Exact two-component relativistic theory for nuclear magnetic resonance parameters

Challenges with relativistic GW calculations in solids and molecules

For molecules and solids containing heavy elements, accurate electronic-structure calculations require accounting not only for electronic correlations but also for relativistic effects. In molecules, relativity can lead to severe changes in the ground-state description. In solids, the interplay between both correlation and relativity can change the stability of phases or it can lead to an emergence of completely new phases. Traditionally, the simplest illustration of relativistic effects can be done either by including pseudopotentials in non-relativistic calculations or alternatively by employing large all-electron basis sets in relativistic methods. By analyzing different electronic properties (band structure, equilibrium lattice constant and bulk modulus) in semiconductors and insulators, we show that capturing the interplay of relativity and electron correlation can be rather challenging in Green's function methods. For molecular problems with heavy elements, we also observe that similar problems persist. We trace these challenges to three major problems: deficiencies in pseudopotential treatment as applied to Green's function methods, the scarcity of accurate and compact all-electron basis sets that can be converged with respect to the basis-set size, and linear dependencies arising in all-electron basis sets, particularly when employing Gaussian orbitals. Our analysis provides detailed insight into these problems and opens a discussion about potential approaches to mitigate them.

Relativistic Fully Self-Consistent GW for Molecules: Total Energies and Ionization Potentials

The fully self-consistent GW (scGW) method with an iterative solution of the Dyson equation provides a consistent approach for describing the ground and excited states without any dependence on the mean-field reference. In this work, we present a relativistic version of scGW for molecules containing heavy elements using the exact two-component (X2C) Coulomb approximation. We benchmark SOC-81 data set containing closed shell heavy elements for the first ionization potential using the fully self-consistent GW as well as one-shot GW. The self-consistent GW provides superior results compared to G0W0 with PBE reference and comparable results to G0W0 with PBE0 while also removing the starting point dependence. The photoelectron spectra obtained at the X2C level demonstrate very good agreement with the experimental spectra. We also observe that scGW provides very good estimation of ionization potential for the inner d-shell orbitals. Additionally, using the well-conserved total energy, we investigate the equilibrium bond length and harmonic frequencies of a few halogen dimers using scGW. Overall, our findings demonstrate the applicability of the fully self-consistent GW method for accurate ionization potential, photoelectron spectra, and total energies in finite systems with heavy elements with a reasonable computational scaling.

Unified construction of relativistic Hamiltonians

It is shown that the four-component (4C), quasi-four-component (Q4C), and exact two-component (X2C) relativistic Hartree-Fock equations can be implemented in a unified manner by making use of the atomic nature of the small components of molecular 4-spinors. A model density matrix approximation can first be invoked for the small-component charge/current density functions, which gives rise to a static, pre-molecular mean field to be combined with the one-electron term. As a result, only the nonrelativistic-like two-electron term of the 4C/Q4C/X2C Fock matrix needs to be updated during the iterations. A "one-center small-component" approximation can then be invoked in the evaluation of relativistic integrals, that is, all atom-centered small-component basis functions are regarded as extremely localized near the position of the atom to which they belong such that they have vanishing overlaps with all small- or large-component functions centered at other nuclei. Under these approximations, the 4C, Q4C, and X2C mean-field and many-electron Hamiltonians share precisely the same structure and accuracy. Beyond these is the effective quantum electrodynamics Hamiltonian that can be constructed in the same way. Such approximations lead to errors that are orders of magnitude smaller than other sources of errors (e.g., truncation errors in the one- and many-particle bases as well as uncertainties of experimental measurements) and are, hence, safe to use for whatever purposes. The quaternion forms of the 4C, Q4C, and X2C equations are also presented in the most general way, based on which the corresponding Kramers-restricted open-shell variants are formulated for "high-spin" open-shell systems.

Exact two-component theory becoming an efficient tool for NMR shieldings and shifts with spin-orbit coupling

We present a gauge-origin invariant exact two-component (X2C) approach within a modern density functional framework, supporting meta-generalized gradient approximations such as TPSS and range-separated hybrid functionals such as CAM-B3LYP. The complete exchange-correlation kernel is applied, including the direct contribution of the field-dependent basis functions and the reorthonormalization contribution from the perturbed overlap matrix. Additionally, the finite nucleus model is available for the electron-nucleus potential and the vector potential throughout. Efficiency is ensured by the diagonal local approximation to the unitary decoupling transformation in X2C as well as the (multipole-accelerated) resolution of the identity approximation for the Coulomb term (MARI-J, RI-J) and the seminumerical exchange approximation. Errors introduced by these approximations are assessed and found to be clearly negligible. The applicability of our implementation to large-scale calculations is demonstrated for a tin pincer-type system as well as low-valent tin and lead complexes. Here, the calculation of the Sn nuclear magnetic resonance shifts for the pincer-type ligand with about 2400 basis functions requires less than 1 h for hybrid density functionals. Further, the impact of spin-orbit coupling on the nucleus-independent chemical shifts and the corresponding ring currents of all-metal aromatic systems is studied.

