Causal Responsibility and Robust Causation

Counterfactual simulation in causal cognition

How do people make causal judgments and assign responsibility? In this review article, I argue that counterfactual simulations are key. To simulate counterfactuals, we need three ingredients: a generative mental model of the world, the ability to perform interventions on that model, and the capacity to simulate the consequences of these interventions. The counterfactual simulation model (CSM) uses these ingredients to capture people's intuitive understanding of the physical and social world. In the physical domain, the CSM predicts people's causal judgments about dynamic collision events, complex situations that involve multiple causes, omissions as causes, and causes that sustain physical stability. In the social domain, the CSM predicts responsibility judgments in helping and hindering scenarios.

Mutual entailment between causation and responsibility

The standard view in philosophy is that responsibility entails causation. Most philosophers treat this entailment claim as an evident insight into the ordinary concepts of responsibility and causation. Further, it is taken to be equally obvious that the reversal of this claim does not hold: causation does not entail responsibility. In contrast, Sytsma and Livengood have put forward an account of the use of ordinary causal attributions (statements like "X caused Y") that contends that they are typically used interchangeably with responsibility attributions (statements like "X is responsible for Y"). Put in terms of the concepts at play in these attributions, this account suggests that the reversal of the entailment claim may also hold, and, a fortiori, there would be mutual entailment between the ordinary concepts of responsibility and causation. Using the cancellability test, we report the results of three pre-registered studies providing empirical evidence that causation and responsibility are mutually entailed by each other.

Predicting responsibility judgments from dispositional inferences and causal attributions

The question of how people hold others responsible has motivated decades of theorizing and empirical work. In this paper, we develop and test a computational model that bridges the gap between broad but qualitative framework theories, and quantitative but narrow models. In our model, responsibility judgments are the result of two cognitive processes: a dispositional inference about a person's character from their action, and a causal attribution about the person's role in bringing about the outcome. We test the model in a group setting in which political committee members vote on whether or not a policy should be passed. We assessed participants' dispositional inferences and causal attributions by asking how surprising and important a committee member's vote was. Participants' answers to these questions in Experiment 1 accurately predicted responsibility judgments in Experiment 2. In Experiments 3 and 4, we show that the model also predicts moral responsibility judgments, and that importance matters more for responsibility, while surprise matters more for judgments of wrongfulness.

A counterfactual simulation model of causation by omission

When do people say that an event that did not happen was a cause? We extend the counterfactual simulation model (CSM) of causal judgment (Gerstenberg, Goodman, Lagnado, & Tenenbaum, 2021) and test it in a series of three experiments that look at people's causal judgments about omissions in dynamic physical interactions. The problem of omissive causation highlights a series of questions that need to be answered in order to give an adequate causal explanation of why something happened: what are the relevant variables, what are their possible values, how are putative causal relationships evaluated, and how is the causal responsibility for an outcome attributed to multiple causes? The CSM predicts that people make causal judgments about omissions in physical interactions by using their intuitive understanding of physics to mentally simulate what would have happened in relevant counterfactual situations. Prior work has argued that normative expectations affect judgments of omissive causation. Here we suggest a concrete mechanism of how this happens: expectations affect what counterfactuals people consider, and the more certain people are that the counterfactual outcome would have been different from what actually happened, the more causal they judge the omission to be. Our experiments show that both the structure of the physical situation as well as expectations about what will happen affect people's judgments.