Estimating Forest Canopy Cover in Black Locust (Robinia pseudoacacia L.) Plantations on the Loess Plateau Using Random Forest

Spatial effects analysis of natural forest canopy cover based on spaceborne LiDAR and geostatistics

Because of the high cost of manual surveys, the analysis of spatial change of forest structure at the regional scale faces a difficult challenge. Spaceborne LiDAR can provide global scale sampling and observation. Taking this opportunity, dense natural forest canopy cover (NFCC) observations obtained by combining spaceborne LiDAR data, plot survey, and machine learning algorithm were used as spatial attributes to analyze the spatial effects of NFCC. Specifically, based on ATL08 (Land and Vegetation Height) product generated from Ice, Cloud and land Elevation Satellite-2/Advanced Topographic Laser Altimeter System (ICESat-2/ATLAS) data and 80 measured plots, the NFCC values located at the LiDAR's footprint locations were predicted by the ML model. Based on the predicted NFCC, the spatial effects of NFCC were analyzed by Moran's I and semi-variogram. The results showed that (1) the Random Forest (RF) model had the strongest predicted performance among the built ML models (R2=0.75, RMSE=0.09); (2) the NFCC had a positive spatial correlation (Moran's I = 0.36), that is, the CC of adjacent natural forest footprints had similar trends or values, belonged to the spatial agglomeration distribution; the spatial variation was described by the exponential model (C0 = 0.12×10-2, C = 0.77×10-2, A0 = 10200 m); (3) topographic factors had significant effects on NFCC, among which elevation was the largest, slope was the second, and aspect was the least; (4) the NFCC spatial distribution obtained by SGCS was in great agreement with the footprint NFCC (R2 = 0.59). The predictions generated from the RF model constructed using ATL08 data offer a dependable data source for the spatial effects analysis.

Using canopy height model derived from UAV imagery as an auxiliary for spectral data to estimate the canopy cover of mixed broadleaf forests

Canopy cover is an important structural trait that is frequently used in forest inventories to assess sustainability as well as many other important aspects of forest stands. Remote sensing data is more effective and suitable for canopy cover estimating than traditional field measurements such as sample plots, especially at broad scales. Measurement and mapping this attribute in fine-scale is a difficult task. Aerial imagery using unmanned aerial vehicle (UAV) has been recognized as an excellent tool to estimate canopy attributes. In this study, we compared the potential of using digital hemispherical photography (DHP), digital cover photography (DCP), UAV RGB data, and canopy height model (CHM) for estimation of canopy cover of mix broad-leaved forest on seven different stands. The canopy cover was measured from two digital canopy photographic methods, including DHP (as the reference method) and DCP. The stand orthophotos were segmented using a multi-resolution image segmentation method. Afterward, the classification in two classes of the canopy cover and the non-canopy cover was conducted using minimum distance classification to estimate canopy cover. The CHM layer was generated based on the SfM algorithm and utilized in the canopy cover estimation in each stand as auxiliary data. The results showed a slight improvement when we used the CHM as auxiliary data. Overall, the results showed that the efficiency of the ground digital canopy photographic methods (zenith view) in multi-storied and dense forests is the lowest. In return, our method for digital aerial canopy photography (object-based canopy segmentation and classification) is simple, quick, efficient, and cost-effective.

Mapping Land Cover and Tree Canopy Cover in Zagros Forests of Iran: Application of Sentinel-2, Google Earth, and Field Data

The Zagros forests in Western Iran are valuable ecosystems that have been seriously damaged by human interference (harvesting the wood and forest sub-products, converting the forests to the agricultural lands, and grazing) and natural events (drought events and fire). In this study, we generated accurate land cover (LC), and tree canopy cover percentage (TCC%) maps for the forests of Shirvan County, a part of Zagros forests in Western Iran using Sentinel-2, Google Earth, and field data for protective management. First, we assessed the accuracy of Google Earth data using 300 random field plots in 10 different land cover types. For land cover mapping, we evaluated the performance of four supervised classification algorithms (minimum distance (MD), Mahalanobis distance (MaD), neural network (NN), and support vector machine (SVM)). The accuracy of the land cover maps was assessed using a set of 150 stratified random plots in Google Earth. We mapped the forest canopy cover by using the normalized difference vegetation index (NDVI) map, and field plots. We calculated the Pearson correlation between the NDVI values and the TCC% (obtained from field plots). The linear regression between the NDVI values and the TCC% was used to obtain the predictive model of TCC% based on the NDVI. The results showed that Google Earth data yielded an overall accuracy of 94.4%. The SVM algorithm had the highest accuracy for the classification of Sentinel-2 data with an overall accuracy of 81.33% and a kappa index of 0.76. The results of the forest canopy cover analysis showed a Pearson correlation coefficient of 0.93 between the NDVI and TCC%, which is highly significant. The results also showed that the linear regression model is a good predictive model for TCC% estimation based on the NDVI (r2 = 0.864). The results can be used as a baseline for decision-makers to monitor land cover change in the region, whether produced by human activities or natural events and to establish measures for protective management of forests.

