Vertex Corrections to the Polarizability Do Not Improve the GW Approximation for the Ionization Potential of Molecules

Influence of Electronic Correlations on Electron-Phonon Interactions of Molecular Systems with the GW and Coupled Cluster Methods

Electron-phonon interactions are of great importance to a variety of physical phenomena, and their accurate description is an important goal for first-principles calculations. Isolated examples of materials and molecular systems have emerged where electron-phonon coupling is enhanced over density functional theory (DFT) when using the Green's-function-based ab initio GW method, which provides a more accurate description of electronic correlations. It is, however, unclear how general this enhancement is and how employing high-end quantum chemistry methods, which further improve the description of electronic correlations, might further alter electron-phonon interactions over GW or DFT. Here, we address these questions by computing the renormalization of the highest occupied molecular orbital energies of Thiel's set of organic molecules by harmonic vibrations using DFT, GW, and equation-of-motion coupled-cluster calculations. We find that, depending on the amount of exact exchange included in the DFT starting point, GW can increase the magnitude of the electron-phonon coupling across Thiel's set of molecules by an average factor of 1.1-1.8 compared to the underlying DFT, while equation-of-motion coupled-cluster leads to an increase of 1.4-2. The electron-phonon coupling predicted with the ab initio GW method is generally in much closer agreement to coupled cluster values compared to DFT, establishing GW as a promising route for accurately computing electron-phonon phenomena in molecules and beyond at a much lower computational cost than higher-end quantum chemistry techniques.

Reference Energies for Valence Ionizations and Satellite Transitions

Upon ionization of an atom or a molecule, another electron (or more) can be simultaneously excited. These concurrently generated states are called "satellites" (or shakeup transitions) as they appear in ionization spectra as higher-energy peaks with weaker intensity and larger width than the main peaks associated with single-particle ionizations. Satellites, which correspond to electronically excited states of the cationic species, are notoriously challenging to model using conventional single-reference methods due to their high excitation degree compared to the neutral reference state. This work reports 42 satellite transition energies and 58 valence ionization potentials (IPs) of full configuration interaction quality computed in small molecular systems. Following the protocol developed for the quest database [Véril, M.; Scemama, A.; Caffarel, M.; Lipparini, F.; Boggio-Pasqua, M.; Jacquemin, D.; and Loos, P.-F. Wiley Interdiscip. Rev.: Comput. Mol. Sci. 2021, 11, e1517], these reference energies are computed using the configuration interaction using a perturbative selection made iteratively (CIPSI) method. In addition, the accuracy of the well-known coupled-cluster (CC) hierarchy (CC2, CCSD, CC3, CCSDT, CC4, and CCSDTQ) is gauged against these new accurate references. The performances of various approximations based on many-body Green's functions (GW, GF2, and T-matrix) for IPs are also analyzed. Their limitations in correctly modeling satellite transitions are discussed.

Going Beyond the GW Approximation Using the Time-Dependent Hartree-Fock Vertex

The time-dependent Hartree-Fock (TDHF) vertex of many-body perturbation theory (MBPT) makes it possible to extend TDHF theory to charged excitations. Here we assess its performance by applying it to spherical atoms in their neutral electronic configuration. On a theoretical level, we recast the TDHF vertex as a reducible vertex, highlighting the emergence of a self-energy expansion purely in orders of the bare Coulomb interaction; then, on a numerical level, we present results for polarizabilities, ionization energies (IEs), and photoemission satellites. We confirm the superiority of THDF over simpler methods such as the random phase approximation for the prediction of atomic polarizabilities. We then find that the TDHF vertex reliably provides better IEs than GW and low-order self-energies do in the light-atom, few-electron regime; its performance degrades in heavier, many-electron atoms instead, where an expansion in orders of an unscreened Coulomb interaction becomes less justified. New relevant features are introduced in the satellite spectrum by the TDHF vertex, but the experimental spectra are not fully reproduced due to a missing account of nonlinear effects connected to hole relaxation. We also explore various truncations of the self-energy given by the TDHF vertex, but do not find them to be more convenient than low-order approximations such as GW and second Born (2B), suggesting that vertex corrections should be carried out consistently both in the self-energy and in the polarizability.

