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Abstract
Children are considered a vulnerable population and have traditionally been excluded from research studies. This exclusion of children in general, and neonates in particular, from clinical research hampers the development of safe and effective therapies in this population. However, research involving children (including infants) is essential to guide therapy and optimize care. Neonatal research is complex, time intensive, difficult and expensive to conduct, and raises some unique ethical considerations. The complexity of research in this population is highlighted by the fear of causing harm to fragile sick infants which has led to the creation of special regulations on the degree of risk exposure permissible in research involving infants. This is further compounded by the inability of infants to provide informed consent or assent and the reliance on obtaining surrogate consent from parents who may themselves be vulnerable and overwhelmed by their infant's illness and the amount of information provided to them. In this review, we discuss the evolution of ethical regulations related to research, the justification for research in infants, and some of the ethical nuances of research in this population.
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Affiliation(s)
- Sunil Krishna
- Department of Pediatrics, University of Illinois College of Medicine, Rockford, IL
| | - Mamta Fuloria
- Division of Neonatology, Department of Pediatrics, The Children's Hospital at Montefiore, Albert Einstein College of Medicine, Bronx, NY
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Seykora A, Coleman C, Rosenfeld SJ, Bierer BE, Lynch HF. Steps toward a System of IRB Precedent: Piloting Approaches to Summarizing IRB Decisions for Future Use. Ethics Hum Res 2021; 43:2-18. [PMID: 34676693 DOI: 10.1002/eahr.500106] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/06/2022]
Abstract
Institutional review boards (IRBs) have been criticized for inconsistency and lack of transparency in decision-making, problems that undermine both trust in their ability to protect human research participants and respect for their decisions among researchers. The absence of robust documentation of their decisions and the inability or unwillingness to share those decisions together represent a missed opportunity for IRBs to learn from one another and advance debates about challenging ethical issues. The concept of IRB precedent, modeled upon the system of legal precedent, has been proposed as a potential solution to these problems. In theory, an IRB faced with a review decision could look back at previous IRB decisions, either its own or those of other boards, made in similar studies or circumstances to guide the present decision. Some IRBs attempt this informally within their institution, but few examples of a structured system of IRB precedent have been described in the literature, and none has been widely adopted. This article describes a pilot project to summarize IRB decisions in a way that could facilitate their use as precedent by creating a documentation tool that meets four criteria-comprehensiveness, validity, searchability, and efficiency. Though this process turned out to be more challenging than expected, we identified key features of such a tool that holds promise for future development and could promote more consistent, robust IRB decision-making and advance discourse in human research ethics.
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Affiliation(s)
- Andrea Seykora
- Research compliance manager at Kaiser Permanente Northwest at the time of submission
| | | | | | - Barbara E Bierer
- Faculty director at the Multi-Regional Clinical Trials Center of Brigham and Women's Hospital and Harvard and a professor of medicine at Harvard Medical School and Brigham and Women's Hospital
| | - Holly Fernandez Lynch
- John Russell Dickson, MD, Presidential Assistant Professor of Medical Ethics at Perelman School of Medicine at the University of Pennsylvania
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3
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Shepherd L. The CER Experiment. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2020; 20:49-51. [PMID: 31910137 DOI: 10.1080/15265161.2020.1689032] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/10/2023]
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4
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Macklin R, Natanson C. Misrepresenting "Usual Care" in Research: An Ethical and Scientific Error. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2020; 20:31-39. [PMID: 31896328 PMCID: PMC10809361 DOI: 10.1080/15265161.2019.1687777] [Citation(s) in RCA: 14] [Impact Index Per Article: 3.5] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/10/2023]
Abstract
Comparative effectiveness studies, referred to here as "usual-care" trials, seek to compare current medical practices for the same medical condition. Such studies are presumed to be safe and involve only minimal risks. However, that presumption may be flawed if the trial design contains "unusual" care, resulting in potential risks to subjects and inaccurately informed consent. Three case studies described here did not rely on clinical evidence to ascertain contemporaneous practice. As a result, the investigators drew inaccurate conclusions, misinformed research participants, and subjects' safety was compromised. Before approving usual-care protocols, IRBs and scientific review committees should evaluate the quality and completeness of information documenting usual-care practices. Guidance from governmental oversight agencies regarding evidence-based documentation of current clinical practice could prevent similar occurrences in future usual-care trials. Accurate information is necessary to ensure that trials comply with government regulations that require minimizing research risks to subjects and accurate informed consent documents.
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Annas GJ, Annas CL. "Unusual Care": Groupthink and Willful Blindness in the SUPPORT Study. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2020; 20:44-46. [PMID: 31910136 DOI: 10.1080/15265161.2019.1687787] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/10/2023]
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6
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Califf RM. A Beginning to Principles of Ethical and Regulatory Oversight of Patient-Centered Research. Ann Intern Med 2018; 169:579-580. [PMID: 30264090 DOI: 10.7326/m18-2517] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Indexed: 11/22/2022] Open
Affiliation(s)
- Robert M Califf
- Duke Forge, Duke University School of Medicine, Durham, North Carolina, Verily Life Sciences (Alphabet), South San Francisco, California, and Stanford University Department of Medicine, Stanford, California (R.M.C.)
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Gelinas L, Weissman JS, Lynch HF, Gupta A, Rozenblum R, Largent EA, Cohen IG. Oversight of Patient-Centered Outcomes Research: Recommendations From a Delphi Panel. Ann Intern Med 2018; 169:559-563. [PMID: 30264127 DOI: 10.7326/m18-1334] [Citation(s) in RCA: 11] [Impact Index Per Article: 1.8] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Indexed: 11/22/2022] Open
Abstract
A key aim of patient-centered outcomes research (PCOR) is to generate data that are important to patients by deliberately and extensively involving them in all aspects of research, from design to dissemination. However, certain elements of PCOR raise challenging and potentially novel ethical and regulatory issues for institutional review boards and oversight bodies. These challenges stem primarily from the engagement of patients in roles other than research subject, such as advisors, study personnel, and co-investigators, which gives rise to questions about appropriate levels of protection, training, and education, as well as identifying and managing conflicts of interest. This article presents and discusses recommendations from a Delphi expert panel that was convened to address these and other PCOR-related oversight challenges.
