Method for quantifying arousal and consciousness in healthy states and severe brain injury via EEG-based measures of corticothalamic physiology

BACKGROUND

Characterization of normal arousal states has been achieved by fitting predictions of corticothalamic neural field theory (NFT) to electroencephalographic (EEG) spectra to yield relevant physiological parameters.

NEW METHOD

A prior fitting method is extended to distinguish conscious and unconscious states in healthy and brain injured subjects by identifying additional parameters and clusters in parameter space.

RESULTS

Fits of NFT predictions to EEG spectra are used to estimate neurophysiological parameters in healthy and brain injured subjects. Spectra are used from healthy subjects in wake and sleep and from patients with unresponsive wakefulness syndrome, in a minimally conscious state (MCS), and emerged from MCS. Subjects cluster into three groups in parameter space: conscious healthy (wake and REM), sleep, and brain injured. These are distinguished by the difference X-Y between corticocortical (X) and corticothalamic (Y) feedbacks, and by mean neural response rates α and β to incoming spikes. X-Y tracks consciousness in healthy individuals, with smaller values in wake/REM than sleep, but cannot distinguish between brain injuries. Parameters α and β differentiate deep sleep from wake/REM and brain injury.

COMPARISON WITH EXISTING METHODS

Other methods typically rely on laborious clinical assessment, manual EEG scoring, or evaluation of measures like Φ from integrated information theory, for which no efficient method exists. In contrast, the present method can be automated on a personal computer.

CONCLUSION

The method provides a means to quantify consciousness and arousal in healthy and brain injured subjects, but does not distinguish subtypes of brain injury.

Mutual consistency of multiple visual feature maps constrains combined map topology

The primary visual cortex (V1) is the first cortical area that processes visual information relayed from the thalamus. The topologies permitted in joint ocular dominance (OD), orientation preference (OP), and direction preference (DP) maps in V1 are considered, with the aim of finding a maximally symmetric periodic case that can serve as the basis for perturbations toward natural realizations. It is shown that mutual consistency of the maps selects just two possible such lattice structures, and that one of these is much closer to experiment than the other. This comprises a hexagonal lattice of alternating positive and negative OP singularities, with each unit cell or hypercolumn containing four such singularities, each of which radiates three DP discontinuities that follow OP contours and end at OP singularities of opposite sign. Other DP discontinuities emanate at 90 degrees to the midpoints of the ones that link OP singularities, and cross OP contours perpendicularly. These features explain experimentally observed relationships between DP discontinuities and OP contours, including sudden approximately 90-degree changes of direction in the former.

Spatiotemporal evolution of urban populations and housing: A dynamic utility-driven market-mediated model

A model of the spatiotemporal evolution of urban areas is developed that simultaneously includes the effects on household utility of geography, population density, income distribution, and household preference for characteristics of dwellings and neighbors. The result is a utility function whose structure is similar to that of the energy of interacting spin systems in external fields. Spatiotemporal housing market evolution then results via transactions driven by increases in utility and changes in numbers of households and dwellings. It is shown that the model successfully predicts formation of monocentric and polycentric urban areas, stratification by wealth, segregation due to preferences for housing or neighbors, and the balance of supply and demand. These results go well beyond those of prior models that each dealt with subsets of these phenomena, and do so within a single, unified framework. Potential generalizations are discussed and further applications are suggested.

Ten rules for effective modeling

Modeling a natural system such as the brain aims to deepen understanding and to help to explain and link multiple phenomena into a coherent picture. In any specific case, this requires a clear view of the aims of each modeling project, followed by coordinated selection of the model's style and components; theoretical, numerical, and statistical analysis methods; distillation and presentation of results; and resulting well supported conclusions. The ten rules presented here apply to modeling of the brain and other systems and are designed to assist in carrying out integrated modeling with valid and well-supported outcomes that effectively achieve the modeling aims; referees can also use them when assessing the validity of modeling in submitted manuscripts.

Generalized neural field theory of cortical plasticity illustrated by an application to the linear phase of ocular dominance column formation in primary visual cortex

Physiologically based neural field theory (NFT) is extended to encompass cortical plasticity dynamics. An illustrative application is provided which treats the evolution of the connectivity of left- and right-eye visual stimuli to neuronal populations in the primary visual cortex (V1), and the initial, linear phase of formation of approximately one-dimensional (1D) ocular dominance columns (ODCs) that sets their transverse spatial scale. This links V1 activity, structure, and physiology within a single theory that already accounts for a range of other brain activity and connectivity phenomena, thereby enabling ODC formation and many other phenomena to be interrelated and cortical parameters to be constrained across multiple domains. The results accord with experimental ODC widths for realistic cortical parameters and are based directly on a unified description of the neuronal populations involved, their connection strengths, and the neuronal activity they support. Other key results include simple analytic approximations for ODC widths and the parameters of maximum growth rate, constraints on cortical excitatory and inhibitory gains, elucidation of the roles of specific poles of the V1 response function, and the fact that ODCs are not formed when input stimuli are fully correlated between eyes. This work provides a basis for further generalization of NFT to model other plasticity phenomena, thereby linking them to the range multiscale phenomena accounted for by NFT.

