Mapping flood susceptibility in mountainous areas on a national scale in China

Spatio-temporal evolution characteristics and driving mechanisms of waterlogging in urban agglomeration from multi-scale perspective: A case study of the Guangdong-Hong Kong-Macao Greater Bay Area, China

Understanding the characteristics of waterlogging in urban agglomeration is essential for effective waterlogging prevention and management, as well as for promoting sustainable urban development. Previous studies have predominantly focused on the driving mechanisms of waterlogging in urban agglomeration at a single scale, but urban agglomeration space has greater spatio-temporal heterogeneity, it is often difficult to fully reveal such characteristics at a single scale. Consequently, this study endeavors to explore the spatio-temporal evolution characteristics and underlying mechanisms of waterlogging incidents within urban agglomerations by adopting a multi-scale analytical approach. The results indicate that: (1) The waterlogging degree and high-density zones increase in the GBA, and the waterlogging points are spatially polycentric. However, the waterlogging point in Hong Kong is decreasing. (2) The influence of ISP and AI on waterlogging is dominant at all scales, followed by RE and Slope. ISP∩Slope and ISP∩RE are the key interactions for waterlogging. (3) The aggregation of waterlogging decreases with grid scale, and the influence of land cover factors on waterlogging increases with grid scale. Moreover, the findings at the grid scale outperformed those at the watershed scale, indicating that the grid scale is more conducive to the investigation of waterlogging in urban agglomerations. This research broadens our comprehension of the mechanisms behind waterlogging in urban agglomeration and provide references for policy decisions on waterlogging prevention and mitigation within urban agglomerations.

Global systematical and comprehensive overview of mountainous flood risk under climate change and human activities

Snow-covered mountainous regions are crucial for the hydrologic cycle. Any changes in the cryosphere are critical and directly impact the hydrologic cycle and socio-environment of the downstream. It is likely to occur more extreme events of precipitations, raising the risk of flooding worldwide. Glacier melting is increasing, thus the formation of the moraine-dammed lake called glacial lake, whose outburst may be a catastrophic disaster. Due to steep topography, flash floods with high energy can sweep away infrastructure, electric power stations, property, and livelihood and even change the channel morphology, hence the whole environment. In this article, we present the causes of flooding in mountainous regions and historical trends of mountainous flooding and its management policies. Carbon emission is a driver to increase the temperature of the globe and which is triggering the flash floods in mountainous regions is illustrated using data from different sources. The discussion section includes how technology helps to achieve a climate-resilient environment. Understanding river morphology, mapping and monitoring risks, and simulating essential natural processes are necessary for reducing the cascading hazards in the mountains. There is still a gap in modern data collection techniques in mountainous regions. More advanced technology for regional and global collaborations, climate change adaption, and public awareness can build the climate resilience cryosphere.

Can geomorphic flood descriptors coupled with machine learning models enhance in quantifying flood risks over data-scarce catchments? Development of a hybrid framework for Ganga basin (India)

Quantifying flood risks through a cascade of hydraulic-cum-hydrodynamic modelling is data-intensive and computationally demanding- a major constraint for economically struggling and data-scarce low and middle-income nations. Under such circumstances, geomorphic flood descriptors (GFDs), that encompass the hidden characteristics of flood propensity may assist in developing a nuanced understanding of flood risk management. In line with this, the present study proposes a novel framework for estimating flood hazard and population exposure by leveraging GFDs and Machine Learning (ML) models over severely flood-prone Ganga basin. The study incorporates SHapley Additive exPlanations (SHAP) values in flood hazard modeling to justify the degree of influence of each GFD on the simulated floodplain maps. A set of 15 relevant GFDs derived from high-resolution CartoDEM are forced to five state-of-the-art ML models; AdaBoost, Random Forest, GBDT, XGBoost, and CatBoost, for predicting flood extents and depths. To enumerate the performance of ML models, a set of twelve statistical metrics are considered. Our result indicates a superior performance of XGBoost (κ = 0.72 and KGE = 82%) over other ML models in flood extent and flood depth prediction, resulting in about 47% of the population exposure to high-flood risks. The SHAP summary plots reveal a pre-dominance of Height Above Nearest Drainage during flood depth prediction. The study contributes significantly in comprehending our understanding of catchment characteristics and its influence in the process of sustainable disaster risk reduction. The results obtained from the study provide valuable recommendations for efficient flood management and mitigation strategies, especially over global data-scarce flood-prone basins.

Prediction of flood sensitivity based on Logistic Regression, eXtreme Gradient Boosting, and Random Forest modeling methods

Floods are one of the most destructive disasters that cause loss of life and property worldwide every year. In this study, the aim was to find the best-performing model in flood sensitivity assessment and analyze key characteristic factors, the spatial pattern of flood sensitivity was evaluated using three machine learning (ML) models: Logistic Regression (LR), eXtreme Gradient Boosting (XGBoost), and Random Forest (RF). Suqian City in Jiangsu Province was selected as the study area, and a random sample dataset of historical flood points was constructed. Fifteen different meteorological, hydrological, and geographical spatial variables were considered in the flood sensitivity assessment, 12 variables were selected based on the multi-collinearity study. Among the results of comparing the selected ML models, the RF method had the highest AUC value, accuracy, and comprehensive evaluation effect, and is a reliable and effective flood risk assessment model. As the main output of this study, the flood sensitivity map is divided into five categories, ranging from very low to very high sensitivity. Using the RF model (i.e., the highest accuracy of the model), the high-risk area covers about 44% of the study area, mainly concentrated in the central, eastern, and southern parts of the old city area.

Assessment of machine learning algorithms and new hybrid multi-criteria analysis for flood hazard and mapping

Floods in Iran cause a lot of damage in different places every year. The 2019 floods of the Gorgan and Atrak rivers basins in the north of Iran were one of the most destructive events in this country. Therefore, investigating the flood hazard of these areas is very necessary to manage probable future floods. For this purpose, in the present study, the capability of Random Forest (RF) and Support Vector Machine (SVM) algorithms was investigated in combination with Sentinel series and Landsat-8 images to prepare the 2019 flood map. Then, the flood hazard map of these areas was prepared using the new hybrid Fuzzy Best Worse Model-Weighted Multi-Criteria Analysis (FBWM-WMCA) model. According to the results of the FBWM-WMCA model, 38.58%, 50.18%, 11.10%, and 0.14% of the Gorgan river basin and 45.11%, 49.96%, 4.17%, and 0.076% of the Atrak river basin are in high, medium, low, and no hazards, respectively. The highest flood hazard areas in Gorgan and Atrak rivers basins in the north, northwest, west, and east, and south and southwest are mostly at medium flood hazard. Also, the results of RF and SVM algorithms with an overall accuracy of more than 85% for Sentinel-1, Sentinel-2, and Landsat-8 images and 80% for Sentinel-3 images indicate that the flooding is related to the western, southwestern, and northern regions including agricultural, bare lands and built up. According to the obtained results and the efficiency of the FBWM-WMCA model, the Gorgan and Atrak rivers basins need proper planning for flood hazard management.

Efficiency evaluation of low impact development practices on urban flood risk

Urban flood risk assessment delivers invaluable information regarding flood management as well as preventing the associated risks in urban areas. The present study prepares a flood risk map and evaluate the practices of low-impact development (LID) intended to decrease the flood risk in Shiraz Municipal District 4, Fars province, Iran. So, this study investigate flood vulnerability using MCDM models and some indices, including population density, building age, socio-economic conditions, floor area ratio, literacy, the elderly population, and the number of building floors to. Then, the map of thematic layers affecting the urban flood hazard, including annual mean rainfall, land use, elevation, slope percentage, curve number, distance from channel, depth of groundwater, and channel density, was prepared in GIS. After conducting a multicollinearity test, data mining models were used to create the urban flood hazard map, and the urban flood risk map was produced using ArcGIS 10.8. The evaluation of vulnerability models was shown through the use of Boolean logic that TOPSIS and VIKOR models were effective in identifying urban flooding vulnerable areas. Data mining models were also evaluated using ROC and precision-recall curves, indicating the accuracy of the RF model. The importance of input variables was measured using Shapley value, which showed that curve number, land use, and elevation were more important in flood hazard modeling. According to the results, 37.8 percent of the area falls into high and very high categories in terms of flooding risk. The study used a stormwater management model (SWMM) to simulate node flooding and provide management scenarios for rainfall events with a return period ranging from 2 to 50 years and five rainstorm events. The use of LID practices in flood management was found to be effective for rainfall events with a return period of less than 10 years, particularly for two-year events. However, the effectiveness of LID practices decreases with an increase in the return period. By applying a combined approach to a region covering approximately 10 percent of the total area of Shiraz Municipal District 4, a reduction of 2-22.8 percent in node flooding was achieved. The analysis of data mining and MCDM models with a physical model revealed that more than 60% of flooded nodes were classified as "high" and "very high" risk categories in the RF-VIKOR and RF-TOPSIS risk models.