Fully Dynamic G3W2 Self-Energy for Finite Systems: Formulas and Benchmark

Over the years, Hedin's GW self-energy has been proven to be a rather accurate and simple approximation to evaluate electronic quasiparticle energies in solids and in molecules. Attempts to improve over the simple GW approximation, the so-called vertex corrections, have been constantly proposed in the literature. Here, we derive, analyze, and benchmark the complete second-order term in the screened Coulomb interaction W for finite systems. This self-energy named G3W2 contains all the possible time orderings that combine 3 Green's functions G and 2 dynamic W. We present the analytic formula and its imaginary frequency counterpart, with the latter allowing us to treat larger molecules. The accuracy of the G3W2 self-energy is evaluated on well-established benchmarks (GW100, Acceptor 24, and Core 65) for valence and core quasiparticle energies. Its link with the simpler static approximation, named SOSEX for static screened second-order exchange, is analyzed, which leads us to propose a more consistent approximation named 2SOSEX. In the end, we find that neither the G3W2 self-energy nor any of the investigated approximations to it improve over one-shot G0W0 with a good starting point. Only quasi-particle self-consistent GW HOMO energies are slightly improved by addition of the G3W2 self-energy correction. We show that this is due to the self-consistent update of the screened Coulomb interaction, leading to an overall sign change of the vertex correction to the frontier quasiparticle energies.

Comparing Self-Consistent GW and Vertex-Corrected G0W0 (G0W0Γ) Accuracy for Molecular Ionization Potentials

We test the performance of self-consistent GW and several representative implementations of vertex-corrected G0W0 (G0W0Γ). These approaches are tested on benchmark data sets covering full valence spectra (first ionization potentials and some inner valence shell excitations). For small molecules, when comparing against state-of-the-art wave function techniques, our results show that full self-consistency in the GW scheme either systematically outperforms vertex-corrected G0W0 or gives results of at least comparative quality. Moreover, G0W0Γ results in additional computational cost when compared to G0W0 or self-consistent GW. The dependency of G0W0Γ on the starting mean-field solution is frequently more dominant than the magnitude of the vertex correction itself. Consequently, for molecular systems, self-consistent GW performed on the imaginary axis (and then followed by modern analytical continuation techniques) offers a more reliable approach to make predictions of ionization potentials.

Total Energy beyond GW: Exact Results and Guidelines for Approximations

The total energy and electron addition and removal spectra can, in principle, be obtained exactly from the one-body Green's function (GF). In practice, the GF is obtained from an approximate self-energy. In the framework of many-body perturbation theory, we derive different expressions that are based on an approximate self-energy, but that yield nevertheless, in principle, the exact exchange-correlation contribution to the total energy for any interaction strength. Response functions play a crucial role, which explains why, for example, ingredients from time-dependent density functional theory can be used to build these approximate self-energies. We show that the key requirement for obtaining exact results is the consistent combination of ingredients. Also when further approximations are made, as it is necessary in practice, this consistency remains the key to obtain good results. All findings are illustrated using the exactly solvable symmetric Hubbard dimer.

The three channels of many-body perturbation theory: GW, particle-particle, and electron-hole T-matrix self-energies

We derive the explicit expression of the three self-energies that one encounters in many-body perturbation theory: the well-known GW self-energy, as well as the particle-particle and electron-hole T-matrix self-energies. Each of these can be easily computed via the eigenvalues and eigenvectors of a different random-phase approximation linear eigenvalue problem that completely defines their corresponding response function. For illustrative and comparative purposes, we report the principal ionization potentials of a set of small molecules computed at each level of theory. The performance of these schemes on strongly correlated systems (B2 and C2) is also discussed.

A Similarity Renormalization Group Approach to Green's Function Methods

The family of Green's function methods based on the GW approximation has gained popularity in the electronic structure theory thanks to its accuracy in weakly correlated systems combined with its cost-effectiveness. Despite this, self-consistent versions still pose challenges in terms of convergence. A recent study [Monino and Loos J. Chem. Phys. 2022, 156, 231101.] has linked these convergence issues to the intruder-state problem. In this work, a perturbative analysis of the similarity renormalization group (SRG) approach is performed on Green's function methods. The SRG formalism enables us to derive, from first-principles, the expression of a naturally static and Hermitian form of the self-energy that can be employed in quasiparticle self-consistent GW (qsGW) calculations. The resulting SRG-based regularized self-energy significantly accelerates the convergence of qsGW calculations, slightly improves the overall accuracy, and is straightforward to implement in existing code.

