Topological phase transition without gap closing

Unsupervised Data-Driven Classification of Topological Gapped Systems with Symmetries

A remarkable breakthrough in topological phase classification is the establishment of the topological periodic table, which is mainly based on the classifying space analysis or K theory, but not based on concrete Hamiltonians that possess finite bands or arise in a lattice. As a result, it is still difficult to identify the topological phase of an arbitrary Hamiltonian; the common practice is, instead, to check the incomplete and still growing list of topological invariants one by one, very often by trial and error. Here, we develop unsupervised classifications of topological gapped systems with symmetries, and demonstrate the data-driven construction of the topological periodic table without a priori knowledge of topological invariants. This unsupervised data-driven strategy can take into account spatial symmetries, and further classify phases that were previously classified as trivial in the past. Our Letter introduces machine learning into topological phase classification and paves the way for intelligent explorations of new phases of topological matter.

Semiconductor moiré materials

Moiré materials have emerged as a platform for exploring the physics of strong electronic correlations and non-trivial band topology. Here we review the recent progress in semiconductor moiré materials, with a particular focus on transition metal dichalcogenides. Following a brief overview of the general features in this class of materials, we discuss recent theoretical and experimental studies on Hubbard physics, Kane-Mele-Hubbard physics and equilibrium moiré excitons. We also comment on the future opportunities and challenges in the studies of transition metal dichalcogenide and other semiconductor moiré materials.

Quantum anomalous Hall effect from intertwined moiré bands

Electron correlation and topology are two central threads of modern condensed matter physics. Semiconductor moiré materials provide a highly tuneable platform for studies of electron correlation^1-12. Correlation-driven phenomena, including the Mott insulator^2-5, generalized Wigner crystals^2,6,9, stripe phases¹⁰ and continuous Mott transition^11,12, have been demonstrated. However, non-trivial band topology has remained unclear. Here we report the observation of a quantum anomalous Hall effect in AB-stacked MoTe₂ /WSe₂ moiré heterobilayers. Unlike in the AA-stacked heterobilayers¹¹, an out-of-plane electric field not only controls the bandwidth but also the band topology by intertwining moiré bands centred at different layers. At half band filling, corresponding to one particle per moiré unit cell, we observe quantized Hall resistance, h/e² (with h and e denoting the Planck's constant and electron charge, respectively), and vanishing longitudinal resistance at zero magnetic field. The electric-field-induced topological phase transition from a Mott insulator to a quantum anomalous Hall insulator precedes an insulator-to-metal transition. Contrary to most known topological phase transitions¹³, it is not accompanied by a bulk charge gap closure. Our study paves the way for discovery of emergent phenomena arising from the combined influence of strong correlation and topology in semiconductor moiré materials.

Light-Induced Quantum Anomalous Hall Effect on the 2D Surfaces of 3D Topological Insulators

Quantum anomalous Hall (QAH) effect generates quantized electric charge Hall conductance without external magnetic field. It requires both nontrivial band topology and time-reversal symmetry (TRS) breaking. In most cases, one can break the TRS of time-reversal invariant topological materials to yield QAH effect, which is essentially a topological phase transition. However, conventional topological phase transition induced by external field/stimulus usually needs a route along which the bandgap closes and reopens. Hence, the transition occurs only when the magnitude of field/stimulus is larger than a critical value. In this work the authors propose that using gapless systems, the transition can happen at an arbitrarily weak (but finite) external field strength. For such an unconventional topological phase transition, the bandgap closing is guaranteed by bulk-edge correspondence and symmetries, while the bandgap reopening is induced by external fields. This concept is demonstrated on the 2D surface states of 3D topological insulators like Bi2 Se3 , which become 2D QAH insulators once a circularly polarized light is turned on, according to the Floquet time crystal theory. The sign of quantized Chern number can be controlled via the chirality of the light. This provides a convenient and dynamic approach to trigger topological phase transitions and create QAH insulators.

