introduces the basic knowledge of sleep and the significance of sleep monitoring. Then, according to the types of physiological signals monitored, this paper describes the research progress of bioelectrical signals, biomechanical signals, and biochemical signals used for sleep monitoring. However, it is not ideal to monitor the sleep quality for the whole night based on only one signal. Therefore, this paper reviews the research on multi-signal monitoring and introduces systematic sleep monitoring schemes. Finally, a conclusion and discussion of sleep monitoring are presented to propose potential future directions and prospects for sleep monitoring.

Respiratory Motion and Airflow Estimation During Sleep Using Tracheal Movement and Sound

PURPOSE

Due to lack of access and high cost of polysomnography, portable sleep apnea testing has been developed to diagnose sleep apnea. Despite being less expensive, and having fewer sensors and reasonable accuracy in identifying sleep apnea, such devices can be less accurate than polysomnography in detecting apneas/hypopneas. To increase the accuracy of apnea/hypopnea detection, an accurate airflow estimation is required. However, current airflow measurement techniques employed in portable devices are inconvenient and subject to displacement during sleep. In this study, algorithms were developed to estimate respiratory motion and airflow using tracheo-sternal motion and tracheal sounds.

PATIENTS AND METHODS

Adults referred for polysomnography were included. Simultaneous to polysomnography, a patch device with an embedded 3-dimensional accelerometer and microphone was affixed to the suprasternal notch to record tracheo-sternal motion and tracheal sounds, respectively. Tracheo-sternal motion was used to train two mathematical models for estimating changes in respiratory motion and airflow compared to simultaneously measured thoracoabdominal motion and nasal pressure from polysomnography. The amplitude of the estimated airflow was then adjusted by the tracheal sound envelope in segments with unstable breathing.

RESULTS

Two hundred and fifty-two subjects participated in this study. Overall, the algorithms provided highly accurate estimates of changes in respiratory motion and airflow with mean square errors (MSE) of 3.58 ± 0.82% and 2.82 ± 0.71%, respectively, compared to polysomnographic signals. The estimated motion and airflow from the patch signals detected apneas and hypopneas scored on polysomnography in 63.9% and 88.3% of cases, respectively.

CONCLUSION

This study presents algorithms to accurately estimate changes in respiratory motion and airflow, which provides the ability to detect respiratory events during sleep. Our study suggests that such a simple and convenient method could be used for portable monitoring to detect sleep apnea. Further studies will be required to test this possibility.

Automatic detection of respiratory events during sleep from Polysomnography data using Layered Hidden Markov Model

OBJECTIVE

Sleep apnea is a serious respiratory disorder, which is associated with increased risk factors for cardiovascular disease. Many studies in recent years have been focused on automatic detection of sleep apnea from polysomnography (PSG) recordings, however, detection of subtle respiratory events named Respiratory Event Related Arousals (RERAs) that do not meet the criteria for apnea or hypopnea is still challenging. The objective of this study was to develop automatic detection of sleep apnea based on Hidden Markov Models (HMMs) which are probabilistic models with the ability to learn different dynamics of the real time-series such as clinical recordings.

APPROACH

In this study, a hierarchy of HMMs named Layered HMM was presented to detect respiratory events from PSG recordings. The recordings of 210 PSGs from Massachusetts General Hospital's database were used for this study. To develop detection algorithms, extracted feature signals from airflow, movements over the chest and abdomen, and oxygen saturation in blood (SaO2) were chosen as observations. The respiratory disturbance index (RDI) was estimated as the number of apneas, hypopneas, and RERAs per hour of sleep.

MAIN RESULTS

The best F1 score of the event by event detection algorithm was between 0.22±0.16 and 0.70±0.08 for different groups of sleep apnea severity. There was a strong correlation between the estimated and the PSG-derived RDI (R2=0.91, p<0.0001). The best recall of RERA detection was achieved 0.45±0.27.

SIGNIFICANCE

The results showed that the layered structure can improve the performance of the detection of respiratory events during sleep.

Sleep apnea severity based on estimated tidal volume and snoring features from tracheal signals

Sleep apnea can be characterized by reductions in the respiratory tidal volume. Previous studies showed that the tidal volume can be estimated from tracheal sounds and movements called tracheal signals. Additionally, tracheal sounds include the sounds of snoring, a common symptom of obstructive sleep apnea. This study investigates the feasibility of estimating the severity of sleep apnea, as quantified by the apnea/hypopnea index (AHI), using the estimated tidal volume and snoring sounds extracted from tracheal signals. Tracheal signals were recorded simultaneously with polysomnography (PSG). The tidal volume was estimated from tracheal signals. The reductions in the tidal volume were detected as potential respiratory events. Additionally, features related to snoring sounds, which quantified variability, temporal clusters, and dominant frequency of snores, were extracted. A step-wise regression model and a greedy search algorithm were used sequentially to select the optimal set of features to estimate the apnea/hypopnea index and classify participants into healthy individuals and patients with sleep apnea. Sixty-one participants with suspected sleep apnea (age: 51 ± 16, body mass index: 29.5 ± 6.4 kg/m² , apnea/hypopnea index: 20.2 ± 21.2 event/h) who were referred for a sleep test were recruited. The estimated apnea/hypopnea index was strongly correlated with the polysomnography-based apnea/hypopnea index (R²  = 0.76, p < 0.001). The accuracy of detecting sleep apnea for the apnea/hypopnea index cutoff of 15 events/h was 78.69% and 83.61% with and without using snore-related features. These findings suggest that acoustic estimation of airflow and snore-related features can provide a convenient and reliable method for screening of sleep apnea.