Paramagnetic NMR Shielding Tensors Based on Scalar Exact Two-Component and Spin-Orbit Perturbation Theory

The temperature-dependent Fermi-contact and pseudocontact terms are important contributions to the paramagnetic NMR shielding tensor. Herein, we augment the scalar-relativistic (local) exact two-component (X2C) framework with spin-orbit perturbation theory including the screened nuclear spin-orbit correction for the EPR hyperfine coupling and g tensor to compute these temperature-dependent terms. The accuracy of this perturbative ansatz is assessed with the self-consistent spin-orbit two-component and four-component treatments serving as reference. This shows that the Fermi-contact and pseudocontact interaction is sufficiently described for paramagnetic NMR shifts; however, larger deviations are found for the EPR spectra and the principle components of the EPR properties of heavy elements. The impact of the perturbative treatment is further compared to that of the density functional approximation and the basis set. Large-scale calculations are routinely possible with the multipole-accelerated resolution of the identity approximation and the seminumerical exchange approximation, as shown for [CeTi₆O₃(OiPr)₉(salicylate)₆].

Quantum Chemical Approaches to the Calculation of NMR Parameters: From Fundamentals to Recent Advances

Quantum chemical methods for the calculation of indirect NMR spin–spin coupling constants and chemical shifts are always in progress. They never stay the same due to permanently developing computational facilities, which open new perspectives and create new challenges every now and then. This review starts from the fundamentals of the nonrelativistic and relativistic theory of nuclear magnetic resonance parameters, and gradually moves towards the discussion of the most popular common and newly developed methodologies for quantum chemical modeling of NMR spectra.

Quasi-Relativistic Calculation of EPR g Tensors with Derivatives of the Decoupling Transformation, Gauge-Including Atomic Orbitals, and Magnetic Balance

We present an exact two-component (X2C) ansatz for the EPR g tensor using gauge-including atomic orbitals (GIAOs) and a magnetically balanced basis set expansion. In contrast to previous X2C and four-component relativistic ansätze for the g tensor, this implementation results in a gauge-origin-invariant formalism. Furthermore, the derivatives of the relativistic decoupling matrix are incorporated to form the complete analytical derivative of the X2C Hamiltonian. To reduce the associated computational costs, we apply the diagonal local approximation to the unitary decoupling transformation (DLU). The quasi-relativistic X2C and DLU-X2C Hamiltonians accurately reproduce the results of the parent four-component relativistic theory when accounting for two-electron picture-change effects with the modified screened nuclear spin-orbit approximation in the respective one-electron integrals and integral derivatives. According to our benchmark studies, the uncontracted Dyall and segmented-contracted Karlsruhe x2c-type basis sets perform well when compared to large even-tempered basis sets. Moreover, (range-separated) hybrid density functional approximations such as LC-ωPBE and ωB97X-D are needed to match the experimental findings. The impact of the GIAOs depends on the distribution of the spin density, and their use may change the Δg shifts by 10-50% as shown for [(C₅Me₅)₂Y(μ-S)₂Mo(μ-S)₂Y(C₅Me₅)₂]^-. Routine calculations of large molecules are possible with widely available and comparably low-cost hardware as demonstrated for [Pt(C₆Cl₅)₄]^- with 3003 basis functions and three spin-(1/2) La(II) and Lu(II) compounds, for which we observe good agreement with the experimental findings.

Paramagnetic NMR Shielding Tensors and Ring Currents: Efficient Implementation and Application to Heavy Element Compounds

We present an efficient implementation of paramagnetic NMR shielding tensors and shifts in a nonrelativistic and scalar-relativistic density functional theory framework. For the latter, we make use of the scalar exact two-component Hamiltonian in its local approximation, and generally we apply the well established (multipole-accelerated) resolution of the identity approximation and the seminumerical exchange approximation. The perturbed density matrix of a paramagnetic NMR shielding calculation is further used to study the magnetically induced current density and ring currents of open-shell systems as illustrated for [U@Bi₁₂]^3-. [U@Bi₁₂]^3- features delocalized highest occupied molecular orbitals and sustains a net diatropic ring current of ca. 18 nA/T through the Bi₁₂ torus similar to the all-metal aromatic heavy-element cluster [Th@Bi₁₂]^4-.

