Remote sensing of solar-induced chlorophyll fluorescence (SIF) in vegetation: 50 years of progress

Dynamics of sun-induced chlorophyll fluorescence and reflectance to detect stress-induced variations in canopy photosynthesis

Passive measurement of sun-induced chlorophyll fluorescence (F) represents the most promising tool to quantify changes in photosynthetic functioning on a large scale. However, the complex relationship between this signal and other photosynthesis-related processes restricts its interpretation under stress conditions. To address this issue, we conducted a field campaign by combining daily airborne and ground-based measurements of F (normalized to photosynthetically active radiation), reflectance and surface temperature and related the observed changes to stress-induced variations in photosynthesis. A lawn carpet was sprayed with different doses of the herbicide Dicuran. Canopy-level measurements of gross primary productivity indicated dosage-dependent inhibition of photosynthesis by the herbicide. Dosage-dependent changes in normalized F were also detected. After spraying, we first observed a rapid increase in normalized F and in the Photochemical Reflectance Index, possibly due to the blockage of electron transport by Dicuran and the resultant impairment of xanthophyll-mediated non-photochemical quenching. This initial increase was followed by a gradual decrease in both signals, which coincided with a decline in pigment-related reflectance indices. In parallel, we also detected a canopy temperature increase after the treatment. These results demonstrate the potential of using F coupled with relevant reflectance indices to estimate stress-induced changes in canopy photosynthesis.

From Nucleotides to Satellite Imagery: Approaches to Identify and Manage the Invasive Pathogen Xylella fastidiosa and Its Insect Vectors in Europe

Biological invasions represent some of the most severe threats to local communities and ecosystems. Among invasive species, the vector-borne pathogen Xylella fastidiosa is responsible for a wide variety of plant diseases and has profound environmental, social and economic impacts. Once restricted to the Americas, it has recently invaded Europe, where multiple dramatic outbreaks have highlighted critical challenges for its management. Here, we review the most recent advances on the identification, distribution and management of X. fastidiosa and its insect vectors in Europe through genetic and spatial ecology methodologies. We underline the most important theoretical and technological gaps that remain to be bridged. Challenges and future research directions are discussed in the light of improving our understanding of this invasive species, its vectors and host–pathogen interactions. We highlight the need of including different, complimentary outlooks in integrated frameworks to substantially improve our knowledge on invasive processes and optimize resources allocation. We provide an overview of genetic, spatial ecology and integrated approaches that will aid successful and sustainable management of one of the most dangerous threats to European agriculture and ecosystems.

Crop nitrogen monitoring: Recent progress and principal developments in the context of imaging spectroscopy missions

Nitrogen (N) is considered as one of the most important plant macronutrients and proper management of N therefore is a pre-requisite for modern agriculture. Continuous satellite-based monitoring of this key plant trait would help to understand individual crop N use efficiency and thus would enable site-specific N management. Since hyperspectral imaging sensors could provide detailed measurements of spectral signatures corresponding to the optical activity of chemical constituents, they have a theoretical advantage over multi-spectral sensing for the detection of crop N. The current study aims to provide a state-of-the-art overview of crop N retrieval methods from hyperspectral data in the agricultural sector and in the context of future satellite imaging spectroscopy missions. Over 400 studies were reviewed for this purpose, identifying those estimating mass-based N (N concentration, N%) and area-based N (N content, Narea) using hyperspectral remote sensing data. Retrieval methods of the 125 studies selected in this review can be grouped into: (1) parametric regression methods, (2) linear nonparametric regression methods or chemometrics, (3) nonlinear nonparametric regression methods or machine learning regression algorithms, (4) physically-based or radiative transfer models (RTM), (5) use of alternative data sources (sun-induced fluorescence, SIF) and (6) hybrid or combined techniques. Whereas in the last decades methods for estimation of Narea and N% from hyperspectral data have been mainly based on simple parametric regression algorithms, such as narrowband vegetation indices, there is an increasing trend of using machine learning, RTM and hybrid techniques. Within plants, N is invested in proteins and chlorophylls stored in the leaf cells, with the proteins being the major nitrogen-containing biochemical constituent. However, in most studies, the relationship between N and chlorophyll content was used to estimate crop N, focusing on the visible-near infrared (VNIR) spectral domains, and thus neglecting protein-related N and reallocation of nitrogen to non-photosynthetic compartments. Therefore, we recommend exploiting the estimation of nitrogen via the proxy of proteins using hyperspectral data and in particular the short-wave infrared (SWIR) spectral domain. We further strongly encourage a standardization of nitrogen terminology, distinguishing between N% and Narea. Moreover, the exploitation of physically-based approaches is highly recommended combined with machine learning regression algorithms, which represents an interesting perspective for future research in view of new spaceborne imaging spectroscopy sensors.