Discrete spectral eigenmode-resonance network of brain dynamics and connectivity

The problem of finding a compact natural representation of brain dynamics and connectivity is addressed using an expansion in terms of physical spatial eigenmodes and their frequency resonances. It is demonstrated that this discrete expansion via the system transfer function enables linear and nonlinear dynamics to be analyzed in compact form in terms of natural dynamic "atoms," each of which is a frequency resonance of an eigenmode. Because these modal resonances are determined by the system dynamics, not the investigator, they are privileged over widely used phenomenological patterns, and obviate the need for artificial discretizations and thresholding in coordinate space. It is shown that modal resonances participate as nodes of a discrete spectral network, are noninteracting in the linear regime, but are linked nonlinearly by wave-wave coalescence and decay processes. The modal resonance formulation is shown to be capable of speeding numerical calculations of strongly nonlinear interactions. Recent work in brain dynamics, especially based on neural field theory (NFT) approaches, allows eigenmodes and their resonances to be estimated from data without assuming a specific brain model. This means that dynamic equations can be inferred using system identification methods from control theory, rather than being assumed, and resonances can be interpreted as control-systems data filters. The results link brain activity and connectivity with control-systems functions such as prediction and attention via gain control and can also be linked to specific NFT predictions if desired, thereby providing a convenient bridge between physiologically based theories and experiment. Amplitudes of modes and resonances can also be tracked to provide a more direct and temporally localized representation of the dynamics than correlations and covariances, which are widely used in the field. By synthesizing many different lines of research, this work provides a way to link quantitative electrophysiological and imaging measurements, connectivity, brain dynamics, and function. This underlines the need to move between coordinate and spectral representations as required. Moreover, standard theoretical-physics approaches and mathematical methods can be used in place of ad hoc statistical measures such as those based on graph theory of artificially discretized and decimated networks, which are highly prone to selection effects and artifacts.

Evoked response activity eigenmode analysis in a convoluted cortex via neural field theory

Neural field theory of the corticothalamic system is used to explore evoked response potentials (ERPs) caused by spatially localized impulse stimuli on the convoluted cortex and on a spherical cortex. Eigenfunctions are calculated analytically on the spherical cortex and numerically on the convoluted cortex via eigenfunction expansions. Eigenmodes on a convoluted cortex are similar to those of the spherical cortex, and a few such modes are found to be sufficient to reproduce the main ERP features. It is found that the ERP peak is stronger in spherical cortex than convoluted cortex, but in both cases the peak decreases monotonically with increasing distance from the stimulus point. In the convoluted case, cortical folding causes ERPs to differ between locations at the same distance from the stimulus point and spherical symmetries are only approximately preserved.

Neural field theory of neural avalanche exponents

The power-law exponents of observed size and lifetime distributions of near-critical neural avalanches are calculated from neural field theory using diagrammatic methods. This brings neural avalanches within the ambit of neural field theory, which has also previously explained near-critical 1/f spectra and many other observed features of neural activity. This strengthens the case for near-criticality of the brain and opens the way for these other phenomena to be interrelated with avalanches and their dynamics.

Relationships between lognormal distributions of neural properties, activity, criticality, and connectivity

Relationships between convergence of inputs onto neurons, divergence of outputs from them, synaptic strengths, nonlinear firing response properties, and randomness of axonal ranges are systematically explored by interrelating means and variances of synaptic strengths, firing rates, and soma voltages. When self-consistency is imposed, it is found that broad distributions of synaptic strength are a necessary concomitant of the known massive convergence of inputs to individual neurons, and observed widths of lognormal distributions of synaptic strength and firing rate are explained provided the brain is in a near-critical state, consistent with independent observations. The strongest individual synapses are shown to have an effect on soma voltage comparable to the effect of all others combined, which supports suggestions that they may have a key role in neural communication. Remarkably, inclusion of moderate randomness in characteristic axonal ranges is shown to account for the observed [Formula: see text]-fold variability in two-point connectivity at a given separation and [Formula: see text]-fold overall when the known mean exponential fall-off is included, consistent with observed near-lognormal distributions. Inferred axonal deviations from straight-line paths are also consistent with independent estimates.

Nonlinear wave-wave interactions in the brain

Neural field theory of the corticothalamic system is used to analyze nonlinear wave-wave interactions in steady state visual evoked potential responses. The nonlinear power spectrum is analytically calculated by convolving the linear power spectrum with itself and other factors. Periodic sine and square wave stimuli are used to generate steady state visual evoked potential responses and to study stimulus-driven nonlinear corticothalamic dynamic interactions. Moreover, we use dual sine drives to analyze the driven dynamics. Numerical analysis shows that the nonlinear power spectrum embodies key nonlinear features, including harmonic and subharmonic generation, entrainment of the alpha rhythm to periodic stimuli at the drive frequency, sum and difference frequencies due to wave-wave coalescence and decay. Further, the scaling properties of the key phenomena observed in nonlinear interactions are studied, verifying some of the theoretical predictions for these being generated by three-wave processes.

Gamma-band correlations in the primary visual cortex

This paper generalizes and extends previous work on using neural field theory to quantitatively analyze the two-dimensional (2D) spatiotemporal correlation properties of gamma-band (30-70 Hz) oscillations evoked by stimuli arriving at the primary visual cortex, and modulated by patchy connectivities that depend on orientation preference (OP). Correlation functions are derived analytically for general stimulus and measurement conditions. The theoretical results reproduce a range of published experimental results. These include (i) the existence of two-point oscillatory temporal cross correlations with zero time lag between neurons with similar OP; (ii) the influence of spatial separation of neurons on the strength of the correlations; and (iii) the effects of differing stimulus orientations. They go beyond prior work by incorporating experimentally observed patchy projection patterns to predict the 2D correlation structure including both OP and ocular dominance effects, thereby relaxing assumptions of translational invariance implicit in prior one-dimensional analysis.

Power spectrum of resting-state blood-oxygen-level-dependent signal

Hemodynamic modeling is used to explore the origin, predict, and analyze the power spectrum of the resting-state blood-oxygen-level-dependent (BOLD) signal measured by functional magnetic resonance imaging (fMRI), which has been reported to have a power-law form, i.e., P(f)∝f^{-s}, where P(f) is the power, f is the frequency, and s>0 is the power-law exponent. However, current fMRI experimental paradigms have limited acquisition durations, affecting the spectral resolution of fMRI data at the low-frequency regime. Here, the claimed power-law spectrum is investigated by using a recent hemodynamic model to analytically derive the BOLD power spectrum, with parameters that are related to neurophysiology. The theoretical results show that, for all realistic parameter combinations, the BOLD power spectrum is flat at f≲0.01Hz, has a weak resonance originating from intrinsic oscillations of vasodilatory response, and becomes a power law for high frequencies, all of which is in agreement with an empirical data set that describes the spectrum of one subject and brain region. However, the results are contrary to studies reporting a pure power-law spectrum at f≲0.2Hz. The discrepancy is attributed largely to data averaging employed by current approaches that averages together important properties of the BOLD power spectrum, such as its resonance, that biases the spectrum to only show a power law. Data averaging also reduces the high-frequency power-law exponent relative to individual cases. Overall, this work demonstrates how the model can reproduce BOLD dynamics and further analyze its low-frequency behavior. Moreover, it also uses the model to explain the impact of procedures, such as data averaging, on the reported features of the BOLD power spectrum.