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Affiliation(s)
- Luke Gelinas
- Advarra IRB, Columbia, Maryland, and Petrie-Flom Center for Health Law Policy, Biotechnology, and Bioethics at Harvard Law School, Cambridge, Massachusetts (L.G.)
| | - Joel S Weissman
- Brigham and Women's Hospital and Harvard Medical School, Boston, Massachusetts (J.S.W., R.R.)
| | - Holly Fernandez Lynch
- Perelman School of Medicine and Leonard Davis Institute of Health Economics, University of Pennsylvania, Philadelphia, Pennsylvania (H.F.L., E.A.L.)
| | - Avni Gupta
- Brigham and Women's Hospital, Boston, Massachusetts (A.G.)
| | - Ronen Rozenblum
- Brigham and Women's Hospital and Harvard Medical School, Boston, Massachusetts (J.S.W., R.R.)
| | - Emily A Largent
- Perelman School of Medicine and Leonard Davis Institute of Health Economics, University of Pennsylvania, Philadelphia, Pennsylvania (H.F.L., E.A.L.)
| | - I Glenn Cohen
- Petrie-Flom Center for Health Law Policy, Biotechnology, and Bioethics at Harvard Law School, Cambridge, Massachusetts (I.G.C.)
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Abstract
The SUPPORT study (Study to Understand Prognoses and Preferences for Outcomes and Risks of Treatments), sponsored by the Eunice Kennedy Shriver National Institute of Child Health and Human Development to evaluate different oxygen saturation targets for extremely premature babies, led to a national controversy that was surprisingly public, intense, and polarizing. This article describes the study design, the study outcomes, and the key issues. I conclude that the controversy was based on two different views of the clinical investigator. One, held by investigators themselves, is that investigators are primarily committed to the patient's well-being. The other sees the investigator as unable to disentangle his conflicting loyalties and as inevitably prioritizing the goals of research over the goals of patient care. I suggest that our current oversight systems overstate the risks of research and understate the risks of idiosyncratic practice variation. A better system would treat the relative risks of these two phenomena as comparable.
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Kim SY. Ethical issues in pragmatic trials of "standard-of-care" interventions in learning health care systems. Learn Health Syst 2018; 2:e10045. [PMID: 31245574 PMCID: PMC6508815 DOI: 10.1002/lrh2.10045] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Journal Information] [Subscribe] [Scholar Register] [Received: 04/04/2017] [Revised: 09/07/2017] [Accepted: 10/12/2017] [Indexed: 11/25/2022] Open
Abstract
INTRODUCTION Learning health care systems (LHS) hold the promise of improving medical care by systematically and continuously integrating the delivery of medical services with clinical research. One important type of integration would involve embedding trials that compare interventions that are already commonly in use (as "accepted" or "standard of care") into the clinical setting-trials that could cost-effectively improve care. But the traditional requirement of informed consent for clinical trials stands in tension with the conduct of such trials. METHOD Narrative analysis. RESULTS Although some have suggested that the idea of LHS makes the distinction between research and ordinary clinical care obsolete, the distinction remains ethically relevant even when it comes to randomized clinical trials (RCTs) that compare standard-of-care interventions. This paper presents an ethical framework for analyzing standard-of-care RCTs in resolving the tension between such trials and traditional requirements of research ethics. CONCLUSION It is important not to treat all standard-of-care RCTs as a monolithic category of special ethical status. Close attention to ethical issues in specific standard-of-care RCTs is crucial if the LHS movement is to avoid ethical lapses that could be counterproductive to its long term vision.
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Affiliation(s)
- Scott Y.H. Kim
- Department of BioethicsClinical Center, National Institutes of HealthBethesdaMaryland
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Lie RK, Chan FK, Grady C, Ng VH, Wendler D. Comparative effectiveness research: what to do when experts disagree about risks. BMC Med Ethics 2017; 18:42. [PMID: 28629343 PMCID: PMC5477349 DOI: 10.1186/s12910-017-0202-0] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.4] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Download PDF] [Journal Information] [Subscribe] [Scholar Register] [Received: 12/11/2016] [Accepted: 06/08/2017] [Indexed: 11/10/2022] Open
Abstract
BACKGROUND Ethical issues related to comparative effectiveness research, or research that compares existing standards of care, have recently received considerable attention. In this paper we focus on how Ethics Review Committees (ERCs) should evaluate the risks of comparative effectiveness research. MAIN TEXT We discuss what has been a prominent focus in the debate about comparative effectiveness research, namely that it is justified when "nothing is known" about the comparative effectiveness of the available alternatives. We argue that this focus may be misleading. Rather, we should focus on the fact that some experts believe that the evidence points in favor of one intervention, whereas other experts believe that the evidence favors the alternative(s). We will then introduce a case that illustrates this point, and based on that, discuss how ERCs should deal with such cases of expert disagreement. CONCLUSION We argue that ERCs have a duty to assess the range of expert opinions and based on that assessment arrive at a risk judgment about the study under consideration. We also argue that assessment of expert disagreement is important for the assignment of risk level to a clinical trial: what is the basis for expert opinions, how strong is the evidence appealed to by various experts, and how can clinical trial monitoring affect the possible increased risk of clinical trial participation.
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Affiliation(s)
- Reidar K. Lie
- Department of Philosophy, University of Bergen, Sydnesplassen 12, 5020 Bergen, Norway
| | - Francis K.L. Chan
- Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong Special Administration Region, People’s Republic of China
| | - Christine Grady
- Department of Bioethics, National Institutes of Health, 10 Center Drive, Bethesda, MD 20892 USA
| | - Vincent H. Ng
- Department of Mathematics and Science, Northern Virginia Community College, Woodbridge, VA 22191 USA
| | - David Wendler
- Department of Bioethics, National Institutes of Health, 10 Center Drive, Bethesda, MD 20892 USA
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Goldschmidt T. Shifting the Focus While Conserving Commitments in Research Ethics. THE JOURNAL OF MEDICINE AND PHILOSOPHY 2017. [DOI: 10.1093/jmp/jhw068] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/14/2022] Open
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Neonatologists' opinions about the 'foreseeable risks' in comparative effectiveness research: Results from an online survey. J Perinatol 2017; 37:311-314. [PMID: 27929531 DOI: 10.1038/jp.2016.228] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Received: 08/02/2016] [Revised: 10/24/2016] [Accepted: 10/27/2016] [Indexed: 11/08/2022]
Abstract
OBJECTIVE To examine how neonatologists determine which risks require inclusion for informed consent per the 'Common Rule' and 'Draft Guidance' regulations in comparative effectiveness research (CER). STUDY DESIGN Neonatologists active in research were invited to complete an online survey. Questions focused on clinical practices for treating hyperbilirubinemia in premature infants and about risk disclosure related to a hypothetical randomized trial. RESULTS Response rate was 57%. 43% were primarily researchers; 31% primarily clinicians. 69% had conducted CER. 81% thought hypothetical study enrollment was not riskier than receiving routine care. 76% labeled the study 'minimal risk' by comparing study risks to clinical care risks. Respondents would not currently disclose many of the treatment risks but would disclose more if the Draft Guidance were enacted into law. CONCLUSION Findings suggest the Draft Guidance requires disclosure of more risks than does the Common Rule; applying either rule results in disclosure of more risks than in standard clinical care.
