Non-Bloch Band Theory of Non-Hermitian Systems

Nonunitary Scaling Theory of Non-Hermitian Localization

Non-Hermiticity can destroy Anderson localization and lead to delocalization even in one dimension. However, a unified understanding of non-Hermitian delocalization has yet to be established. Here, we develop a scaling theory of localization in non-Hermitian systems. We reveal that non-Hermiticity introduces a new scale and breaks down the one-parameter scaling, which is the central assumption of the conventional scaling theory of localization. Instead, we identify the origin of unconventional non-Hermitian delocalization as the two-parameter scaling. Furthermore, we establish the threefold universality of non-Hermitian localization based on reciprocity; reciprocity forbids delocalization without internal degrees of freedom, whereas symplectic reciprocity results in a new type of symmetry-protected delocalization.

The topological criticality in disordered non-Hermitian system

Disorders have a rich influence on topological and localized properties. Here, we explore the effects of different type of disorders (intracell and intercell) on the non-Hermitian system. We first exhibit the phase diagram and find that the intracell disorder and intercell disorder can broaden and narrow the topological region, respectively. Moreover, the skin effect, which is unique in the non-Hermitian system, is broken by disorders. Furthermore, we propose the generalized localization length to settle the issue of how to determine the topological phase boundary explicitly in the disordered non-Hermitian system. Significantly, the rationality of this definition can be verified by similarity transformation, in which we prove that the topological invariant remains invariant. Finally, a byproduct of our definition is that one can analytically get the criticality of topology in the clean-limit non-Hermitian system.

Square-root non-Bloch topological insulators in non-Hermitian ring resonators

We investigate the topological skin effect in a ring resonator array which can be mapped into the square root of a Su-Schrieffer-Heeger (SSH) model with non-Hermitian asymmetric coupling. The asymmetric coupling is realized by integrating the same amount of gain and loss into the two half perimeters of linking rings that effectively couple two adjacent site rings. Such a square-root topological insulator inherits the properties from its parent Hamiltonian, which has the same phase transition points and exhibits non-Bloch features as well. We show the band closing points for open chain are different from that of periodic chain as a result of the skin effect. Moreover, the square-root insulator supports multiple topological edge modes as the number of band gaps is doubled compared to the original Hamiltonian. The full-wave simulations agree well with the theoretical analyses based on a tight-binding model. The study provides a promising approach to investigate the skin effect by utilizing ring resonators and may find potential applications in light trapping, lasers, and filters.

Non-Hermitian Skin Effect in a Non-Hermitian Electrical Circuit

The conventional bulk-boundary correspondence directly connects the number of topological edge states in a finite system with the topological invariant in the bulk band structure with periodic boundary condition (PBC). However, recent studies show that this principle fails in certain non-Hermitian systems with broken reciprocity, which stems from the non-Hermitian skin effect (NHSE) in the finite system where most of the eigenstates decay exponentially from the system boundary. In this work, we experimentally demonstrate a 1D non-Hermitian topological circuit with broken reciprocity by utilizing the unidirectional coupling feature of the voltage follower module. The topological edge state is observed at the boundary of an open circuit through an impedance spectra measurement between adjacent circuit nodes. We confirm the inapplicability of the conventional bulk-boundary correspondence by comparing the circuit Laplacian between the periodic boundary condition (PBC) and open boundary condition (OBC). Instead, a recently proposed non-Bloch bulk-boundary condition based on a non-Bloch winding number faithfully predicts the number of topological edge states.

Fermion Doubling Theorems in Two-Dimensional Non-Hermitian Systems for Fermi Points and Exceptional Points

The fermion doubling theorem plays a pivotal role in Hermitian topological materials. It states, for example, that Weyl points must come in pairs in three-dimensional semimetals. Here, we present an extension of the doubling theorem to non-Hermitian lattice Hamiltonians. We focus on two-dimensional non-Hermitian systems without any symmetry constraints, which can host two different types of topological point nodes, namely, (i) Fermi points and (ii) exceptional points. We show that these two types of protected point nodes obey doubling theorems, which require that the point nodes come in pairs. To prove the doubling theorem for exceptional points, we introduce a generalized winding number invariant, which we call the "discriminant number." Importantly, this invariant is applicable to any two-dimensional non-Hermitian Hamiltonian with exceptional points of arbitrary order and, moreover, can also be used to characterize nondefective degeneracy points. Furthermore, we show that a surface of a three-dimensional system can violate the non-Hermitian doubling theorems, which implies unusual bulk physics.