Giving calves 'the best start': Perceptions of colostrum management on dairy farms in England

Good colostrum management can confer protective immunity to newborn calves, making calves less susceptible to infectious disease, and fundamentally improving both their short- and long-term health, welfare and productivity. Industry recommendations commonly refer to 'The Three 'Q's' of colostrum management: the need for calves to receive sufficient 'Quantity' of high 'Quality' colostrum 'Quickly' after birth; some also include 'sQueaky clean' and 'Quantification of passive transfer'. However, research to date suggests that the failure of passive transfer of colostral antibodies is common on commercial dairy farms, contributing to sub-optimal calf health and mortality. This paper explores why this may be the case by investigating stakeholder perceptions of colostrum management and how these perceptions might affect the practice of ensuring adequate colostrum administration to newborn calves. Calf rearing and youngstock management practices on English dairy farms were investigated using 40 in-depth semi-structured interviews: 26 with dairy farmers and 14 with advisors (including veterinarians, feed and pharmaceutical company representatives). Interviews were audio-recorded, transcribed and thematically coded for analysis. 'The Three 'Q's' were found to act as useful reminders about the goals of colostrum management, and a case can be made for further publicising the inclusion of 'sQueaky clean' and 'Quantification of passive transfer' as there remains a lack of focus on colostrum hygiene and measurement of successful antibody transfer. Knowledge of the 'Q's' did not guarantee implementation, and time and labour constraints alongside farmer misconceptions must be addressed when offering professional advice on improving calf health. Further research to encourage on-farm collection and analysis of monitoring data including rates of passive transfer is particularly needed. Advisors must not overlook the importance of colostrum management when assessing farm practices and ensure that they promote evidence-based recommendations if dairy calf morbidity and mortality is to be reduced.

Unified dynamics of interictal events and absence seizures

The dynamics of interictal events between absence seizures and their relationship to seizures themselves are investigated by employing a neural field model of the corticothalamic system. Interictal events are modeled as being due to transient parameter excursions beyond the seizure threshold, in the present case by sufficiently temporally varying the connection strength between the cerebral cortex and the thalamus. Increasing connection strength drives the system into ∼3-Hz seizure oscillations via a supercritical Hopf bifurcation once the linear instability threshold is passed. Depending on the time course of the excursion above threshold, different interictal activity event dynamics are seen in the time series of corticothalamic fields. These resemble experimental interictal time series observed via electroencephalography. It is found that the morphology of these events depends on the magnitude and duration of the excursion above threshold. For a large-amplitude excursion of short duration, events resemble interictal spikes, where one large spike is seen, followed by small damped oscillations. For a short excursion with long duration, events like observed interictal periodic sharp waves are seen. When both amplitude and duration above threshold are large, seizure oscillations are seen. Using these outcomes, proximity to seizure can be estimated and tracked.

Unified analysis of global and focal aspects of absence epilepsy via neural field theory of the corticothalamic system

Absence epilepsy is characterized by a sudden paroxysmal loss of consciousness accompanied by oscillatory activity propagating over many brain areas. Although primary generalized absence seizures are supported by the global corticothalamic system, converging experimental evidence supports a focal theory of absence epilepsy. Here a physiology-based corticothalamic model is investigated with spatial heterogeneity due to focal epilepsy to unify global and focal aspects of absence epilepsy. Numeric and analytic calculations are employed to investigate the emergent spatiotemporal dynamics as well as their underlying dynamical mechanisms. They can be categorized into three scenarios: suppressed epilepsy, focal seizures, or generalized seizures, as summarized from a phase diagram vs focal width and characteristic axon range. The corresponding temporal frequencies and spatial extents of cortical waves in generalized seizures and focal seizures agree well with experimental observations of global and focal aspects of absence epilepsy, respectively. The emergence of the spatiotemporal dynamics corresponding to focal seizures provides a biophysical explanation of the temporally higher frequency but spatially more localized cortical waves observed in genetic rat models that display characteristics of human absence epilepsy. Predictions are also presented for further experimental test.

Determination of effective brain connectivity from activity correlations

Effective connectivity embodied in transfer functions is derived from symmetric-network activity correlations under task-free conditions via a recent causal spectral factorization method. This generalizes previous covariance-based analyses to include frequency dependencies and time delays. Results are verified against analytic solutions of equations that have reproduced many aspects of experimental brain dynamics and against cases of more complex connectivity. Robustness to noise is also demonstrated.

Neural field theory of evoked response potentials in a spherical brain geometry

Evoked response potentials (ERPs) are calculated in spherical and planar geometries using neural field theory of the corticothalamic system. The ERP is modeled as an impulse response and the resulting modal effects of spherical corticothalamic dynamics are explored, showing that results for spherical and planar geometries converge in the limit of large brain size. Cortical modal effects can lead to a double-peak structure in the ERP time series. It is found that the main difference between infinite planar geometry and spherical geometry is that the ERP peak is sharper and stronger in the spherical geometry. It is also found that the magnitude of the response decreases with increasing spatial width of the stimulus at the cortex. The peak is slightly delayed at large angles from the stimulus point, corresponding to group velocities of 6-10 m s^{-1}. Strong modal effects are found in the spherical geometry, with the lowest few modes sufficing to describe the main features of ERPs, except very near to spatially narrow stimuli.