Spatial assessment of flood vulnerability and waterlogging extent in agricultural lands using RS-GIS and AHP technique-a case study of Patan district Gujarat, India

Assessing and mapping flood risks are fundamental tools that significantly contribute to the enhancement of flood management strategies. Identifying areas that are susceptible to floods and devising strategies to reduce the risk of waterlogging is of utmost importance. In the present study, an integrated approach, combining advanced remote sensing technologies, Geographic Information Systems (GIS), and analytic hierarchy process (AHP), was adopted in the Patan district of Gujarat, India, with a coastline spanning over 1600 km, to evaluate the numerous variables that contribute to the risk of flooding and waterlogging. After evaluating the flood conditioning factors and their respective weights using the analytic hierarchy process (AHP), the results were processed in GIS to accurately delineate areas that are prone to flooding. The results highlighted exceptional precision in identifying vulnerable areas, allowing for a thorough evaluation of the impact severity. The integrated approach yields valuable insights for multi-criteria assessments. The findings indicate that a significant portion of the district's land, precisely 8.94%, was susceptible to very high- risk of flooding, while 27.76% were classified as high-risk areas. Notably, 35.17% of the region was identified as having a moderate level of risk. Additionally, 20.96% and 7.15% were categorized as low-risk and very low-risk areas, respectively. Overall, the study highlights the need for proactive measures to mitigate the impact of floods on vulnerable communities. The research findings were verified by conducting ground truth and visual assessments using microwave satellite imagery (Sentinel-1). The aim of this validation was to test the accuracy of the study in identifying waterlogged agricultural areas and their extent based on AHP analysis. The ground verification and analysis of satellite images confirmed that the model accurately identified approximately 74% of the area categorized under high and very high flood vulnerability to be waterlogged and flooded. This research can provide valuable assistance to policymakers and authorities responsible for flood management by gathering necessary information about floods, including their intensity and the regions that are most susceptible to their impact. Additionally, it is crucial to implement corrective measures to improve soil drainage in vulnerable areas during heavy rainfall events. Prioritizing the adoption of sustainable agricultural practices and improving land use are also crucial for environmental conservation.

High-resolution Annual Dynamic dataset of Curve Number from 2008 to 2021 over Conterminous United States

The spatial distribution and data quality of curve number (CN) values determine the performance of hydrological estimations. However, existing CN datasets are constrained by universal-applicability hypothesis, medium resolution, and imbalance between specificity CN tables to generalized land use/land cover (LULC) maps, which hinder their applicability and predictive accuracy. A new annual CN dataset named CUSCN30, featuring an enhanced resolution of 30 meters and accounting for temporal variations in climate and LULC in the continental United States (CONUS) between 2008 and 2021, was developed in this study. CUSCN30 demonstrated good performance in surface runoff estimation using CN method when compared to observed surface runoff for the selected watersheds. Compared with existing CN datasets, CUSCN30 exhibits the highest accuracy in runoff estimation for both normal and extreme rainfall events. In addition, CUSCN30, with its high spatial resolution, better captures the spatial heterogeneity of watersheds. This developed CN dataset can be used as input for hydrological models or machine learning algorithms to simulate rainfall-runoff across multiple spatiotemporal scales.

Dominant flood types in mountains catchments: Identification and change analysis for the landscape planning

The classification of floods may be a supporting tool for decision-makers in regard to water management, including flood protection. The main objective of this work is the classification of flood generation mechanisms in 28 catchments of the upper Vistula basin. A significant innovation in this study lies in the utilization of decision trees for flood classification. The methodology has so far been applied in the Alpine region. The analysis reveals that peak daily precipitation in the catchments mainly occurs in summer, particularly from June to August. Maximal daily snowmelt typically happens at the end of winter (March to April) and occasionally in November. Winter peaks are observed in March to April and, in some areas, in November to December, while summer peaks occur in May and, in specific catchments, in October. Higher peak flows for annual floods are noted in March to April and June to August. Most annual floods in the Upper Vistula basin are classified as Rain-on-Snow Floods (RoSFs) or Lowland River Floods (LRFs). LRFs contribute from 19% to almost 72%, while RoSFs range from 18% to 75%. In Season 1 (summer), most seasonal floods are identified as LRFs (51%-100%), with very few as RoSFs (0%-46.9%). In Season 2 (winter), the opposite pattern is observed, with most RoSFs (48.4%-97.9%) and fewer LRFs (0%-20.6%). While there are changes in flood patterns, they are not statistically significant. Conducted studies and obtained results can be useful for the preparation of flood prevention documentation and for flood management in general.

Analyzing the impacts of topographic factors and land cover characteristics on waterlogging events in urban functional zones

Rapid urbanization and climate changes result in frequent occurrence of urban waterlogging disasters, which cause serious economic damage and pose a threat to residents' safety. Understanding the spatial characteristic and the key influencing factors of urban waterlogging has significant implications for mitigating waterlogging. In this study, the officially issued representative waterlogging points were obtained, as well as the topographic factors and land cover characteristics were selected to compare their impacts on the waterlogging event density in a highly urbanized area at urban functional zone (UFZ) scale, and to quantify the contributions of the key influencing factors on urban waterlogging events. Results showed the average density of urban waterlogging events in the study area is 9.2 points/km2, and 38.4 % of the waterlogging events are distributed in REZ. The distribution of waterlogging points in the study area revealed a significant multi-core and multilevel spatial aggregation pattern, and 12.1 % of the study area was high-density waterlogging area. In the total UFZs, the correlation coefficients of topographic indices with waterlogging density were relatively weaker than the other land cover characteristic metrics. The impervious surface ratio had significant contributions in all UFZ types. The larger ratio of impervious surface significantly increased the density of waterlogging events. The increase in the ratio of green space can effectively decrease the density of urban waterlogging. In the total UFZs, the top 3 key influencing factors of urban waterlogging were PR (35.9 %), COHESION (32.5 %) and DIVISION (11.8 %). The higher connectivity of landscape patches in REZ, INZ and COZ, as well as the increase of landscape dispersion or diversity in REZ, EGZ, INZ and GSZ can effectively reduce the occurrence of urban waterlogging. This study provides a better understanding of the formation mechanism of urban waterlogging disasters and potential implications for prioritized waterlogging mitigation strategies.

Machine Learning in Environmental Research: Common Pitfalls and Best Practices

Machine learning (ML) is increasingly used in environmental research to process large data sets and decipher complex relationships between system variables. However, due to the lack of familiarity and methodological rigor, inadequate ML studies may lead to spurious conclusions. In this study, we synthesized literature analysis with our own experience and provided a tutorial-like compilation of common pitfalls along with best practice guidelines for environmental ML research. We identified more than 30 key items and provided evidence-based data analysis based on 148 highly cited research articles to exhibit the misconceptions of terminologies, proper sample size and feature size, data enrichment and feature selection, randomness assessment, data leakage management, data splitting, method selection and comparison, model optimization and evaluation, and model explainability and causality. By analyzing good examples on supervised learning and reference modeling paradigms, we hope to help researchers adopt more rigorous data preprocessing and model development standards for more accurate, robust, and practicable model uses in environmental research and applications.

Urban flood susceptibility analysis of Saroor Nagar Watershed of India using Geomatics-based multi-criteria analysis framework

During the monsoon season, flooding is common in several parts of India, and urban areas are becoming more prone to flooding even during less intense rainfall events as a result of the encroachment of waterbodies and natural drainage channels, increased impervious areas, and subsequent decrease in infiltration capabilities. In the years 2000, 2008, 2016, 2019, 2020, and 2021, severe flood events in our study area, the Saroor Nagar urban watershed in Telangana state, caused human loss, economic devastation, and environmental devastation. Although flood risk cannot be completely eliminated, it can be significantly reduced by developing a flood hazard model to identify flood-prone areas in a watershed, which can assist decision makers seeking comprehensive flood risk management. The flood hazard map is created by integrating Geomatics with multi-criteria decision analysis and the analytical hierarchy process (AHP). Topographic wetness index (TWI), digital elevation model (DEM), slope, precipitation, drainage density, distance to waterbody, soil, and land use land cover (LULC) were the flooding causative elements considered in this study. The resulting flood risk map is divided into four distinct categories that reflect flood danger levels of low, moderate, high, and extremely high. The flood risk map revealed that the moderate risk zone decreased from 50.2 to 45.7% of the study area between 2008 and 2020, while the high-risk zone increased from 45.2 to 52.8%. The flood susceptibility map is validated using crowdsourcing techniques. The findings demonstrated that a Geographic Information System (GIS)-based multi-criteria analysis framework for flood hazard analysis could be effectively used to aid disaster management decision-making.