Exact solution to sodium-iridate-BCS- Hubbard model along the symmetric line: non-trivial topology in the ferromagnetic order

We study the sodium-iridates model on the honeycomb lattice with both BCS pairing potential and Hubbard interaction term. It is shown that this model can be exactly solved with appropriate choices of amplitude of pairing gaps, where the interacting terms are transformed to external field terms. The band structures of these exact solutions on both torus and cylinder geometry are discussed in great details. It is found that the ground state assumes an anti-ferromagnetic configuration, which breaks the time reversal symmetry spontaneously and renders the superconductor topologically trivial. On the other hand, the nontrivial topology is preserved with ferromagnetic configuration and can be characterized by the isospin Chern number.

Corner excitations in the 2D triangle-shaped topological insulator with chiral superconductivity on the triangular lattice

The 2D triangle-shapedC3-symmetric topological insulator with the chiral superconducting coupling on the triangular lattice is investigated. While such a system cannot provide the topologically protected corner excitations, we report the presence of the nontopological corner excitations with energy value to lie in the first-order edge spectrum gap. Though these excitations are not topologically protected, they appear for a rather wide range of the parameters values and are robust against the boundary defects and weak disorder. We reveal the presence of the Majorana corner states, which appear along the line in the parameter space.

Second-order topological insulators and loop-nodal semimetals in Transition Metal Dichalcogenides XTe2 (X = Mo, W)

Transition metal dichalcogenides XTe2 (X = Mo, W) have been shown to be second-order topological insulators based on first-principles calculations, while topological hinge states have been shown to emerge based on the associated tight-binding model. The model is equivalent to the one constructed from a loop-nodal semimetal by adding mass terms and spin-orbit interactions. We propose to study a chiral-symmetric model obtained from the original Hamiltonian by simplifying it but keeping almost identical band structures and topological hinge states. A merit is that we are able to derive various analytic formulas because of chiral symmetry, which enables us to reveal basic topological properties of transition metal dichalcogenides. We find a linked loop structure where a higher linking number (even 8) is realized. We construct second-order topological semimetals and two-dimensional second-order topological insulators based on this model. It is interesting that topological phase transitions occur without gap closing between a topological insulator, a topological crystalline insulator and a second-order topological insulator. We propose to characterize them by symmetry detectors discriminating whether the symmetry is preserved or not. They differentiate topological phases although the symmetry indicators yield identical values to them. We also show that topological hinge states are controllable by the direction of magnetization. When the magnetization points the z direction, the hinges states shift, while they are gapped when it points the in-plane direction. Accordingly, the quantized conductance is switched by controlling the magnetization direction. Our results will be a basis of future topological devices based on transition metal dichalcogenides.

Gate tuning from exciton superfluid to quantum anomalous Hall in van der Waals heterobilayer

Van der Waals heterostructures of two-dimensional (2D) materials provide a powerful approach toward engineering various quantum phases of matter. Examples include topological matter such as quantum spin Hall (QSH) insulator and correlated matter such as exciton superfluid. It can be of great interest to realize these vastly different quantum phases matter on a common platform; however, their distinct origins tend to restrict them to material systems of incompatible characters. Here, we show that heterobilayers of 2D valley semiconductors can be tuned through interlayer bias between an exciton superfluid, a quantum anomalous Hall insulator, and a QSH insulator. The tunability between these distinct phases results from the competition of Coulomb interaction with the interlayer quantum tunneling that has a chiral form in valley semiconductors. Our findings point to exciting opportunities for harnessing both protected topological edge channels and bulk superfluidity in an electrically configurable platform.

Interacting topological insulators: a review

The discovery of the quantum spin Hall effect and topological insulators more than a decade ago has revolutionized modern condensed matter physics. Today, the field of topological states of matter is one of the most active and fruitful research areas for both experimentalists and theorists. The physics of topological insulators is typically well described by band theory and systems of non-interacting fermions. In contrast, several of the most fascinating effects in condensed matter physics merely exist due to electron-electron interactions, examples include unconventional superconductivity, the Kondo effect, and the Mott-Hubbard transition. The aim of this review article is to give an overview of the manifold directions which emerge when topological bandstructures and correlation physics interfere and compete. These include the study of the stability of topological bandstructures and correlated topological insulators. Interaction-induced topological phases such as the topological Kondo insulator provide another exciting topic. More exotic states of matter such as topological Mott insulator and fractional Chern insulators only exist due to the interplay of topology and strong interactions and do not have any bandstructure analogue. Eventually the relation between topological bandstructures and frustrated quantum magnetism in certain transition metal oxides is emphasized.

