Combined Use of Optical and Synthetic Aperture Radar Data for REDD+ Applications in Malawi

Identification of Urban Green Space Types and Estimation of Above-Ground Biomass Using Sentinel-1 and Sentinel-2 Data

High-quality urban green space supports the healthy functioning of urban ecosystems. This study aimed to rapidly assess the distribution, and accurately estimate the above-ground biomass, of urban green space using remote sensing methods, thus providing a better understanding of the urban ecological environment in Xuzhou for more effective management. We performed urban green space classifications and compared the performance of Sentinel-2 MSI data and Sentinel-1 SAR data and combinations, for estimating above-ground biomass, using field data from Xuzhou, China. The results showed the following: (1) incorporating an object-oriented method and random forest algorithm to extract urban green space information was effective; (2) compared with stepwise regression models with single-source data, biomass estimation models based on multi-source data provide higher estimation accuracy (R2 = 0.77 for coniferous forest, R2 = 0.76 for shrub-grass vegetation, R2 = 0.75 for broadleaf forest); and (3) from 2016 to 2021, urban green space coverage in Xuzhou decreased, while the total above-ground biomass increased, with higher average above-ground biomass in broadleaf forests (133.71 tons/ha) compared to coniferous forests (92.13 tons/ha) and shrub-grass vegetation (21.65 tons/ha). Our study provides an example of automated classification and above-ground biomass mapping for urban green space using multi-source data and facilitates urban eco-management.

Improving Forest Baseline Maps in Tropical Wetlands Using GEDI-Based Forest Height Information and Sentinel-1

Remote Sensing-based global Forest/Non-Forest (FNF) masks have shown large inaccuracies in tropical wetland areas. This limits their applications for deforestation monitoring and alerting in which they are used as a baseline for mapping new deforestation. In radar-based deforestation monitoring, for example, moisture dynamics in unmasked non-forest areas can lead to false detections. We combined a GEDI Forest Height product and Sentinel-1 radar data to improve FNF masks in wetland areas in Gabon using a Random Forest model. The GEDI Forest Height, together with texture metrics derived from Sentinel-1 mean backscatter values, were the most important contributors to the classification. Quantitatively, our mask outperformed existing global FNF masks by increasing the Producer’s Accuracy for the non-forest class by 14%. The GEDI Forest Height product by itself also showed high accuracies but contained Landsat artifacts. Qualitatively, our model was best able to cleanly uncover non-forest areas and mitigate the impact of Landsat artifacts in the GEDI Forest Height product. An advantage of the methodology presented here is that it can be adapted for different application needs by varying the probability threshold of the Random Forest output. This study stresses that, in any application of the suggested methodology, it is important to consider the UA/PA trade-off and the effect it has on the classification. The targeted improvements for wetland forest mapping presented in this paper can help raise the accuracy of tropical deforestation monitoring.

Does Sentinel-1A Backscatter Capture the Spatial Variability in Canopy Gaps of Tropical Agroforests? A Proof-of-Concept in Cocoa Landscapes in Cameroon

A reliable estimation and monitoring of tree canopy cover or shade distribution is essential for a sustainable cocoa production via agroforestry systems. Remote sensing (RS) data offer great potential in retrieving and monitoring vegetation status at landscape scales. However, parallel advancements in image processing and analysis are required to appropriately use such data for different targeted applications. This study assessed the potential of Sentinel-1A (S-1A) C-band synthetic aperture radar (SAR) backscatter in estimating canopy cover variability in cocoa agroforestry landscapes. We investigated two landscapes, in Center and South Cameroon, which differ in predominant vegetation: forest-savannah transition and forest landscape, respectively. We estimated canopy cover using in-situ digital hemispherical photographs (DHPs) measures of gap fraction, verified the relationship with SAR backscatter intensity and assessed predictions based on three machine learning approaches: multivariate bootstrap regression, neural networks regression, and random forest regression. Our results showed that about 30% of the variance in canopy gap fraction in the cocoa production landscapes was shared by the used SAR backscatter parameters: a combination of S-1A backscatter intensity, backscatter coefficients, difference, cross ratios, and normalized ratios. Based on the model predictions, the VV (co-polarization) backscatter showed high importance in estimating canopy gap fraction; the VH (cross-polarized) backscatter was less sensitive to the estimated canopy gap. We observed that a combination of different backscatter variables was more reliable at predicting the canopy gap variability in the considered type of vegetation in this study—agroforests. Semi-variogram analysis of canopy gap fraction at the landscape scale revealed higher spatial clustering of canopy gap, based on spatial correlation, at a distance range of 18.95 m in the vegetation transition landscape, compared to a 51.12 m spatial correlation range in the forest landscape. We provide new insight on the spatial variability of canopy gaps in the cocoa landscapes which may be essential for predicting impacts of changing and extreme (drought) weather conditions on farm management and productivity. Our results contribute a proof-of-concept in using current and future SAR images to support management tools or strategies on tree inventorying and decisions regarding incentives for shade tree retention and planting in cocoa landscapes.

