Generalizability of an Automatic Explanation Method for Machine Learning Prediction Results on Asthma-Related Hospital Visits in Patients With Asthma: Quantitative Analysis

Automatically Explaining Machine Learning Predictions on Severe Chronic Obstructive Pulmonary Disease Exacerbations: Retrospective Cohort Study

Background

Chronic obstructive pulmonary disease (COPD) is a major cause of death and places a heavy burden on health care. To optimize the allocation of precious preventive care management resources and improve the outcomes for high-risk patients with COPD, we recently built the most accurate model to date to predict severe COPD exacerbations, which need inpatient stays or emergency department visits, in the following 12 months. Our model is a machine learning model. As is the case with most machine learning models, our model does not explain its predictions, forming a barrier for clinical use. Previously, we designed a method to automatically provide rule-type explanations for machine learning predictions and suggest tailored interventions with no loss of model performance. This method has been tested before for asthma outcome prediction but not for COPD outcome prediction.

Objective

This study aims to assess the generalizability of our automatic explanation method for predicting severe COPD exacerbations.

Methods

The patient cohort included all patients with COPD who visited the University of Washington Medicine facilities between 2011 and 2019. In a secondary analysis of 43,576 data instances, we used our formerly developed automatic explanation method to automatically explain our model’s predictions and suggest tailored interventions.

Results

Our method explained the predictions for 97.1% (100/103) of the patients with COPD whom our model correctly predicted to have severe COPD exacerbations in the following 12 months and the predictions for 73.6% (134/182) of the patients with COPD who had ≥1 severe COPD exacerbation in the following 12 months.

Conclusions

Our automatic explanation method worked well for predicting severe COPD exacerbations. After further improving our method, we hope to use it to facilitate future clinical use of our model.

International Registered Report Identifier (IRRID)

RR2-10.2196/13783

Ranking Rule-Based Automatic Explanations for Machine Learning Predictions on Asthma Hospital Encounters in Patients With Asthma: Retrospective Cohort Study

Background

Asthma hospital encounters impose a heavy burden on the health care system. To improve preventive care and outcomes for patients with asthma, we recently developed a black-box machine learning model to predict whether a patient with asthma will have one or more asthma hospital encounters in the succeeding 12 months. Our model is more accurate than previous models. However, black-box machine learning models do not explain their predictions, which forms a barrier to widespread clinical adoption. To solve this issue, we previously developed a method to automatically provide rule-based explanations for the model’s predictions and to suggest tailored interventions without sacrificing model performance. For an average patient correctly predicted by our model to have future asthma hospital encounters, our explanation method generated over 5000 rule-based explanations, if any. However, the user of the automated explanation function, often a busy clinician, will want to quickly obtain the most useful information for a patient by viewing only the top few explanations. Therefore, a methodology is required to appropriately rank the explanations generated for a patient. However, this is currently an open problem.

Objective

The aim of this study is to develop a method to appropriately rank the rule-based explanations that our automated explanation method generates for a patient.

Methods

We developed a ranking method that struck a balance among multiple factors. Through a secondary analysis of 82,888 data instances of adults with asthma from the University of Washington Medicine between 2011 and 2018, we demonstrated our ranking method on the test case of predicting asthma hospital encounters in patients with asthma.

Results

For each patient predicted to have asthma hospital encounters in the succeeding 12 months, the top few explanations returned by our ranking method typically have high quality and low redundancy. Many top-ranked explanations provide useful insights on the various aspects of the patient’s situation, which cannot be easily obtained by viewing the patient’s data in the current electronic health record system.

Conclusions

The explanation ranking module is an essential component of the automated explanation function, and it addresses the interpretability issue that deters the widespread adoption of machine learning predictive models in clinical practice. In the next few years, we plan to test our explanation ranking method on predictive modeling problems addressing other diseases as well as on data from other health care systems.

International Registered Report Identifier (IRRID)

RR2-10.2196/5039

A Roadmap for Automating Lineage Tracing to Aid Automatically Explaining Machine Learning Predictions for Clinical Decision Support

Using machine learning predictive models for clinical decision support has great potential in improving patient outcomes and reducing health care costs. However, most machine learning models are black boxes that do not explain their predictions, thereby forming a barrier to clinical adoption. To overcome this barrier, an automated method was recently developed to provide rule-style explanations of any machine learning model’s predictions on tabular data and to suggest customized interventions. Each explanation delineates the association between a feature value pattern and an outcome value. Although the association and intervention information is useful, the user of the automated explaining function often requires more detailed information to better understand the patient’s situation and to aid in decision making. More specifically, consider a feature value in the explanation that is computed by an aggregation function on the raw data, such as the number of emergency department visits related to asthma that the patient had in the prior 12 months. The user often wants to rapidly drill through to see certain parts of the related raw data that produce the feature value. This task is frequently difficult and time-consuming because the few pieces of related raw data are submerged by many pieces of raw data of the patient that are unrelated to the feature value. To address this issue, this paper outlines an automated lineage tracing approach, which adds automated drill-through capability to the automated explaining function, and provides a roadmap for future research.

Using Computational Methods to Improve Integrated Disease Management for Asthma and Chronic Obstructive Pulmonary Disease: Protocol for a Secondary Analysis

Background

Asthma and chronic obstructive pulmonary disease (COPD) impose a heavy burden on health care. Approximately one-fourth of patients with asthma and patients with COPD are prone to exacerbations, which can be greatly reduced by preventive care via integrated disease management that has a limited service capacity. To do this well, a predictive model for proneness to exacerbation is required, but no such model exists. It would be suboptimal to build such models using the current model building approach for asthma and COPD, which has 2 gaps due to rarely factoring in temporal features showing early health changes and general directions. First, existing models for other asthma and COPD outcomes rarely use more advanced temporal features, such as the slope of the number of days to albuterol refill, and are inaccurate. Second, existing models seldom show the reason a patient is deemed high risk and the potential interventions to reduce the risk, making already occupied clinicians expend more time on chart review and overlook suitable interventions. Regular automatic explanation methods cannot deal with temporal data and address this issue well.

Objective

To enable more patients with asthma and patients with COPD to obtain suitable and timely care to avoid exacerbations, we aim to implement comprehensible computational methods to accurately predict proneness to exacerbation and recommend customized interventions.

Methods

We will use temporal features to accurately predict proneness to exacerbation, automatically find modifiable temporal risk factors for every high-risk patient, and assess the impact of actionable warnings on clinicians’ decisions to use integrated disease management to prevent proneness to exacerbation.

Results

We have obtained most of the clinical and administrative data of patients with asthma from 3 prominent American health care systems. We are retrieving other clinical and administrative data, mostly of patients with COPD, needed for the study. We intend to complete the study in 6 years.

Conclusions

Our results will help make asthma and COPD care more proactive, effective, and efficient, improving outcomes and saving resources.

International Registered Report Identifier (IRRID)

PRR1-10.2196/27065