Steady-state thermodynamics: Description equivalence and violation of reservoir independence

For stochastic lattice models in spatially uniform nonequilibrium steady states, an effective thermodynamic temperature T and chemical potential μ can be defined via coexistence with heat and particle reservoirs. We verify that the probability distribution P_{N} for the number of particles in the driven lattice gas with nearest-neighbor exclusion in contact with a particle reservoir with dimensionless chemical potential µ^{*} possesses a large-deviation form in the thermodynamic limit. This implies that the thermodynamic properties determined in isolation (fixed particle number representation) and in contact with a particle reservoir (fixed dimensionless chemical potential representation) are equal. We refer to this as description equivalence. This finding motivates investigation of whether the effective intensive parameters so obtained depend on the nature of the exchange between system and reservoir. For example, a stochastic particle reservoir is usually taken to insert or remove a single particle in each exchange, but one may also consider a reservoir that inserts or removes a pair of particles in each event. In equilibrium, equivalence of pair and single-particle reservoirs is guaranteed by the canonical form of the probability distribution on configuration space. Remarkably, this equivalence is violated in nonequilibrium steady states, limiting the generality of steady-state thermodynamics based on intensive variables.

Nonequilibrium grand-canonical ensemble built from a physical particle reservoir

We introduce a nonequilibrium grand-canonical ensemble defined by considering the stationary state of a driven system of particles put in contact with a particle reservoir. When an additivity assumption holds for the large deviation function of density, a chemical potential of the reservoir can be defined. The grand-canonical distribution then takes a form similar to the equilibrium one. At variance with equilibrium, though, the probability weight is "renormalized" by a contribution coming from the contact, with respect to the canonical probability weight of the isolated system. A formal grand-canonical potential can be introduced in terms of a scaled cumulant generating function, defined as the Legendre-Fenchel transform of the large deviation function of density. The role of the formal Legendre parameter can be played, physically, by the chemical potential of the reservoir when the latter can be defined, or by a potential energy difference applied between the system and the reservoir. Static fluctuation-response relations naturally follow from the large deviation structure. Some of the results are illustrated on two different explicit examples, a gas of noninteracting active particles and a lattice model of interacting particles.

Phase coexistence of active Brownian particles

We investigate motility-induced phase separation of active Brownian particles, which are modeled as purely repulsive spheres that move due to a constant swim force with freely diffusing orientation. We develop on the basis of power functional concepts an analytical theory for nonequilibrium phase coexistence and interfacial structure. Theoretical predictions are validated against Brownian dynamics computer simulations. We show that the internal one-body force field has four nonequilibrium contributions: (i) isotropic drag and (ii) interfacial drag forces against the forward motion, (iii) a superadiabatic spherical pressure gradient, and (iv) the quiet life gradient force. The intrinsic spherical pressure is balanced by the swim pressure, which arises from the polarization of the free interface. The quiet life force opposes the adiabatic force, which is due to the inhomogeneous density distribution. The balance of quiet life and adiabatic forces determines bulk coexistence via equality of two bulk state functions, which are independent of interfacial contributions. The internal force fields are kinematic functionals which depend on density and current but are independent of external and swim forces, consistent with power functional theory. The phase transition originates from nonequilibrium repulsion, with the agile gas being more repulsive than the quiet liquid.

Nonequilibrium chemical potentials of steady-state lattice gas models in contact: A large-deviation approach

We introduce a general framework to describe the stationary state of two driven systems exchanging particles or mass through a contact, in a slow exchange limit. The definition of chemical potentials for the systems in contact requires that the large-deviation function describing the repartition of mass between the two systems is additive, in the sense of being a sum of contributions from each system. We show that this additivity property does not hold for an arbitrary contact dynamics, but is satisfied on condition that a macroscopic detailed balance condition holds at contact, and that the coarse-grained contact dynamics satisfies a factorization property. However, the nonequilibrium chemical potentials of the systems in contact keep track of the contact dynamics, and thus do not obey an equation of state. These nonequilibrium chemical potentials can be related either to the equilibrium chemical potential, or to the nonequilibrium chemical potential of the isolated systems. Results are applied both to an exactly solvable driven lattice gas model and to the Katz-Lebowitz-Spohn model using a numerical procedure to evaluate the chemical potential. The breaking of the additivity property is also illustrated on the exactly solvable model.

Steady-state entropy: A proposal based on thermodynamic integration

Defining an entropy function out of equilibrium is an outstanding challenge. For stochastic lattice models in spatially uniform nonequilibrium steady states, definitions of temperature T and chemical potential μ have been verified using coexistence with heat and particle reservoirs. For an appropriate choice of exchange rates, T and μ satisfy the zeroth law, marking an important step in the development of steady-state thermodynamics. These results suggest that an associated steady-state entropy S_{th} be constructed via thermodynamic integration, using relations such as (∂S/∂E)_{V,N}=1/T, ensuring that derivatives of S_{th} with respect to energy and particle number yield the expected intensive parameters. We determine via direct calculation the stationary nonequilibrium probability distribution of the driven lattice gas with nearest-neighbor exclusion, the Katz-Lebowitz-Spohn driven lattice gas, and a two-temperature Ising model so that we may evaluate the Shannon entropy S_{S} as well as S_{th} defined above. Although the two entropies are identical in equilibrium (as expected), they differ out of equilibrium; for small values of the drive, D, we find |S_{S}-S_{th}|∝D^{2}, as expected on the basis of symmetry. We verify that S_{th} is not a state function: changes ΔS_{th} depend not only on the initial and final points, but also on the path in parameter space. The inequivalence of S_{S} and S_{th} implies that derivatives of S_{S} are not predictive of coexistence. In other words, a nonequilibrium steady state is not determined by maximizing the Shannon entropy. Our results cast doubt on the possibility of defining a state function that plays the role of a thermodynamic entropy for nonequilibrium steady states.