Connecting high-field quantum oscillations to zero-field electron spectral functions in the underdoped cuprates

A model of d-wave superconductivity, antiferromagnetism, and charge order on the square lattice

We describe the confining instabilities of a proposed quantum spin liquid underlying the pseudogap metal state of the hole-doped cuprates. The spin liquid can be described by a SU(2) gauge theory of Nf = 2 massless Dirac fermions carrying fundamental gauge charges-this is the low-energy theory of a mean-field state of fermionic spinons moving on the square lattice with π-flux per plaquette in the ℤ2 center of SU(2). This theory has an emergent SO(5)f global symmetry and is presumed to confine at low energies to the Néel state. At nonzero doping (or smaller Hubbard repulsion U at half-filling), we argue that confinement occurs via the Higgs condensation of bosonic chargons carrying fundamental SU(2) gauge charges also moving in π ℤ2-flux. At half-filling, the low-energy theory of the Higgs sector has Nb = 2 relativistic bosons with a possible emergent SO(5)b global symmetry describing rotations between a d-wave superconductor, period-2 charge stripes, and the time-reversal breaking "d-density wave" state. We propose a conformal SU(2) gauge theory with Nf = 2 fundamental fermions, Nb = 2 fundamental bosons, and a SO(5)f×SO(5)b global symmetry, which describes a deconfined quantum critical point between a confining state which breaks SO(5)f and a confining state which breaks SO(5)b. The pattern of symmetry breaking within both SO(5)s is determined by terms likely irrelevant at the critical point, which can be chosen to obtain a transition between Néel order and d-wave superconductivity. A similar theory applies at nonzero doping and large U, with longer-range couplings of the chargons leading to charge order with longer periods.

Charge density waves and Fermi surface reconstruction in the clean overdoped cuprate superconductor Tl2Ba2CuO6+δ

Hall effect and quantum oscillation measurements on high temperature cuprate superconductors show that underdoped compositions have small Fermi surface pockets whereas when heavily overdoped, a single much larger pocket is found. The origin of this change in electronic structure has been unclear, but may be related to the high temperature superconductivity. Here we show that the clean overdoped single-layer cuprate Tl₂Ba₂CuO_6+δ (Tl2201) displays CDW order with a remarkably long correlation length ξ ≈ 200 Å which disappears above a hole doping of p_CDW ≈ 0.265. We show that the evolution of the electronic properties of Tl2201 as the doping is lowered may be explained by a Fermi surface reconstruction which accompanies the emergence of the CDW below p_CDW. Our results demonstrate importance of CDW correlations in understanding the electronic properties of overdoped cuprates.

The origin of the Fermi surface reconstruction that occurs in cuprate superconductors as hole doping increases remains unclear. Here, the authors observe long range charge density wave (CDW) order in the overdoped single-layer cuprate Tl₂Ba₂CuO_6+δ, which then disappears above a hole concentration 0.265, suggesting a correlation between Fermi surface reconstruction and the emergence of the CDW.

Calculations of quantum oscillations in cuprate superconductors considering the pseudogap

The observations of quantum oscillations frequencies in overdoped cuprates were in agreement with a charge density contained in a cylindrical Fermi surface but the measured frequencies of underdoped compounds were much smaller than expected. This was attributed to a topological transition into small pockets of Fermi surface associated with the existence of charge density waves. On the other hand, spectroscopic measurements suggested that the large two-dimensional Fermi surface changes continuously into a set of four disconnected arcs. Here we take into account the effect of the pseudogap that limits the availablek-space area where the Landau levels are developed on the Luttinger theorem and obtain the correct total carrier densities. The calculations show how the disconnected arcs evolve into a closed Fermi surface reconciling the experiments.

Topological order, emergent gauge fields, and Fermi surface reconstruction

This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D  =  3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.

