A Two-Pathway Model for the Evolution of Colloidal Compound Semiconductor Quantum Dots and Magic-Size Clusters

Pathway of Room-Temperature Formation of CdSeS Magic-Size Clusters from Mixtures of CdSe and CdS Samples

The synthetic application of prenucleation-stage samples of colloidal semiconductor quantum dots (QDs) is in its infancy. It is shown that when two prenucleation-stage samples of binary CdSe and CdS are mixed, ternary CdSeS magic-size clusters (MSCs) grow at room temperature in dispersion. As the amount of the CdS sample increases, the optical absorption of the CdSeS MSCs blueshifts from ≈380 to ≈360 nm. It is proposed that the cluster in the CdSe sample reacts with the CdS monomer from the CdS sample. The monomer substitution reaction of CdSe by CdS can proceed continuously; thus, CdSeS MSCs with tunable compositions are obtained. The present study provides compelling evidence that clusters formed in the prenucleation stage of QDs. The clusters are precursor compounds (PCs) of MSCs, transforming at room temperature with the thermoneutrality principle of isodesmic reactions. The nucleation and growth of QDs follows a multi-step non-classical instead of one-step classical nucleation model.

Room-Temperature Formation of CdTeSe Magic-Size Clusters from Oleate-Capped CdTe Precursor Compounds via CdSe Monomer Substitution

We report the first room-temperature synthesis of ternary CdTeSe magic-size clusters (MSCs) that have mainly the surface ligand oleate (OA). The MSCs display sharp optical absorption peaking at ∼399 nm and are thus referred to as MSC-399. They are made from prenucleation-stage samples of binary CdTe and CdSe, which are prepared by two reactions in 1-octadecene (ODE) of cadmium oleate (Cd(OA)2) and tri-n-octylphosphine chalcogenide (ETOP, E = Te and Se) at 25 °C for 120 min and 80 °C for 15 min, respectively. When the two binary samples are mixed at room temperature and dispersed in a mixture of toluene (Tol) and octylamine (OTA), the CdTeSe MSC-399 develops. Also, when the CdSe sample is added to CdTe MSC-371 in a dispersion, the transformation from CdTe MSC-371 to CdTeSe MSC-399 is seen. We propose that the MSCs develop from their precursor compounds (PCs) that are relatively transparent in optical absorption, such as CdTeSe MSC-399 from CdTeSe PC-399 and CdTe MSC-371 from CdTe PC-371. The formation of CdTeSe PC-399 undergoes monomer substitution and not anion exchange, which is the reaction of CdTe PC-371 and the CdSe monomer to produce CdTeSe PC-399 and the CdTe monomer. Our study provides evidence of monomer substitution for the transformation from binary CdTe to ternary CdTeSe PCs.

Lower-Temperature Nucleation and Growth of Colloidal CdTe Quantum Dots Enabled by Prenucleation Clusters with Cd-Te Bond Conservation

The reason why heating is required remains elusive for the traditional synthesis of colloidal semiconductor quantum dots (QDs) of II-VI metal chalcogenide (ME). Using CdTe as a model system, we show that the formation of Cd-Te covalent bonds with individual Cd- and Te-containing compounds can be decoupled from the nucleation and growth of CdTe QDs. Prepared at an elevated temperature, a prenucleation-stage sample contains clusters that are the precursor compound (PC) of magic-size clusters (MSCs); the Cd-Te bond formation occurs at temperatures higher than 120 °C in the reaction. Afterward, the PC-to-QD transformation appears via monomers at lower temperatures in dispersion. Our findings suggest that the number of Cd-Te bonds broken in the PC reactant is similar to that of Cd-Te bonds formed in the QD product. For the traditional synthesis of ME QDs, heating is responsible for the M-E bond formation rather than for nucleation.