Novel Remote Sensing Index of Electron Transport Rate Predicts Primary Production and Crop Health in L. sativa and Z. mays

Photosynthesis performance can be assessed quantitatively with light response curves. These curves record the Electron Transport Rate (ETR) as a function of light intensity. Then, statistical fit on these curves parameterize light use efficiency, maximum photosynthetic activity and the reaction of the apparatus to stress. While this technique is performed with portable fluorometers in field conditions, it is difficult to scale it to the canopy level. The Fraunhofer line discrimination technique, which detects fluorescence signals emitted during photosynthesis, is a promising method to assess photosynthetic performance of canopies. In this study, we define a remote sensing ETR index based on a combination of three parameters: sun-induced fluorescence, normalized differential vegetation index and light intensity. Two representatives of C3 and C4 photosynthesis, L. sativa and Z. mays, experienced a fertilization concentrations gradient. ETR increased with light intensity in both crops. In L. sativa, ETR assumed a linear relationship between the photosynthetic activity and light intensity, with a correlation of R2 = 0.99 to the portable fluorometer. Additional parametrization revealed a resilience of its reaction centers to photoinhibition in maximum light intensities. When Z. mays experienced open field conditions, ETR correlated with the plant’s status. While the results of this study are promising, the index still requires validation in terms of temporal track and spatial variability.

Autofluorescence in Plants

Plants contain abundant autofluorescent molecules that can be used for biochemical, physiological, or imaging studies. The two most studied molecules are chlorophyll (orange/red fluorescence) and lignin (blue/green fluorescence). Chlorophyll fluorescence is used to measure the physiological state of plants using handheld devices that can measure photosynthesis, linear electron flux, and CO2 assimilation by directly scanning leaves, or by using reconnaissance imaging from a drone, an aircraft or a satellite. Lignin fluorescence can be used in imaging studies of wood for phenotyping of genetic variants in order to evaluate reaction wood formation, assess chemical modification of wood, and study fundamental cell wall properties using Förster Resonant Energy Transfer (FRET) and other methods. Many other fluorescent molecules have been characterized both within the protoplast and as components of cell walls. Such molecules have fluorescence emissions across the visible spectrum and can potentially be differentiated by spectral imaging or by evaluating their response to change in pH (ferulates) or chemicals such as Naturstoff reagent (flavonoids). Induced autofluorescence using glutaraldehyde fixation has been used to enable imaging of proteins/organelles in the cell protoplast and to allow fluorescence imaging of fungal mycelium.

Unmanned Aerial Systems (UAS)-Based Methods for Solar Induced Chlorophyll Fluorescence (SIF) Retrieval with Non-Imaging Spectrometers: State of the Art

Chlorophyll fluorescence (ChlF) information offers a deep insight into the plant physiological status by reason of the close relationship it has with the photosynthetic activity. The unmanned aerial systems (UAS)-based assessment of solar induced ChlF (SIF) using non-imaging spectrometers and radiance-based retrieval methods, has the potential to provide spatio-temporal photosynthetic performance information at field scale. The objective of this manuscript is to report the main advances in the development of UAS-based methods for SIF retrieval with non-imaging spectrometers through the latest scientific contributions, some of which are being developed within the frame of the Training on Remote Sensing for Ecosystem Modelling (TRuStEE) program. Investigations from the Universities of Edinburgh (School of Geosciences) and Tasmania (School of Technology, Environments and Design) are first presented, both sharing the principle of the spectroradiometer optical path bifurcation throughout, the so called ‘Piccolo-Doppio’ and ‘AirSIF’ systems, respectively. Furthermore, JB Hyperspectral Devices’ ongoing investigations towards the closest possible characterization of the atmospheric interference suffered by orbital platforms are outlined. The latest approach focuses on the observation of one single ground point across a multiple-kilometer atmosphere vertical column using the high altitude UAS named as AirFloX, mounted on a specifically designed and manufactured fixed wing platform: ‘FloXPlane’. We present technical details and preliminary results obtained from each instrument, a summary of their main characteristics, and finally the remaining challenges and open research questions are addressed. On the basis of the presented findings, the consensus is that SIF can be retrieved from low altitude spectroscopy. However, the UAS-based methods for SIF retrieval still present uncertainties associated with the current sensor characteristics and the spatio-temporal mismatching between aerial and ground measurements, which complicate robust validations. Complementary studies regarding the standardization of calibration methods and the characterization of spectroradiometers and data processing workflows are also required. Moreover, other open research questions such as those related to the implementation of atmospheric correction, bidirectional reflectance distribution function (BRDF) correction, and accurate surface elevation models remain to be addressed.