A Multi Sensor Approach to Forest Type Mapping for Advancing Monitoring of Sustainable Development Goals (SDG) in Myanmar

Monitoring forests is important for measuring overall success of the 2030 Agenda because forests play an essential role in meeting many Sustainable Development Goals (SDG), especially SDG 15. Our study evaluates the contribution of three satellite data sources (Landsat-8, Sentinel-2 and Sentinel-1) for mapping diverse forest types in Myanmar. This assessment is especially important because Myanmar is currently revising its classification system for forests and it is critical that these new forest types can be accurately mapped and monitored over time using satellite imagery. Our results show that using a combination of Sentinel-1 and Sentinel-2 yields the highest accuracy (89.6% ± 0.16 percentage point(pp)), followed by Sentinel-2 alone (87.97% ± 0.11 pp) and Landsat-8 (82.68% ± 0.13 pp). The higher spatial resolution of Sentinel-2 Blue, Green, Red, Narrow Near Infrared and Short Wave Infrared bands enhances accuracy by 4.83% compared to Landsat-8. The addition of the Sentinel-2 Near Infrared and three Vegetation Red Edge bands further improve accuracy by 0.46% compared to using only Sentinel-2 Blue, Green, Red, Narrow Near Infrared and Short Wave Infrared bands. Adding the radar information from Sentinel-1 further increases the accuracy by 1.63%. We were able to map the two major forest types, Upper Moist and Upper Dry Mixed Deciduous Forest, which comprise 90% of our study area. Accuracies for these forest types ranged from 77 to 96% depending on the sensors used, demonstrating the feasibility of using satellite data to map forest categories from a newly revised classification system. Our results advance the ongoing development of the National Forest Monitoring System (NFMS) by the Myanmar Forest Department and United Nations-Food and Agriculture Organization (UN-FAO) and facilitates future monitoring of progress towards the SDGs.

A Near Real-Time Method for Forest Change Detection Based on a Structural Time Series Model and the Kalman Filter

The increasing availability of dense time series of earth observation data has incited a growing interest in time series analysis for vegetation monitoring and change detection. Vegetation monitoring algorithms need to deal with several time series characteristics such as seasonality, irregular sampling intervals, and signal artefacts. While common algorithms based on deterministic harmonic regression models account for intra-annual seasonality, inter-annual variations of the seasonal pattern related to shifts in vegetation phenology due to different temperature and rainfall are usually not accounted for. We propose a transition to stochastic modelling and present a near real-time change detection method that combines a structural time series model with the Kalman filter. The model continuously adapts to new observations and allows to better separate phenology-related deviations from vegetation anomalies or land cover changes. The method is tested in a forest change detection application aiming at the assessment of damages caused by storm events and insect calamities. Forest changes are detected based on the cumulative sum control chart (CUSUM) which is used to decide if new observations deviate from model-based forecasts. The performance is evaluated in two test sites, one in Malawi (dry tropical forest) and one in Austria (temperate deciduous, coniferous and mixed forests) based on Sentinel-2 time series. Both forest areas are characterized by a distinct, but temporally varying leaf-off season. The presented change detection method shows overall accuracies above 99%, users’ accuracies of 76.8% to 88.6%, and producers’ accuracies of 68.2% to 80.4% for the forest change stratum (minimum mapping unit: 0.1 ha). Results are based on visually interpreted points derived by stratified random sampling. A further analysis revealed that increasing the time series density by merging data from two Sentinel-2 orbits yields better forest change detection accuracies in comparison to using data from one orbit only. The resulting increase in users’ accuracy amounts to 7.6%. The presented method is capable of near real-time processing and could be used for a variety of automated forest monitoring applications.

Use of SAR and Optical Time Series for Tropical Forest Disturbance Mapping

Frequent cloud cover and fast regrowth often hamper topical forest disturbance monitoring with optical data. This study aims at overcoming these limitations by combining dense time series of optical (Sentinel-2 and Landsat 8) and SAR data (Sentinel-1) for forest disturbance mapping at test sites in Peru and Gabon. We compare the accuracies of the individual disturbance maps from optical and SAR time series with the accuracies of the combined map. We further evaluate the detection accuracies by disturbance patch size and by an area-based sampling approach. The results show that the individual optical and SAR based forest disturbance detections are highly complementary, and their combination improves all accuracy measures. The overall accuracies increase by about 3% in both areas, producer accuracies of the disturbed forest class increase by up to 25% in Peru when compared to only using one sensor type. The assessment by disturbance patch size shows that the amount of detections of very small disturbances (< 0.2 ha) can almost be doubled by using both data sets: for Gabon 30% as compared to 15.7–17.5%, for Peru 80% as compared to 48.6–65.7%.

Detecting Forest Changes Using Dense Landsat 8 and Sentinel-1 Time Series Data in Tropical Seasonal Forests

The accurate and timely detection of forest disturbances can provide valuable information for effective forest management. Combining dense time series observations from optical and synthetic aperture radar satellites has the potential to improve large-area forest monitoring. For various disturbances, machine learning algorithms might accurately characterize forest changes. However, there is limited knowledge especially on the use of machine learning algorithms to detect forest disturbances through hybrid approaches that combine different data sources. This study investigated the use of dense Landsat 8 and Sentinel-1 time series data for detecting disturbances in tropical seasonal forests based on a machine learning algorithm. The random forest algorithm was used to predict the disturbance probability of each Landsat 8 and Sentinel-1 observation using variables derived from a harmonic regression model, which characterized seasonality and disturbance-related changes. The time series disturbance probabilities of both sensors were then combined to detect forest disturbances in each pixel. The results showed that the combination of Landsat 8 and Sentinel-1 achieved an overall accuracy of 83.6% for disturbance detection, which was higher than the disturbance detection using only Landsat 8 (78.3%) or Sentinel-1 (75.5%). Additionally, more timely disturbance detection was achieved by combining Landsat 8 and Sentinel-1. Small-scale disturbances caused by logging led to large omissions of disturbances; however, other disturbances were detected with relatively high accuracy. Although disturbance detection using only Sentinel-1 data had low accuracy in this study, the combination with Landsat 8 data improved the accuracy of detection, indicating the value of dense Landsat 8 and Sentinel-1 time series data for timely and accurate disturbance detection.