Topological Phase Transition with Nanoscale Inhomogeneity in (Bi1- xIn x)2Se3

Topological insulators are a class of band insulators with nontrivial topology, a result of band inversion due to the strong spin-orbit coupling. The transition between topological and normal insulator can be realized by tuning the spin-orbit coupling strength and has been observed experimentally. However, the impact of chemical disorders on the topological phase transition was not addressed in previous studies. Herein, we report a systematic scanning tunneling microscopy/spectroscopy and first-principles study of the topological phase transition in single crystals of In-doped Bi₂Se₃. Surprisingly, no band gap closure was observed across the transition. Furthermore, our spectroscopic-imaging results reveal that In defects are extremely effective "suppressors" of the band inversion, which leads to microscopic phase separation of topological-insulator-like and normal-insulator-like nano regions across the "transition". The observed topological electronic inhomogeneity demonstrates the significant impact of chemical disorders in topological materials, shedding new light on the fundamental understanding of topological phase transition.

Anisotropic Friedel oscillations in graphene-like materials: The Dirac point approximation in wave-number dependent quantities revisited

Friedel oscillations of the graphene-like materials are investigated theoretically for low and intermediate Fermi energies. Numerical calculations have been performed within the random phase approximation. It was demonstrated that for intra-valley transitions the contribution of the different Dirac points in the wave-number dependent quantities is determined by the orientation of the wave-number in k-space. Therefore, identical contribution of the different Dirac points is not automatically guaranteed by the degeneracy of the Hamiltonian at these points. Meanwhile, it was shown that the contribution of the inter-valley transitions is always anisotropic even when the Dirac points coincide with the Fermi level (E _F = 0). This means that the Dirac point approximation based studies could give the correct physics only at long wave length limit. The anisotropy of the static dielectric function reveals different contribution of the each Dirac point. Additionally, the anisotropic k-space dielectric function results in anisotropic Friedel oscillations in graphene-like materials. Increasing the Rashba interaction strength slightly modifies the Friedel oscillations in this family of materials. Anisotropy of the dielectric function in k-space is the clear manifestation of band anisotropy in the graphene-like systems.

Topological quantum phase transition from mirror to time reversal symmetry protected topological insulator

Topological insulators constitute a new phase of matter protected by symmetries. Time-reversal symmetry protects strong topological insulators of the Z₂ class, which possess an odd number of metallic surface states with dispersion of a Dirac cone. Topological crystalline insulators are merely protected by individual crystal symmetries and exist for an even number of Dirac cones. Here, we demonstrate that Bi-doping of Pb_1-x Sn _x Se (111) epilayers induces a quantum phase transition from a topological crystalline insulator to a Z₂ topological insulator. This occurs because Bi-doping lifts the fourfold valley degeneracy and induces a gap at [Formula: see text], while the three Dirac cones at the [Formula: see text] points of the surface Brillouin zone remain intact. We interpret this new phase transition as caused by a lattice distortion. Our findings extend the topological phase diagram enormously and make strong topological insulators switchable by distortions or electric fields.Transitions between topological phases of matter protected by different symmetries remain rare. Here, Mandal et al. report a quantum phase transition from a topological crystalline insulator to a Z₂ topological insulator by doping Bi into Pb_1-x Sn _x Se (111) thin films.

Emergent Momentum-Space Skyrmion Texture on the Surface of Topological Insulators

The quantum anomalous Hall effect has been theoretically predicted and experimentally verified in magnetic topological insulators. In addition, the surface states of these materials exhibit a hedgehoglike “spin” texture in momentum space. Here, we apply the previously formulated low-energy model for Bi₂Se₃, a parent compound for magnetic topological insulators, to a slab geometry in which an exchange field acts only within one of the surface layers. In this sample set up, the hedgehog transforms into a skyrmion texture beyond a critical exchange field. This critical field marks a transition between two topologically distinct phases. The topological phase transition takes place without energy gap closing at the Fermi level and leaves the transverse Hall conductance unchanged and quantized to e²/2h. The momentum-space skyrmion texture persists in a finite field range. It may find its realization in hybrid heterostructures with an interface between a three-dimensional topological insulator and a ferromagnetic insulator.

