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Sandin P, Baard P, Bülow W, Helgesson G. Authorship and Citizen Science: Seven Heuristic Rules. SCIENCE AND ENGINEERING ETHICS 2024; 30:53. [PMID: 39470965 PMCID: PMC11522116 DOI: 10.1007/s11948-024-00516-x] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/07/2023] [Accepted: 09/10/2024] [Indexed: 11/01/2024]
Abstract
Citizen science (CS) is an umbrella term for research with a significant amount of contributions from volunteers. Those volunteers can occupy a hybrid role, being both 'researcher' and 'subject' at the same time. This has repercussions for questions about responsibility and credit, e.g. pertaining to the issue of authorship. In this paper, we first review some existing guidelines for authorship and their applicability to CS. Second, we assess the claim that the guidelines from the International Committee of Medical Journal Editors (ICMJE), known as 'the Vancouver guidelines', may lead to exclusion of deserving citizen scientists as authors. We maintain that the idea of including citizen scientists as authors is supported by at least two arguments: transparency and fairness. Third, we argue that it might be plausible to include groups as authors in CS. Fourth and finally, we offer a heuristic list of seven recommendations to be considered when deciding about whom to include as an author of a CS publication.
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Affiliation(s)
- Per Sandin
- Department of Crop Production Ecology, Swedish University of Agricultural Sciences, Box 7043, 75651, Uppsala, Sweden.
| | - Patrik Baard
- Department of Applied Animal Science and Welfare, Swedish University of Agricultural Sciences, Uppsala, Sweden
| | - William Bülow
- Centre for Research Ethics & Bioethics (CRB), Uppsala University, Uppsala, Sweden
| | - Gert Helgesson
- Department of Learning, Informatics, Management and Ethics, Karolinska Institutet, Stockholm, Sweden
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Hilário CM, Cabrini Grácio MC, Martínez-Ávila D, Wolfram D. ¿Existe una justificación para el orden de los autores en la mención de autoría? Un estudio de caso de la investigación en informetría. REVISTA ESPANOLA DE DOCUMENTACION CIENTIFICA 2022. [DOI: 10.3989/redc.2022.3.1890] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/05/2022] Open
Abstract
La autoría múltiple en publicaciones de investigación es común en muchas disciplinas. ¿El orden en el que aparecen los autores en la mención de autoría está determinado por criterios consistentes? Este estudio investiga los artículos en coautoría publicados en Journal of Informetrics en 2016, el año en el que esta revista representativa del área de la informetría comenzó a publicar los artículos junto al formulario de contribuciones de los autores, como un estudio de caso para determinar si hay coherencia en el orden de los autores según sus contribuciones. Para los artículos estudiados, hubo mayor consistencia para el primer y último autor, y una justificación menos consistente para el orden de las posiciones de los autores restantes. Una encuesta enviada a los autores de las publicaciones estudiadas reveló que los autores creían que la posición del primer y último autor desempeñaba un papel más distintivo. La falta de acuerdo y función del orden de los autores en otras posiciones plantea la pregunta sobre la importancia del orden de los autores y su propósito para determinar el crédito que reciben los autores por las publicaciones en coautoría.
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Ding J, Liu C, Zheng Q, Cai W. A new method of co-author credit allocation based on contributor roles taxonomy: proof of concept and evaluation using papers published in PLOS ONE. Scientometrics 2021. [DOI: 10.1007/s11192-021-04075-x] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/21/2022]
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Teixeira da Silva JA. Multiple co-first authors, co-corresponding authors and co-supervisors: a synthesis of shared authorship credit. ONLINE INFORMATION REVIEW 2021. [DOI: 10.1108/oir-06-2020-0219] [Citation(s) in RCA: 5] [Impact Index Per Article: 1.7] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/17/2022]
Abstract
PurposeAuthorship is the ultimate status of intellectual recognition in academic publishing. Although fairly robust guidelines have already been in place for a considerable amount of time regarding authorship criteria and credit, such as those by the International Committee of Medical Journal Editors or Contributor Roles Taxonomy, the lack of reliable verification techniques hamper their accuracy, thereby reducing the validity of authorship claims in such statements. This paper aims to focus on the authorship status and responsibilities of co-first authors and co-corresponding authors.Design/methodology/approachTo appreciate authorship responsibilities in this subset of authors, the broader academic authorship literature, as well as position statements, rules and guidelines, were consulted.FindingsAcademic publishing that relies on metrics is a global multi-billion-dollar business, so strict measures to assess and confirm authorship, which can be intellectually or financially “profitable” among academics that game such metrics, are needed. The current assessment is that there are inconsistent rules for equally credited authors such as co-first authors, co-corresponding authors and co-supervisors. In shared and collaborative authorship, there are also shared authorship-related responsibilities, but these are infrequently discussed, or tend to only be dealt with broadly.Originality/valueWithin the wider, and important, discussion about authorship, which is one of the most central issues in academic publishing, there has been a limited focus on equally credited authors such as co-first authors, co-corresponding authors and co-supervisors. This paper expands and fortifies that discussion.
