Remote estimation of phytoplankton size fractions using the spectral shape of light absorption

Phytoplankton package effect in oceanic waters: Influence of chlorophyll-a and cell size

In this study, the interaction between the packaging effect (Q_a^⁎) and total chlorophyll-a concentration (C_t) or total size index (SI_t) was investigated to explore the potential bio-optical mechanism in phytoplankton cells in the global oceans. In addition, the long-term spatiotemporal characteristics of these interactions were necessary for grasping their variation. Numerous in situ surface measurements (phytoplankton pigment and absorption coefficients) from the global oceans were analyzed first, and then correlation and causality analyses were performed on the satellite-deduced Q_a^⁎, C_t, and SI_t in the global oceans during 2002-2020. The results show a negative correlation between Q_a^⁎ and C_t or SI_t in the low latitudes (30°S-30°N) and a positive correlation in the middle latitudes (30°S-55°S and 30°N-55°N). The causality analysis reveals a mutual and asymmetric cause-effect relationship between Q_a^⁎ and C_t or SI_t in the low latitudes. The stabilization effect of Q_a^⁎ contributes to a 10%-50% variation in C_t and SI_t, with 40%-60% uncertainty of Q_a^⁎ caused by C_t and SI_t in the low latitudes, which is inverse in the middle latitudes. The remaining contribution to each variable mainly originates from long-term trends and noise. Combining the analysis between Q_a^⁎ and the irradiance, the balancing processes in phytoplankton cells are different in the low (phytoplankton-driving mode) and middle latitudes (irradiance-driving mode), which is related to photoacclimation and photoinhibition. The analyses provide insights into the quantitative interpretation of the relationship between Q_a^⁎ and C_t or SI_t, which contribute knowledge that has not been previously reported.

Understanding optical absorption associated with phytoplanktonic groups in the marginal seas

Marine phytoplankton absorption plays an important role in oceanic biological productivity and ecological environmental dynamics. Understanding the optical absorption variability associated with phytoplanktonic groups still remains a challenge. In this study, samples (n = 206) were collected for the marginal seas of the northwest Pacific Ocean from six cruise surveys that covered different seasons. Using in situ parameters, including phytoplankton absorption coefficients and concentrations of the phytoplanktonic groups derived from phytoplankton pigments collected with high-performance liquid chromatography (HPLC), we developed a Gaussian model to characterize the specific absorption spectra of eight phytoplanktonic groups, including diatoms, chlorophytes, cryptophytes, cyanobacteria, prymnesiophytes, prasinophytes, dinoflagellates, and chrysophytes, without the package effect. The model was established by accurately identifying for the numbers and locations of the Gaussian peaks and their corresponding half-wave widths. The proposed model produced promising results, and a leave-one-out cross validation generated R² values exceeding 0.7 for the whole visible light range and above 0.85 (correspondingly MAPE <40%) for the simulated wave bands, excluding the range of 550-650 nm. Meanwhile, a comparison with several spectra observed in the lab showed a high degree of similarity, indicative of the superior performance of our model. Applying the documented specific absorption spectra to the investigated water bodies (whether water surface or profiles) enabled us to quantify the absorption coefficients from different phytoplanktonic groups and characterize their relative contributions to the total. The findings of this study support our understanding of the dynamics of phytoplankton community structure with optical data.

Retrieving Phytoplankton Size Class from the Absorption Coefficient and Chlorophyll A Concentration Based on Support Vector Machine

The phytoplankton size class (PSC) plays an important role in biogeochemical processes in the ocean. In this study, a regional model of PSCs is proposed to retrieve vertical PSCs from the total minus water absorption coefficient (at-w(λ)) and Chlorophyll a concentration (Chla). The PSC model is developed by first reconstructing phytoplankton absorption and Chla from at-w(λ), and then extracting PSC from them using the support vector machine (SVM). In situ bio-optical data collected in the South China Sea from 2006 to 2013 were used to train the SVM. The proposed PSC model was subsequently validated using an independent PSC dataset from the Northeast South China Sea Cruise in 2015. The results indicate that the PSC model performed better than the three components model, with a value of r2 between 0.35 and 0.66, and the absolute percentage difference between 56% and 181%. On the whole, our PSC model shows a remarkable utility in terms of inferring vertical PSCs from the South China Sea.

On the discrimination of multiple phytoplankton groups from light absorption spectra of assemblages with mixed taxonomic composition and variable light conditions

According to recommendations of the international community of phytoplankton functional type algorithm developers, a set of experiments on marine algal cultures was conducted to (1) investigate uncertainties and limits in phytoplankton group discrimination from hyperspectral light absorption properties of assemblages with mixed taxonomic composition, and (2) evaluate the extent to which modifications of the absorption spectral features due to variable light conditions affect the optical discrimination of phytoplankton. Results showed that spectral absorption signatures of multiple species can be extracted from mixed assemblages, even at low relative contributions. Errors in retrieved pigment abundances are, however, influenced by the co-occurrence of species with similar spectral features. Plasticity of absorption spectra due to changes in light conditions weakly affects interspecific differences, with errors <21% for retrievals of pigment concentrations from mixed assemblages.

Statistical approach for the retrieval of phytoplankton community structures from in situ fluorescence measurements

Knowledge of phytoplankton community structures is important to the understanding of various marine biogeochemical processes and ecosystem. Fluorescence excitation spectra (F(λ)) provide great potential for studying phytoplankton communities because their spectral variability depends on changes in the pigment compositions related to distinct phytoplankton groups. Commercial spectrofluorometers have been developed to analyze phytoplankton communities by measuring the field F(λ), but estimations using the default methods are not always accurate because of their strong dependence on norm spectra, which are obtained by culturing pure algae of a given group and are assumed to be constant. In this study, we proposed a novel approach for estimating the chlorophyll a (Chl a) fractions of brown algae, cyanobacteria, green algae and cryptophytes based on a data set collected in the East China Sea (ECS) and the Tsushima Strait (TS), with concurrent measurements of in vivo F(λ) and phytoplankton communities derived from pigments analysis. The new approach blends various statistical features by computing the band ratios and continuum-removed spectra of F(λ) without requiring a priori knowledge of the norm spectra. The model evaluations indicate that our approach yields good estimations of the Chl a fractions, with root-mean-square errors of 0.117, 0.078, 0.072 and 0.060 for brown algae, cyanobacteria, green algae and cryptophytes, respectively. The statistical analysis shows that the models are generally robust to uncertainty in F(λ). We recommend using a site-specific model for more accurate estimations. To develop a site-specific model in the ECS and TS, approximately 26 samples are sufficient for using our approach, but this conclusion needs to be validated in additional regions. Overall, our approach provides a useful technical basis for estimating phytoplankton communities from measurements of F(λ).