Re-entrant charge order in overdoped (Bi,Pb)2.12Sr1.88CuO6+δ outside the pseudogap regime

In the underdoped regime, the cuprate high-temperature superconductors exhibit a host of unusual collective phenomena, including unconventional spin and charge density modulations, Fermi surface reconstructions, and a pseudogap in various physical observables. Conversely, overdoped cuprates are generally regarded as conventional Fermi liquids possessing no collective electronic order. In partial contradiction to this widely held picture, we report resonant X-ray scattering measurements revealing incommensurate charge order reflections for overdoped (Bi,Pb)_2.12Sr_1.88CuO_6+δ (Bi2201), with correlation lengths of 40-60 lattice units, that persist up to temperatures of at least 250 K. The value of the charge order wavevector decreases with doping, in line with the extrapolation of the trend previously observed in underdoped Bi2201. In overdoped materials, however, charge order coexists with a single, unreconstructed Fermi surface without nesting or pseudogap features. The discovery of re-entrant charge order in Bi2201 thus calls for investigations in other cuprate families and for a reconsideration of theories that posit an essential relationship between these phenomena.

A tale of two metals: contrasting criticalities in the pnictides and hole-doped cuprates

The iron-based high temperature superconductors share a number of similarities with their copper-based counterparts, such as reduced dimensionality, proximity to states of competing order, and a critical role for 3d electron orbitals. Their respective temperature-doping phase diagrams also contain certain commonalities that have led to claims that the metallic and superconducting (SC) properties of both families are governed by their proximity to a quantum critical point (QCP) located inside the SC dome. In this review, we critically examine these claims and highlight significant differences in the bulk physical properties of both systems. While there is now a large body of evidence supporting the presence of a (magnetic) QCP in the iron pnictides, the situation in the cuprates is much less apparent, at least for the end point of the pseudogap phase. We argue that the opening of the normal state pseudogap in cuprates, so often tied to a putative QCP, arises from a momentum-dependent breakdown of quasiparticle coherence that sets in at much higher doping levels but which is driven by the proximity to the Mott insulating state at half filling. Finally, we present a new scenario for the cuprates in which this loss of quasiparticle integrity and its evolution with momentum, temperature and doping plays a key role in shaping the resultant phase diagram.

Spin susceptibility of charge-ordered YBa2Cu3O y across the upper critical field

The value of the upper critical field H_c2, a fundamental characteristic of the superconducting state, has been subject to strong controversy in high-T_c copper oxides. Since the issue has been tackled almost exclusively by macroscopic techniques so far, there is a clear need for local-probe measurements. Here, we use ¹⁷O NMR to measure the spin susceptibility [Formula: see text] of the CuO₂ planes at low temperature in charge-ordered YBa₂Cu₃O _y We find that [Formula: see text] increases (most likely linearly) with magnetic field H and saturates above field values ranging from 20 T to 40 T. This result is consistent with the lowest H_c2 values claimed previously and with the interpretation that the charge density wave (CDW) reduces H_c2 in underdoped YBa₂Cu₃O _y Furthermore, the absence of marked deviation in [Formula: see text] at the onset of long-range CDW order indicates that this [Formula: see text] reduction and the Fermi-surface reconstruction are primarily rooted in the short-range CDW order already present in zero field, not in the field-induced long-range CDW order. Above [Formula: see text], the relatively low values of [Formula: see text] at [Formula: see text] K show that the pseudogap is a ground-state property, independent of the superconducting gap.

Fermi liquid behavior of the in-plane resistivity in the pseudogap state of YBa2Cu4O8

Our knowledge of the ground state of underdoped hole-doped cuprates has evolved considerably over the last few years. There is now compelling evidence that, inside the pseudogap phase, charge order breaks translational symmetry leading to a reconstructed Fermi surface made of small pockets. Quantum oscillations [Doiron-Leyraud N, et al. (2007) Nature 447(7144):565-568], optical conductivity [Mirzaei SI, et al. (2013) Proc Natl Acad Sci USA 110(15):5774-5778], and the validity of Wiedemann-Franz law [Grissonnache G, et al. (2016) Phys Rev B 93:064513] point to a Fermi liquid regime at low temperature in the underdoped regime. However, the observation of a quadratic temperature dependence in the electrical resistivity at low temperatures, the hallmark of a Fermi liquid regime, is still missing. Here, we report magnetoresistance measurements in the magnetic-field-induced normal state of underdoped YBa₂Cu₄O₈ that are consistent with a T² resistivity extending down to 1.5 K. The magnitude of the T² coefficient, however, is much smaller than expected for a single pocket of the mass and size observed in quantum oscillations, implying that the reconstructed Fermi surface must consist of at least one additional pocket.