Non-Hermitian generalizations of extended Su-Schrieffer-Heeger models

Non-Hermitian generalizations of the Su-Schrieffer-Heeger (SSH) models with higher periods of the hopping coefficients, called the SSH3 and SSH4 models, are analyzed. The conventional construction of the winding number fails for the Hermitian SSH3 model, but the non-Hermitian generalization leads to a topological system due to a point gap on the complex plane. The non-Hermitian SSH3 model thus has a winding number and exhibits the non-Hermitian skin effect. Moreover, the SSH3 model has two types of localized states and a zero-energy state associated with special symmetries. The total Zak phase of the SSH3 model exhibits quantization, and its finite value indicates coexistence of the two types of localized states. Meanwhile, the SSH4 model resembles the SSH model, and its non-Hermitian generalization also exhibits the non-Hermitian skin effect. A careful analysis of the non-Hermitian SSH4 model with different boundary conditions shows the bulk-boundary correspondence is restored with the help of the generalized Brillouin zone or the real-space winding number. The physics of the non-Hermitian SSH3 and SSH4 models may be tested in various simulators.

Knots and Non-Hermitian Bloch Bands

Knots have a twisted history in quantum physics. They were abandoned as failed models of atoms. Only much later was the connection between knot invariants and Wilson loops in topological quantum field theory discovered. Here we show that knots tied by the eigenenergy strings provide a complete topological classification of one-dimensional non-Hermitian (NH) Hamiltonians with separable bands. A Z_{2} knot invariant, the global biorthogonal Berry phase Q as the sum of the Wilson loop eigenphases, is proved to be equal to the permutation parity of the NH bands. We show the transition between two phases characterized by distinct knots occur through exceptional points and come in two types. We further develop an algorithm to construct the corresponding tight-binding NH Hamiltonian for any desired knot, and propose a scheme to probe the knot structure via quantum quench. The theory and algorithm are demonstrated by model Hamiltonians that feature, for example, the Hopf link, the trefoil knot, the figure-8 knot, and the Whitehead link.

Continuous Phase Transition without Gap Closing in Non-Hermitian Quantum Many-Body Systems

Contrary to the conventional wisdom in Hermitian systems, a continuous quantum phase transition between gapped phases is shown to occur without closing the energy gap Δ in non-Hermitian quantum many-body systems. Here, the relevant length scale ξ≃v_{LR}/Δ diverges because of the breakdown of the Lieb-Robinson bound on the velocity (i.e., unboundedness of v_{LR}) rather than vanishing of the energy gap Δ. The susceptibility to a change in the system parameter exhibits a singularity due to nonorthogonality of eigenstates. As an illustrative example, we present an exactly solvable model by generalizing Kitaev's toric-code model to a non-Hermitian regime.

Coherent transfer of topological interface states

We demonstrate the controlled coherent transfer of topological interface states in a one-dimensional non-Hermitian chain of interacting Bose-Einstein condensates. The topological protection stems from a spatially patterned pump in an open-dissipative system. As a test bed setup of the proposed phenomenon, we consider a chain of coupled micropillars with embedded quantum wells, possessing exciton-polariton resonances. The transfer of an interface state is driven by spatially localised, adiabatic pump modulation in the vicinity of the interface state. The stochastic calculations prove the coherent nature of the interface state transfer. For appropriate system parameters the coherence degree is preserved after multiple transitions, paving the way towards long-range transfer of a coherent quantum state.