Artificial neural network for flood susceptibility mapping in Bangladesh

The objective of the research is to investigate flood susceptibility in the Sylhet division of Bangladesh. Eight influential factors (i.e., elevation, slope, aspect, curvature, TWI, SPI, roughness, and LULC) were applied as inputs to the model. In this work, 1280 samples were taken at different locations based on flood and non-flood characteristics; of these, 75% of the inventory dataset was used for training and 25% for testing. An artificial neural network was applied to develop a flood susceptibility model, and the results were plotted on a map using ArcGIS. According to the finding, 40.98% (i.e., 499433.50 hectors) of the study area is found within the very high-susceptibility zone, and 37.43% (i.e., 456168.76 hectors) are in the highly susceptible zone. Only 6.52% and 15% of the area were found in low and medium flood susceptibility zones, respectively. The results of model validation show that the overall prediction rate is around 89% and the overall model success rate is around 98%. The study's findings assist policymakers and concerned authorities in making flood risk management decisions in order to mitigate the negative impacts.

Application of genetic algorithm in optimization parallel ensemble-based machine learning algorithms to flood susceptibility mapping using radar satellite imagery

Floods are the natural disaster that occurs most frequently due to the weather and causes the most widespread destruction. The purpose of the proposed research is to analyze flood susceptibility mapping (FSM) in the Sulaymaniyah province of Iraq. This study employed a genetic algorithm (GA) to fine-tune parallel ensemble-based machine learning algorithms (random forest (RF) and bootstrap aggregation (Bagging)). Four machine learning algorithms (RF, Bagging, RF-GA, and Bagging-GA) were used to build FSM in the study area. To provide inputs into parallel ensemble-based machine learning algorithms, we gathered and processed data from meteorological (Rainfall), satellite image (flood inventory, normalized difference vegetation index (NDVI), aspect, land cover, altitude, stream power index (SPI), plan curvature, topographic wetness index (TWI), slope) and geographic sources (geology). For this research, Sentinel-1 synthetic aperture radar (SAR) satellite images were utilized to locate flooded areas and create an inventory map of floods. To train and validate the model, we employed 70 % and 30 % of 160 selected flood locations, respectively. Multicollinearity, frequency ratio (FR), and Geodetector methods were used for data preprocessing. Four metrics were utilized to assess the FSM performance: the root mean square error (RMSE), the area under the receiver-operator characteristic curve (AUC-ROC), the Taylor diagram, and the seed cell area index (SCAI). The results exhibited that all the suggested models have high accuracy of prediction, but the performance of Bagging-GA (RMSE (Train = 0.1793, Test = 0.4543)) was slightly better than RF-GA (RMSE (Train = 0.1803, Test = 0.4563)), Bagging (RMSE (Train = 0.2191, Test = 0.4566)), and RF (RMSE (Train = 0.2529, Test = 0.4724)). According to the ROC index, the Bagging-GA model (AUC = 0.935) was the most accurate in flood susceptibility modeling, followed by the RF-GA (AUC = 0.904), the Bagging (AUC = 0.872), and the RF (AUC = 0.847) models. The study's identification of high-risk flood zones and the most significant factors contributing to flooding make it a helpful resource for flood management.

Enhancing flood susceptibility modeling using multi-temporal SAR images, CHIRPS data, and hybrid machine learning algorithms

Flood susceptibility maps are useful tool for planners and emergency management professionals in the early warning and mitigation stages of floods. In this study, Sentinel-1 dB radar images, which provide Synthetic-Aperture Radar (SAR) data were used to delineate flooded and non-flooded locations. 12 input parameters, including elevation, lithology, drainage density, rainfall, Normalized Difference Vegetation Index (NDVI), curvature, ground slope, Stream Power Index (SPI), Topographic Wetness Index (TWI), soil, Land Use Land Cover (LULC), and distance from the river, were selected for model development. The importance of each input parameter on flood occurrences was assessed via the Mutual Information (MI) technique. Several machine learning models, including Radial Basis Function (RBF), and three hybrid models of Bagging (BA-RBF), Random Committee (RC-RBF), and Random Subspace (RSS-RBF), were developed to delineate flood susceptibility areas at Goorganrood watershed, Iran. The performance of each model was evaluated using several error indicators, including correlation coefficient (r), Nash Sutcliffe Efficiency (NSE), Mean Absolute Error (MSE), Root Mean Square Error (RMSE), and the Area Under the Receiver Operating Characteristic (ROC) Curve (AUC). The results showed that the hybrid techniques enhanced the modeling performance of the standalone model, and generally, all hybrid models are more accurate than the standalone model. Although all developed models have performed well, RC-RBF outperforms all of them (AUC = 0.997), followed by BA-RBF (AUC = 0.996), RSS-RBF (AUC = 0.992), and RBF (AUC = 0.975). Generally, about 12 % of the study area has high and very high susceptibility to future flood occurrences.

Future global concurrent droughts and their effects on maize yield

Droughts are one of the most devastating natural disasters. Droughts can co-exist in different forms (e.g. meteorological, hydrological, and agricultural) as concurrent droughts. Such concurrent droughts can have far reaching implications for crop yield and global food security. The present study aims to assess global concurrent drought traits and their effects on maize yield under climate change. The standardized indices of precipitation, runoff, and soil moisture incorporated as multivariate standardized drought index (MSDI) using copula functions are used to quantify the concurrent droughts. The ensemble data of several General Circulation Models (GCMs) considering the high emission scenario of Coupled Model Intercomparison Project phase 6 (CMIP6) are utilized. Applying run theory on a time series (1950-2100) of MSDI values, the duration, severity, areal coverage, and average areal intensity of concurrent droughts are computed. The temporal evolution of drought duration and severity are compared among historical (1950-2014), near future (2021-2060), and far future (2061-2100) timeframes. The results indicate that the most vulnerable regions in the late 21st century are Central America, the Mediterranean, Southern Africa, and the Amazon basin. The indices and spatial extent of the individual droughts are used as predictor variables to predict the country-level crop index of the top seven producers of maize. The historical dynamics between maize yield and different drought forms are projected using XGBoost (Extreme Gradient Boosting) algorithms. The future temporal changes in drought-crop yield dynamics are tracked using probabilities of various drought forms under yield-loss conditions. The conditional concurrent drought probabilities are as high as 84 %, 64 %, and 37 % in France, Mexico, and Brazil, revealing that concurrent drought affects the maize yield tremendously in the far future. This approach of applying statistical and soft-computing techniques could aid in drought mitigation under changing climatic conditions.

Advanced machine learning algorithms for flood susceptibility modeling - performance comparison: Red Sea, Egypt

Floods are among the most devastating environmental hazards that directly and indirectly affect people's lives and activities. In many countries, sustainable environmental management requires the assessment of floods and the likely flood-prone areas to avoid potential hazards. In this study, the performance and capabilities of seven machine learning algorithms (MLAs) for flood susceptibility mapping were tested, evaluated, and compared. These MLAs, including support vector machine (SVM), random forest (RF), multivariate adaptive regression spline (MARS), boosted regression tree (BRT), functional data analysis (FDA), general linear model (GLM), and multivariate discriminant analysis (MDA), were tested for the area between Safaga and Ras Gharib cities, Red Sea, Egypt. A geospatial database was developed with eleven flood-related factors, namely altitude, slope aspect, lithology, land use/land cover (LULC), slope length (LS), topographic wetness index (TWI), slope angle, profile curvature, plan curvature, stream power index (SPI), and hydrolithology units. In addition, 420 actual flooded areas were recorded from the study area to create a flood inventory map. The inventory data were randomly divided into training group with 70% and validation group with 30%. The flood-related factors were tested with a multicollinearity test, the variance inflation factor (VIF) was less than 2.135, the tolerance (TOL) was more than 0.468, and their importance was evaluated with a partial least squares (PLS) method. The results show that RF performed the best with the highest AUC (area under curve) value of 0.813, followed by GLM with 0.802, MARS with 0.801, BRT with 0.777, MDA with 0.768%, FDA with 0.763, and SVM with 0.733. The results of this study and the flood susceptibility maps could be useful for environmental mitigation, future development activities in the area, and flood control areas.

