Formal models for the study of the relationship between fluctuating asymmetry and fitness in humans

OBJECTIVES

To evaluate three of the main verbal models that have been proposed to explain the relationship between fluctuating asymmetry and fitness in humans: the "good genes," the "good development," and the "growth" hypotheses.

MATERIALS AND METHODS

A formal model was generated for each verbal model following three steps. First, based on the literature, a theoretical causal model and the theoretical object of inquiry were outlined. Second, an empirical causal model and the targets of inference were defined using observational data of facial asymmetries and life-history traits related to fitness. Third, generalized linear models and causal inference were used as the estimation strategy.

RESULTS

The results suggest that the theoretical and empirical assumptions of the "good genes" hypothesis should be reformulated. The results were compatible with most of the empirical assumptions of "the good development" hypothesis but suggest that further discussion of its theoretical assumptions is needed. The results were less informative about the "growth" hypothesis, both theoretically and empirically. There was a positive association between facial fluctuating asymmetry and the number of offspring that was not compatible with any of the empirical causal models evaluated.

CONCLUSIONS

Although the three hypotheses focus on different aspects of the link between asymmetry and fitness, their overlap opens the possibility of a unified theory on the subject. The results of this study make explicit which assumptions need to be updated and discussed, facilitating the advancement of this area of research. Overall, this study elucidates the potential benefit of using formal models for theory revision and development.

Assessment of the Orbital and Auricular Asymmetry in Italian and Sudanese Children: A Three-Dimensional Study

The evaluation of the symmetry of orbital and ear soft tissues is important for aesthetic and reconstructive surgery. However, little information is available for these facial regions, especially in children. We analyzed the orbital and auricular symmetry in 418 Italian and 206 Sudanese subadult males divided into three age groups (8–11, 12–15, and 16–19 years old). Orbital and auricular height and width were measured for calculating fluctuating and directional asymmetry indices. Differences in asymmetry indices according to ethnicity and age group were assessed through the two-way ANOVA test (p < 0.01), while differences in the prevalence of right or left asymmetry according to ethnicity were assessed through the chi-square test. On average, directional asymmetry indices ranged from −2.1% to 1.1%, while fluctuating asymmetry indices ranged between 2.9% and 5.4%, corresponding to a small effect size and to 1.06–2.34 mm actual dimensions. Sudanese subjects showed a greater asymmetry for all the indices except for the fluctuating asymmetry of orbital height (p < 0.01). The directional asymmetry of auricular width increased with age. A prevalent right-side asymmetry was found for all the orbital indices (p < 0.001) in both populations, although significantly more prevalent in Sudanese individuals (over 83% for both measures), while auricular measures showed a prevalent left asymmetry exclusively in the Sudanese but with lower percentages. Aside from the limited effect size, the results proved the ethnic variability of asymmetry of orbital and auricle regions in children and suggest the need to collect more population data.

Fluctuating Asymmetry and Sexual Dimorphism in Human Facial Morphology: A Multi-Variate Study

Background

Fluctuating asymmetry is often used as an indicator of developmental instability, and is proposed as a signal of genetic quality. The display of prominent masculine phenotypic features, which are a direct result of high androgen levels, is also believed to be a sign of genetic quality, as these hormones may act as immunosuppressants. Fluctuating asymmetry and masculinity are therefore expected to covary. However, there is lack of strong evidence in the literature regarding this hypothesis.

Materials and methods

In this study, we examined a large dataset of high-density 3D facial scans of 1260 adults (630 males and 630 females). We mapped a high-density 3D facial mask onto the facial scans in order to obtain a high number of quasi-landmarks on the faces. Multi-dimensional measures of fluctuating asymmetry were extracted from the landmarks using Principal Component Analysis, and masculinity/femininity scores were obtained for each face using Partial Least Squares. The possible correlation between these two qualities was then examined using Pearson's coefficient and Canonical Correlation Analysis.

Results

We found no correlation between fluctuating asymmetry and masculinity in men. However, a weak but significant correlation was found between average fluctuating asymmetry and masculinity in women, in which feminine faces had higher levels of fluctuating asymmetry on average. This correlation could possibly point to genetic quality as an underlying mechanism for both asymmetry and masculinity; however, it might also be driven by other fitness or life history traits, such as fertility.

Conclusions

Our results question the idea that fluctuating asymmetry and masculinity should be (more strongly) correlated in men, which is in line with the recent literature. Future studies should possibly focus more on the evolutionary relevance of the observed correlation in women.