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Kirpalani H, Truog WE, D'Angio CT, Cotten M. Recent controversies on comparative effectiveness research investigations: Challenges, opportunities, and pitfalls. Semin Perinatol 2016; 40:341-347. [PMID: 27423511 PMCID: PMC5222533 DOI: 10.1053/j.semperi.2016.05.004] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Indexed: 12/21/2022]
Abstract
The purpose of comparative effectiveness research (CER) is to improve health outcomes by developing and disseminating evidence-based information about which currently available interventions and practices are most effective for patients. Randomized Controlled Trials (RCT) are the hallmark of scientific proof, and have been used to compare interventions used in variable ways by different clinicians (comparative effectiveness RCTs, CER-RCTs). But such CER-RCTs have at times generated controversy. Usually the background for the CER-RCT is a range of "standard therapy" or "standard of care." This may have been adopted on observational data alone, or pilot data. At times, such prior data may derive from populations that differ from the population in which the widely variable standard approach is being applied. We believe that controversies related to these CER-RCTs result from confusing "accepted" therapies and "rigorously evaluated therapies." We first define evidence-based medicine and consider how well neonatology conforms to that definition. We then contrast the approach of testing new therapies and those already existing and widely adopted, as in CER-RCTs. We next examine a central challenge in incorporating the control arm within CER-RCTs and aspects of the "titrated" trial. We finally briefly consider some ethical issues that have arisen, and discuss the wide range of neonatology practices that could be tested by CER-RCTs or alternative CER-based strategies that might inform practice. Throughout, we emphasize the lack of awareness of the lay community, and indeed many researchers or commentators, in appreciating the wide variation of standard of care. There is a corresponding need to identify the best uses of available resources that will lead to the best outcomes for our patients. We conclude that CER-RCTs are an essential methodology in modern neonatology to address many unanswered questions and test unproven therapies in newborn care.
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Affiliation(s)
- Haresh Kirpalani
- Professor Pediatrics Division Neonatology, The Children's Hospital of Philadelphia at University Pennsylvania Philadelphia PA USA ; and Emeritus Professor Clinical Epidemiology McMaster University Ontario
| | | | - Carl T. D'Angio
- Professor of Pediatrics and Medical Humanities & Bioethics, Division of Neonatology, University of Rochester School of Medicine and Dentistry, Rochester, NY, USA
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Morse RJ, Wilson RF. Realizing Informed Consent in Times of Controversy: Lessons from the SUPPORT Study. THE JOURNAL OF LAW, MEDICINE & ETHICS : A JOURNAL OF THE AMERICAN SOCIETY OF LAW, MEDICINE & ETHICS 2016; 44:402-418. [PMID: 27587446 DOI: 10.1177/1073110516667938] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/06/2023]
Abstract
This Essay examines the elegantly simple idea that consent to medical treatment or participation in human research must be "informed" to be valid. It does so by using as a case study the controversial clinical research trial known as the Surfactant, Positive Pressure, and Oxygenation Randomized Trial ("SUPPORT"). The Essay begins by charting, through case law and the adoption of the common rule, the evolution of duties to secure fully informed consent in both research and treatment. The Essay then utilizes the SUPPORT study, which sought to pinpoint the level of saturated oxygen that should be provided to extremely low birth weight infants to demonstrate modern complexities and shortcomings of the duty to secure informed consent. This Essay shows how the duty is measured by foreseeability of risks and benefits in human research and why federal regulators believed the trade-offs in risk and benefits from differing oxygen levels administered in the support study were foreseeable. It then explores the contours of the duty to secure informed consent when applied to researchers who also serve as treating physicians, highlighting how common law duties differ in jurisdictions that apply the professional standard and those that apply the patient-centered material risk standard. This Essay provides new insight into what the law must do to make real the notion that [e]very human being of adult years and sound mind has a right to determine what shall be done with his body."
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Affiliation(s)
- Robert J Morse
- Robert J. Morse, J.D., is a graduate of the Class of 2016 at the University of Illinois College of Law. Robin Fretwell Wilson, J.D., is the Roger and Stephany Joslin Professor of Law and Co-Director of the Epstein Program in Health Law and Policy at University of Illinois College of Law
| | - Robin Fretwell Wilson
- Robert J. Morse, J.D., is a graduate of the Class of 2016 at the University of Illinois College of Law. Robin Fretwell Wilson, J.D., is the Roger and Stephany Joslin Professor of Law and Co-Director of the Epstein Program in Health Law and Policy at University of Illinois College of Law
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Dal-Ré R, Omeñaca F, Gracia D. [When the information provided to participants of a comparative effectiveness trial ends up in the court: The opening of Pandora's box?]. Med Clin (Barc) 2016; 147:76-80. [PMID: 26961391 DOI: 10.1016/j.medcli.2016.01.008] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/02/2016] [Accepted: 01/13/2016] [Indexed: 10/22/2022]
Affiliation(s)
- Rafael Dal-Ré
- Investigación Clínica, Programa BUC (Biociencias UAN+CSIC), Centro de Excelencia Internacional, Universidad Autónoma de Madrid, Madrid, España.