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Westoby M, Falster DS, Schrader J. Motivating data contributions via a distinct career currency. Proc Biol Sci 2021; 288:20202830. [PMID: 33653143 PMCID: PMC7935020 DOI: 10.1098/rspb.2020.2830] [Citation(s) in RCA: 4] [Impact Index Per Article: 1.3] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/11/2020] [Accepted: 02/02/2021] [Indexed: 01/18/2023] Open
Abstract
If collecting research data is perceived as poorly rewarded compared to data synthesis and analysis, this can slow overall research progress via two effects. People who have already collected data may be slow to make it openly accessible. Also, researchers may reallocate effort from collecting fresh data to synthesizing and analysing data already accessible. Here, we advocate for a second career currency in the form of data contributions statements embedded within applications for jobs, promotions and research grants. This workable step forward would provide for peer opinion to operate across thousands of selection and promotion committees and granting panels. In this way, fair valuation of data contributions relative to publications could emerge.
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Affiliation(s)
- Mark Westoby
- Department of Biological Sciences, Macquarie University, Sydney, NSW 2109, Australia
| | - Daniel S. Falster
- School of Biological, Earth and Environmental Sciences, University of New South Wales, Sydney, NSW 1466, Australia
| | - Julian Schrader
- Department of Biological Sciences, Macquarie University, Sydney, NSW 2109, Australia
- Department of Biodiversity, Macroecology and Biogeography, University of Goettingen, Goettingen, Germany
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Pan SJA, Chou C. Taiwanese Researchers' Perceptions of Questionable Authorship Practices: An Exploratory Study. SCIENCE AND ENGINEERING ETHICS 2020; 26:1499-1530. [PMID: 31981050 DOI: 10.1007/s11948-020-00180-x] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 06/06/2019] [Accepted: 01/11/2020] [Indexed: 06/10/2023]
Abstract
In 2014, SAGE Publications retracted 60 articles authored by Taiwanese researchers due to suspected peer-review fraud. This scandal led to the resignation of the Minister of Education at the time since he coauthored several retracted works. Issues regarding the lack of transparent decision-making processes regarding authorship were further disclosed. Motivated by the scandal, we believe that this is one of the first empirical studies of questionable authorship practices (QAPs) in East Asian academia; we investigate Taiwanese researchers' perceptions of QAPs. To meet this purpose, a self-reported survey was developed. Four hundred and three local researchers, including research faculty (e.g., professors), postdoctoral researchers, and Ph.D. students, participated in the survey. Four major findings resulted. First, the underlying causes of Taiwanese doctoral students' engagement in QAPs were attributable to their desire to achieve particular academic-related successes and their feeling of reciprocal obligation to support other researchers. Second, the underlying motives for Taiwanese research associates' (i.e., research faculty and postdoctoral fellows) engagement in QAPs were attributable to their attempts to achieve particular career successes and of the desire to consolidate their professional networks. Third, the participants generally agreed that QAPs had a long history among local academics but were rarely reported. Fourth, participants' backgrounds (i.e., research discipline, academic rank, and type of affiliations) had significant effects on their responses regarding particular authorship issues; however, their gender did not have a significant effect. QAPs are a critical issue in Taiwanese academia; therefore, we discussed the implications of the current findings including subsequent instruction and future research.
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Affiliation(s)
| | - Chien Chou
- National Chiao Tung University, Hsinchu, Taiwan.