Evaluation of Different Algorithms for Estimating the Growing Stock Volume of Pinus massoniana Plantations Using Spectral and Spatial Information from a SPOT6 Image

Precise growing stock volume (GSV) estimation is essential for monitoring forest carbon dynamics, determining forest productivity, assessing ecosystem forest services, and evaluating forest quality. We evaluated four machine learning methods: classification and regression trees (CART), support vector machines (SVM), artificial neural networks (ANN), and random forests (RF), for their reliability in the estimation of the GSV of Pinus massoniana plantations in China’s northern subtropical regions, using remote sensing data. For all four methods, models were generated using data derived from a SPOT6 image, namely the spectral vegetation indices (SVIs), texture parameters, or both. In addition, the effects of varying the size of the moving window on estimation precision were investigated. RF almost always yielded the greatest precision independently of the choice of input. ANN had the best performance when SVIs were used alone to estimate GSV. When using texture indices alone with window sizes of 3 × 5 × 5 or 9 × 9, RF achieved the best results. For CART, SVM, and RF, R2 decreased as the moving window size increased: the highest R2 values were achieved with 3 × 3 or 5 × 5 windows. When using textural parameters together with SVIs as the model input, RF achieved the highest precision, followed by SVM and CART. Models using both SVI and textural parameters as inputs had better estimating precision than those using spectral data alone but did not appreciably outperform those using textural parameters alone.

Comparison of GF2 and SPOT6 Imagery on Canopy Cover Estimating in Northern Subtropics Forest in China

Canopy cover is an important vegetation attribute used for many environmental applications such as defining management objectives, thinning and ecological modeling. However, the estimation of canopy cover from high spatial resolution imagery is still a difficult task due to limited spectral information and the heterogeneous pixel values of the same canopy. In this paper, we compared the capacity of two high spatial resolution sensors (SPOT6 and GF2) using three ensemble learning models (Adaptive Boosting (AdaBoost), Gradient Boosting (GDBoost), and random forest (RF)), to estimate canopy cover (CC) in a Chinese northern subtropics forest. Canopy cover across 97 plots was measured across 41 needle forest plots, 24 broadleaf forest plots, and 32 mixed forest plots. Results showed that (1) the textural features performed more importantly than spectral variables according to the number of variables in the top ten predictors in estimating canopy cover (CC) in both SPOT6 and GF2. Moreover, the vegetation indices in spectral variables had a lower relative importance value than the band reflectance variables. (2) GF2 imagery outperformed SPOT6 imagery in estimating CC when using the ensemble learning model in our data. On average across the models, the R2 was almost 0.08 higher for GF2 over SPOT6. Likewise, the average RMSE and average MAE were 0.002 and 0.01 lower in GF2 than in SPOT6. (3) The ensemble learning model showed good results in estimating CC, yet the different models performed a little differently in the results. Additionally, the GDBoost model performed the best of all the ensemble learning models with R2 = 0.92, root mean square error (RMSE) = 0.001 and mean absolute error (MAE) = 0.022.

Remote Sensing Technology Applications in Forestry and REDD+

Advances in close-range and remote sensing technologies drive innovations in forest resource assessments and monitoring at varying scales. Data acquired with airborne and spaceborne platforms provide us with higher spatial resolution, more frequent coverage and increased spectral information. Recent developments in ground-based sensors have advanced three dimensional (3D) measurements, low-cost permanent systems and community-based monitoring of forests. The REDD+ mechanism has moved the remote sensing community in advancing and developing forest geospatial products which can be used by countries for the international reporting and national forest monitoring. However, there still is an urgent need to better understand the options and limitations of remote and close-range sensing techniques in the field of degradation and forest change assessment. This Special Issue contains 12 studies that provided insight into new advances in the field of remote sensing for forest management and REDD+. This includes developments into algorithm development using satellite data; synthetic aperture radar (SAR); airborne and terrestrial LiDAR; as well as forest reference emissions level (FREL) frameworks.

Robinia pseudoacacia L. in Short Rotation Coppice: Seed and Stump Shoot Reproduction as well as UAS-based Spreading Analysis

Varying reproduction strategies are an important trait that tree species need in order both to survive and to spread. Black locust is able to reproduce via seeds, stump shoots, and root suckers. However, little research has been conducted on the reproduction and spreading of black locust in short rotation coppices. This research study focused on seed germination, stump shoot resprout, and spreading by root suckering of black locust in ten short rotation coppices in Germany. Seed experiments and sample plots were analyzed for the study. Spreading was detected and measured with unmanned aerial system (UAS)-based images and classification technology—object-based image analysis (OBIA). Additionally, the classification of single UAS images was tested by applying a convolutional neural network (CNN), a deep learning model. The analyses showed that seed germination increases with increasing warm-cold variety and scarification. Moreover, it was found that the number of shoots per stump decreases as shoot age increases. Furthermore, spreading increases with greater light availability and decreasing tillage. The OBIA and CNN image analysis technologies achieved 97% and 99.5% accuracy for black locust classification in UAS images. All in all, the three reproduction strategies of black locust in short rotation coppices differ with regards to initialization, intensity, and growth performance, but all play a role in the survival and spreading of black locust.