The New Phases due to Symmetry Protected Piecewise Berry Phases; Enhanced Pumping and Non-reciprocity in Trimer Lattices

Finding new phase of matter is a fundamental task in physics. Generally, various phases or states of matter (for instance solid/liquid/gas phases) have different symmetries, the phase transitions among them can be explained by Landau’s symmetry breaking theory. The topological phases discovered in recent years show that different phases may have the same symmetry. The different topological phases are characterized by different integer values of the Berry phases. By studying one dimensional (1D) trimer lattices we report new phases beyond topological phases. The new phases that we find are characterized by piecewise continuous Berry phases with the discontinuity occurring at the transition point. With time-dependent changes in trimer lattices, we can generate two dimensional (2D) phases, which are characterized by the Berry phase of half period. This half-period Berry phase changes smoothly within one state of the system while changes discontinuously at the transition point. We further demonstrate the existence of adiabatic pumping for each phase and gain assisted enhanced pumping. The non reciprocity of the pumping process makes the system a good optical diode.

Symmetry analysis of transport properties in helical superconductor junctions

We study the discrete symmetries satisfied by helical p-wave superconductors with the d-vectors [Formula: see text] or [Formula: see text] and the transformations brought by symmetry operations to ferromagnet and spin-singlet superconductors, which show intimate associations with the transport properties in heterojunctions, including helical superconductors. In particular, the partial symmetries of the Hamiltonian under spin-rotation and gauge-rotation operations are responsible for the novel invariances of the conductance in tunnel junctions and the new selection rules for the lowest current and peculiar phase diagrams in Josephson junctions, which were reported recently. The symmetries of constructed free energies for Josephson junctions are also analyzed, and are consistent with the results from the Hamiltonian.

Quantum phase transitions of topological insulators without gap closing

We consider two-dimensional Chern insulators and time-reversal invariant topological insulators and discuss the effect of perturbations breaking either particle-number conservation or time-reversal symmetry. The appearance of trivial mass terms is expected to cause quantum phase transitions into trivial phases when such a perturbation overweighs the topological term. These phase transitions are usually associated with a bulk-gap closing. In contrast, the chiral Chern insulator is unaffected by particle-number breaking perturbations. Moreover, the [Formula: see text] topological insulator undergoes phase transitions into topologically trivial phases without bulk-gap closing in the presence of any of such perturbations. In certain cases, these phase transitions can be circumvented and the protection restored by another U(1) symmetry, e.g. due to spin conservation. These findings are discussed in the context of interacting topological insulators.

Helical Majorana fermions in d(x2-y2) + id(xy)-wave topological superconductivity of doped correlated quantum spin Hall insulators

There has been growing interest in searching for exotic self-conjugate, charge-neutral low-energy fermionic quasi-particles, known as Majorana fermions (MFs) in solid state systems. Their signatures have been proposed and potentially observed at edges of topological superconcuctors with non-trivial topological invariant in the bulk electronic band structure. Much effort have been focused on realizing MFs in odd-parity superconductors made of strong spin-orbit coupled materials in proximity to conventional superconductors. In this paper, we propose a novel mechanism for realizing MFs in 2D spin-singlet topological superconducting state induced by doping a correlated quantum spin Hall (Kane-Mele) insulator. Via a renormalized mean-field approach, the system is found to exhibits time-reversal symmetry (TRS) breaking d(x2-y2) + id(xy)-wave (chiral d-wave) superconductivity near half-filling in the limit of large on-site repulsion. Surprisingly, however, at large spin-orbit coupling, the system undergoes a topological phase transition and enter into a new topological phase protected by a pseudo-spin Chern number, which can be viewed as a persistent extension of the quantum spin Hall phase upon doping. From bulk-edge correspondence, this phase is featured by the presence of two pairs of counter-propagating helical Majorana modes per edge, instead of two chiral propagating edge modes in the d + id' superconductors.