Tracing Leaf Photosynthetic Parameters Using Hyperspectral Indices in an Alpine Deciduous Forest

Leaf photosynthetic parameters are important in understanding the role of photosynthesis in the carbon cycle. Conventional approaches to obtain information on the parameters usually involve long-term field work, even for one leaf sample, and are, thus, only applicable to a small area. The utilization of hyperspectral remote sensing especially of various vegetation indices is a promising approach that has been attracting increasing attention recently. However, most hyperspectral indices are only applicable to a specific area and specific forest stands, depending heavily on the conditions from which the indices are developed. In this study, we tried to develop new hyperspectral indices for tracing the two critical photosynthetic parameters (the maximum rate of carboxylation, Vcmax and the maximum rate of electron transport, Jmax) that are at least generally applicable for alpine deciduous forests, based on original hyperspectral reflectance, first-order derivatives, and apparent absorption spectra. In total, ten types of hyperspectral indices were screened to identify the best indices, and their robustness was determined using the ratio of performance to deviation (RPD) and Akaike’s Information Criterion corrected (AICc). The result revealed that the double differences (DDn) type of indices using the short-wave infrared (SWIR) region based on the first-order derivatives spectra performed best among all indices. The specific DDn type of indices obtained the RPD values of 1.43 (R2 = 0.51) for Vcmax and 1.68 (R2 = 0.64) for Jmax, respectively. These indices have also been tested using the downscaled dataset to examine the possibilities of using hyperspectral data derived from satellite-based information. These findings highlight the possibilities of tracing photosynthetic capacity using hyperspectral indices.

Remote sensing of forest gas exchange: Considerations derived from a tomographic perspective

The global exchange of gas (CO2 , H2 O) and energy (sensible and latent heat) between forest ecosystems and the atmosphere is often assessed using remote sensing (RS) products. Although these products are essential in quantifying the spatial variability of forest-atmosphere exchanges, large uncertainties remain from a measurement bias towards top of canopy fluxes since optical RS data are not sensitive for the vertically integrated forest canopy. We hypothesize that a tomographic perspective opens new pathways to advance upscaling gas exchange processes from leaf to forest stands and larger scales. We suggest a 3D modelling environment comprising principles of ecohydrology and radiative transfer modelling with measurements of micrometeorological variables, leaf optical properties and forest structure, and assess 3D fields of net CO2 assimilation (An ) and transpiration (T) in a Swiss temperate forest canopy. 3D simulations were used to quantify uncertainties in gas exchange estimates inherent to RS approaches and model assumptions (i.e. a big-leaf approximation in modelling approaches). Our results reveal substantial 3D heterogeneity of forest gas exchange with top of canopy An and T being reduced by up to 98% at the bottom of the canopy. We show that a simplified use of RS causes uncertainties in estimated vertical gas exchange of up to 300% and that the spatial variation of gas exchange in the footprint of flux towers can exceed diurnal dynamics. We also demonstrate that big-leaf assumptions can cause uncertainties up to a factor of 10 for estimates of An and T. Concluding, we acknowledge the large potential of 3D assessments of gas exchange to unravelling the role of vertical variability and canopy structure in regulating forest-atmosphere gas and energy exchange. Such information allows to systematically link canopy with global scale controls on forest functioning and eventually enables advanced understanding of forest responses to environmental change.