Land use/land cover prediction and analysis of the middle reaches of the Yangtze River under different scenarios

Land use and land cover (LULC) projections are critical for climate models to predict the impacts of LULC change on the Earth system. Different assumptions and policies influence LULC changes, which are a key factor in the decisions of planners and conservationists. Therefore, we predicted and analyzed LULC changes in future scenarios (SSP1-26, SSP2-45, SSP5-85) in the middle reaches of the Yangtze River basin (MYRB). We obtain historical (i.e., 2005-2020) LULC data from the Google Earth Engine (GEE) platform using the random forest (RF) classification method. LULC data for different future scenarios are also obtained by the driving factors of LULC changes in future shared socioeconomic pathways (SSPs), representative concentration pathways (RCPs) (SSP-RCP) scenarios (i.e., 2035-2095) and the patch-generated land use simulation (PLUS) model. The major findings are as follows: (1) simulation using the PLUS model based on the acquired classification data and the selected drivers can obtain accurate land use data in MYRB and a Kappa coefficient of 89.6% and 0.82, respectively; (2) as for the LULC changes in the MYRB, forests increased by 3.9% and decreased by 1.2% in the SSP1-26 and SSP5-85 scenarios, respectively, while farmland decreased by 9.2% and increased by 13.4% in SSP 1-26 and SSP 2-45, respectively, during 2080-2095; and (3) the main conversions in LULC in the MYRB were farmland to forest, forests/water bodies to farmland, and forests/grasslands to farmland/buildings in SSP1-2.6, SSP2-4.5, and SSP 5-8.5, respectively. This can be mainly attributed to gross domestic product (GDP), population (POP), temperature, and precipitation. Overall, this study not only contributes to the understanding of the mechanisms of LULC changes in the MYRB but also provides a basis for ecological and climatic studies.

Rainstorm Disaster Risk Assessment and Influence Factors Analysis in the Yangtze River Delta, China

Rainstorm disasters have had a serious impact on the sustainable development of society and the economy. However, due to the complexity of rainstorm disasters, it is difficult to measure the importance of each indicator. In this paper, the rainstorm disaster risk assessment framework was systematically proposed based on the disaster system theory and a system of corresponding indicators was established. Furthermore, the genetic algorithm optimized projection pursuit and XGBoost were coupled to assess the rainstorm disaster risk and to measure the relative importance of each indicator. Finally, the Yangtze River Delta was taken as the case study area. The results show that: the rainstorm disaster risk in the eastern and southeast is higher than those in the central and northwest of the Yangtze River Delta; the total precipitation from June to September and the top ten indicators contribute 9.34% and 74.20% to the rainstorm disaster risk assessment results, respectively. The results can provide references for decision makers and are helpful for the formulation of rainstorm adaptation strategies.

Comprehensive Risk Assessment of Urban Waterlogging Disaster Based on MCDA-GIS Integration: The Case Study of Changchun, China

Urban waterlogging will harm economic development and people’s life safety; however, the waterlogging risk zoning map provides the necessary decision support for the management of urban waterlogging, urban development and urban planning. This paper proposes an urban waterlogging risk assessment method that combines multi-criteria decision analysis (MCDA) with a geographic information system (GIS). The framework of urban waterlogging risk assessment includes four main elements: hazard, exposure, vulnerability, and emergency response and recovery capability. Therefore, we selected the urban area of Changchun City, Jilin Province as the study area. The Analytic Hierarchy Process (AHP) is a generally accepted MCDA method, it is used to calculate the weight and generate a result map of hazards, exposure, vulnerability, and emergency responses and recovery capability. Based to the principle of natural disaster risk formation, a total of 18 parameters, including spatial data and attribute data, were collected in this study. The model results are compared with the recorded waterlogging points, and the results show that the model is more reliable.

Spatial-Temporal Sensitivity Analysis of Flood Control Capability in China Based on MADM-GIS Model

To facilitate better implementation of flood control and risk mitigation strategies, a model for evaluating the flood defense capability of China is proposed in this study. First, nine indicators such as slope and precipitation intensity are extracted from four aspects: objective inclusiveness, subjective prevention, etc. Secondly, the entropy weight method in the multi-attribute decision making (MADM) model and the improved three-dimensional technique for order preference by similarity to ideal solution (3D-TOPSIS) method were combined to construct a flood defense capacity index evaluation system. Finally, the receiver operating characteristic (ROC) curve and the Taylor plot method were innovatively used to test the model and indicators. The results show that nationwide, there is fine flood defense performance in Shandong, Jiangsu and room for improvement in Guangxi, Chongqing, Tibet and Qinghai. The good representativity of nine indicators selected by the model was verified by the Taylor plot. Simultaneously, the ROC calculated area under the curve (AUC) was 70%, which proved the good problem-solving ability of the MADM-GIS model. An accurate assessment of the sensitivity of flood control capacity in China was achieved, and it is suitable for situations where data is scarce or discontinuous. It provided scientific reference value for the planning and implementation of China’s flood defense and disaster reduction projects and emergency safety strategies.

Application of GIS and Machine Learning to Predict Flood Areas in Nigeria

Floods are one of the most devastating forces in nature. Several approaches for identifying flood-prone locations have been developed to reduce the overall harmful impacts on humans and the environment. However, due to the increased frequency of flooding and related disasters, coupled with the continuous changes in natural and social-economic conditions, it has become vital to predict areas with the highest probability of flooding to ensure effective measures to mitigate impending disasters. This study predicted the flood susceptible areas in Nigeria based on historical flood records from 1985~2020 and various conditioning factors. To evaluate the link between flood incidence and the fifteen (15) explanatory variables, which include climatic, topographic, land use and proximity information, the artificial neural network (ANN) and logistic regression (LR) models were trained and tested to develop a flood susceptibility map. The receiver operating characteristic curve (ROC) and area under the curve (AUC) were used to evaluate both model accuracies. The results show that both techniques can model and predict flood-prone areas. However, the ANN model produced a higher performance and prediction rate than the LR model, 76.4% and 62.5%, respectively. In addition, both models highlighted that those areas with the highest susceptibility to flood are the low-lying regions in the southern extremities and around water areas. From the study, we can establish that machine learning techniques can effectively map and predict flood-prone areas and serve as a tool for developing flood mitigation policies and plans.

Urban Flood-Risk Assessment: Integration of Decision-Making and Machine Learning

Urban flood-risk mapping is an important tool for the mitigation of flooding in view of continuing urbanization and climate change. However, many developing countries lack sufficiently detailed data to produce reliable risk maps with existing methods. Thus, improved methods are needed that can help managers and decision makers to combine existing data with more soft semi-subjective data, such as citizen observations of flood-prone and vulnerable areas in view of existing settlements. Thus, we present an innovative approach using the semi-subjective Analytic Hierarchy Process (AHP), which integrates both subjective and objective assessments, to help organize the problem framework. This approach involves measuring the consistency of decision makers’ judgments, generating pairwise comparisons for choosing a solution, and considering criteria and sub-criteria to evaluate possible options. An urban flood-risk map was created according to the vulnerabilities and hazards of different urban areas using classification and regression-tree models, and the map can serve both as a first stage in advancing flood-risk mitigation approaches and in allocating warning and forecasting systems. The findings show that machine-learning methods are efficient in urban flood zoning. Using the city Rasht in Iran, it is shown that distance to rivers, urban drainage density, and distance to vulnerable areas are the most significant parameters that influence flood hazards. Similarly, for urban flood vulnerability, population density, land use, dwelling quality, household income, distance to cultural heritage, and distance to medical centers and hospitals are the most important factors. The integrated technique for both objective and semi-subjective data as outlined in the present study shows credible results that can be obtained without complicated modeling and costly field surveys. The proposed method is especially helpful in areas with little data to describe and display flood hazards to managers and decision makers.

Accessing the Impact of Meteorological Variables on Machine Learning Flood Susceptibility Mapping

Machine learning (ML) algorithms have emerged as competent tools for identifying areas that are susceptible to flooding. The primary variables considered in most of these works include terrain models, lithology, river networks and land use. While several recent studies include average annual rainfall and/or temperature, other meteorological information such as snow accumulation and short-term intense rain events that may influence the hydrology of the area under investigation have not been considered. Notably, in Canada, most inland flooding occurs during the freshet, due to the melting of an accumulated snowpack coupled with heavy rainfall. Therefore, in this study the impact of several climate variables along with various hydro-geomorphological (HG) variables were tested to determine the impact of their inclusion. Three tests were run: only HG variables, the addition of annual average temperature and precipitation (HG-PT), and the inclusion of six other meteorological datasets (HG-8M) on five study areas across Canada. In HG-PT, both precipitation and temperature were selected as important in every study area, while in HG-8M a minimum of three meteorological datasets were considered important in each study area. Notably, as the meteorological variables were added, many of the initial HG variables were dropped from the selection set. The accuracy, F1, true skill and Area Under the Curve (AUC) were marginally improved when the meteorological data was added to the a parallel random forest algorithm (parRF). When the model is applied to new data, the estimated accuracy of the prediction is higher in HG-8M, indicating that inclusion of relevant, local meteorological datasets improves the result.