Neural field theory of effects of brain modifications and lesions on functional connectivity: Acute effects, short-term homeostasis, and long-term plasticity

Neural field theory is used to predict the functional connectivity effects of lesions or other modifications to effective connectivity. Widespread initial changes are predicted after localized or diffuse changes to white or gray matter, consistent with observations, and enabling lesion severity indexes to be defined. It is shown how short-term homeostasis and longer-term plasticity can reduce perturbations while maintaining brain criticality under conditions where some connections remain fixed because of damage in the lesion core. The extent to which such effects can compensate for initial connectivity changes is then explored, showing that the strongest corrective changes are concentrated toward the edges of the perturbation if it is localized and its core is fixed. The results are applicable to inferring underlying connectivity changes and to interpreting and monitoring functional connectivity modifications after lesions, injury, surgery, drugs, or brain stimulation.

Physical brain connectomics

Brain connectivity and structure-function relationships are analyzed from a physical perspective in place of common graph-theoretic and statistical approaches that overwhelmingly ignore the brain's physical structure and geometry. Field theory is used to define connectivity tensors in terms of bare and dressed propagators, and discretized representations are implemented that respect the physical nature and dimensionality of the quantities involved, retain the correct continuum limit, and enable diagrammatic analysis. Eigenfunction analysis is used to simultaneously characterize and probe patterns of brain connectivity and activity, in place of statistical or phenomenological patterns. Physically based measures that characterize the connectivity are then developed in coordinate and spectral domains; some of which generalize or rectify graph-theoretic measures to implement correct dimensionality and continuum limits, and some replace graph-theoretic quantities. Traditional graph-based measures are shown to be highly prone to artifacts introduced by discretization and threshold, often because essential physical constraints have not been imposed, dimensionality has not been included, and/or distinctions between scalar, vector, and tensor quantities have not been considered. The results can replace them in ways that converge correctly and measure properties of brain structure, rather than of its discretization, and thus potentially enable physical interpretation of the many phenomenological results in the literature. Geometric effects are shown to dominate in determining many brain properties and care must be taken not to interpret geometric differences as differences in intrinsic neural connectivity. The results demonstrate the need to use systematic physical methods to analyze the brain and the potential of such methods to obtain new insights from data, make new predictions for experimental test, and go beyond phenomenological classification to dynamics and mechanisms.

Physiology-based ERPs in normal and abnormal states

Evoked response potentials (ERPs) and other transients are modeled as impulse responses using physiology-based neural field theory (NFT) of the corticothalamic system of neural activity in the human brain that incorporates synaptic and dendritic dynamics, firing response, axonal propagation, and corticocortical and corticothalamic pathways. The properties of model-predicted ERPs are explored throughout the stability zone of the corticothalamic system, and predicted time series and wavelet spectra are also analyzed. This provides a unified treatment of predicted ERPs for both normal and abnormal states within the brain's stability zone, including likely parameters to represent abnormal states of reduced arousal.

Spectrum of connectivity fluctuations including the effect of activity-dependent feedback

The spatiotemporal spectrum of feedback-driven fluctuations of brain connectivity is investigated using nonlinear neural field theory of the corticothalamic system. Weakly nonlinear dynamics of neural feedbacks are expanded in terms of first order perturbations of neural activity relative to a fixed point. Susceptibilities are used to quantify the change in connectivity per unit change in presynaptic or postsynaptic activity caused by nonlinear feedbacks such as facilitation, depression, sensitization, potentiation, and the effects of discrete eigenmode structure are included for a spherical brain geometry. Spectral signatures such as resonances are identified that allow the presence of particular presynaptic and postsynaptic feedback effects to be inferred. These include additional resonances at high frequencies and shifts of existing spectral peaks, mostly visible in the lowest spatial modes of the response.

Dependence of absence seizure dynamics on physiological parameter evolution

A neural field model of the corticothalamic system is applied to investigate the temporal and spectral characteristics of absence seizures in the presence of a temporally varying connection strength between the cerebral cortex and thalamus. Increasing connection strength drives the system into an absence seizure-like state once a threshold is passed and a supercritical Hopf bifurcation occurs. The dynamics and spectral characteristics of the resulting model seizures are explored as functions of maximum connection strength, time above threshold, and the rate at which the connection strength increases (ramp rate). Our results enable spectral and temporal characteristics of seizures to be related to changes in the underlying physiological evolution of connections via nonlinear dynamics and neural field theory. Spectral analysis reveals that the power of the harmonics and the duration of the oscillations increase as the maximum connection strength and the time above threshold increase. It is also found that the time to reach the stable limit-cycle seizure oscillation from the instability threshold decreases with the square root of the ramp rate.

Neural field theory of perceptual echo and implications for estimating brain connectivity

Neural field theory is used to predict and analyze the phenomenon of perceptual echo in which random input stimuli at one location are correlated with electroencephalographic responses at other locations. It is shown that this echo correlation (EC) yields an estimate of the transfer function from the stimulated point to other locations. Modal analysis then explains the observed spatiotemporal structure of visually driven EC and the dominance of the alpha frequency; two eigenmodes of similar amplitude dominate the response, leading to temporal beating and a line of low correlation that runs from the crown of the head toward the ears. These effects result from mode splitting and symmetry breaking caused by interhemispheric coupling and cortical folding. It is shown how eigenmodes obtained from functional magnetic resonance imaging experiments can be combined with temporal dynamics from EC or other evoked responses to estimate the spatiotemporal transfer function between any two points and hence their effective connectivity.

The balanced and introspective brain

Transfers of large-scale neural activity into, within and between corticothalamic neural populations and brain hemispheres are analysed using time-integrated transfer functions and state parameters obtained from neural field theory for a variety of arousal states. It is shown that the great majority of activity results from feedbacks within the corticothalamic system, including significant transfer between hemispheres, but only a small minority arises via net input from the external world, with the brain thus in a near-critical, highly introspective state. Notably, the total excitatory and inhibitory influences on cortical neurons are balanced to within a few per cent across arousal states. Strong negative intrahemispheric feedforward exists to the cortex, and even larger interhemispheric positive feedforward, but these are modified by feedback loops to yield near-critical positive overall gain. The results underline the utility of transfer functions for the analysis of brain activity.