Fermi Surface Reconstruction and Drop in the Hall Number due to Spiral Antiferromagnetism in High-T_{c} Cuprates

We show that a Fermi surface reconstruction due to spiral antiferromagnetic order may explain the rapid change in the Hall number as recently observed near optimal doping in cuprate superconductors [Badoux et al., Nature (London) 531, 210 (2016)]. The single-particle spectral function in the spiral state exhibits hole pockets which look like Fermi arcs due to a strong momentum dependence of the spectral weight. Adding charge-density wave order further reduces the Fermi surface to a single electron pocket. We propose quantum oscillation measurements to distinguish between commensurate and spiral antiferromagnetic order. Similar results apply to certain metals in which topological order replaces antiferromagnetic order.

Single reconstructed Fermi surface pocket in an underdoped single-layer cuprate superconductor

The observation of a reconstructed Fermi surface via quantum oscillations in hole-doped cuprates opened a path towards identifying broken symmetry states in the pseudogap regime. However, such an identification has remained inconclusive due to the multi-frequency quantum oscillation spectra and complications accounting for bilayer effects in most studies. We overcome these impediments with high-resolution measurements on the structurally simpler cuprate HgBa₂CuO_4+δ (Hg1201), which features one CuO₂ plane per primitive unit cell. We find only a single oscillatory component with no signatures of magnetic breakdown tunnelling to additional orbits. Therefore, the Fermi surface comprises a single quasi-two-dimensional pocket. Quantitative modelling of these results indicates that a biaxial charge density wave within each CuO₂ plane is responsible for the reconstruction and rules out criss-crossed charge stripes between layers as a viable alternative in Hg1201. Lastly, we determine that the characteristic gap between reconstructed pockets is a significant fraction of the pseudogap energy.

The identification of broken symmetry states in underdoped cuprate superconductors via quantum oscillation measurements remains inconclusive. Here, Chan et al. report the reconstructed Fermi surface of HgBa₂CuO_4+δ comprises only a single pocket indicating a biaxial charge-density-wave order within each CuO₂ plane.

Quantum Oscillation in Narrow-Gap Topological Insulators

The canonical understanding of quantum oscillation in metals is challenged by the observation of the de Haas-van Alphen effect in an insulator, SmB_{6} [Tan et al, Science 349, 287 (2015)]. Based on a two-band model with inverted band structure, we show that the periodically narrowing hybridization gap in magnetic fields can induce the oscillation of low-energy density of states in the bulk, which is observable provided that the activation energy is small and comparable to the Landau level spacing. Its temperature dependence strongly deviates from the Lifshitz-Kosevich theory. The nontrivial band topology manifests itself as a nonzero Berry phase in the oscillation pattern, which crosses over to a trivial Berry phase by increasing the temperature or the magnetic field. Further predictions to experiments are also proposed.

Calorimetric determination of the magnetic phase diagram of underdoped ortho II YBa2Cu3O6.54 single crystals

The recent discovery of a charge order in underdoped YBa₂Cu₃O_y raised the question of the interplay between superconductivity and this competing phase. Understanding the normal state of high-temperature superconductors is now an essential step towards the description of the pairing mechanism in those materials and determining the upper critical field is therefore of fundamental importance. We present here a calorimetric determination of the field–temperature phase diagram in underdoped YBa₂Cu₃O_y single crystals. We show that the specific heat saturates in high magnetic fields. This saturation is consistent with a normal state without any significant superconducting contribution and a total Sommerfeld coefficient γ_N∼6.5±1.5 mJ mol⁻¹ K⁻² putting strong constraints on the theoretical models for the Fermi surface reconstruction.

The presence of a charge order state in underdoped YBCO raises the question of the interplay between this phase and the superconducting one. Here, the authors characterize this material's phase diagram through specific heat and magnetic measurements, providing strong constrains to theoretical models.