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Hosseini M, Gordijn B. A review of the literature on ethical issues related to scientific authorship. Account Res 2020; 27:284-324. [PMID: 32243214 DOI: 10.1080/08989621.2020.1750957] [Citation(s) in RCA: 6] [Impact Index Per Article: 1.5] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/24/2022]
Abstract
The article at hand presents the results of a literature review on the ethical issues related to scientific authorship. These issues are understood as questions and/or concerns about obligations, values or virtues in relation to reporting, authorship and publication of research results. For this purpose, the Web of Science core collection was searched for English resources published between 1945 and 2018, and a total of 324 items were analyzed. Based on the review of the documents, ten ethical themes have been identified, some of which entail several ethical issues. Ranked on the basis of their frequency of occurrence these themes are: 1) attribution, 2) violations of the norms of authorship, 3) bias, 4) responsibility and accountability, 5) authorship order, 6) citations and referencing, 7) definition of authorship, 8) publication strategy, 9) originality, and 10) sanctions. In mapping these themes, the current article explores major ethical issue and provides a critical discussion about the application of codes of conduct, various understandings of culture, and contributing factors to unethical behavior.
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Affiliation(s)
- Mohammad Hosseini
- Institute of Ethics, School of Theology, Philosophy and Music, Dublin City University , Dublin, Ireland
| | - Bert Gordijn
- Institute of Ethics, School of Theology, Philosophy and Music, Dublin City University , Dublin, Ireland
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Mapping the dynamics of research networks in ecology and evolution using co-citation analysis (1975–2014). Scientometrics 2020. [DOI: 10.1007/s11192-019-03340-4] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/25/2022]
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Affiliation(s)
- Alasdair Coles
- Department of Clinical Neurosciences, University of Cambridge, Cambridge, United Kingdom
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Transparent Attribution of Contributions to Research: Aligning Guidelines to Real-Life Practices. PUBLICATIONS 2019. [DOI: 10.3390/publications7020024] [Citation(s) in RCA: 8] [Impact Index Per Article: 1.6] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 12/11/2022] Open
Abstract
Research studies, especially in the sciences, may benefit from substantial non-author support without which they could not be completed or published. The term “contributorship” was coined in 1997 to recognize all contributions to a research study, but its implementation (mostly in biomedical reports) has been limited to the inclusion of an “Author Contributions” statement that omits other contributions. To standardize the reporting of contributions across disciplines, irrespective of whether a given contribution merits authorship or acknowledgment, the Contributor Roles Taxonomy (CRediT) was launched in 2014. Our assessment, however, shows that in practice, CRediT is a detailed authorship classification that risks denying appropriate credit for persons who contribute as non-authors. To illustrate the shortcomings in CRediT and suggest improvements, in this article we review key concepts of authorship and contributorship and examine the range of non-author contributions that may (or may not) be acknowledged. We then briefly describe different types of editorial support provided by (non-author) translators, authors’ editors and writers, and explain why it is not always acknowledged. Finally, we propose two new CRediT taxa and revisions to three existing taxa regarding both technical and editorial support, as a small but important step to make credit attribution more transparent, accurate and open.
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Patience GS, Galli F, Patience PA, Boffito DC. Intellectual contributions meriting authorship: Survey results from the top cited authors across all science categories. PLoS One 2019; 14:e0198117. [PMID: 30650079 PMCID: PMC6334927 DOI: 10.1371/journal.pone.0198117] [Citation(s) in RCA: 35] [Impact Index Per Article: 7.0] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/11/2018] [Accepted: 12/13/2018] [Indexed: 01/22/2023] Open
Abstract
Authorship is the currency of an academic career for which the number of papers researchers publish demonstrates creativity, productivity, and impact. To discourage coercive authorship practices and inflated publication records, journals require authors to affirm and detail their intellectual contributions but this strategy has been unsuccessful as authorship lists continue to grow. Here, we surveyed close to 6000 of the top cited authors in all science categories with a list of 25 research activities that we adapted from the National Institutes of Health (NIH) authorship guidelines. Responses varied widely from individuals in the same discipline, same level of experience, and same geographic region. Most researchers agreed with the NIH criteria and grant authorship to individuals who draft the manuscript, analyze and interpret data, and propose ideas. However, thousands of the researchers also value supervision and contributing comments to the manuscript, whereas the NIH recommends discounting these activities when attributing authorship. People value the minutiae of research beyond writing and data reduction: researchers in the humanities value it less than those in pure and applied sciences; individuals from Far East Asia and Middle East and Northern Africa value these activities more than anglophones and northern Europeans. While developing national and international collaborations, researchers must recognize differences in peoples values while assigning authorship.