Anisotropic Growth of Covalent Inorganic Complexes to Nanoplatelets

Colloidal II-VI semiconductor nanoplatelets (NPLs) provide a new platform in material science due to their unique growth mode and advanced optical properties. However, in contrast to the rapid development of zinc blend structured NPLs, studies on the formation of wurtzite (WZ) NPLs have been limited to the lamellar assembly of specific magic-sized nanoclusters (MSCs). Therefore, the study of new precursors is important for enriching the synthesis strategy, improving the study of two-dimensional (2D) nanocrystal growth mechanisms, and constructing complex nanostructures. Here, we demonstrated that covalent inorganic complexes (CICs), as novel functional intermediates, can be directly used to form NPLs without involving MSCs. Using in situ absorption spectra, we demonstrated that the evolution followed a pseudo-first-order kinetics (kobs = 0.02 min-1 (t1/2 = 34.7 min)). Several types of binary WZ NPLs, including CdSe, CdS, CdTe, and ZnS, have been directly prepared based on this mechanism through the anisotropic growth of CICs. In addition, CICs can also be used to prepare Mn-doped CdSe NPLs. The present study not only affords new precursors for the synthesis of WZ NPLs but also advances our understanding of the synthesis mechanism of nanocrystals.

Synthesis and Single Crystal X-ray Diffraction Structure of an Indium Arsenide Nanocluster

The discovery of magic-sized clusters as intermediates in the synthesis of colloidal quantum dots has allowed for insight into formation pathways and provided atomically precise molecular platforms for studying the structure and surface chemistry of those materials. The synthesis of monodisperse InAs quantum dots has been developed through the use of indium carboxylate and As(SiMe3)3 as precursors and documented to proceed through the formation of magic-sized intermediates. Herein, we report the synthesis, isolation, and single-crystal X-ray diffraction structure of an InAs nanocluster that is ubiquitous across reports of InAs quantum dot synthesis. The structure, In26As18(O2CR)24(PR'3)3, differs substantially from previously reported semiconductor nanocluster structures even within the III-V family. However, it can be structurally linked to III-V and II-VI cluster structures through the anion sublattice. Further analysis using variable temperature absorbance spectroscopy and support from computation deepen our understanding of the reported structure and InAs nanomaterials as a whole.

Anion Exchange in Semiconductor Magic-Size Clusters

Ion exchange is an effective postsynthesis strategy for the design of colloidal nanomaterials with unique structures and properties. In contrast to the rapid development of cation exchange (CE), the study of anion exchange is still in its infancy and requires an in-depth understanding. Magic-size clusters (MSCs) are important reaction intermediates in quantum dot (QD) synthesis, and studying the ion exchange processes can provide valuable insights into the transformations of QDs. Here, we achieved anion exchange in Cd-based MSCs and elucidated the reaction pathways. We demonstrated that the anion exchange was a stepwise intermolecular transition mediated by covalent inorganic complexes (CICs). We proposed that this transition involved three essential steps: the disassembly of CdE1-MSCs into CdE1-CICs (step 1), an anion exchange reaction from CdE1-CICs to CdE2-CICs (step 2), and assembly of CdE2-CICs to CdE2-MSCs (step 3). Step 3 was the rate-determining step and followed first-order reaction kinetics (kobs = 0.01 min-1; from CdSe-MSCs to CdS-MSCs). Further studies revealed that the activity of foreign anions only affected the reaction kinetics without altering the reaction pathway. The present study provides a deeper insight into the anion exchange mechanisms of MSCs and will further shed light on the synthesis of QDs.