Non-Hermitian Bulk-Boundary Correspondence and Auxiliary Generalized Brillouin Zone Theory

We provide a systematic and self-consistent method to calculate the generalized Brillouin zone (GBZ) analytically in one-dimensional non-Hermitian systems, which helps us to understand the non-Hermitian bulk-boundary correspondence. In general, a n-band non-Hermitian Hamiltonian is constituted by n distinct sub-GBZs, each of which is a piecewise analytic closed loop. Based on the concept of resultant, we can show that all the analytic properties of the GBZ can be characterized by an algebraic equation, the solution of which in the complex plane is dubbed as auxiliary GBZ (aGBZ). We also provide a systematic method to obtain the GBZ from aGBZ. Two physical applications are also discussed. Our method provides an analytic approach to the spectral problem of open boundary non-Hermitian systems in the thermodynamic limit.

Exceptional non-Hermitian topological edge mode and its application to active matter

Topological materials exhibit edge-localized scattering-free modes protected by their nontrivial bulk topology through the bulk-edge correspondence in Hermitian systems. While topological phenomena have recently been much investigated in non-Hermitian systems with dissipations and injections, the fundamental principle of their edge modes has not fully been established. Here, we reveal that, in non-Hermitian systems, robust gapless edge modes can ubiquitously appear owing to a mechanism that is distinct from bulk topology, thus indicating the breakdown of the bulk-edge correspondence. The robustness of these edge modes originates from yet another topological structure accompanying the branchpoint singularity around an exceptional point, at which eigenvectors coalesce and the Hamiltonian becomes nondiagonalizable. Their characteristic complex eigenenergy spectra are applicable to realize lasing wave packets that propagate along the edge of the sample. We numerically confirm the emergence and the robustness of the proposed edge modes in the prototypical lattice models. Furthermore, we show that these edge modes appear in a model of chiral active matter based on the hydrodynamic description, demonstrating that active matter can exhibit an inherently non-Hermitian topological feature. The proposed general mechanism would serve as an alternative designing principle to realize scattering-free edge current in non-Hermitian devices, going beyond the existing frameworks of non-Hermitian topological phases.

Critical non-Hermitian skin effect

Critical systems represent physical boundaries between different phases of matter and have been intensely studied for their universality and rich physics. Yet, with the rise of non-Hermitian studies, fundamental concepts underpinning critical systems - like band gaps and locality - are increasingly called into question. This work uncovers a new class of criticality where eigenenergies and eigenstates of non-Hermitian lattice systems jump discontinuously across a critical point in the thermodynamic limit, unlike established critical scenarios with spectrum remaining continuous across a transition. Such critical behavior, dubbed the "critical non-Hermitian skin effect", arises whenever subsystems with dissimilar non-reciprocal accumulations are coupled, however weakly. This indicates, as elaborated with the generalized Brillouin zone approach, that the thermodynamic and zero-coupling limits are not exchangeable, and that even a large system can be qualitatively different from its thermodynamic limit. Examples with anomalous scaling behavior are presented as manifestations of the critical non-Hermitian skin effect in finite-size systems. More spectacularly, topological in-gap modes can even be induced by changing the system size. We provide an explicit proposal for detecting the critical non-Hermitian skin effect in an RLC circuit setup, which also directly carries over to established setups in non-Hermitian optics and mechanics.

Non-Hermitian Skin Modes Induced by On-Site Dissipations and Chiral Tunneling Effect

In this Letter, we study the conditions under which on-site dissipations can induce non-Hermitian skin modes in non-Hermitian systems. When the original Hermitian Hamiltonian has spinless time-reversal symmetry, it is impossible to have skin modes; on the other hand, if the Hermitian Hamiltonian has spinful time-reversal symmetry, skin modes can be induced by on-site dissipations under certain circumstances. As a concrete example, we employ the Rice-Mele model to illustrate our results. Furthermore, we predict that the skin modes can be detected by the chiral tunneling effect; that is, the tunneling favors the direction where the skin modes are localized. Our Letter reveals a no-go theorem for the emergence of skin modes and paves the way for searching for quantum systems with skin modes and studying their novel physical responses.