Theory of corticothalamic brain activity in a spherical geometry: Spectra, coherence, and correlation

Corticothalamic neural field theory is applied to a spherical geometry to better model neural activity in the human brain and is also compared with planar approximations. The frequency power spectrum, correlation, and coherence functions are computed analytically and numerically. The effects of cortical boundary conditions and resulting modal aspects of spherical corticothalamic dynamics are explored, showing that the results of spherical and finite planar geometries converge to those for the infinite planar geometry in the limit of large brain size. Estimates are made of the point at which modal series can be truncated and it is found that for physiologically plausible parameters only the lowest few spatial eigenmodes are needed for an accurate representation of macroscopic brain activity. A difference between the geometries is that there is a low-frequency 1/f spectrum in the infinite planar geometry, whereas in the spherical geometry it is 1/f^{2}. Another difference is that the alpha peak in the spherical geometry is sharper and stronger than in the planar geometry. Cortical modal effects can lead to a double alpha peak structure in the power spectrum, although the main determinant of the alpha peak is corticothalamic feedback. In the spherical geometry, the cross spectrum between two points is found to only depend on their relative distance apart. At small spatial separations the low-frequency cross spectrum is stronger than for an infinite planar geometry and the alpha peak is sharper and stronger due to the partitioning of the energy into discrete modes. In the spherical geometry, the coherence function between points decays monotonically as their separation increases at a fixed frequency, but persists further at resonant frequencies. The correlation between two points is found to be positive, regardless of the time lag and spatial separation, but decays monotonically as the separation increases at fixed time lag. At fixed distance the correlation has peaks at multiples of the period of the dominant frequency of system activity.

Spectral signatures of activity-dependent neural feedback in the corticothalamic system

The modulation of neural quantities by presynaptic and postsynaptic activities via local feedback processes is investigated by incorporating nonlinear phenomena such as relative refractory period, synaptic enhancement, synaptic depression, and habituation. This is done by introducing susceptibilities, which quantify the response in either firing threshold or synaptic strength to unit change in either presynaptic or postsynaptic activity. Effects on the power spectra are then analyzed for a realistic corticothalamic model to determine the spectral signatures of various nonlinear processes and to what extent these are distinct. Depending on the feedback processes, there can be enhancements or reductions in low-frequency and/or alpha power, splitting of the alpha resonance, and/or appearance of new resonances at high frequencies. These features in the power spectra allow processes to be fully distinguished where they are unique, or partly distinguished if they are common to only a subset of feedbacks, and can potentially be used to constrain the types, strengths, and dynamics of feedbacks present.

Shock-like haemodynamic responses induced in the primary visual cortex by moving visual stimuli

It is shown that recently discovered haemodynamic waves can form shock-like fronts when driven by stimuli that excite the cortex in a patch that moves faster than the haemodynamic wave velocity. If stimuli are chosen in order to induce shock-like behaviour, the resulting blood oxygen level-dependent (BOLD) response is enhanced, thereby improving the signal to noise ratio of measurements made with functional magnetic resonance imaging. A spatio-temporal haemodynamic model is extended to calculate the BOLD response and determine the main properties of waves induced by moving stimuli. From this, the optimal conditions for stimulating shock-like responses are determined, and ways of inducing these responses in experiments are demonstrated in a pilot study.

Response-mode decomposition of spatio-temporal haemodynamics

The blood oxygen-level dependent (BOLD) response to a neural stimulus is analysed using the transfer function derived from a physiologically based poroelastic model of cortical tissue. The transfer function is decomposed into components that correspond to distinct poles, each related to a response mode with a natural frequency and dispersion relation; together these yield the total BOLD response. The properties of the decomposed components provide a deeper understanding of the nature of the BOLD response, via the components' frequency dependences, spatial and temporal power spectra, and resonances. The transfer function components are then used to separate the BOLD response to a localized impulse stimulus, termed the Green function or spatio-temporal haemodynamic response function, into component responses that are explicitly related to underlying physiological quantities. The analytical results also provide a quantitative tool to calculate the linear BOLD response to an arbitrary neural drive, which is faster to implement than direct Fourier transform methods. The results of this study can be used to interpret functional magnetic resonance imaging data in new ways based on physiology, to enhance deconvolution methods and to design experimental protocols that can selectively enhance or suppress particular responses, to probe specific physiological phenomena.

Cortical geometry as a determinant of brain activity eigenmodes: Neural field analysis

Perturbation analysis of neural field theory is used to derive eigenmodes of neural activity on a cortical hemisphere, which have previously been calculated numerically and found to be close analogs of spherical harmonics, despite heavy cortical folding. The present perturbation method treats cortical folding as a first-order perturbation from a spherical geometry. The first nine spatial eigenmodes on a population-averaged cortical hemisphere are derived and compared with previous numerical solutions. These eigenmodes contribute most to brain activity patterns such as those seen in electroencephalography and functional magnetic resonance imaging. The eigenvalues of these eigenmodes are found to agree with the previous numerical solutions to within their uncertainties. Also in agreement with the previous numerics, all eigenmodes are found to closely resemble spherical harmonics. The first seven eigenmodes exhibit a one-to-one correspondence with their numerical counterparts, with overlaps that are close to unity. The next two eigenmodes overlap the corresponding pair of numerical eigenmodes, having been rotated within the subspace spanned by that pair, likely due to second-order effects. The spatial orientations of the eigenmodes are found to be fixed by gross cortical shape rather than finer-scale cortical properties, which is consistent with the observed intersubject consistency of functional connectivity patterns. However, the eigenvalues depend more sensitively on finer-scale cortical structure, implying that the eigenfrequencies and consequent dynamical properties of functional connectivity depend more strongly on details of individual cortical folding. Overall, these results imply that well-established tools from perturbation theory and spherical harmonic analysis can be used to calculate the main properties and dynamics of low-order brain eigenmodes.