| | - Félix Omeñaca
- Servicio de Neonatología, Departamento de Pediatría, Hospital Universitario La Paz, Facultad de Medicina, Universidad Autónoma de Madrid, Madrid, España
| | - Diego Gracia
- Departamento de Medicina Preventiva, Salud Pública e Historia de la Ciencia, Universidad Complutense, Madrid, España
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Whitney SN. Institutional review boards: A flawed system of risk management. RESEARCH ETHICS 2016. [DOI: 10.1177/1747016116649993] [Citation(s) in RCA: 7] [Impact Index Per Article: 0.9] [Reference Citation Analysis] [Abstract] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
Abstract
Institutional Review Boards (IRBs) and their federal overseers protect human subjects, but this vital work is often dysfunctional despite their conscientious efforts. A cardinal, but unrecognized, explanation is that IRBs are performing a specific function – the management of risk – using a flawed theoretical and practical approach. At the time of the IRB system’s creation, risk management theory emphasized the suppression of risk. Since then, scholars of governance, studying the experience of business and government, have learned that we must distinguish pure from opportunity risks. Pure risks should be suppressed. Some opportunity risks, in contrast, must be accepted if the institution is to meet its goals. Contemporary theory shows how institutions may make these decisions wisely. It also shows how a sound organizational understanding of risk, a proper locus of responsibility, and appropriate institutional oversight all contribute to effective risk management. We can apply this general theory, developed in other contexts, to the problems of the IRB system. Doing so provides a unifying explanation for IRBs’ disparate dysfunctions by spotlighting five related deficiencies in IRB theory and structure. These deficiencies are (i) inability to focus on greater risks, (ii) loss of balanced theory, (iii) inaccessibility to guidance from senior leadership, (iv) unbalanced federal oversight, and (v) inflexibility. These flaws are deeply rooted in the system, and superficial reform cannot resolve them. Congress should overhaul the system to meet contemporary standards of risk management; this would benefit subjects, scientists, and the public that needs the fruits of research.
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Cortés-Puch I, Wesley RA, Carome MA, Danner RL, Wolfe SM, Natanson C. Usual Care and Informed Consent in Clinical Trials of Oxygen Management in Extremely Premature Infants. PLoS One 2016; 11:e0155005. [PMID: 27191961 PMCID: PMC4871545 DOI: 10.1371/journal.pone.0155005] [Citation(s) in RCA: 8] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/09/2015] [Accepted: 04/22/2016] [Indexed: 11/18/2022] Open
Abstract
OBJECTIVE The adequacy of informed consent in the Surfactant, Positive Pressure, and Pulse Oximetry Randomized Trial (SUPPORT) has been questioned. SUPPORT investigators and publishing editors, heads of government study funding agencies, and many ethicists have argued that informed consent was adequate because the two oxygen saturation target ranges studied fell within a range commonly recommended in guidelines. We sought to determine whether each oxygen target as studied in SUPPORT and four similar randomized controlled trials (RCTs) was consistent with usual care. DESIGN/PARTICIPANTS/SETTING PubMed, EMBASE, Web of Science, and Scopus were searched for English articles back to 1990 providing information on usual care oxygen management in extremely premature infants. Data were extracted on intended and achieved oxygen saturation levels as determined by pulse oximetry. Twenty-two SUPPORT consent forms were examined for statements about oxygen interventions. RESULTS While the high oxygen saturation target range (91 to 95%) was consistent with usual care, the low range (85 to 89%) was not used outside of the SUPPORT trial according to surveys and clinical studies of usual care. During usual care, similar lower limits (< 88%) were universally paired with higher upper limits (≥ 92%) and providers skewed achieved oxygen saturations toward the upper-end of these intended ranges. Blinded targeting of a low narrow range resulted in significantly lower achieved oxygen saturations and a doubling of time spent below the lower limit of the intended range compared to usual care practices. The SUPPORT consent forms suggested that the low oxygen saturation arm was a widely practiced subset of usual care. CONCLUSIONS SUPPORT does not exemplify comparative effectiveness research studying practices or therapies in common use. Descriptions of major differences between the interventions studied and commonly practiced usual care, as well as potential risks associated with these differences, are essential elements of adequate informed consent.
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Affiliation(s)
- Irene Cortés-Puch
- Critical Care Medicine Department, Clinical Center, National Institutes of Health, 9000 Rockville Pike, Bldg. 10, Room 2C145, Bethesda, Maryland 20892, United States of America
- * E-mail: (ICP); (CN)
| | - Robert A. Wesley
- Biostatistics and Clinical Epidemiology Service, Clinical Center, National Institutes of Health, 9000 Rockville Pike, Bldg. 10, Room 2C145, Bethesda, Maryland 20892, United States of America
| | - Michael A. Carome
- Health Research Group, Public Citizen, 1600 20th Street NW, Washington, D.C. 20009, United States of America
| | - Robert L. Danner
- Critical Care Medicine Department, Clinical Center, National Institutes of Health, 9000 Rockville Pike, Bldg. 10, Room 2C145, Bethesda, Maryland 20892, United States of America
| | - Sidney M. Wolfe
- Health Research Group, Public Citizen, 1600 20th Street NW, Washington, D.C. 20009, United States of America
| | - Charles Natanson
- Critical Care Medicine Department, Clinical Center, National Institutes of Health, 9000 Rockville Pike, Bldg. 10, Room 2C145, Bethesda, Maryland 20892, United States of America
- * E-mail: (ICP); (CN)
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Dickert NW, Brown J, Cairns CB, Eaves-Leanos A, Goldkind SF, Kim SYH, Nichol G, O'Conor KJ, Scott JD, Sinert R, Wendler D, Wright DW, Silbergleit R. Confronting Ethical and Regulatory Challenges of Emergency Care Research With Conscious Patients. Ann Emerg Med 2016; 67:538-45. [PMID: 26707358 PMCID: PMC7749649 DOI: 10.1016/j.annemergmed.2015.10.026] [Citation(s) in RCA: 30] [Impact Index Per Article: 3.8] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/02/2015] [Revised: 10/20/2015] [Accepted: 10/21/2015] [Indexed: 11/28/2022]
Abstract
Barriers to informed consent are ubiquitous in the conduct of emergency care research across a wide range of conditions and clinical contexts. They are largely unavoidable; can be related to time constraints, physical symptoms, emotional stress, and cognitive impairment; and affect patients and surrogates. US regulations permit an exception from informed consent for certain clinical trials in emergency settings, but these regulations have generally been used to facilitate trials in which patients are unconscious and no surrogate is available. Most emergency care research, however, involves conscious patients, and surrogates are often available. Unfortunately, there is neither clear regulatory guidance nor established ethical standards in regard to consent in these settings. In this report-the result of a workshop convened by the National Institutes of Health Office of Emergency Care Research and Department of Bioethics to address ethical challenges in emergency care research-we clarify potential gaps in ethical understanding and federal regulations about research in emergency care in which limited involvement of patients or surrogates in enrollment decisions is possible. We propose a spectrum of approaches directed toward realistic ethical goals and a research and policy agenda for addressing these issues to facilitate clinical research necessary to improve emergency care.