Quantum dimer model for the pseudogap metal

We propose a quantum dimer model for the metallic state of the hole-doped cuprates at low hole density, p. The Hilbert space is spanned by spinless, neutral, bosonic dimers and spin S = 1/2, charge +e fermionic dimers. The model realizes a "fractionalized Fermi liquid" with no symmetry breaking and small hole pocket Fermi surfaces enclosing a total area determined by p. Exact diagonalization, on lattices of sizes up to 8 × 8, shows anisotropic quasiparticle residue around the pocket Fermi surfaces. We discuss the relationship to experiments.

Nodal bilayer-splitting controlled by spin-orbit interactions in underdoped high-Tc cuprates

The highest superconducting transition temperatures in the cuprates are achieved in bilayer and trilayer systems, highlighting the importance of interlayer interactions for high Tc. It has been argued that interlayer hybridization vanishes along the nodal directions by way of a specific pattern of orbital overlap. Recent quantum oscillation measurements in bilayer cuprates have provided evidence for a residual bilayer-splitting at the nodes that is sufficiently small to enable magnetic breakdown tunneling at the nodes. Here we show that several key features of the experimental data can be understood in terms of weak spin-orbit interactions naturally present in bilayer systems, whose primary effect is to cause the magnetic breakdown to be accompanied by a spin flip. These features can now be understood to include the equidistant set of three quantum oscillation frequencies, the asymmetry of the quantum oscillation amplitudes in c-axis transport compared to ab-plane transport, and the anomalous magnetic field angle dependence of the amplitude of the side frequencies suggestive of small effective g-factors. We suggest that spin-orbit interactions in bilayer systems can further affect the structure of the nodal quasiparticle spectrum in the superconducting phase. PACS numbers: 71.45.Lr, 71.20.Ps, 71.18.+y.

Evidence for a small hole pocket in the Fermi surface of underdoped YBa2Cu3Oy

In underdoped cuprate superconductors, the Fermi surface undergoes a reconstruction that produces a small electron pocket, but whether there is another, as yet, undetected portion to the Fermi surface is unknown. Establishing the complete topology of the Fermi surface is key to identifying the mechanism responsible for its reconstruction. Here we report evidence for a second Fermi pocket in underdoped YBa2Cu3Oy, detected as a small quantum oscillation frequency in the thermoelectric response and in the c-axis resistance. The field-angle dependence of the frequency shows that it is a distinct Fermi surface, and the normal-state thermopower requires it to be a hole pocket. A Fermi surface consisting of one electron pocket and two hole pockets with the measured areas and masses is consistent with a Fermi-surface reconstruction by the charge-density-wave order observed in YBa2Cu3Oy, provided other parts of the reconstructed Fermi surface are removed by a separate mechanism, possibly the pseudogap.

Normal-state nodal electronic structure in underdoped high-Tc copper oxides

An outstanding problem in the field of high-transition-temperature (high-Tc) superconductivity is the identification of the normal state out of which superconductivity emerges in the mysterious underdoped regime. The normal state uncomplicated by thermal fluctuations can be studied using applied magnetic fields that are sufficiently strong to suppress long-range superconductivity at low temperatures. Proposals in which the normal ground state is characterized by small Fermi surface pockets that exist in the absence of symmetry breaking have been superseded by models based on the existence of a superlattice that breaks the translational symmetry of the underlying lattice. Recently, a charge superlattice model that positions a small electron-like Fermi pocket in the vicinity of the nodes (where the superconducting gap is minimum) has been proposed as a replacement for the prevalent superlattice models that position the Fermi pocket in the vicinity of the pseudogap at the antinodes (where the superconducting gap is maximum). Although some ingredients of symmetry breaking have been recently revealed by crystallographic studies, their relevance to the electronic structure remains unresolved. Here we report angle-resolved quantum oscillation measurements in the underdoped copper oxide YBa2Cu3O6 + x. These measurements reveal a normal ground state comprising electron-like Fermi surface pockets located in the vicinity of the nodes, and also point to an underlying superlattice structure of low frequency and long wavelength with features in common with the charge order identified recently by complementary spectroscopic techniques.