Documentation of Archaeology-Specific Workflow for Airborne LiDAR Data Processing

A Critical Review of Remote Sensing Approaches and Deep Learning Techniques in Archaeology

To date, comprehensive reviews and discussions of the strengths and limitations of Remote Sensing (RS) standalone and combination approaches, and Deep Learning (DL)-based RS datasets in archaeology have been limited. The objective of this paper is, therefore, to review and critically discuss existing studies that have applied these advanced approaches in archaeology, with a specific focus on digital preservation and object detection. RS standalone approaches including range-based and image-based modelling (e.g., laser scanning and SfM photogrammetry) have several disadvantages in terms of spatial resolution, penetrations, textures, colours, and accuracy. These limitations have led some archaeological studies to fuse/integrate multiple RS datasets to overcome limitations and produce comparatively detailed outcomes. However, there are still knowledge gaps in examining the effectiveness of these RS approaches in enhancing the detection of archaeological remains/areas. Thus, this review paper is likely to deliver valuable comprehension for archaeological studies to fill knowledge gaps and further advance exploration of archaeological areas/features using RS along with DL approaches.

Migration of Alpine Slavs and machine learning: Space-time pattern mining of an archaeological data set

The rapid expansion of the Slavic speakers in the second half of the first millennium CE remains a controversial topic in archaeology, and academic passions on the issue have long run high. Currently, there are three main hypotheses for this expansion. The aim of this paper was to test the so-called “hybrid hypothesis,” which states that the movement of people, cultural diffusion and language diffusion all occurred simultaneously. For this purpose, we examined an archaeological Deep Data set with a machine learning method termed time series clustering and with emerging hot spot analysis. The latter required two archaeology-specific modifications: The archaeological trend map and the multiscale emerging hot spot analysis. As a result, we were able to detect two migrations in the Eastern Alps between c. 500 and c. 700 CE. Based on the convergence of evidence from archaeology, linguistics, and population genetics, we have identified the migrants as Alpine Slavs, i.e., people who spoke Slavic and shared specific common ancestry.

The Impact of Vegetation on the Visibility of Archaeological Features in Airborne Laser Scanning Datasets from Different Acquisition Dates

Digital elevation models derived from airborne laser scanning have found worldwide application in archaeology and other disciplines. A key feature that makes these models so valuable lies in their capacity to represent micro-relief features indicating traces of past human activity. While detection of these often faint traces in vegetated areas benefits from maximum leaf-off conditions during data acquisition, countrywide collection of data must make compromises and often cannot take place in the most appropriate seasons. In this paper, we identify the impact of leaf-on conditions on the distribution of ground returns and present what types of archaeological objects might remain unnoticeable if the flight date is outside the desirable time window. Comparing five ALS data acquisition campaigns from both leaf-off (April and November) and leaf-on conditions (May and June), we demonstrate how foliage affects the morphology of relief features as recorded in ALS derivatives, and we identify other effects on archaeological interpretation caused by changing vegetation conditions. The results encourage evaluation of countrywide general-purpose data for their applicability in archaeology.

Airborne Lidar Survey, Density-Based Clustering, and Ancient Maya Settlement in the Upper Usumacinta River Region of Mexico and Guatemala

We present results from the archaeological analysis of 331 km2 of high-resolution airborne lidar data collected in the Upper Usumacinta River basin of Mexico and Guatemala. Multiple visualizations of the DEM and multi-spectral data from four lidar transects crossing the Classic period (AD 350–900) Maya kingdoms centered on the sites of Piedras Negras, La Mar, and Lacanja Tzeltal permitted the identification of ancient settlement and associated features of agricultural infrastructure. HDBSCAN (hierarchical density-based clustering of applications with noise) cluster analysis was applied to the distribution of ancient structures to define urban, peri-urban, sub-urban, and rural settlement zones. Interpretations of these remotely sensed data are informed by decades of ground-based archaeological survey and excavations, as well as a rich historical record drawn from inscribed stone monuments. Our results demonstrate that these neighboring kingdoms in three adjacent valleys exhibit divergent patterns of structure clustering and low-density urbanism, distributions of agricultural infrastructure, and economic practices during the Classic period. Beyond meeting basic subsistence needs, agricultural production in multiple areas permitted surpluses likely for the purposes of tribute, taxation, and marketing. More broadly, this research highlights the strengths of HDBSCAN to the archaeological study of settlement distributions when compared to more commonly applied methods of density-based cluster analysis.

An Integrated Remote-Sensing and GIS Approach for Mapping Past Tin Mining Landscapes in Northwest Iberia

Northwest Iberia can be considered as one of the main areas where tin was exploited in antiquity. However, the location of ancient tin mining and metallurgy, their date and the intensity of tin production are still largely uncertain. The scale of mining activity and its socio-economical context have not been truly assessed, nor its evolution over time. With the present study, we intend to present an integrated, multiscale, multisensor and interdisciplinary methodology to tackle this problem. The integration of airborne LiDAR and historic aerial imagery has enabled us to identify and map ancient tin mining remains on the Tinto valley (Viana do Castelo, northern Portugal). The combination with historic mining documentation and literature review allowed us to confirm the impact of modern mining and define the best-preserved ancient mining areas for further archaeological research. After data processing and mapping, subsequent ground-truthing involved field survey and geological sampling that confirmed cassiterite exploitation as the key feature of the mining works. This non-invasive approach is of importance for informing future research and management of these landscapes.

Airborne LiDAR-Derived Digital Elevation Model for Archaeology

The use of topographic airborne LiDAR data has become an essential part of archaeological prospection, and the need for an archaeology-specific data processing workflow is well known. It is therefore surprising that little attention has been paid to the key element of processing: an archaeology-specific DEM. Accordingly, the aim of this paper is to describe an archaeology-specific DEM in detail, provide a tool for its automatic precision assessment, and determine the appropriate grid resolution. We define an archaeology-specific DEM as a subtype of DEM, which is interpolated from ground points, buildings, and four morphological types of archaeological features. We introduce a confidence map (QGIS plug-in) that assigns a confidence level to each grid cell. This is primarily used to attach a confidence level to each archaeological feature, which is useful for detecting data bias in archaeological interpretation. Confidence mapping is also an effective tool for identifying the optimal grid resolution for specific datasets. Beyond archaeological applications, the confidence map provides clear criteria for segmentation, which is one of the unsolved problems of DEM interpolation. All of these are important steps towards the general methodological maturity of airborne LiDAR in archaeology, which is our ultimate goal.