Developing Robust Flood Susceptibility Model with Small Numbers of Parameters in Highly Fertile Regions of Northwest Bangladesh for Sustainable Flood and Agriculture Management

The present study intends to improve the robustness of a flood susceptibility (FS) model with a small number of parameters in data-scarce areas, such as northwest Bangladesh, by employing machine learning-based sensitivity analysis and an analytical hierarchy process (AHP). In this study, the nine most relevant flood elements (such as distance from the river, rainfall, and drainage density) were chosen as flood conditioning variables for modeling. The FS model was produced using AHP technique. We used an empirical and binormal receiver operating characteristic (ROC) curves for validating the models. We performed Sensitivity analyses using a random forest (RF)-based mean Gini decline (MGD), mean decrease accuracy (MDA), and information gain ratio to find out the sensitive flood conditioning variables. After performing sensitivity analysis, the least sensitivity variables were eliminated. We re-ran the model with the rest of the parameters to enhance the model’s performance. Based on previous studies and the AHP weighting approach, the general soil type, rainfall, distance from river/canal (Dr), and land use/land cover (LULC) had higher factor weights of 0.22, 0.21, 0.19, and 0.15, respectively. The FS model without sensitivity and with sensitivity performed well in the present study. According to the RF-based sensitivity and information gain ratio, the most sensitive factors were rainfall, soil type, slope, and elevation, while curvature and drainage density were less sensitive parameters, which were excluded in re-running the FS model with just vital parameters. Using empirical and binormal ROC curves, the new FS model yields higher AUCs of 0.835 and 0.822, respectively. It is discovered that the predicted model’s robustness may be maintained or increased by removing less relevant factors. This study will aid decision-makers in developing flood management plans for the examined region.

Hybrid Models Incorporating Bivariate Statistics and Machine Learning Methods for Flash Flood Susceptibility Assessment Based on Remote Sensing Datasets

Flash floods are considered to be one of the most destructive natural hazards, and they are difficult to accurately model and predict. In this study, three hybrid models were proposed, evaluated, and used for flood susceptibility prediction in the Dadu River Basin. These three hybrid models integrate a bivariate statistical method of the fuzzy membership value (FMV) and three machine learning methods of support vector machine (SVM), classification and regression trees (CART), and convolutional neural network (CNN). Firstly, a geospatial database was prepared comprising nine flood conditioning factors, 485 flood locations, and 485 non-flood locations. Then, the database was used to train and test the three hybrid models. Subsequently, the receiver operating characteristic (ROC) curve, seed cell area index (SCAI), and classification accuracy were used to evaluate the performances of the models. The results reveal the following: (1) The ROC curve highlights the fact that the CNN-FMV hybrid model had the best fitting and prediction performance, and the area under the curve (AUC) values of the success rate and the prediction rate were 0.935 and 0.912, respectively. (2) Based on the results of the three model performance evaluation methods, all three hybrid models had better prediction capabilities than their respective single machine learning models. Compared with their single machine learning models, the AUC values of the SVM-FMV, CART-FMV, and CNN-FMV were 0.032, 0.005, and 0.055 higher; their SCAI values were 0.05, 0.03, and 0.02 lower; and their classification accuracies were 4.48%, 1.38%, and 5.86% higher, respectively. (3) Based on the results of the flood susceptibility indices, between 13.21% and 22.03% of the study area was characterized by high and very high flood susceptibilities. The three hybrid models proposed in this study, especially CNN-FMV, have a high potential for application in flood susceptibility assessment in specific areas in future studies.

Tree-based machine learning algorithms in the Internet of Things environment for multivariate flood status prediction

Floods are one of the most common natural disasters in the world that affect all aspects of life, including human beings, agriculture, industry, and education. Research for developing models of flood predictions has been ongoing for the past few years. These models are proposed and built-in proportion for risk reduction, policy proposition, loss of human lives, and property damages associated with floods. However, flood status prediction is a complex process and demands extensive analyses on the factors leading to the occurrence of flooding. Consequently, this research proposes an Internet of Things-based flood status prediction (IoT-FSP) model that is used to facilitate the prediction of the rivers flood situation. The IoT-FSP model applies the Internet of Things architecture to facilitate the flood data acquisition process and three machine learning (ML) algorithms, which are Decision Tree (DT), Decision Jungle, and Random Forest, for the flood prediction process. The IoT-FSP model is implemented in MATLAB and Simulink as development platforms. The results show that the IoT-FSP model successfully performs the data acquisition and prediction tasks and achieves an average accuracy of 85.72% for the three-fold cross-validation results. The research finding shows that the DT scores the highest accuracy of 93.22%, precision of 92.85, and recall of 92.81 among the three ML algorithms. The ability of the ML algorithm to handle multivariate outputs of 13 different flood textual statuses provides the means of manifesting explainable artificial intelligence and enables the IoT-FSP model to act as an early warning and flood monitoring system.

Non-Structural Flood Management in European Rural Mountain Areas—Are Scientists Supporting Implementation?

Mountain areas are highly exposed to flood risks. The latter are increasing in the context of climate change, urbanization, and land use changes. Non-structural approaches such as nature-based solutions can provide opportunities to reduce the risks of such natural hazards and provide further ecological, social, and economic benefits. However, few non-structural flood mitigation measures are implemented in rural mountain areas so far. The objective of this paper is to investigate if the scientific boundaries limit the implementation of non-structural flood management in rural mountain areas. In the study, we statistically analyzed the knowledge about flood management through a systematic literature review and expert surveys, with a focus on European rural mountain areas. Both methods showed that scientific knowledge is available for decision makers and that nature-based solutions are efficient, cost-effective, multifunctional, and have potential for large-scale implementation.

How far spatial resolution affects the ensemble machine learning based flood susceptibility prediction in data sparse region

Although the effect of digital elevation model (DEM) and its spatial resolution on flood simulation modeling has been well studied, the effect of coarse and finer resolution image and DEM data on machine learning ensemble flood susceptibility prediction has not been investigated, particularly in data sparse conditions. The present work was, therefore, to investigate the performance of the resolution effects, such as coarse (Landsat and SRTM) and high (Sentinel-2 and ALOS PALSAR) resolution data on the flood susceptible models. Another motive of this study was to construct very high precision and robust flood susceptible models using standalone and ensemble machine learning algorithms. In the present study, fifteen flood conditioning parameters were generated from both coarse and high resolution datasets. Then, the ANN-multilayer perceptron (MLP), random forest (RF), bagging (B)-MLP, B-gaussian processes (B-GP) and B-SMOreg algorithms were used to integrate the flood conditioning parameters for generating the flood susceptible models. Furthermore, the influence of flood conditioning parameters on the modelling of flood susceptibility was investigated by proposing an ROC based sensitivity analysis. The validation of flood susceptibility models is also another challenge. In the present study, we proposed an index of flood vulnerability model to validate flood susceptibility models along with conventional statistical techniques, such as the ROC curve. Results showed that the coarse resolution based flood susceptibility MLP model has appeared as the best model (area under curve: 0.94) and it has predicted 11.65 % of the area as very high flood susceptible zones (FSz), followed by RF, B-MLP, B-GP, and B-SMOreg. Similarly, the high resolution based flood susceptibility model using MLP has predicted 19.34 % of areas as very high flood susceptible zones, followed by RF (14.32 %),B-MLP (14.88 %), B-GP, and B-SMOreg. On the other hand, ROC based sensitivity analysis showed that elevation influences flood susceptibility largely for coarse and high resolution based models, followed by drainage densityand flow accumulation. In addition, the accuracy assessment using the IFV model revealed that the MLP model outperformed all other models in the case of a high resolution imageThe coarser resolution image's performance level is acceptable but quite low. So, the study recommended the use of high resolution images for developing a machine learning algorithm based flood susceptibility model. As the study has clearly identified the areas of higher flood susceptibility and the dominant influencing factors for flooding, this could be used as a good database for flood management.