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Affiliation(s)
- Neal W Dickert
- Department of Medicine, Emory University School of Medicine, Atlanta, GA; Department of Epidemiology, Emory University Rollins School of Public Health, Atlanta, GA.
| | - Jeremy Brown
- Office of Emergency Care Research, National Institute of General Medical Sciences, Bethesda, MD
| | | | - Aaliyah Eaves-Leanos
- Center for Devices and Radiological Health, Food and Drug Administration, Silver Spring, MD; Albert Gnaegi Center for Health Care Ethics, Saint Louis University, St. Louis, MO
| | - Sara F Goldkind
- Office of the Commissioner, Food and Drug Administration, Silver Spring, MD; Research and Clinical Bioethics Consultant
| | - Scott Y H Kim
- Department of Bioethics, National Institutes of Health, Bethesda, MD
| | - Graham Nichol
- University of Washington-Harborview Center for Prehospital Emergency Care, University of Washington, Seattle, WA
| | | | - Jane D Scott
- National Heart, Lung, and Blood Institute, Bethesda, MD
| | - Richard Sinert
- Department of Emergency Medicine, State University of New York Downstate Medical Center, New York, NY
| | - David Wendler
- Department of Bioethics, National Institutes of Health, Bethesda, MD
| | - David W Wright
- Department of Emergency Medicine, Emory University School of Medicine, Atlanta, GA
| | - Robert Silbergleit
- Department of Emergency Medicine, University of Michigan Medical School, Ann Arbor, MI
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Polito CC, Sevransky JE, Dickert NW. Ethical and regulatory challenges in advancing prehospital research: focus on sepsis. Am J Emerg Med 2015; 34:623-5. [PMID: 26851062 DOI: 10.1016/j.ajem.2015.12.007] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 09/21/2015] [Revised: 12/09/2015] [Accepted: 12/10/2015] [Indexed: 11/29/2022] Open
Affiliation(s)
- Carmen C Polito
- Division of Pulmonary, Allergy and Critical Care Medicine, Emory University School of Medicine, Atlanta, GA.
| | - Jonathan E Sevransky
- Division of Pulmonary, Allergy and Critical Care Medicine, Emory University School of Medicine, Atlanta, GA
| | - Neal W Dickert
- Division of Cardiology, Emory University School of Medicine, Atlanta, GA; Department of Epidemiology, Emory University Rollins School of Public Health, Atlanta, GA
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Janvier A, Farlow B. The ethics of neonatal research: An ethicist's and a parents' perspective. Semin Fetal Neonatal Med 2015; 20:436-41. [PMID: 26497942 DOI: 10.1016/j.siny.2015.10.003] [Citation(s) in RCA: 15] [Impact Index Per Article: 1.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/22/2022]
Abstract
The ethics of neonatal research are complex because vulnerable new parents are asked to provide consent on behalf of their fragile baby. Whereas clinical neonatal care has evolved to value personalized and shared decision-making, the goal of research ethics is still to standardize the informed consent process and make it as complete and thorough as possible. Ethicists, lawyers and physicians have shaped the field of research ethics and consent for research. The goal of detailed informed consent is to protect participants from harm, but procedures were developed without input from the principal stakeholders: ex-neonatal intensive care unit parents/patients. Empirical investigations examining patient and parental perspectives on research and research ethics are lacking. Rigorous investigations are needed to determine how parents of sick neonates want their families to be protected, knowing that a lack of research is also harmful. Large randomized controlled multicenter trials will always be needed to improve neonatal outcomes. These trials are costly and time-consuming. Currently, the way in which research is funded and regulated and the way in which academic merit is recognized lead to inefficiency and a waste of precious resources. Following a review of the history of research ethics, this article examines and discusses the ethics of research in neonatology. In addition, challenges and opportunities are identified and ideas for future investigations are proposed.
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Affiliation(s)
- Annie Janvier
- Department of Pediatrics and Clinical Ethics, University of Montreal, Montreal, Canada; Sainte-Justine Hospital Research Center, Montreal, Quebec, Canada.
| | - Barbara Farlow
- The DeVeber Institute for Bioethics and Social Research, North York, Ontario, Canada; Patients for Patient Safety Canada, Canadian Patient Safety Institute, Canada
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21
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Weinfurt KP, Bollinger JM, Brelsford KM, Crayton TJ, Topazian RJ, Kass NE, Beskow LM, Sugarman J. Patients' Views Concerning Research on Medical Practices: Implications for Consent. AJOB Empir Bioeth 2015; 7:76-91. [PMID: 27800531 DOI: 10.1080/23294515.2015.1117536] [Citation(s) in RCA: 19] [Impact Index Per Article: 2.1] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/22/2022]
Abstract
BACKGROUND Comparative effectiveness research (CER) and pragmatic clinical trials commonly test interventions that are in routine use and pose minimal incremental risk or burdens to patients who participate in this research. The objective of this study was to elicit the range of patients' views and opinions regarding a variety of different types of research on usual medical practices, especially notification and authorization for them. METHODS We conducted twelve focus groups with adults in five U.S. cities-six focus groups addressing CER ("CER groups") and six groups addressing research involving hospital operations and clinician interventions ("Operations groups"). Participants discussed hypothetical research studies and potential methods of notifying patients and obtaining their authorization to participate. Group discussions were recorded, transcribed, and coded to identify patients' views related to research on standard medical practice. RESULTS A total of ninety six people participated. Twelve key themes emerged from participants' discussions of the hypothetical research studies; these themes were then grouped into four general categories: clinical care; notification and authorization; communication; and conduct and design of research. The desire to be actively notified and asked was more prominent with regard to CER studies than with regard to Operations studies. CONCLUSIONS Our data suggest that effective policy and guidance will involve balancing different patients' interests and potentially different sets of interests for different types of research studies on usual medical practices.