Rapid On-Site Phenotyping via Field Fluorimeter Detects Differences in Photosynthetic Performance in a Hybrid-Parent Barley Germplasm Set

Crop productivity can be expressed as the product of the amount of radiation intercepted, radiation use efficiency and harvest index. Genetic variation for components of radiation use efficiency has rarely been explored due to the lack of appropriate equipment to determine parameters at the scale needed in plant breeding. On the other hand, responses of the photosynthetic apparatus to environmental conditions have not been extensively investigated under field conditions, due to the challenges posed by the fluctuating environmental conditions. This study applies a rapid, low-cost, and reliable high-throughput phenotyping tool to explore genotypic variation for photosynthetic performance of a set of hybrid barleys and their parents under mild water-stress and unstressed field conditions. We found differences among the genotypic sets that are relevant for plant breeders and geneticists. Hybrids showed lower leaf temperature differential and higher non-photochemical quenching, resembling closer the male parents. The combination of traits detected in hybrids seems favorable, and could indicate improved photoprotection and better fitness under stress conditions. Additionally, we proved the potential of a low-cost, field-based phenotyping equipment to be used routinely in barley breeding programs for early screening for stress tolerance.

Feasibility of Using MODIS Products to Simulate Sun-Induced Chlorophyll Fluorescence (SIF) in Boreal Forests

Solar-induced chlorophyll fluorescence (SIF) is a novel approach to gain information about plant activity from remote sensing observations. However, there are currently no continuous SIF data produced at high spatial resolutions. Many previous studies have discussed the relationship between SIF and gross primary production (GPP) and showed a significant correlation between them, but few researchers have focused on forests, which are one the most important terrestrial ecosystems. This study takes Greater Khingan Mountains, a typical boreal forest in China, as an example to explore the feasibility of using MODerate resolution Imaging Spectroradiometer (MODIS) products and Orbiting Carbon Observatory-2 (OCO-2) SIF data to simulate continuous SIF at higher spatial resolutions. The results show that there is no significant correlation between SIF and MODIS GPP at a spatial resolution of 1 km; however, significant correlations between SIF and the enhanced vegetation index (EVI) were found during growing seasons. Furthermore, the broadleaf forest has a higher SIF than coniferous forest because of the difference in leaf and canopy bio-chemical and structural characteristic. When using MODIS EVI to model SIF, linear regression models show average performance (R2 = 0.58, Root Mean Squared Error (RMSE) = 0.14 from Julian day 145 to 257) at a 16-day time scale. However, when using MODIS EVI and temperature, multiple regressions perform better (R2 = 0.71, RMSE = 0.13 from Julian day 145 to 241). An important contribution of this paper is the analysis of the relationships between SIF and vegetation indices at different spatial resolutions and the finding that the relationships became closer with a decrease in spatial resolution. From this research, we conclude that the SIF of the boreal forest investigated can mainly be explained by EVI and air temperature.

Review of Top-of-Canopy Sun-Induced Fluorescence (SIF) Studies from Ground, UAV, Airborne to Spaceborne Observations

Remote sensing (RS) of sun-induced fluorescence (SIF) has emerged as a promising indicator of photosynthetic activity and related stress from the leaf to the ecosystem level. The implementation of modern RS technology on SIF is highly motivated by the direct link of SIF to the core of photosynthetic machinery. In the last few decades, a lot of studies have been conducted on SIF measurement techniques, retrieval algorithms, modeling, application, validation, and radiative transfer processes, incorporating different RS observations (i.e., ground, unmanned aerial vehicle (UAV), airborne, and spaceborne). These studies have made a significant contribution to the enrichment of SIF science over time. However, to realize the potential of SIF and to explore its full spectrum using different RS observations, a complete document of existing SIF studies is needed. Considering this gap, we have performed a detailed review of current SIF studies from the ground, UAV, airborne, and spaceborne observations. In this review, we have discussed the in-depth interpretation of each SIF study using four RS platforms. The limitations and challenges of SIF studies have also been discussed to motivate future research and subsequently overcome them. This detailed review of SIF studies will help, support, and inspire the researchers and application-based users to consider SIF science with confidence.