Surface-Ligand Tuned Reversible Transformations in Aqueous Environments Between CdSe Magic-Size Clusters and Their Precursor Compounds

That magic-size clusters (MSCs) have their counterpart precursor compounds (PCs) has not been generally accepted by expertise circles. Here, experimental evidence to support this new concept is presented. With aqueous-phase CdSe MSCs as a model system, it is shown that when the MSCs are dispersed in water containing a certain amount of L-cysteine (Cys), the MSCs disappear slowly. Upon the addition of CdCl2 , the MSCs recover. It is proposed that after dispersing, the MSCs transform to their quasi-isomeric, non-absorbing PCs upon Cys addition. In the presence of CdCl2 , the PCs transform back to the MSCs due to Cys elimination. The surface ligand Cys of the MSCs plays a significant role in the reversible transformations. The present study provides compelling evidence that absorbing MSCs have their non-absorbing PCs. The study findings suggest that the transformation between two MSCs that display absorption spectral shifts in a stepwise pattern is assisted by their PCs.

Formation and Transformation of CdS Clusters during the Prenucleation Stage and in a Dilute Dispersion at Room Temperature

The formation and transformation of colloidal semiconductor clusters remain poorly understood. With CdS as a model system, we show that, in the reaction of cadmium myristate (Cd(MA)2) and S powder in 1-octadecene (ODE), clusters form in the prenucleation stage of quantum dots (QDs). Called precursor compounds (PCs), the clusters can transform to magic-size clusters (MSCs) in reaction at a relatively high temperature (MSC-322 displaying optical absorption peaking at 322 nm) or in a dispersion at room temperature (MSC-360). When the reaction temperature is increased, PC-360 forms at 140 °C, while PC-322 and MSC-322 form at 180 °C. In a dispersion of cyclohexane and octylamine, MSC-322 transforms to MSC-360 via MSC-345. The MSC-345 to MSC-360 transformation displays continuous and discontinuous shifts in the optical absorption. The PCs and MSCs are a group of isomers. The present findings bring insight into the cluster formation and isomerization in the prenucleation stage of QDs and in a dispersion.

Covalent inorganic complexes enabled zinc blende to wurtzite phase changes in CdSe nanoplatelets

Phase changes in colloidal semiconductor nanocrystals (NCs) are essential in material design and device applications. However, the transition pathways have yet to be sufficiently studied, and a better understanding of the underlying mechanisms is needed. In this work, a complete ligand-assisted phase transition from zinc blende (ZB) to wurtzite (WZ) is observed in CdSe nanoplatelets (NPLs). By monitoring with in situ absorption spectra along with electrospray ionization mass spectrometry (ESI-MS), we demonstrated that the transition process is a ligand-assisted covalent inorganic complex (CIC)-mediated phase transition pathway, which involves three steps, ligand exchange on ZB CdSe NPLs (Step 1), dissolution of NPLs to form CICs (Step 2), and conversion of CdSe-CIC assemblies to WZ CdSe NPLs (Step 3). In particular, CICs can be directly anisotropically grown to WZ CdSe NPL without other intermediates, following pseudo-first-order kinetics (kobs = 9.17 × 10-5 s-1). Furthermore, we demonstrated that CICs are also present and play an essential role in the phase transition of ZnS NPLs from WZ to ZB structure. This study proposes a new crystal transformation pathway and elucidates a general phase-transition mechanism, facilitating precise functional nanomaterial design.

Precursor Compound-Assisted Formation of CdS Magic-Size Clusters in Aqueous Solutions

Investigations of the formation pathway of semiconductor magic-size clusters (MSCs) in aqueous solutions are quite limited. Here, we present our understanding about a precursor compound (PC)-assisted formation pathway of aqueous-phase CdS MSCs exhibiting a characteristic absorption peak at about 360 nm (MSC-360). The reaction uses CdCl2 as the Cd source and thioglycolic acid (TGA) as both the S source and ligand in alkaline aqueous solutions. The mixture remains absorption featureless upon incubation at room temperature but with MSC-360 absorption observed upon adding butylamine. The longer the incubation period of the aqueous solution, the more MSC-360 forms after adding butylamine. We propose that Cd-TGA complexes form first, in which the TGA moieties then decompose partially to form PC of MSC-360 (PC-360) that cannot be observed in the optical absorption spectrum. The resulting PC-360 transforms to MSC-360 via quasi-isomerization in the presence of butylamine. The present study provides an in-depth understanding about the formation of aqueous-phase MSCs.