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Affiliation(s)
- Gregory S. Patience
- Department of Chemical Engineering, Polytechnique Montréal, Montréal, QC, Canada
- * E-mail:
| | - Federico Galli
- Department of Chemical Engineering, Polytechnique Montréal, Montréal, QC, Canada
| | - Paul A. Patience
- Department of Electrical Engineering, Polytechnique Montréal, Montréal, QC, Canada
| | - Daria C. Boffito
- Department of Chemical Engineering, Polytechnique Montréal, Montréal, QC, Canada
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Fox CW, Ritchey JP, Paine CET. Patterns of authorship in ecology and evolution: First, last, and corresponding authorship vary with gender and geography. Ecol Evol 2018; 8:11492-11507. [PMID: 30598751 PMCID: PMC6303722 DOI: 10.1002/ece3.4584] [Citation(s) in RCA: 55] [Impact Index Per Article: 9.2] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/27/2018] [Revised: 09/10/2018] [Accepted: 09/11/2018] [Indexed: 01/13/2023] Open
Abstract
The position of an author on the byline of a paper affects the inferences readers make about their contributions to the research. We examine gender differences in authorship in the ecology literature using two datasets: submissions to six journals between 2010 and 2015 (regardless of whether they were accepted), and manuscripts published by 151 journals between 2009 and 2015. Women were less likely to be last (i.e., "senior") authors (averaging ~23% across journals, years, and datasets) and sole authors (~24%), but more likely to be first author (~38%), relative to their overall frequency of authorship (~31%). However, the proportion of women in all authorship roles, except sole authorship, has increased year-on-year. Women were less likely to be authors on papers with male last authors, and all-male papers were more abundant than expected given the overall gender ratio. Women were equally well represented on papers published in higher versus lower impact factor journals at all authorship positions. Female first authors were less likely to serve as corresponding author of their papers; this difference increased with the degree of gender inequality in the author's home country, but did not depend on the gender of the last author. First authors from non-English-speaking countries were less likely to serve as corresponding author of their papers, especially if the last author was from an English-speaking country. That women more often delegate corresponding authorship to one of their coauthors may increase the likelihood that readers undervalue their role in the research by shifting credit for their contributions to coauthors. We suggest that author contribution statements be more universally adopted and that these statements declare how and/or why the corresponding author was selected for this role.
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Affiliation(s)
- Charles W. Fox
- Department of EntomologyUniversity of KentuckyLexingtonKentucky
| | | | - C. E. Timothy Paine
- Ecosystem Management, School of Environmental and Rural ScienceUniversity of New EnglandArmidaleNSWAustralia
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Oliver SK, Fergus CE, Skaff NK, Wagner T, Tan P, Cheruvelil KS, Soranno PA. Strategies for effective collaborative manuscript development in interdisciplinary science teams. Ecosphere 2018. [DOI: 10.1002/ecs2.2206] [Citation(s) in RCA: 17] [Impact Index Per Article: 2.8] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/10/2022] Open
Affiliation(s)
- Samantha K. Oliver
- Center for Limnology University of Wisconsin‐Madison 680 N Park Street Madison Wisconsin 53706 USA
| | - C. Emi Fergus
- Western Ecology Division National Research Council Research Associate U.S. Environmental Protection Agency 200 SW 35th Street Corvallis Oregon 97333 USA
| | - Nicholas K. Skaff
- Department of Fisheries and Wildlife Michigan State University 480 Wilson Road East Lansing Michigan 48824 USA
| | - Tyler Wagner
- Pennsylvania Cooperative Fish and Wildlife Research Unit U.S. Geological Survey The Pennsylvania State University 402 Forest Resources Building University Park Pennsylvania 16802 USA
| | - Pang‐Ning Tan
- Department of Computer Science & Engineering Michigan State University 428 South Shaw Land, Room 3115 East Lansing Michigan 48824 USA
| | - Kendra Spence Cheruvelil
- Department of Fisheries and Wildlife & Lyman Briggs College Michigan State University Natural Resources Building 480 Wilson Road, Room 334D East Lansing Michigan 48824 USA
| | - Patricia A. Soranno
- Department of Fisheries and Wildlife Michigan State University 480 Wilson Road East Lansing Michigan 48824 USA
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Correction: Author contributions to ecological publications: What does it mean to be an author in modern ecological research? PLoS One 2017; 12:e0187321. [PMID: 29073225 PMCID: PMC5658165 DOI: 10.1371/journal.pone.0187321] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.1] [Reference Citation Analysis] [Track Full Text] [Download PDF] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/19/2022] Open
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