Exploring percolative landscapes: Infinite cascades of geometric phase transitions

The evolution of many kinetic processes in 1+1 (space-time) dimensions results in 2D directed percolative landscapes. The active phases of these models possess numerous hidden geometric orders characterized by various types of large-scale and/or coarse-grained percolative backbones that we define. For the patterns originated in the classical directed percolation (DP) and contact process we show from the Monte Carlo simulation data that these percolative backbones emerge at specific critical points as a result of continuous phase transitions. These geometric transitions belong to the DP universality class and their nonlocal order parameters are the capacities of corresponding backbones. The multitude of conceivable percolative backbones implies the existence of infinite cascades of such geometric transitions in the kinetic processes considered. We present simple arguments to support the conjecture that such cascades of transitions are a generic feature of percolation as well as of many other transitions with nonlocal order parameters.

Topological Edge States with Zero Hall Conductivity in a Dimerized Hofstadter Model

The Hofstadter model is a simple yet powerful Hamiltonian to study quantum Hall physics in a lattice system, manifesting its essential topological states. Lattice dimerization in the Hofstadter model opens an energy gap at half filling. Here we show that even if the ensuing insulator has a Chern number equal to zero, concomitantly a doublet of edge states appear that are pinned at specific momenta. We demonstrate that these states are topologically protected by inversion symmetry in specific one-dimensional cuts in momentum space, define and calculate the corresponding invariants, and identify a platform for the experimental detection of these novel topological states.

Topological Characterization of Extended Quantum Ising Models

We show that a class of exactly solvable quantum Ising models, including the transverse-field Ising model and anisotropic XY model, can be characterized as the loops in a two-dimensional auxiliary space. The transverse-field Ising model corresponds to a circle and the XY model corresponds to an ellipse, while other models yield cardioid, limacon, hypocycloid, and Lissajous curves etc. It is shown that the variation of the ground state energy density, which is a function of the loop, experiences a nonanalytical point when the winding number of the corresponding loop changes. The winding number can serve as a topological quantum number of the quantum phases in the extended quantum Ising model, which sheds some light upon the relation between quantum phase transition and the geometrical order parameter characterizing the phase diagram.

First-order character and observable signatures of topological quantum phase transitions

Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.

Symmetry protected topological superfluid (3)He-B

Owing to the richness of symmetry and well-established knowledge of bulk superfluidity, the superfluid (3)He has offered a prototypical system to study intertwining of topology and symmetry. This article reviews recent progress in understanding the topological superfluidity of (3)He in a multifaceted manner, including symmetry considerations, the Jackiw-Rebbi's index theorem, and the quasiclassical theory. Special focus is placed on the symmetry protected topological superfuidity of the (3)He-B confined in a slab geometry. The (3)He-B under a magnetic field is separated to two different sub-phases: the symmetry protected topological phase and non-topological phase. The former phase is characterized by the existence of symmetry protected Majorana fermions. The topological phase transition between them is triggered by the spontaneous breaking of a hidden discrete symmetry. The critical field is quantitatively determined from the microscopic calculation that takes account of magnetic dipole interaction of the (3)He nucleus. It is also demonstrated that odd-frequency even-parity Cooper pair amplitudes are emergent in low-lying quasiparticles. The key ingredients, symmetry protected Majorana fermions and odd-frequency pairing, bring an important consequence that the coupling of the surface states to an applied field is prohibited by the hidden discrete symmetry, while the topological phase transition with the spontaneous symmetry breaking is accompanied by anomalous enhancement and anisotropic quantum criticality of surface spin susceptibility. We also illustrate common topological features between topological crystalline superconductors and symmetry protected topological superfluids, taking UPt3 and Rashba superconductors as examples.

Antiferromagnetic topological superconductor and electrically controllable Majorana fermions

We investigate the realization of a topological superconductor in a generic bucked honeycomb system equipped with four types of mass-generating terms, where the superconductor gap is introduced by attaching the honeycomb system to an s-wave superconductor. Constructing the topological phase diagram, we show that Majorana modes are formed in the phase boundary. In particular, we analyze the honeycomb system with antiferromagnetic order in the presence of perpendicular electric field E(z). It becomes topological for |E(z)|>E(z)(cr) and trivial for |E(z)|<E(z)(cr), with E(z)(cr) a certain critical field. It is possible to create a topological spot in a trivial superconductor by controlling applied electric field. One Majorana zero-energy bound state appears at the phase boundary. We can arbitrarily control the position of the Majorana fermion by moving the spot of applied electric field, which will be made possible by a scanning tunneling microscope probe.