Thermally-Induced Isomerization of Prenucleation Clusters During the Prenucleation Stage of CdTe Quantum Dots

The evolution of prenucleation clusters in the prenucleation stage of colloidal semiconductor quantum dots (QDs) has remained unexplored. With CdTe as a model system, we show that substances form and isomerize prior to the nucleation and growth of QDs. Called precursor compounds (PCs), the prenucleation clusters are relatively optically transparent and can transform to absorbing magic-size clusters (MSCs). When a prenucleation-stage sample at 25, 45, or 80 °C is dispersed in a mixture of cyclohexane (CH) and octylamine (OTA) at room temperature, either MSC-371, MSC-417, or MSC-448 evolves with absorption peaking at 371, 417, or 448 nm, respectively. We propose that PC-371 forms at 25 °C, and isomerizes to PC-417 at 45 °C and to PC-448 at 80 °C. The PCs and MSCs are quasi isomers. Relatively large and small amounts of OTA favor PC-371 and PC-448 in dispersion, respectively. The present findings suggest the existence of PC-to-PC isomerization in the QD prenucleation stage.

CdTe magic-size cluster synthesis via a cation exchange method and conversion mechanism

The quasi-metallic nature of Te is not conducive to telluride formation and crystallization, which makes the synthesis of CdTe magic-size clusters (MSCs) in a single-ensemble form still challenging. CdTe MSCs are usually synthesized by direct synthesis, a method that must avoid the formation of quantum dots by selecting suitable active precursors and precisely controlling the reaction temperature. In addition, the organic Cd compounds and superhydrogenated precursors used are air-sensitive. Herein, CdTe MSC-448 in a single-ensemble form was synthesized for the first time via a cation exchange method using ZnTe MSC-389 as a template and Cd2+ as an exchange ion. In situ absorption spectroscopy characterization combined with the two-pathway model proposed by Yu's group reveals that the conversion of ZnTe MSC-389 into CdTe MSC-448 is assisted by their corresponding precursor compounds (PCs). After the addition of Cd precursors to ZnTe MSC-389 solution, ZnTe MSC-389 is transformed into ZnTe PC-389, which then undergoes a rapid cation exchange reaction with Cd2+ to yield CdTe PC-448, and CdTe PC-448 is finally converted into CdTe MSC-448. CdTe MSCs in single-ensemble form were obtained by cation exchange in air at room temperature, avoiding the formation of quantum dots (QDs) at high temperatures in the direct synthesis method conducted without the use of toxic and expensive active precursors, which provides a new route to the synthesis of CdTe MSCs.

Direct and Indirect Pathways of CdTeSe Magic-Size Cluster Isomerization Induced by Surface Ligands at Room Temperature

The field of isomerization reactions for colloidal semiconductor magic-size clusters (MSCs) remains largely unexplored. Here, we show that MSCs isomerize via two fundamental pathways that are regulated by the acidity and amount of an incoming ligand, with CdTeSe as the model system. When MSC-399 isomerizes to MSC-422 at room temperature, the peak red-shift from 399 to 422 nm is continuous (pathway 1) and/or stepwise (pathway 2) as monitored in situ and in real time by optical absorption spectroscopy. We propose that pathway 1 is direct, with intracluster configuration changes and a relatively large energy barrier. Pathway 2 is indirect, assisted by the MSC precursor compounds (PCs), from MSC-399 to PC-399 to PC-422 to MSC-422. Pathway 1 is activated when PC-422 to MSC-422 is suppressed. Our findings unambiguously suggest that when a change occurs directly on a nanospecies, its absorption peak continuously shifts. The present study provides an in-depth understanding of the transformative behavior of MSCs via ligand-induced isomerization upon external chemical stimuli.