Embedding vertex corrections in GW self-energy: Theory, implementation, and outlook

The vertex function (Γ) within the Green's function formalism encapsulates information about all higher-order electron-electron interaction beyond those mediated by density fluctuations. Herein, we present an efficient approach that embeds vertex corrections in the one-shot GW correlation self-energy for isolated and periodic systems. The vertex-corrected self-energy is constructed through the proposed separation-propagation-recombination procedure: the electronic Hilbert space is separated into an active space and its orthogonal complement denoted as the "rest;" the active component is propagated by a space-specific effective Hamiltonian different from the rest. The vertex corrections are introduced by a rescaled time-dependent nonlocal exchange interaction. The direct Γ correction to the self-energy is further updated by adjusting the rescaling factor in a self-consistent post-processing cycle. Our embedding method is tested mainly on donor-acceptor charge-transfer systems. The embedded vertex effects consistently and significantly correct the quasiparticle energies of the gap-edge states. The fundamental gap is generally improved by 1-3 eV upon the one-shot GW approximation. Furthermore, we provide an outlook for applications of (embedded) vertex corrections in calculations of extended solids.

Natural virtual orbitals for the GW method in the random-phase approximation and beyond

The increasingly popular GW method is becoming a convenient tool to determine vertical ionization energies in molecular systems. However, depending on the formalism used and the range of orbitals investigated, it may be hampered by a steep computational scaling. To alleviate this issue, correlated natural virtual orbitals (NVOs) based on second-order Møller-Plesset (MP2) and direct MP2 correlation energies are implemented, and the resulting correlated NVOs are tested on GW quasiparticle energies. Test cases include the popular GW variants G₀W₀ and evGW₀ as well as more elaborate vertex corrections. We find that for increasingly larger molecular systems and basis sets, NVOs considerably improve efficiency. Furthermore, we test the performance of the truncated (frozen) NVO ansatz on the GW100 test set. For the latter, it is demonstrated that, using a carefully chosen truncation threshold, NVOs lead to a negligible loss in accuracy while providing speedups of one order of magnitude. Furthermore, we compare the resulting quasiparticle energies to very accurate vertical ionization energies obtained from coupled-cluster theory with singles, doubles, and noniterative triples [CCSD(T)], confirming that the loss in accuracy introduced by truncating the NVOs is negligible compared to the methodical errors in the GW approximation. It is also demonstrated that the choice of basis set impacts results far more than using a suitably truncated NVO space. Therefore, at the same computational expense, more accurate results can be obtained using NVOs. Finally, we provide improved reference CCSD(T) values for the GW100 test set, which have been obtained using the def2-QZVPP basis set.

Exact relationships between the GW approximation and equation-of-motion coupled-cluster theories through the quasi-boson formalism

We describe the relationship between the GW approximation and various equation-of-motion (EOM) coupled-cluster (CC) theories. We demonstrate the exact equivalence of the G₀W₀ approximation and the propagator theory for an electron-boson problem in a particular excitation basis. From there, we establish equivalence within the quasi-boson picture to the IP+EA-EOM unitary CC propagator. We analyze the incomplete description of screening provided by the standard similarity-transformed IP+EA-EOM-CC and the recently introduced G₀W₀ Tamm-Dancoff approximation. We further consider the approximate decoupling of IP and EA sectors in EOM-CC treatments and devise the analogous particle-hole decoupling approach for the G₀W₀ approximation. Finally, we numerically demonstrate the exact relationships and magnitude of the approximations in the calculations of a set of molecular ionization potentials and electron affinities.

Simplified GW/BSE Approach for Charged and Neutral Excitation Energies of Large Molecules and Nanomaterials

Inspired by Grimme's simplified Tamm-Dancoff density functional theory approach [Grimme, S. J. Chem. Phys. 2013, 138, 244104], we describe a simplified approach to excited-state calculations within the GW approximation to the self-energy and the Bethe-Salpeter equation (BSE), which we call sGW/sBSE. The primary simplification to the electron repulsion integrals yields the same structure as with tensor hypercontraction, such that our method has a storage requirement that grows quadratically with system size and computational timing that grows cubically with system size. The performance of sGW is tested on the ionization potential of the molecules in the GW100 test set, for which it differs from ab initio GW calculations by only 0.2 eV. The performance of sBSE (based on the sGW input) is tested on the excitation energies of molecules in Thiel's set, for which it differs from ab initio GW/BSE calculations by about 0.5 eV. As examples of the systems that can be routinely studied with sGW/sBSE, we calculate the band gap and excitation energy of hydrogen-passivated silicon nanocrystals with up to 2650 electrons in 4678 spatial orbitals and the absorption spectra of two large organic dye molecules with hundreds of atoms.