Combining Optical, Fluorescence, Thermal Satellite, and Environmental Data to Predict County-Level Maize Yield in China Using Machine Learning Approaches

Maize is an extremely important grain crop, and the demand has increased sharply throughout the world. China contributes nearly one-fifth of the total production alone with its decreasing arable land. Timely and accurate prediction of maize yield in China is critical for ensuring global food security. Previous studies primarily used either visible or near-infrared (NIR) based vegetation indices (VIs), or climate data, or both to predict crop yield. However, other satellite data from different spectral bands have been underutilized, which contain unique information on crop growth and yield. In addition, although a joint application of multi-source data significantly improves crop yield prediction, the combinations of input variables that could achieve the best results have not been well investigated. Here we integrated optical, fluorescence, thermal satellite, and environmental data to predict county-level maize yield across four agro-ecological zones (AEZs) in China using a regression-based method (LASSO), two machine learning (ML) methods (RF and XGBoost), and deep learning (DL) network (LSTM). The results showed that combining multi-source data explained more than 75% of yield variation. Satellite data at the silking stage contributed more information than other variables, and solar-induced chlorophyll fluorescence (SIF) had an almost equivalent performance with the enhanced vegetation index (EVI) largely due to the low signal to noise ratio and coarse spatial resolution. The extremely high temperature and vapor pressure deficit during the reproductive period were the most important climate variables affecting maize production in China. Soil properties and management factors contained extra information on crop growth conditions that cannot be fully captured by satellite and climate data. We found that ML and DL approaches definitely outperformed regression-based methods, and ML had more computational efficiency and easier generalizations relative to DL. Our study is an important effort to combine multi-source remote sensed and environmental data for large-scale yield prediction. The proposed methodology provides a paradigm for other crop yield predictions and in other regions.

The High-Performance Airborne Imaging Spectrometer HyPlant—From Raw Images to Top-of-Canopy Reflectance and Fluorescence Products: Introduction of an Automatized Processing Chain

The HyPlant imaging spectrometer is a high-performance airborne instrument consisting of two sensor modules. The DUAL module records hyperspectral data in the spectral range from 400–2500 nm, which is useful to derive biochemical and structural plant properties. In parallel, the FLUO module acquires data in the red and near infrared range (670–780 nm), with a distinctly higher spectral sampling interval and finer spectral resolution. The technical specifications of HyPlant FLUO allow for the retrieval of sun-induced chlorophyll fluorescence (SIF), a small signal emitted by plants, which is directly linked to their photosynthetic efficiency. The combined use of both HyPlant modules opens up new opportunities in plant science. The processing of HyPlant image data, however, is a rather complex procedure, and, especially for the FLUO module, a precise characterization and calibration of the sensor is of utmost importance. The presented study gives an overview of this unique high-performance imaging spectrometer, introduces an automatized processing chain, and gives an overview of the different processing steps that must be executed to generate the final products, namely top of canopy (TOC) radiance, TOC reflectance, reflectance indices and SIF maps.

A Spectral Fitting Algorithm to Retrieve the Fluorescence Spectrum from Canopy Radiance

Retrieval of Sun-Induced Chlorophyll Fluorescence (F) spectrum is one of the challenging perspectives for further advancing F studies towards a better characterization of vegetation structure and functioning. In this study, a simplified Spectral Fitting retrieval algorithm suitable for retrieving the F spectrum with a limited number of parameters is proposed (two parameters for F). The novel algorithm is developed and tested on a set of radiative transfer simulations obtained by coupling SCOPE and MODTRAN5 codes, considering different chlorophyll content, leaf area index and noise levels to produce a large variability in fluorescence and reflectance spectra. The retrieval accuracy is quantified based on several metrics derived from the F spectrum (i.e., red and far-red peaks, O2 bands and spectrally-integrated values). Further, the algorithm is employed to process experimental field spectroscopy measurements collected over different crops during a long-lasting field campaign. The reliability of the retrieval algorithm on experimental measurements is evaluated by cross-comparison with F values computed by an independent retrieval method (i.e., SFM at O2 bands). For the first time, the evolution of the F spectrum along the entire growing season for a forage crop is analyzed and three diverse F spectra are identified at different growing stages. The results show that red F is larger for young canopy; while red and far-red F have similar intensity in an intermediate stage; finally, far-red F is significantly larger for the rest of the season.