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Affiliation(s)
- Kevin P Weinfurt
- Duke Clinical Research Institute, Duke University School of Medicine, Durham, NC; Department of Psychiatry and Behavioral Sciences, Duke University School of Medicine, Durham, NC
| | - Juli M Bollinger
- Berman Institute of Bioethics, Johns Hopkins University, Baltimore, MD
| | - Kathleen M Brelsford
- Duke Clinical Research Institute, Duke University School of Medicine, Durham, NC
| | - Travis J Crayton
- Duke Clinical Research Institute, Duke University School of Medicine, Durham, NC
| | - Rachel J Topazian
- Berman Institute of Bioethics, Johns Hopkins University, Baltimore, MD
| | - Nancy E Kass
- Berman Institute of Bioethics, Johns Hopkins University, Baltimore, MD; Department of Health Policy and Management, Johns Hopkins University Bloomberg School of Public Health, Baltimore, MD
| | - Laura M Beskow
- Duke Clinical Research Institute, Duke University School of Medicine, Durham, NC; Department of Medicine, Duke University School of Medicine, Durham, NC
| | - Jeremy Sugarman
- Berman Institute of Bioethics, Johns Hopkins University, Baltimore, MD; Department of Health Policy and Management, Johns Hopkins University Bloomberg School of Public Health, Baltimore, MD; Department of Medicine, Johns Hopkins University School of Medicine, Baltimore, MD
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22
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Grady C. Institutional Review Boards: Purpose and Challenges. Chest 2015; 148:1148-1155. [PMID: 26042632 PMCID: PMC4631034 DOI: 10.1378/chest.15-0706] [Citation(s) in RCA: 65] [Impact Index Per Article: 7.2] [Reference Citation Analysis] [Abstract] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/23/2015] [Accepted: 04/30/2015] [Indexed: 11/01/2022] Open
Abstract
Institutional review boards (IRBs) or research ethics committees provide a core protection for human research participants through advance and periodic independent review of the ethical acceptability of proposals for human research. IRBs were codified in US regulation just over three decades ago and are widely required by law or regulation in jurisdictions globally. Since the inception of IRBs, the research landscape has grown and evolved, as has the system of IRB review and oversight. Evidence of inconsistencies in IRB review and in application of federal regulations has fueled dissatisfaction with the IRB system. Some complain that IRB review is time-consuming and burdensome without clear evidence of effectiveness at protecting human subjects. Multiple proposals have been offered to reform or update the current IRB system, and many alternative models are currently being tried. Current focus on centralizing and sharing reviews requires more attention and evidence. Proposed changes to the US federal regulations may bring more changes. Data and resourcefulness are needed to further develop and test review and oversight models that provide adequate and respectful protections of participant rights and welfare and that are appropriate, efficient, and adaptable for current and future research.
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Affiliation(s)
- Christine Grady
- Department of Bioethics, Clinical Center, National Institutes of Health, Bethesda, MD.
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Kraybill A, Dember LM, Joffe S, Karlawish J, Ellenberg SS, Madden V, Halpern SD. Patient and Physician Views about Protocolized Dialysis Treatment in Randomized Trials and Clinical Care. AJOB Empir Bioeth 2015; 7:106-115. [PMID: 27833931 DOI: 10.1080/23294515.2015.1111272] [Citation(s) in RCA: 13] [Impact Index Per Article: 1.4] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 10/22/2022]
Abstract
BACKGROUND Pragmatic trials comparing standard-of-care interventions may improve the quality of care for future patients, but raise ethical questions about limitations on decisional autonomy. We sought to understand how patients and physicians view and respond to these questions in the contexts of pragmatic trials and of usual clinical care. METHODS We conducted scenario-based, semi-structured interviews with 32 patients with end-stage renal disease (ESRD) receiving maintenance hemodialysis in outpatient dialysis units and with 24 nephrologists. Each participant was presented with two hypothetical scenarios in which a protocolized approach to hemodialysis treatment time was adopted for the entire dialysis unit as part of a clinical trial or a new clinical practice. RESULTS A modified grounded theory analysis revealed three major themes: 1) the value of research, 2) the effect of protocolized care on patient and physician autonomy, and 3) information exchange between patients and physicians, including the mechanism of consent. Most patients and physicians were willing to relinquish decisional autonomy and were more willing to relinquish autonomy for research purposes than in clinical care. Patients' concerns towards clinical trials were tempered by their desires for certainty for a positive outcome and for physician validation. Patients tended to believe that being informed about research was more important than the actual mechanism of consent, and most were content with being able to opt out from participating. CONCLUSIONS This qualitative study suggests the general acceptability of a pragmatic clinical trial comparing standard-of-care interventions that limits decisional autonomy for nephrologists and patients receiving hemodialysis. Future studies are needed to determine whether similar findings would emerge among other patients and providers considering other standard-of-care trials.
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Affiliation(s)
- Ashley Kraybill
- Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania
| | | | - Steven Joffe
- Department of Medical Ethics and Health Policy, University of Pennsylvania
| | - Jason Karlawish
- Department of Medicine, University of Pennsylvania; Department of Medical Ethics and Health Policy, University of Pennsylvania; Leonard Davis Institute of Health Economics Center for Health Incentives and Behavioral Economics, at the Perelman School of Medicine, University of Pennsylvania
| | - Susan S Ellenberg
- Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania; Department of Biostatistics and Epidemiology
| | - Vanessa Madden
- Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania
| | - Scott D Halpern
- Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania; Department of Medicine, University of Pennsylvania; Department of Medical Ethics and Health Policy, University of Pennsylvania; Leonard Davis Institute of Health Economics Center for Health Incentives and Behavioral Economics, at the Perelman School of Medicine, University of Pennsylvania; Department of Biostatistics and Epidemiology
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24
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Affiliation(s)
- Michael S Lauer
- Division of Cardiovascular Sciences (DCVS), National Heart, Lung, and Blood Institute (NHLBI), Bethesda, MD, USA
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25
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Trifiletti DM, Showalter TN, Shepherd L. What Is Reasonably Foreseeable? Lessons Learned From the SUPPORT Trial. Int J Radiat Oncol Biol Phys 2015; 92:718-20. [PMID: 26104926 DOI: 10.1016/j.ijrobp.2015.03.006] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 02/23/2015] [Revised: 02/23/2015] [Accepted: 03/08/2015] [Indexed: 10/23/2022]
Affiliation(s)
- Daniel M Trifiletti
- Department of Radiation Oncology, University of Virginia, Charlottesville, Virginia.