Multistability in the corticothalamic system

Neural field theory of the corticothalamic system is used to analyze the properties of its steady-state solutions, including their linear stability, in the parameter space of synaptic couplings for physiological parameter ranges representing normal arousal waking states in adult humans. The independent connections of the corticothalamic model define an eight-dimensional parameter space, while specific combinations of these connections parameterize intracortical, corticothalamic, and intrathalamic loops. Multistable regions are systematically identified and the existence of up to five steady-state solutions is confirmed, up to three of which are linearly stable. A key determinant for the existence of five steady states is found to be the number of nonzero connections. This finding had not been previously proposed as the determining factor of high multiplicities of multistability in mesoscopic models of the brain. In the corticothalamic model presented here, multistability occurs when the intrathalamic loop is present (i.e., the reticular nucleus inhibits the relay nuclei), and when the net synaptic effect of the intracortical loop is inhibitory. The signature of these additional waking states is an overall increased level of thalamic activity. It is argued that the additional steady states found may represent hyperarousal states which occur when the corticothalamic projections do not attenuate the activity of the cortex.

Unified neural field theory of brain dynamics underlying oscillations in Parkinson's disease and generalized epilepsies

The mechanisms underlying pathologically synchronized neural oscillations in Parkinson's disease (PD) and generalized epilepsies are explored in parallel via a physiologically-based neural field model of the corticothalamic-basal ganglia (CTBG) system. The basal ganglia (BG) are approximated as a single effective population and their roles in the modulation of oscillatory dynamics of the corticothalamic (CT) system and vice versa are analyzed. In addition to normal EEG rhythms, enhanced activity around 4 Hz and 20 Hz exists in the model, consistent with the characteristic frequencies observed in PD. These rhythms result from resonances in loops formed between the BG and CT populations, analogous to those that underlie epileptic oscillations in a previous CT model, and which are still present in the combined CTBG system. Dopamine depletion is argued to weaken the dampening of these loop resonances in PD, and network connections then explain the significant coherence observed between BG, thalamic, and cortical population activity around 4-8 Hz and 20 Hz. Parallels between the afferent and efferent connection sites of the thalamic reticular nucleus (TRN) and BG predict low dopamine to correspond to a reduced likelihood of tonic-clonic (grand mal) seizures, which agrees with experimental findings. Furthermore, the model predicts an increased likelihood of absence (petit mal) seizure resulting from pathologically low dopamine levels in accordance with experimental observations. Suppression of absence seizure activity is demonstrated when afferent and efferent BG connections to the CT system are strengthened, which is consistent with other CTBG modeling studies. The BG are demonstrated to have a suppressive effect on activity of the CTBG system near tonic-clonic seizure states, which provides insight into the reported efficacy of current treatments in BG circuits. Sleep states of the TRN are also found to suppress pathological PD activity in accordance with observations. Overall, the findings demonstrate strong parallels between coherent oscillations in generalized epilepsies and PD, and provide insights into possible comorbidities.

Critical dynamics of Hopf bifurcations in the corticothalamic system: Transitions from normal arousal states to epileptic seizures

A physiologically based corticothalamic model of large-scale brain activity is used to analyze critical dynamics of transitions from normal arousal states to epileptic seizures, which correspond to Hopf bifurcations. This relates an abstract normal form quantitatively to underlying physiology that includes neural dynamics, axonal propagation, and time delays. Thus, a bridge is constructed that enables normal forms to be used to interpret quantitative data. The normal form of the Hopf bifurcations with delays is derived using Hale's theory, the center manifold theorem, and normal form analysis, and it is found to be explicitly expressed in terms of transfer functions and the sensitivity matrix of a reduced open-loop system. It can be applied to understand the effect of each physiological parameter on the critical dynamics and determine whether the Hopf bifurcation is supercritical or subcritical in instabilities that lead to absence and tonic-clonic seizures. Furthermore, the effects of thalamic and cortical nonlinearities on the bifurcation type are investigated, with implications for the roles of underlying physiology. The theoretical predictions about the bifurcation type and the onset dynamics are confirmed by numerical simulations and provide physiologically based criteria for determining bifurcation types from first principles. The results are consistent with experimental data from previous studies, imply that new regimes of seizure transitions may exist in clinical settings, and provide a simplified basis for control-systems interventions. Using the normal form, and the full equations from which it is derived, more complex dynamics, such as quasiperiodic cycles and saddle cycles, are discovered near the critical points of the subcritical Hopf bifurcations.

K-complexes, spindles, and ERPs as impulse responses: unification via neural field theory

To interrelate K-complexes, spindles, evoked response potentials (ERPs), and spontaneous electroencephalography (EEG) using neural field theory (NFT), physiology-based NFT of the corticothalamic system is used to model cortical excitatory and inhibitory populations and thalamic relay and reticular nuclei. The impulse response function of the model is used to predict the responses to impulses, which are compared with transient waveforms in sleep studies. Fits to empirical data then allow underlying brain physiology to be inferred and compared with other waves. Spontaneous K-complexes, spindles, and other transient waveforms can be reproduced using NFT by treating them as evoked responses to impulsive stimuli with brain parameters appropriate to spontaneous EEG in sleep stage 2. Using this approach, spontaneous K-complexes and sleep spindles can be analyzed using the same single theory as previously been used to account for waking ERPs and other EEG phenomena. As a result, NFT can explain a wide variety of transient waveforms that have only been phenomenologically classified to date. This enables noninvasive fitting to be used to infer underlying physiological parameters. This physiology-based model reproduces the time series of different transient EEG waveforms; it has previously reproduced experimental EEG spectra, and waking ERPs, and many other observations, thereby unifying transient sleep waveforms with these phenomena.

Inference of direct and multistep effective connectivities from functional connectivity of the brain and of relationships to cortical geometry

BACKGROUND

The problem of inferring effective brain connectivity from functional connectivity is under active investigation, and connectivity via multistep paths is poorly understood.

NEW METHOD

A method is presented to calculate the direct effective connection matrix (deCM), which embodies direct connection strengths between brain regions, from functional CMs (fCMs) by minimizing the difference between an experimental fCM and one calculated via neural field theory from an ansatz deCM based on an experimental anatomical CM.

RESULTS

The best match between fCMs occurs close to a critical point, consistent with independent published stability estimates. Residual mismatch between fCMs is identified to be largely due to interhemispheric connections that are poorly estimated in an initial ansatz deCM due to experimental limitations; improved ansatzes substantially reduce the mismatch and enable interhemispheric connections to be estimated. Various levels of significant multistep connections are then imaged via the neural field theory (NFT) result that these correspond to powers of the deCM; these are shown to be predictable from geometric distances between regions.