Application of stacking hybrid machine learning algorithms in delineating multi-type flooding in Bangladesh

Floods are among the most devastating natural hazards in Bangladesh. The country experiences multi-type floods (i.e., fluvial, flash, pluvial, and surge floods) every year. However, areas prone to multi-type floods have not yet been assessed on a national scale. Here, we used locally weighted linear regression (LWLR), random subspace (RSS), reduced error pruning tree (REPTree), random forest (RF), and M5P model tree algorithms in a hybrid ensemble to assess multi-type flood probabilities at a national scale in Bangladesh. We used historical flood data (1988-2020), remote sensing images (e.g., MODIS, Landsat 5-8, and Sentinel-1), and topography, hydrogeology, and environmental datasets to train and validate the proposed algorithms. According to the results, the stacking ensemble machine learning LWLR-RF algorithm performed better than the other algorithms in predicting flood probabilities, with R² = 0.967-0.999, MAE = 0.022-0.117, RMSE = 0.029-0.148, RAE = 4.48-23.38%, and RRSE = 5.8829.69% for the training and testing datasets. Furthermore, true skill statistics (TSS: 0.929-0.967), corrected classified instances (CCI: 96.45-98.35), area under the curve (AUC: 0.983-0.997), and Gini coefficients (0.966-0.994) were computed to validate the constructed (LWLR-RF) multi-type flood probability maps. The maps constructed via the LWLR-RF algorithm revealed that the proportions of different categories of flooding areas in Bangladesh are fluvial flooding 1.50%, 5.71%, 12.66%, and 13.77% of the total land area; flash floods of 4.16%, 8.90%, 11.11%, and 5.07%; pluvial flooding: 5.72%, 3.25%, 5.07%, and 0.90%; and surge flooding, 1.69%, 1.04%, 0.52%, and 8.64% of the total land area, respectively. These percentages represent low, medium, high, and very high probabilities of flooding. The findings can guide future flood risk management and sustainable land-use planning in the study area.

Data-driven flood hazard zonation of Italy

We present Flood-SHE, a data-driven, statistically-based procedure for the delineation of areas expected to be inundated by river floods. We applied Flood-SHE in the 23 River Basin Authorities (RBAs) in Italy using information on the presence or absence of inundations obtained from existing flood zonings as the dependent variable, and six hydro-morphometric variables computed from a 10 m × 10 m DEM as covariates. We trained 96 models for each RBA using 32 combinations of the hydro-morphometric covariates for the three return periods, for a total of 2208 models, which we validated using 32 model sets for each of the covariate combinations and return periods, for a total of 3072 validation models. In all the RBAs, Flood-SHE delineated accurately potentially inundated areas that matched closely the corresponding flood zonings defined by physically-based hydro-dynamic flood routing and inundation models. Flood-SHE delineated larger to much larger areas as potentially subject of being inundated than the physically-based models, depending on the quality of the flood information. Analysis of the sites with flood human consequences revealed that the new data-driven inundation zones are good predictors of flood risk to the population of Italy. Our experiment confirmed that a small number of hydro-morphometric terrain variables is sufficient to delineate accurate inundation zonings in a variety of physiographical settings, opening to the possibility of using Flood-SHE in other areas. We expect the new data-driven inundation zonings to be useful where flood zonings built on hydrological modelling are not available, and to decide where improved flood hazard zoning is needed.

GIS-Based Spatial and Multi-Criteria Assessment of Riverine Flood Potential: A Case Study of the Nitra River Basin, Slovakia

The aim of this study was to identify the areas with different levels of riverine flood potential (RFP) in the Nitra river basin, Slovakia, using multi-criteria evaluation (MCE)-analytical hierarchical process (AHP), geographic information systems (GIS), and seven flood conditioning factors. The RFP in the Nitra river basin had not yet been assessed through MCE-AHP. Therefore, the methodology used can be useful, especially in terms of the preliminary flood risk assessment required by the EU Floods Directive. The results showed that classification techniques of natural breaks (Jenks), equal interval, quantile, and geometric interval classified 32.03%, 29.90%, 41.84%, and 53.52% of the basin, respectively, into high and very high RFP while 87.38%, 87.38%, 96.21%, and 98.73% of flood validation events, respectively, corresponded to high and very high RFP. A single-parameter sensitivity analysis of factor weights was performed in order to derive the effective weights, which were used to calculate the revised riverine flood potential (RRFP). In general, the differences between the RFP and RRFP can be interpreted as an underestimation of the share of high and very high RFP as well as the share of flood events in these classes within the RFP assessment. Therefore, the RRFP is recommended for the assessment of riverine flood potential in the Nitra river basin.

A multi-hazard map-based flooding, gully erosion, forest fires, and earthquakes in Iran

We used three state-of-the-art machine learning techniques (boosted regression tree, random forest, and support vector machine) to produce a multi-hazard (MHR) map illustrating areas susceptible to flooding, gully erosion, forest fires, and earthquakes in Kohgiluyeh and Boyer-Ahmad Province, Iran. The earthquake hazard map was derived from a probabilistic seismic hazard analysis. The mean decrease Gini (MDG) method was implemented to determine the relative importance of effective factors on the spatial occurrence of each of the four hazards. Area under the curve (AUC) plots, based on a validation dataset, were created for the maps generated using the three algorithms to compare the results. The random forest model had the highest predictive accuracy, with AUC values of 0.994, 0.982, and 0.885 for gully erosion, flooding, and forest fires, respectively. Approximately 41%, 40%, 28%, and 3% of the study area are at risk of forest fires, earthquakes, floods, and gully erosion, respectively.

Flood susceptibility mapping by integrating frequency ratio and index of entropy with multilayer perceptron and classification and regression tree

Episodes of frequent flooding continue to increase, often causing serious damage and tools to identify areas affected by such disasters have become indispensable in today's society. Using the latest techniques can make very accurate flood predictions. In this study, we introduce four effective methods to evaluate the flood susceptibility of Poyang County, in China, by integrating two independent models of frequency ratio and index of entropy with multilayer perceptron and classification and regression tree models. The flood locations of the study area were identified through the flood inventory process, and 12 flood conditioning factors were used in the training and validation processes. According to the results of the linear support vector machine, elevation, slope angle, and soil have the highest predictive ability. The experimental results of the four hybrid models demonstrate that between 20% and 50% of the study area has high and very high flood susceptibility. The multilayer perceptron-probability density hybrid model is the most effective among the six comparative methods.

Investigating the Role of Green Infrastructure on Urban WaterLogging: Evidence from Metropolitan Coastal Cities

Urban green infrastructures (UGI) can effectively reduce surface runoff, thereby alleviating the pressure of urban waterlogging. Due to the shortage of land resources in metropolitan areas, it is necessary to understand how to utilize the limited UGI area to maximize the waterlogging mitigation function. Less attention, however, has been paid to investigating the threshold level of waterlogging mitigation capacity. Additionally, various studies mainly focused on the individual effects of UGI factors on waterlogging but neglected the interactive effects between these factors. To overcome this limitation, two waterlogging high-risk coastal cities—Guangzhou and Shenzhen, are selected to examine the effectiveness and stability of UGI in alleviating urban waterlogging. The results indicate that the impact of green infrastructure on urban waterlogging largely depends on its area and biophysical parameter. Healthier or denser vegetation (superior ecological environment) can more effectively intercept and store rainwater runoff. This suggests that while increasing the area of UGI, more attention should be paid to the biophysical parameter of vegetation. Hence, the mitigation effect of green infrastructure would be improved from the “size” and “health”. The interaction of composition and spatial configuration greatly enhances their individual effects on waterlogging. This result underscores the importance of the interactive enhancement effect between UGI composition and spatial configuration. Therefore, it is particularly important to optimize the UGI composition and spatial pattern under limited land resource conditions. Lastly, the effect of green infrastructure on waterlogging presents a threshold phenomenon. The excessive area proportions of UGI within the watershed unit or an oversized UGI patch may lead to a waste of its mitigation effect. Therefore, the area proportion of UGI and its mitigation effect should be considered comprehensively when planning UGI. It is recommended to control the proportion of green infrastructure at the watershed scale (24.4% and 72.1% for Guangzhou and Shenzhen) as well as the area of green infrastructure patches (1.9 ha and 2.8 ha for Guangzhou and Shenzhen) within the threshold level to maximize its mitigation effect. Given the growing concerns of global warming and continued rapid urbanization, these findings provide practical urban waterlogging prevention strategies toward practical implementations.