Transformations of Magic-Size Clusters via Precursor Compound Cation Exchange at Room Temperature

The transformation of colloidal semiconductor magic-size clusters (MSCs) from zinc to cadmium chalcogenide (ZnE to CdE) at low temperatures has received scant attention. Here, we report the first room-temperature evolution of CdE MSCs from ZnE samples and our interpretation of the transformation pathway. We show that when prenucleation stage samples of ZnE are mixed with cadmium oleate (Cd(OA)₂), CdE MSCs evolve; without this mixing, ZnE MSCs develop. When ZnE MSCs and Cd(OA)₂ are mixed, CdE MSCs also form. We propose that Cd(OA)₂ reacts with the precursor compounds (PCs) of the ZnE MSCs but not directly with the ZnE MSCs. The cation exchange reaction transforms the ZnE PCs into CdE PCs, from which CdE MSCs develop. Our findings suggest that in reactions that lead to the production of binary ME quantum dots, the E precursor dominates the formation of binary ME PCs (M = Zn or Cd) to have similar stoichiometry. The present study provides a much more profound view of the formation and transformation mechanisms of the ME PCs.

Transformation Pathway from CdSe Nanoplatelets with Absorption Doublets at 373/393 nm to Nanoplatelets at 434/460 nm

For those colloidal semiconductor CdSe nanospecies that exhibit sharp optical absorption doublets, different explanations have appeared in the literature regarding their morphological nature and formation, with no consensus reached. Here, we discuss the transformation pathway in two types of CdSe nanoplatelets (NPLs), from NPL-393 to NPL-460, exhibiting absorption doublets at 373/393 and 433/460 nm, respectively. Synchrotron-based small/wide-angle X-ray scattering (SAXS/WAXS) was performed to monitor the in situ transformation associated with the temperature. Combining the results of SAXS/WAXS, optical spectroscopy, and transmission electron microscopy, we propose that the transformation pathway experiences corresponding magic-sized clusters (MSCs), which display similar optical properties but with zero-dimensional structure. From stacked NPL-393 to stacked NPL-460, the transformation goes through sequentially individual NPL-393, MSC-393, MSC-460, and individual NPL-460 at their corresponding characteristic temperature. The present findings provide compelling evidence that both MSCs and their assembled NPLs exhibit similar optical absorption.

Size matters: Steric hindrance of precursor molecules controlling the evolution of CdSe magic-size clusters and quantum dots

Little is known about how to precisely promote the selective production of either colloidal semiconductor metal chalcogenide (ME), magic-size clusters (MSCs), or quantum dots (QDs). Recently, a two-pathway model has been proposed to comprehend their evolution; here, we reveal for the first time that the size of precursors plays a decisive role in the selected evolution pathway of MSCs and QDs. With the reaction of cadmium myristate (Cd(MA)₂) and tri-n-octylphosphine selenide (SeTOP) in 1-octadecene (ODE) as a model system, the size of Cd precursors was manipulated by the steric hindrance of carboxylic acid (RCOOH) additive. Without RCOOH, the reaction produced both CdSe MSCs and QDs (from 100 to 240 °C). With RCOOH, the reaction produced MSCs or QDs when R was small (such as CH₃-) or large (such as C₆H₅-), respectively. According to the two-pathway model, the selective evolution is attributed to the promotion and suppression of the self-assembly of Cd and Se precursors, respectively. We propose that the addition of carboxylic acid may occur ligand exchange with Cd(MA)₂, causing the different sizes of Cd precursor. The results suggest that the size of Cd precursors regulates the self-assemble behavior of the precursors, which dictates the directed evolution of either MSCs or QDs. The present findings bring insights into the two-pathway model, as the size of M and E precursors determine the evolution pathways of MSCs or QDs, the understanding of which is of great fundamental significance toward mechanism-enabled design and predictive synthesis of functional nanomaterials.

Electronic Supplementary Material

Supplementary material (additional optical absorption spectra, TEM, NMR, FT-IR, and XRD) is available in the online version of this article at 10.1007/s12274-022-4421-4.