COMPARISON WITH EXISTING METHODS

This method gives insight into direct and multistep effective connectivity from fCMs and relating to physiology and brain geometry. This contrasts with other methods, which progressively adjust connections without an overarching physiologically based framework to deal with multistep or poorly estimated connections.

CONCLUSIONS

deCMs can be usefully estimated using this method and the results enable multistep connections to be investigated systematically.

Wake-sleep transition as a noisy bifurcation

A recent physiologically based model of the ascending arousal system is used to analyze the dynamics near the transition from wake to sleep, which corresponds to a saddle-node bifurcation at a critical point. A normal form is derived by approximating the dynamics by those of a particle in a parabolic potential well with dissipation. This mechanical analog is used to calculate the power spectrum of fluctuations in response to a white noise drive, and the scalings of fluctuation variance and spectral width are derived versus distance from the critical point. The predicted scalings are quantitatively confirmed by numerical simulations, which show that the variance increases and the spectrum undergoes critical slowing, both in accord with theory. These signals can thus serve as potential precursors to indicate imminent wake-sleep transition, with potential application to safety-critical occupations in transport, air-traffic control, medicine, and heavy industry.

Publisher's Note: Eigenvector dynamics under perturbation of modular networks [Phys. Rev. E 93, 062312 (2016)]

This corrects the article DOI: 10.1103/PhysRevE.93.062312.

A Quantitative Model of Sleep-Wake Dynamics Based on the Physiology of the Brainstem Ascending Arousal System

A quantitative, physiology-based model of the ascending arousal system is developed, using continuum neuronal population modeling, which involves averaging properties such as firing rates across neurons in each population. The model includes the ventrolateral preoptic area (VLPO), where circadian and homeostatic drives enter the system, the monoaminergic and cholinergic nuclei of the ascending arousal system, and their interconnections. The human sleep-wake cycle is governed by the activities of these nuclei, which modulate the behavioral state of the brain via diffuse neuromodulatory projections. The model parameters are not free since they correspond to physiological observables. Approximate parameter bounds are obtained by requiring consistency with physiological and behavioral measures, and the model replicates the human sleep-wake cycle, with physiologically reasonable voltages and firing rates. Mutual inhibition between the wake-promoting monoaminergic group and sleep-promoting VLPO causes ``flip-flop'' behavior, with most time spent in 2 stable steady states corresponding to wake and sleep, with transitions between them on a timescale of a few minutes. The model predicts hysteresis in the sleep-wake cycle, with a region of bistability of the wake and sleep states. Reducing the monoaminergic-VLPO mutual inhibition results in a smaller hysteresis loop. This makes the model more prone to wake-sleep transitions in both directions and makes the states less distinguishable, as in narcolepsy. The model behavior is robust across the constrained parameter ranges, but with sufficient flexibility to describe a wide range of observed phenomena.

Eigenvector dynamics under perturbation of modular networks

Rotation dynamics of eigenvectors of modular network adjacency matrices under random perturbations are presented. In the presence of q communities, the number of eigenvectors corresponding to the q largest eigenvalues form a "community" eigenspace and rotate together, but separately from that of the "bulk" eigenspace spanned by all the other eigenvectors. Using this property, the number of modules or clusters in a network can be estimated in an algorithm-independent way. A general argument and derivation for the theoretical detectability limit for sparse modular networks with q communities is presented, beyond which modularity persists in the system but cannot be detected. It is shown that for detecting the clusters or modules using the adjacency matrix, there is a "band" in which it is hard to detect the clusters even before the theoretical detectability limit is reached, and for which the theoretically predicted detectability limit forms the sufficient upper bound. Analytic estimations of these bounds are presented and empirically demonstrated.

Eigenmodes of brain activity: Neural field theory predictions and comparison with experiment

Neural field theory of the corticothalamic system is applied to predict and analyze the activity eigenmodes of the bihemispheric brain, focusing particularly on their spatial structure. The eigenmodes of a single brain hemisphere are found to be close analogs of spherical harmonics, which are the natural modes of the sphere. Instead of multiple eigenvalues being equal, as in the spherical case, cortical folding splits them to have distinct values. Inclusion of interhemispheric connections between homologous regions via the corpus callosum leads to further splitting that depends on symmetry or antisymmetry of activity between brain hemispheres, and the strength and sign of the interhemispheric connections. Symmetry properties of the lowest observed eigenmodes strongly constrain the interhemispheric connectivity strengths and unihemispheric mode spectra, and it is predicted that most spontaneous brain activity will be symmetric between hemispheres, consistent with observations. Comparison with the eigenmodes of an experimental anatomical connectivity matrix confirms these results, permits the relative strengths of intrahemispheric and interhemispheric connectivities to be approximately inferred from their eigenvalues, and lays the foundation for further experimental tests. The results are consistent with brain activity being in corticothalamic eigenmodes, rather than discrete "networks" and open the way to new approaches to brain analysis.

Real-time automated EEG tracking of brain states using neural field theory

A real-time fitting system is developed and used to fit the predictions of an established physiologically-based neural field model to electroencephalographic spectra, yielding a trajectory in a physiological parameter space that parametrizes intracortical, intrathalamic, and corticothalamic feedbacks as the arousal state evolves continuously over time. This avoids traditional sleep/wake staging (e.g., using Rechtschaffen-Kales stages), which is fundamentally limited because it forces classification of continuous dynamics into a few discrete categories that are neither physiologically informative nor individualized. The classification is also subject to substantial interobserver disagreement because traditional staging relies in part on subjective evaluations. The fitting routine objectively and robustly tracks arousal parameters over the course of a full night of sleep, and runs in real-time on a desktop computer. The system developed here supersedes discrete staging systems by representing arousal states in terms of physiology, and provides an objective measure of arousal state which solves the problem of interobserver disagreement. Discrete stages from traditional schemes can be expressed in terms of model parameters for backward compatibility with prior studies.