Explicit the urban waterlogging spatial variation and its driving factors: The stepwise cluster analysis model and hierarchical partitioning analysis approach

Urban waterlogging is a hydrological cycle problem that seriously affects people's life and property. Characterizing waterlogging variation and explicit its driving factors are conducive to prevent the damage of such disasters. Conventional methods, because of the high spatial heterogeneity and the non-stationary complex mechanism of urban waterlogging, are not able to fully capture the urban waterlogging spatial variation and identify the waterlogging susceptibility areas. A more robust method is recommended to quantify the variation trend of urban waterlogging. Previous studies have simulated the waterlogging variation in relatively small areas. However, the relationship between variables is often ignored, which cannot comprehensively reveal the dominant drivers affecting urban waterlogging. Therefore, a novel approach is proposed that combined stepwise cluster analysis model (SCAM) and hierarchical partitioning analysis (HPA) within a general framework and verifies the applicability through logistic regression, artificial neural network, and support vector machine. According to the dominant driving factors, different simulation scenarios are established to analyze waterlogging density variation. Results found that the SCAM provides accurate and detailed simulated results both in urban centers where waterlogging frequently occurs and urban fringe with few waterlogging events, which shows an excellent performance with a high classification accuracy and generalization capability. HPA detected that the impervious surface abundance (28.07%), vegetation abundance (20.80%), and cumulate precipitation (16.25%) are the dominant drivers of waterlogging. This result suggests that priority should be given to controlling these three factors to mitigate the risk of waterlogging. It is interesting to note that under different urbanization and rainfall scenarios, the urban waterlogging susceptibility has a considerable variation. The watershed spatial location and watershed characteristics are relevant aspects to be considered in identifying and assessing waterlogging susceptibility, which provides original insights that urban waterlogging mitigation strategies should be developed according to different local conditions and future scenarios.

A GIS-Based Artificial Neural Network Model for Flood Susceptibility Assessment

This article presents a geographic information system (GIS)-based artificial neural network (GANN) model for flood susceptibility assessment of Keelung City, Taiwan. Various factors, including elevation, slope angle, slope aspect, flow accumulation, flow direction, topographic wetness index (TWI), drainage density, rainfall, and normalized difference vegetation index, were generated using a digital elevation model and LANDSAT 8 imagery. Historical flood data from 2015 to 2019, including 307 flood events, were adopted for a comparison of flood susceptibility. Using these factors, the GANN model, based on the back-propagation neural network (BPNN), was employed to provide flood susceptibility. The validation results indicate that a satisfactory result, with a correlation coefficient of 0.814, was obtained. A comparison of the GANN model with those from the SOBEK model was conducted. The comparative results demonstrated that the proposed method can provide good accuracy in predicting flood susceptibility. The results of flood susceptibility are categorized into five classes: Very low, low, moderate, high, and very high, with coverage areas of 60.5%, 27.4%, 8.6%, 2.5%, and 1%, respectively. The results demonstrate that nearly 3.5% of the study area, including the core district of the city and an exceedingly populated area including the financial center of the city, can be categorized as high to very high flood susceptibility zones.

Flash Flood Susceptibility Assessment Based on Geodetector, Certainty Factor, and Logistic Regression Analyses in Fujian Province, China

Flash floods are one of the most frequent natural disasters in Fujian Province, China, and they seriously threaten the safety of infrastructure, natural ecosystems, and human life. Thus, recognition of possible flash flood locations and exploitation of more precise flash flood susceptibility maps are crucial to appropriate flash flood management in Fujian. Based on this objective, in this study, we developed a new method of flash flood susceptibility assessment. First, we utilized double standards, including the Pearson correlation coefficient (PCC) and Geodetector to screen the assessment indicator. Second, in order to consider the weight of each classification of indicator and the weights of the indicators simultaneously, we used the ensemble model of the certainty factor (CF) and logistic regression (LR) to establish a frame for the flash flood susceptibility assessment. Ultimately, we used this ensemble model (CF-LR), the standalone CF model, and the standalone LR model to prepare flash flood susceptibility maps for Fujian Province and compared their prediction performance. The results revealed the following. (1) Land use, topographic relief, and 24 h precipitation (H24_100) within a 100-year return period were the three main factors causing flash floods in Fujian Province. (2) The area under the curve (AUC) results showed that the CF-LR model had the best precision in terms of both the success rate (0.860) and the prediction rate (0.882). (3) The assessment results of all three models showed that between 22.27% and 29.35% of the study area have high and very high susceptibility levels, and these areas are mainly located in the east, south, and southeast coastal areas, and the north and west low mountain areas. The results of this study provide a scientific basis and support for flash flood prevention in Fujian Province. The proposed susceptibility assessment framework may also be helpful for other natural disaster susceptibility analyses.

Flood Hazard Risk Mapping Using a Pseudo Supervised Random Forest

Devastating floods occur regularly around the world. Recently, machine learning models have been used for flood susceptibility mapping. However, even when these algorithms are provided with adequate ground truth training samples, they can fail to predict flood extends reliably. On the other hand, the height above nearest drainage (HAND) model can produce flood prediction maps with limited accuracy. The objective of this research is to produce an accurate and dynamic flood modeling technique to produce flood maps as a function of water level by combining the HAND model and machine learning. In this paper, the HAND model was utilized to generate a preliminary flood map; then, the predictions of the HAND model were used to produce pseudo training samples for a R.F. model. To improve the R.F. training stage, five of the most effective flood mapping conditioning factors are used, namely, Altitude, Slope, Aspect, Distance from River and Land use/cover map. In this approach, the R.F. model is trained to dynamically estimate the flood extent with the pseudo training points acquired from the HAND model. However, due to the limited accuracy of the HAND model, a random sample consensus (RANSAC) method was used to detect outliers. The accuracy of the proposed model for flood extent prediction, was tested on different flood events in the city of Fredericton, NB, Canada in 2014, 2016, 2018, 2019. Furthermore, to ensure that the proposed model can produce accurate flood maps in other areas as well, it was also tested on the 2019 flood in Gatineau, QC, Canada. Accuracy assessment metrics, such as overall accuracy, Cohen’s kappa coefficient, Matthews correlation coefficient, true positive rate (TPR), true negative rate (TNR), false positive rate (FPR) and false negative rate (FNR), were used to compare the predicted flood extent of the study areas, to the extent estimated by the HAND model and the extent imaged by Sentinel-2 and Landsat satellites. The results confirm that the proposed model can improve the flood extent prediction of the HAND model without using any ground truth training data.

Identifying dominant factors of waterlogging events in metropolitan coastal cities: The case study of Guangzhou, China

Urban waterlogging disasters are affected by environmental conditions and human activities. Previous studies had explored the effect of land-use type on waterlogging in relatively small watersheds. Few, however, have comprehensively revealed the relative contributions of the environmental and anthropogenic factors to urban waterlogging concerning different scales of analysis. Indeed what is less known, are the dominant factors and the appropriate scale of analysis. To overcome this limitation, a novel method that integrates the stepwise regression model with hierarchical partitioning analysis is presented. The purpose is to investigate the complex mechanism of urban waterlogging by identifying the relative contribution of each environmental and anthropogenic factor and the stability linking waterlogging to influencing factors at multiple scales of analysis (i.e. 1 km, 2 km, 3 km, 4 km, and 5 km). We consider waterlogging events in the central urban districts of Guangzhou (PR China) from 2009 to 2015 as a case study. The results show that the spatial distribution of waterlogging events in the central urban area presents a strong agglomeration pattern. The waterlogging hot spots are mainly concentrated in the historical area of Guangzhou. Under all analysis scales, we find that the percent cover of urban green spaces (44.74%), percent cover of residential area (41.03%), and slope.std (36.85%) both have a dominant contribution to urban waterlogging, which suggests the importance of land cover composition in determining urban waterlogging. However, the relative contribution and dominant factors of waterlogging varied across different analysis scales, presenting a strong scale effect. Under a small analysis scale (1 km), the topography factors (slope.std and relative elevation) are confirmed as the dominant variables; however, with the increase of analysis scale, the influence of land cover composition (greenspace, residence area, grassland) and land cover spatial configuration (LPI, AI, Cohesion index) on waterlogging magnitude is greater than other factors. This finding provides additional insights that the urban waterlogging can be alleviated by balancing the relative composition of land cover features as well as by optimizing their spatial configuration. Since the optimal statistical scale for urban waterlogging studies only worked for specific influencing factors, the appropriate analysis scale for urban waterlogging study should be determined by the characteristics of study areas. This study has the capability to extend our scientific understanding of the complex mechanisms of waterlogging in the highly urbanized coastal city, providing useful support for the prevention and management of urban waterlogging.

Flash Flood Susceptibility Modeling and Magnitude Index Using Machine Learning and Geohydrological Models: A Modified Hybrid Approach

In an arid region, flash floods (FF), as a response to climate changes, are the most hazardous causing massive destruction and losses to farms, human lives and infrastructure. A first step towards securing lives and infrastructure is the susceptibility mapping and predicting of occurrence sites of FF. Several studies have been applied using an ensemble machine learning model (EMLM) but measuring FF magnitude using a hybrid approach that integrates machine learning (MCL) and geohydrological models have not been widely applied. This study aims to modify a hybrid approach by testing three machine learning models. These are boosted regression tree (BRT), classification and regression trees (CART), and naive Bayes tree (NBT) for FF susceptibility mapping at the northern part of the United Arab Emirates (NUAE). This is followed by applying a group of accuracy metrics (precision, recall and F1 score) and the receiving operating characteristics (ROC) curve. The result demonstrated that the BRT has the highest performance for FF susceptibility mapping followed by the CART and NBT. After that, the produced FF map using the BRT was then modified by dividing it into seven basins, and a set of new FF conditioning parameters namely alluvial plain width, basin gradient and mean slope for each basin was calculated for measuring FF magnitude. The results showed that the mountainous and narrower basins (e.g., RAK, Masafi, Fujairah, and Rol Dadnah) have the highest probability occurrence of FF and FF magnitude, while the wider alluvial plains (e.g., Al Dhaid) have the lowest probability occurrence of FF and FF magnitude. The proposed approach is an effective approach to improve the susceptibility mapping of FF, landslides, land subsidence, and groundwater potentiality obtained using ensemble machine learning, which is used widely in the literature.