The GW Miracle in Many-Body Perturbation Theory for the Ionization Potential of Molecules

We use the GW100 benchmark set to systematically judge the quality of several perturbation theories against high-level quantum chemistry methods. First of all, we revisit the reference CCSD(T) ionization potentials for this popular benchmark set and establish a revised set of CCSD(T) results. Then, for all of these 100 molecules, we calculate the HOMO energy within second and third-order perturbation theory (PT2 and PT3), and, GW as post-Hartree-Fock methods. We found GW to be the most accurate of these three approximations for the ionization potential, by far. Going beyond GW by adding more diagrams is a tedious and dangerous activity: We tried to complement GW with second-order exchange (SOX), with second-order screened exchange (SOSEX), with interacting electron-hole pairs (W_TDHF), and with a GW density-matrix (γ^GW). Only the γ^GW result has a positive impact. Finally using an improved hybrid functional for the non-interacting Green’s function, considering it as a cheap way to approximate self-consistency, the accuracy of the simplest GW approximation improves even more. We conclude that GW is a miracle: Its subtle balance makes GW both accurate and fast.

Scalable and Predictive Spectra of Correlated Molecules with Moment Truncated Iterated Perturbation Theory

A reliable and efficient computation of the entire single-particle spectrum of correlated molecules is an outstanding challenge in the field of quantum chemistry, with standard density functional theory approaches often giving an inadequate description of excitation energies and gaps. In this work, we expand upon a recently introduced approach that relies on a fully self-consistent many-body perturbation theory coupled to a nonperturbative truncation of the effective dynamics at each step. We show that this yields a low-scaling and accurate method across a diverse benchmark test set that is capable of treating moderate levels of strong correlation effects, and we detail an efficient implementation for applications involving up to ∼1000 orbitals on parallel resources. We then use this method to characterize the spectral properties of the antimalarial drug molecule artemisinin, resolving discrepancies in previous works concerning the active sites of the lowest-energy fundamental excitations of the system.

Full-frequency GW without frequency

Efficient computer implementations of the GW approximation must approximate a numerically challenging frequency integral; the integral can be performed analytically, but doing so leads to an expensive implementation whose computational cost scales as O(N6), where N is the size of the system. Here, we introduce a new formulation of the full-frequency GW approximation by exactly recasting it as an eigenvalue problem in an expanded space. This new formulation (1) avoids the use of time or frequency grids, (2) naturally obviates the need for the common "diagonal" approximation, (3) enables common iterative eigensolvers that reduce the canonical scaling to O(N5), and (4) enables a density-fitted implementation that reduces the scaling to O(N4). We numerically verify these scaling behaviors and test a variety of approximations that are motivated by this new formulation. The new formulation is found to be competitive with conventional O(N4) methods based on analytic continuation or contour deformation. In this new formulation, the relation of the GW approximation to configuration interaction, coupled-cluster theory, and the algebraic diagrammatic construction is made especially apparent, providing a new direction for improvements to the GW approximation.

Low-Order Scaling G0W0 by Pair Atomic Density Fitting

We derive a low-scaling G0W0 algorithm for molecules using pair atomic density fitting (PADF) and an imaginary time representation of the Green's function and describe its implementation in the Slater type orbital (STO)-based Amsterdam density functional (ADF) electronic structure code. We demonstrate the scalability of our algorithm on a series of water clusters with up to 432 atoms and 7776 basis functions and observe asymptotic quadratic scaling with realistic threshold qualities controlling distance effects and basis sets of triple-ζ (TZ) plus double polarization quality. Also owing to a very small prefactor, a G0W0 calculation for the largest of these clusters takes only 240 CPU hours with these settings. We assess the accuracy of our algorithm for HOMO and LUMO energies in the GW100 database. With errors of 0.24 eV for HOMO energies on the quadruple-ζ level, our implementation is less accurate than canonical all-electron implementations using the larger def2-QZVP GTO-type basis set. Apart from basis set errors, this is related to the well-known shortcomings of the GW space-time method using analytical continuation techniques as well as to numerical issues of the PADF approach of accurately representing diffuse atomic orbital (AO) products. We speculate that these difficulties might be overcome by using optimized auxiliary fit sets with more diffuse functions of higher angular momenta. Despite these shortcomings, for subsets of medium and large molecules from the GW5000 database, the error of our approach using basis sets of TZ and augmented double-ζ (DZ) quality is decreasing with system size. On the augmented DZ level, we reproduce canonical, complete basis set limit extrapolated reference values with an accuracy of 80 meV on average for a set of 20 large organic molecules. We anticipate our algorithm, in its current form, to be very useful in the study of single-particle properties of large organic systems such as chromophores and acceptor molecules.