Generalized seizures in a neural field model with bursting dynamics

The mechanisms underlying generalized seizures are explored with neural field theory. A corticothalamic neural field model that has accounted for multiple brain activity phenomena and states is used to explore changes leading to pathological seizure states. It is found that absence seizures arise from instabilities in the system and replicate experimental studies in numerous animal models and clinical studies.

Neural field theory of nonlinear wave-wave and wave-neuron processes

Systematic expansion of neural field theory equations in terms of nonlinear response functions is carried out to enable a wide variety of nonlinear wave-wave and wave-neuron processes to be treated systematically in systems involving multiple neural populations. The results are illustrated by analyzing second-harmonic generation, and they can also be applied to wave-wave coalescence, multiharmonic generation, facilitation, depression, refractoriness, and other nonlinear processes.

Slow-wave oscillations in a corticothalamic model of sleep and wake

A physiologically-based corticothalamic neural field model is used to study slow wave oscillations including cortical UP and DOWN states in deep sleep by extending it to incorporate bursting dynamics of neurons in the thalamic reticular nucleus. The interplay of local bursting dynamics and network interactions produces the cortical UP and DOWN states of slow wave sleep while preserving previously verified model predictions in the wake state. Results show that EEG spectral features in wake and sleep are reproduced. The bursting is subthreshold but acts to intensify the amplitude of oscillations in slow wave sleep with deep UP/DOWN oscillations on the cortex emerging naturally. Furthermore, there is a continuous cycle between the two regimes, rather than a flip-flop between discrete states.

Determination of effective brain connectivity from functional connectivity using propagator-based interferometry and neural field theory with application to the corticothalamic system

It is shown how to compute both direct and total effective connection matrices (deCMs and teCMs), which embody the strengths of neural connections between regions, from correlation-based functional CMs using propagator-based interferometry, a method that stems from geophysics and acoustics, coupled with the recent identification of deCMs and teCMs with bare and dressed propagators, respectively. The approach incorporates excitatory and inhibitory connections, multiple structures and populations, and measurement effects. The propagator is found for a generalized scalar wave equation derived from neural field theory, and expressed in terms of neural activity correlations and covariances, and wave damping rates. It is then related to correlation matrices that are commonly used to express functional and effective connectivities in the brain. The results are illustrated in analytically tractable test cases.

Determination of effective brain connectivity from functional connectivity with application to resting state connectivities

Neural field theory insights are used to derive effective brain connectivity matrices from the functional connectivity matrix defined by activity covariances. The symmetric case is exactly solved for a resting state system driven by white noise, in which strengths of connections, often termed effective connectivities, are inferred from functional data; these include strengths of connections that are underestimated or not detected by anatomical imaging. Proximity to criticality is calculated and found to be consistent with estimates obtainable from other methods. Links between anatomical, effective, and functional connectivity and resting state activity are quantified, with applicability to other complex networks. Proof-of-principle results are illustrated using published experimental data on anatomical connectivity and resting state functional connectivity. In particular, it is shown that functional connection matrices can be used to uncover the existence and strength of connections that are missed from anatomical connection matrices, including interhemispheric connections that are difficult to track with techniques such as diffusion spectrum imaging.

Experimental observation of a theoretically predicted nonlinear sleep spindle harmonic in human EEG

OBJECTIVE

To investigate the properties of a sleep spindle harmonic oscillation previously predicted by a theoretical neural field model of the brain.

METHODS

Spindle oscillations were extracted from EEG data from nine subjects using an automated algorithm. The power and frequency of the spindle oscillation and the harmonic oscillation were compared across subjects. The bicoherence of the EEG was calculated to identify nonlinear coupling.

RESULTS

All subjects displayed a spindle harmonic at almost exactly twice the frequency of the spindle. The power of the harmonic scaled nonlinearly with that of the spindle peak, consistent with model predictions. Bicoherence was observed at the spindle frequency, confirming the nonlinear origin of the harmonic oscillation.

CONCLUSIONS

The properties of the sleep spindle harmonic were consistent with the theoretical modeling of the sleep spindle harmonic as a nonlinear phenomenon.

SIGNIFICANCE

Most models of sleep spindle generation are unable to produce a spindle harmonic oscillation, so the observation and theoretical explanation of the harmonic is a significant step in understanding the mechanisms of sleep spindle generation. Unlike seizures, sleep spindles produce nonlinear effects that can be observed in healthy controls, and unlike the alpha oscillation, there is no linearly generated harmonic that can obscure nonlinear effects. This makes the spindle harmonic a good candidate for future investigation of nonlinearity in the brain.

Spectral Characterization of Hierarchical Modularity in Product Architectures

Despite the importance of the architectural modularity of products and systems, existing modularity metrics or algorithms do not account for overlapping and hierarchically embedded modules. This paper presents a graph theoretic spectral approach to characterize the degree of modular hierarchical-overlapping organization in the architecture of products and complex engineered systems. It is shown that the eigenvalues of the adjacency matrix of a product architecture graph can reveal layers of hidden modular or hierarchical modular organization that are not immediately visible in the predefined architectural description. We use the approach to analyze and discuss several design, management, and system resilience implications for complex engineered systems.

Prediction and verification of nonlinear sleep spindle harmonic oscillations

This paper examines nonlinear effects in a neural field model of the corticothalamic system to predict the EEG power spectrum of sleep spindles. Nonlinearity in the thalamic relay nuclei gives rise to a spindle harmonic visible in the cortical EEG. By deriving an analytic expression for nonlinear spectrum, the power in the spindle harmonic is predicted to scale quadratically with the power in the spindle oscillation. By isolating sleep spindles from background sleep in experimental EEG data, the spindle harmonic is directly observed.

Discrete-network versus modal representations of brain activity: why a sparse regions-of-interest approach can work for analysis of continuous dynamics

The efficacy of the common practice of tracking brain dynamics using a few key regions of interest is explained via the fact that these regions are sensitive to underlying extended modes of activity, not just local dynamics. This underlines the inseparable interplay between modes and regions and reflects the reality that brain functions range from highly localized to highly extended.