Flood Risk Assessment and Regionalization from Past and Future Perspectives at Basin Scale

Flooding is a major natural disaster that has brought tremendous losses to mankind throughout the ages. Even so, floods can be controlled by appropriate measures to minimize loss and damage. Flood risk assessment is an essential analytic step in preventing floods and reducing losses. Identifying previous flood risk and predicting future features are conducive to understanding the changing patterns and laws of flood risk. Taking the Dongjiang River basin as a study case, we assessed and regionalized flood risk in 1990, 2000, and 2010 from the past perspective and explored dynamic expansion during 1990-2010. Then, we projected land-use type, population, and gross domestic product in 2030 and 2050 and finally assessed and regionalized the risk from a future perspective. Results show that areas with very high risk accounted for 14.98-18.08% during 1990-2010; approximately 13.90% areas of the basin transformed from lower-level risk to higher-level risk whereas 9.07% fell from a higher level to a lower level during the period. For the future scenario, areas with very high and high risk in 2030 and 2050 are expected to account for 21.55% and 24.84%, respectively. Generally, our study can better identify changes in flood risk at a spatial scale and reveal the dynamic evolution rule, which provides a synthetical means of flood prevention and reduction, flood insurance, urban planning, and water resource management in the future under global climate change, especially for developing or high-speed urbanization regions.

Application of the GPM-IMERG Products in Flash Flood Warning: A Case Study in Yunnan, China

NASA’s Integrated Multi-Satellite Retrievals for Global Precipitation Measurement (IMERG) is a major source of precipitation data, having a larger coverage, higher precision, and a higher spatiotemporal resolution than previous products, such as the Tropical Rainfall Measuring Mission (TRMM). However, there rarely has been an application of IMERG products in flash flood warnings. Taking Yunnan Province as the typical study area, this study first evaluated the accuracy of the near-real-time IMERG Early run product (IMERG-E) and the post-real-time IMERG Final run product (IMERG-F) with a 6-hourly temporal resolution. Then the performance of the two products was analyzed with the improved Rainfall Triggering Index (RTI) in the flash flood warning. Results show that (1) IMERG-F presents acceptable accuracy over the study area, with a relatively high hourly correlation coefficient of 0.46 and relative bias of 23.33% on the grid, which performs better than IMERG-E; and (2) when the RTI model is calibrated with the gauge data, the IMERG-F results matched well with the gauge data, indicating that it is viable to use MERG-F in flash flood warnings. However, as the flash flood occurrence increases, both gauge and IMERG-F data capture fewer flash flood events, and IMERG-F overestimates actual precipitation. Nevertheless, IMERG-F can capture more flood events than IMERG-E and can contribute to improving the accuracy of the flash flood warnings in Yunnan Province and other flood-prone areas.

Flash-flood hazard assessment using ensembles and Bayesian-based machine learning models: Application of the simulated annealing feature selection method

Flash-floods are increasingly recognized as a frequent natural hazard worldwide. Iran has been among the mostdevastated regions affected by the major floods. While the temporal flash-flood forecasting models are mainly developed for warning systems, the models for assessing hazardous areas can greatly contribute to adaptation and mitigation policy-making and disaster risk reduction. Former researches in the flash-flood hazard mapping have heightened the urge for the advancement of more accurate models. Thus, the current research proposes the state-of-the-art ensemble models of boosted generalized linear model (GLMBoost) and random forest (RF), and Bayesian generalized linear model (BayesGLM) methods for higher performance modeling. Furthermore, a pre-processing method, namely simulated annealing (SA), is used to eliminate redundant variables from the modeling process. Results of the modeling based on the hit and miss analysis indicates high performance for both models (accuracy = 90-92%, Kappa = 79-84%, Success ratio = 94-96%, Threat score = 80-84%, and Heidke skill score = 79-84%). The variables of distance from the stream, vegetation, drainage density, land use, and elevation have shown more contribution among others for modeling the flash-flood. The results of this study can significantly facilitate mapping the hazardous areas and further assist watershed managers to control and remediate induced damages of flood in the data-scarce regions.

Assessing and Predicting the Water Resources Vulnerability under Various Climate-Change Scenarios: A Case Study of Huang-Huai-Hai River Basin, China

The Huang-Huai-Hai River Basin plays an important strategic role in China’s economic development, but severe water resources problems restrict the development of the three basins. Most of the existing research is focused on the trends of single hydrological and meteorological indicators. However, there is a lack of research on the cause analysis and scenario prediction of water resources vulnerability (WRV) in the three basins, which is the very important foundation for the management of water resources. First of all, based on the analysis of the causes of water resources vulnerability, this article set up the evaluation index system of water resource vulnerability from three aspects: water quantity, water quality and disaster. Then, we use the Improved Blind Deletion Rough Set (IBDRS) method to reduce the dimension of the index system, and we reduce the original 24 indexes to 12 evaluation indexes. Third, by comparing the accuracy of random forest (RF) and artificial neural network (ANN) models, we use the RF model with high fitting accuracy as the evaluation and prediction model. Finally, we use 12 evaluation indexes and an RF model to analyze the trend and causes of water resources vulnerability in three basins during 2000–2015, and further predict the scenarios in 2020 and 2030. The results show that the vulnerability level of water resources in the three basins has been improved during 2000–2015, and the three river basins should follow the development of scenario 1 to ensure the safety of water resources. The research proved that the combination of IBDRS and an RF model is a very effective method to evaluate and forecast the vulnerability of water resources in the Huang-Huai-Hai River Basin.

On the Influence of the Main Floor Layout of Buildings in Economic Flood Risk Assessment: Results from Central Spain

Multiple studies have been carried out on the correct estimation of the damages (direct tangible losses) associated with floods. However, the complex analysis and the multitude of variables conditioning the damage estimation, as well as the uncertainty in their estimation, make it difficult, even today, to reach one single, complete solution to this problem. In no case has the influence that the topographic relationship between the main floor of a residential building and the surrounding land have in the estimation of flood economic damage been analysed. To carry out this analysis, up to a total of 28 magnitude–damage functions (with different characteristics and application scales) were selected on which the effect of over-elevation and under-elevation of the main floor of the houses was simulated (at intervals of 20 cm, between −0.6 and +1 metre). According to each of the two trends, an overestimation or underestimation of flood damage was observed. This pattern was conditioned by the specific characteristics of each magnitude–damage function, meaning that the percentage of damage became asymptotic from a certain flow depth value. In a real scenario, the consideration of this variable (as opposed to its non-consideration) causes an average variation in the damage estimation around 30%. Based on these results, the analysed variable can be considered as (1) another main source of uncertainty in the correct estimation of flood damage, and (2) an essential variable to take into account in a flood damage analysis for the correct estimation of loss.

Modeling flood susceptibility using data-driven approaches of naïve Bayes tree, alternating decision tree, and random forest methods

Floods are one of the most devastating types of disasters that cause loss of lives and property worldwide each year. This study aimed to evaluate and compare the prediction capability of the naïve Bayes tree (NBTree), alternating decision tree (ADTree), and random forest (RF) methods for the spatial prediction of flood occurrence in the Quannan area, China. A flood inventory map with 363 flood locations was produced and partitioned into training and validation datasets through random selection with a ratio of 70/30. The spatial flood database was constructed using thirteen flood explanatory factors. The probability certainty factor (PCF) method was used to analyze the correlation between the factors and flood occurrences. Consequently, three flood susceptibility maps were produced using the NBTree, ADTree, and RF methods. Finally, the area under the curve (AUC) and statistical measures were used to validate the flood susceptibility models. The results indicated that the RF method is an efficient and reliable model in flood susceptibility assessment, with the highest AUC values, positive predictive rate, negative predictive rate, sensitivity, specificity, and accuracy for the training (0.951, 0.892, 0.941, 0.945, 0.886, and 0.915, respectively) and validation (0.925, 0.851, 0.938, 0.945, 0.835, and 0.890, respectively) datasets.