| | - Timothy N Showalter
- Department of Radiation Oncology, University of Virginia, Charlottesville, Virginia
| | - Lois Shepherd
- Center for Biomedical Ethics and Humanities, University of Virginia, Charlottesville, Virginia
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26
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Cho MK, Magnus D, Constantine M, Lee SSJ, Kelley M, Alessi S, Korngiebel D, James C, Kuwana E, Gallagher TH, Diekema D, Capron AM, Joffe S, Wilfond BS. Attitudes Toward Risk and Informed Consent for Research on Medical Practices: A Cross-sectional Survey. Ann Intern Med 2015; 162:690-6. [PMID: 25868119 PMCID: PMC4776759 DOI: 10.7326/m15-0166] [Citation(s) in RCA: 74] [Impact Index Per Article: 8.2] [Reference Citation Analysis] [Abstract] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Indexed: 11/22/2022] Open
Abstract
BACKGROUND The U.S. Office for Human Research Protections has proposed that end points of randomized trials comparing the effectiveness of standard medical practices are risks of research that would require disclosure and written informed consent, but data are lacking on the views of potential participants. OBJECTIVE To assess attitudes of U.S. adults about risks and preferences for notification and consent for research on medical practices. DESIGN Cross-sectional survey conducted in August 2014. SETTING Web-based questionnaire. PATIENTS 1095 U.S. adults sampled from an online panel (n = 805) and an online convenience river sample (n = 290). MEASUREMENTS Attitudes toward risk, informed consent, and willingness to participate in 3 research scenarios involving medical record review and randomization of usual medical practices. RESULTS 97% of respondents agreed that health systems should evaluate standard treatments. Most wanted to be asked for permission to participate in each of 3 scenarios (range, 75.2% to 80.4%), even if it involved only medical record review, but most would accept nonwritten (oral) permission or general notification if obtaining written permission would make the research too difficult to conduct (range, 70.2% to 82.7%). Most perceived additional risk from each scenario (range, 64.0% to 81.6%). LIMITATION Use of hypothetical scenarios and a nonprobability sample that was not fully representative of the U.S. population. CONCLUSION Most respondents preferred to be asked for permission to participate in observational and randomized research evaluating usual medical practices, but they are willing to accept less elaborate approaches than written consent if research would otherwise be impracticable. These attitudes are not aligned with proposed regulatory guidance. PRIMARY FUNDING SOURCE National Center for Advancing Translational Sciences at the National Institutes of Health.
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Affiliation(s)
- Mildred K. Cho
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - David Magnus
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Melissa Constantine
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Sandra Soo-Jin Lee
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Maureen Kelley
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Stephanie Alessi
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Diane Korngiebel
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Cyan James
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Ellen Kuwana
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Thomas H. Gallagher
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Douglas Diekema
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Alexander M. Capron
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Steven Joffe
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
| | - Benjamin S. Wilfond
- From Stanford University, Stanford, California; University of Minnesota, Minneapolis, Minnesota; University of Oxford, Oxford, United Kingdom; University of Washington and Seattle Children's Research Institute, Seattle, Washington; University of Southern California, Los Angeles, California; and University of Pennsylvania, Philadelphia, Pennsylvania
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Abstract
Drug studies in developing pediatric patients, especially newborns, create many ethical challenges that can be analyzed in terms of respect for persons, justice, and beneficence/maleficence as outlined in the Belmont Report. This report describes some of the ethical challenges in conducting drug studies in pediatric patients that must be considered when planning studies and offers some solutions to meet those challenges. Methods of optimal study design should be utilized to limit the number of patients and the number of blood samples. Parental permission should be obtained with equipoise, although the parents of a sick newborn may feel an internal pressure for their child to participate in a study of a new and potentially superior therapy. If appropriate to the study, consent before labor and delivery when parents are less stressed is optimal. It may be difficult or impossible to know all the risks and benefits accompanying studies in newborns due to the limited number of randomized controlled studies in this population. Many more carefully designed, randomized controlled studies of drugs are needed to address the therapeutic needs of the developing pediatric population. For sick newborns cared for in the neonatal intensive care unit (NICU), those studies should be better focused on the drugs used daily in their cares.
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Silverman HJ, Dreyfuss D. Were There "Additional Foreseeable Risks" in the SUPPORT Study? Lessons Not Learned from the ARDSnet Clinical Trials. Hastings Cent Rep 2014; 45:21-9. [PMID: 25530226 DOI: 10.1002/hast.403] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.4] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/06/2022]
Abstract
Even though the interventions were adapted from standard clinical practice, the way they were provided meant that the care given infants in the study was distinctly different from standard care, with different risk profiles. Parents should have been informed about those differences.
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29
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Abstract
Pulse oximetry has become ubiquitous and is used routinely during neonatal care. Emerging evidence highlights the continued uncertainty regarding definition of the optimal range to target pulse oximetry oxygen saturation levels in very low birth weight infants. Furthermore, maintaining optimal oxygen saturation targets is a demanding and tedious task because of the frequency with which oxygenation changes, especially in these small infants receiving prolonged respiratory support. This article addresses the historical perspective, basic physiologic principles behind pulse oximetry operation, and the use of pulse oximetry in targeting different oxygen ranges at various time-points throughout the neonatal period.
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Affiliation(s)
- Richard A Polin
- Division of Neonatal-Perinatal Medicine, Department of Pediatrics, College of Physicians and Surgeons, Columbia University, 3959 Broadway MSCHN 1201, New York, NY 10032-3702, USA.
| | - David A Bateman
- Division of Neonatal-Perinatal Medicine, Department of Pediatrics, College of Physicians and Surgeons, Columbia University, 3959 Broadway MSCHN 1201, New York, NY 10032-3702, USA
| | - Rakesh Sahni
- Division of Neonatal-Perinatal Medicine, Department of Pediatrics, College of Physicians and Surgeons, Columbia University, 3959 Broadway MSCHN 1201, New York, NY 10032-3702, USA
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Schreiner MS, Feltman D, Wiswell T, Wootton S, Arnold C, Tyson J, Lantos JD. When is waiver of consent appropriate in a neonatal clinical trial? Pediatrics 2014; 134:1006-12. [PMID: 25287456 PMCID: PMC4533281 DOI: 10.1542/peds.2014-0207] [Citation(s) in RCA: 18] [Impact Index Per Article: 1.8] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Indexed: 11/24/2022] Open
Abstract
It is difficult to do scientifically rigorous research on treatments that must be administered urgently or emergently. Therefore, such treatments are often provided without a strong evidence base. Research would be facilitated if it were permissible to waive the requirement for parental consent. However, that raises a different set of concerns. Federal regulations allow waiver of the requirement for consent but only if studies meet certain conditions. Institutional review boards must decide whether those conditions are met. Sometimes, reasonable people disagree. We present and analyze a protocol for which investigators request a waiver of consent.