Energy Band Attraction Effect in Non-Hermitian Systems

The energy band attraction (EBA) caused by the nonorthogonal eigenvectors is a unique phenomenon in the non-Hermitian (NH) system. However, restricted by the required tight-binding approximation and meticulously engineered complex potentials, such an effect has never been experimentally demonstrated before. Here by a suitable design of all-dielectric Mie resonators in a parallel-plate transmission line, we for the first time verify the photonic analog of the EBA effects both theoretically and experimentally. The evolution of the EBA effect in a two-level NH system from gapped bands to gapless bands to flat bands is observed by precisely tuning the loss of the Mie resonators. The transmission spectra can be theoretically connected to the eigenvalues and eigenvectors of the NH Hamiltonian. Furthermore we extend our methods to a graphenelike two-dimensional NH system. Our works show a metamaterial approach toward NH topological photonics and foster a deeper understanding of band theory in open systems.

Correspondence between Winding Numbers and Skin Modes in Non-Hermitian Systems

We establish exact relations between the winding of "energy" (eigenvalue of Hamiltonian) on the complex plane as momentum traverses the Brillouin zone with periodic boundary condition, and the presence of "skin modes" with open boundary conditions in non-Hermitian systems. We show that the nonzero winding with respect to any complex reference energy leads to the presence of skin modes, and vice versa. We also show that both the nonzero winding and the presence of skin modes share the common physical origin that is the nonvanishing current through the system.

Jones Polynomial and Knot Transitions in Hermitian and non-Hermitian Topological Semimetals

Topological nodal line semimetals host stable chained, linked, or knotted line degeneracies in momentum space protected by symmetries. In this Letter, we use the Jones polynomial as a general topological invariant to capture the global knot topology of the oriented nodal lines. We show that every possible change in Jones polynomial is attributed to the local evolutions around every point where two nodal lines touch. As an application of our theory, we show that nodal chain semimetals with four touching points can evolve to a Hopf link. We extend our theory to 3D non-Hermitian multiband exceptional line semimetals. Our work provides a recipe to understand the transition of the knot topology for protected nodal lines.

Topological Origin of Non-Hermitian Skin Effects

A unique feature of non-Hermitian systems is the skin effect, which is the extreme sensitivity to the boundary conditions. Here, we reveal that the skin effect originates from intrinsic non-Hermitian topology. Such a topological origin not merely explains the universal feature of the known skin effect, but also leads to new types of the skin effects-symmetry-protected skin effects. In particular, we discover the Z_{2} skin effect protected by time-reversal symmetry. On the basis of topological classification, we also discuss possible other skin effects in arbitrary dimensions. Our work provides a unified understanding about the bulk-boundary correspondence and the skin effects in non-Hermitian systems.

Non-Bloch-Band Collapse and Chiral Zener Tunneling

Non-Bloch-band theory describes bulk energy spectra and topological invariants in non-Hermitian crystals with open boundaries, where the bulk eigenstates are squeezed toward the edges (skin effect). However, the interplay of non-Bloch-band theory, skin effect, and coherent Bloch dynamics is so far unexplored. In two-band non-Hermitian lattices, it is shown here that collapse of non-Bloch bands and skin modes deeply changes the Bloch dynamics under an external force. In particular, for resonance forcing non-Bloch-band collapse results in Wannier-Stark ladder coalescence and chiral Zener tunneling between the two dispersive Bloch bands.

Non-Hermitian Exceptional Landau Quantization in Electric Circuits

Alternating current RLC electric circuits form an accessible and highly tunable platform simulating Hermitian as well as non-Hermitian (NH) quantum systems. We propose here a circuit realization of NH Dirac and Weyl Hamiltonians subject to time-reversal invariant pseudomagnetic field, enabling the exploration of novel NH physics. We identify the low-energy physics with a generic real energy spectrum from the NH Landau quantization of exceptional points and rings, which can avoid the NH skin effect and provides a physical example of a quasiparticle moving in the complex plane. Realistic detection schemes are designed to probe the flat energy bands, sublattice polarization, edge states protected by a NH energy-reflection symmetry, and a characteristic nodeless probability distribution.