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Affiliation(s)
- Mark S. Schreiner
- The Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania;,Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania
| | - Dalia Feltman
- Northshore Evanston Hospital, Evanston, Illinois;,University of Chicago Pritzker School of Medicine, Chicago, Illinois
| | | | | | - Cody Arnold
- University of Texas at Houston, Houston, Texas
| | - Jon Tyson
- University of Texas at Houston, Houston, Texas
| | - John D. Lantos
- University of Missouri–Kansas City, Kansas City, Missouri; and,Children’s Mercy Hospital, Kansas City, Missouri
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31
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Tyson JE, Walsh M, D'Angio CT. Comparative effectiveness trials: generic misassumptions underlying the SUPPORT controversy. Pediatrics 2014; 134:651-4. [PMID: 25201795 PMCID: PMC8194469 DOI: 10.1542/peds.2013-4176] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.4] [Reference Citation Analysis] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Accepted: 05/15/2014] [Indexed: 11/24/2022] Open
Affiliation(s)
- Jon E Tyson
- University of Texas Health Science Center at Houston, Houston, Texas;
| | - Michele Walsh
- Case Western Reserve University, Cleveland, Ohio; and
| | - Carl T D'Angio
- University of Rochester Medical Center, Rochester, New York
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32
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Thornton H. Public consent for neonatal studies: putting values and virtues back into the practice of medicine. J R Soc Med 2014; 107:82-3. [PMID: 24500232 DOI: 10.1177/0141076813509091] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/15/2022] Open
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Affiliation(s)
- John D. Lantos
- Professor of Pediatrics University of Missouri – Kansas City
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34
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Shepherd L. The hair stylist, the corn merchant, and the doctor: ambiguously altruistic. THE JOURNAL OF LAW, MEDICINE & ETHICS : A JOURNAL OF THE AMERICAN SOCIETY OF LAW, MEDICINE & ETHICS 2014; 42:509-517. [PMID: 25565617 DOI: 10.1111/jlme.12172] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.1] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/04/2023]
Abstract
The medical profession has a tradition of presenting itself as exceptionally altruistic. This article challenges the idea that physicians are, or should be, more altruistic than other professionals or other people, and goes so far as to posit that even a professional aspiration of altruism can have negative consequences.
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Affiliation(s)
- Lois Shepherd
- Wallenborn Professor of Biomedical Ethics at the University of Virginia
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35
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Stevenson DK, Wong RJ, Tyson JE. Risks and benefits of comparative effectiveness research in preterm infants: SUPPORT. J Comp Eff Res 2013; 3:17-21. [PMID: 24345253 DOI: 10.2217/cer.13.85] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.1] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/21/2022] Open
Affiliation(s)
- David K Stevenson
- Department of Pediatrics, Stanford University School of Medicine, 300 Pasteur Drive, Room S230, Stanford, CA 94305-5208, USA
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36
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OHRP and SUPPORT: lessons in balancing safety and improving the way we care for patients. J Pediatr 2013; 163:1495-7. [PMID: 24050739 DOI: 10.1016/j.jpeds.2013.08.061] [Citation(s) in RCA: 6] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Key Words] [Track Full Text] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Received: 05/28/2013] [Revised: 08/14/2013] [Accepted: 08/27/2013] [Indexed: 01/20/2023]
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38
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Wilfond BS. Quality improvement ethics: lessons from the SUPPORT study. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2013; 13:14-19. [PMID: 24256524 PMCID: PMC4077328 DOI: 10.1080/15265161.2013.851582] [Citation(s) in RCA: 11] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/02/2023]
Abstract
The Office of Human Research Protections was not justified in issuing findings against the SUPPORT Institutions. Our community can learn from the evolving healthcare transformation into learning health systems by thinking about the novel ethical issues about standard of care research raised by the SUPPORT with the same spirit of quality improvement. The current regulatory framework and the concept of foreseeable research risks is insufficient to advance the debate about the ethics of randomization of standard clinical interventions. This article uses the example of the Wisconsin cystic fibrosis randomized clinical trial for newborn screening trial to explore the distinctions between risks of research and clinical care and waivers of informed consent for randomization. Collaborative exploration of these complex policy issues is needed and further deliberation, community engagement, and social science research will be critical to advance novel approaches for informed consent.
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Hunter D. Can the regulatory response to SUPPORT be supported? THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2013; 13:37-39. [PMID: 24256534 DOI: 10.1080/15265161.2013.849305] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/02/2023]
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40
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Saugstad OD. Oksygen til for tidlig fødte – en ny skandale? TIDSSKRIFT FOR DEN NORSKE LEGEFORENING 2013; 133:2062-4. [DOI: 10.4045/tidsskr.13.1048] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/02/2022] Open
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41
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Macklin R, Shepherd L. Informed consent and standard of care: what must be disclosed. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2013; 13:9-13. [PMID: 24256523 DOI: 10.1080/15265161.2013.849303] [Citation(s) in RCA: 12] [Impact Index Per Article: 1.1] [Reference Citation Analysis] [Abstract] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/02/2023]
Abstract
The Office for Human Research Protections (OHRP) was correct in determining that the consent forms for the National Institutes of Health (NIH)-sponsored SUPPORT study were seriously flawed. Several articles defended the consent forms and criticized the OHRP's actions. Disagreement focuses on three central issues: (1) how risks and benefits should be described in informed consent documents; (2) the meaning and application of the concept of "standard of care" in the context of research; and (3) the proper role of OHRP. Examination of the consent forms reveals that they failed to disclose the reasonably foreseeable risks of the experimental interventions in the study, as well as the potential for differences in the degree of risk between these interventions. Although the concept of "standard of care" may be helpful in determining the ethical acceptability of other aspects of research, such as clinical equipoise, it is not helpful in discussing consent requirements.
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42
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Merz JF, Yerramilli D. SUPPORT asked the wrong question. THE AMERICAN JOURNAL OF BIOETHICS : AJOB 2013; 13:25-26. [PMID: 24256528 DOI: 10.1080/15265161.2013.851300] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/02/2023]
Affiliation(s)
- Jon F Merz
- a Perelman School of Medicine at the University of Pennsylvania
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43
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Abstract
Debate surrounding the SUPPORT study highlights the absence of consensus regarding what information should be disclosed to potential research participants. Some commentators endorse the view that clinical research should be subject to high disclosure standards, even when it is testing standard-of-care interventions. Others argue that trials assessing standard-of-care interventions need to disclose only the information that is disclosed in the clinical care setting. To resolve this debate, it is important to identify the ethical concerns raised by clinical research and determine what consent process is needed to address them.
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