Non-Hermitian Topological Invariants in Real Space

The topology of non-Hermitian systems is drastically shaped by the non-Hermitian skin effect, which leads to the generalized bulk-boundary correspondence and non-Bloch band theory. The essential part in formulations of bulk-boundary correspondence is a general and computable definition of topological invariants. In this Letter, we introduce a construction of non-Hermitian topological invariants based directly on real-space wave functions, which provides a general and straightforward approach for determining non-Hermitian topology. As an illustration, we apply this formulation to several representative models of non-Hermitian systems, efficiently obtaining their topological invariants in the presence of non-Hermitian skin effect. Our formulation also provides a dual picture of the non-Bloch band theory based on the generalized Brillouin zone, offering a unique perspective of bulk-boundary correspondence.

Non-Bloch ${\cal P}{\cal T}$PT symmetry breaking in non-Hermitian photonic quantum walks

A hallmark of topological band theory in periodic media is that bulk properties are not affected by boundary conditions. Remarkably, in certain non-Hermitian lattices, the bulk properties are affected largely by boundaries, leading to such major effects as the non-Hermitian skin effect and violation of the bulk-boundary correspondence. Here, we unveil that non-unitary discrete-time quantum walks of photons in systems involving gain and loss show rather generally non-Bloch parity-time symmetry-breaking phase transitions and suggest a bulk probing method to detect such boundary-driven phase transitions.

Non-Hermitian Skin Effect and Chiral Damping in Open Quantum Systems

One of the unique features of non-Hermitian Hamiltonians is the non-Hermitian skin effect, namely, that the eigenstates are exponentially localized at the boundary of the system. For open quantum systems, a short-time evolution can often be well described by the effective non-Hermitian Hamiltonians, while long-time dynamics calls for the Lindblad master equations, in which the Liouvillian superoperators generate time evolution. In this Letter, we find that Liouvillian superoperators can exhibit the non-Hermitian skin effect, and uncover its unexpected physical consequences. It is shown that the non-Hermitian skin effect dramatically shapes the long-time dynamics, such that the damping in a class of open quantum systems is algebraic under periodic boundary conditions but exponential under open boundary conditions. Moreover, the non-Hermitian skin effect and non-Bloch bands cause a chiral damping with a sharp wave front. These phenomena are beyond the effective non-Hermitian Hamiltonians; instead, they belong to the non-Hermitian physics of full-fledged open quantum dynamics.

Fixed Points and Dynamic Topological Phenomena in a Parity-Time-Symmetric Quantum Quench

We identify dynamic topological phenomena such as dynamic Chern numbers and dynamic quantum phase transitions in quantum quenches of the non-Hermitian Su-Schrieffer-Heeger Hamiltonian with parity-time (PT) symmetry. Their occurrences in the non-unitary dynamics are intimately connected with fixed points in the Brillouin zone, where the density matrices do not evolve in time. Based on our theoretical formalism characterizing topological properties of non-unitary dynamics, we prove the existence of fixed points for quenches between distinct static topological phases in the PT-symmetry-preserving regime, thus unveiling the interplay between dynamic topological phenomena and PT symmetry. Interestingly, non-Hermiticity of the driving Hamiltonian gives rise to rich dynamic topological phenomena which are different, either qualitatively or quantitatively, from their counterparts in unitary dynamics. Our work sheds light on dynamic topological phenomena in open systems and is readily accessible in experiments.

Topological Phase Transition Driven by Infinitesimal Instability: Majorana Fermions in Non-Hermitian Spintronics

Quantum phase transitions are intriguing and fundamental cooperative phenomena in physics. Analyzing a superconducting nanowire with spin-dependent non-Hermitian hopping, we discover a topological quantum phase transition driven by infinitesimal cascade instability. The anomalous phase transition is complementary to the universal non-Bloch wave behavior of non-Hermitian systems. We show that an infinite small magnetic field drastically suppresses the non-Hermitian skin effect, inducing a topological phase with Majorana boundary states. Furthermore, by identifying the bulk topological invariant, we establish the non-Hermitian bulk-boundary correspondence that does not have a Hermitian counterpart. We also discuss an experimental realization of the system by using the spin-current injection to a quantum wire.