NMR Indirect Spin-Spin Coupling Constants in a Modern Quasi-Relativistic Density Functional Framework

A quasi-relativistic implementation of NMR indirect spin-spin coupling constants is presented. The exact two-component (X2C) Hamiltonian and its diagonal local approximation to the unitary decoupling transformation (DLU) are utilized together with the (modified) screened nuclear spin-orbit approach. In a restricted kinetic balance, the finite nucleus model is available for both the scalar and vector potentials. The implementation supports density functionals up to the fourth rung of Jacob's ladder, i.e., (range-separated) hybrid and local hybrid functionals based on a seminumerical ansatz. We assess the quality of our quasi-relativistic X2C approach by comparison with "fully" relativistic four-component results for small main-group molecules and alkynyl compounds. The mean absolute error introduced by the DLU scheme is less than 0.05 × 10¹⁹ T J^-2 of the reduced coupling constant for the small main-group molecules and 0.5 Hz for the alkynyl compounds. Thus, the error is significantly smaller than finite nucleus size effects for heavy elements. The basis set convergence and the impact of different density functional approximations are further studied. We propose a simple scheme to develop segmented-contracted relativistic all-electron basis sets for NMR spin-spin couplings. Our implementation allows us to perform calculations of extended molecules with reasonable computational effort, which is illustrated for the ¹J(¹¹⁹Sn, ³¹P) coupling constant of a low-valent tin phosphinidenide complex. The corresponding results are in good agreement with the experimental findings.

Density Functional Calculations of Electron Paramagnetic Resonance g- and Hyperfine-Coupling Tensors Using the Exact Two-Component (X2C) Transformation and Efficient Approximations to the Two-Electron Spin-Orbit Terms

A two-component quasirelativistic density functional theory implementation of the computation of hyperfine and g-tensors at exact two-component (X2C) and Douglas-Kroll-Hess method (DKH) levels in the Turbomole code is reported and tested for a series of smaller 3d¹, 4d¹, and 5d¹ complexes, as well as for some larger 5d⁷ Ir and Pt systems in comparison with earlier four-component matrix-Dirac-Kohn-Sham results. A main emphasis is placed on efficient approximations to the two-electron spin-orbit contributions, comparing an existing implementation of two variants of Boettger's "scaled nuclear spin-orbit" (SNSO) approximation in the code with a newly implemented atomic mean-field spin-orbit (AMFSO) approximation. The different variants perform overall comparably well with the four-component data. The AMFSO approximation has the added advantage of being able to include the spin-other-orbit contributions arising from the Gaunt term of relativistic electron-electron interactions. These are of comparably larger importance for the 3d complexes than for their heavier homologues. The excellent agreement between X2C and four-component electron paramagnetic resonance parameter results provides the opportunity to treat large systems efficiently and accurately with the computationally more expedient two-component quasirelativistic methodology.

A comparison between hydrogen and halogen bonding: the hypohalous acid–water dimers, HOX⋯H2O (X = F, Cl, Br)

Hypohalous acids (HOX) are a class of molecules that play a key role in the atmospheric seasonal depletion of ozone and have the ability to form both hydrogen and halogen bonds.

Relativistic time-dependent density functional theories

The foundations, formalisms, technicalities, and practicalities of relativistic time-dependent density functional theories (R-TD-DFT) for spinor excited states of molecular systems containing heavy elements are critically reviewed.

Importance of Relativistic Effects and Electron Correlation in Structure Factors and Electron Density of Diphenyl Mercury and Triphenyl Bismuth

This study investigates the possibility of detecting relativistic effects and electron correlation in single-crystal X-ray diffraction experiments using the examples of diphenyl mercury (HgPh2) and triphenyl bismuth (BiPh3). In detail, the importance of electron correlation (ECORR), relativistic effects (REL) [distinguishing between total, scalar and spin-orbit (SO) coupling relativistic effects] and picture change error (PCE) on the theoretical electron density, its topology and its Laplacian using infinite order two component (IOTC) wave functions is discussed. This is to develop an understanding of the order of magnitude and shape of these different effects as they manifest in the electron density. Subsequently, the same effects are considered for the theoretical structure factors. It becomes clear that SO and PCE are negligible, but ECORR and scalar REL are important in low- and medium-order reflections on absolute and relative scales-not in the high-order region. As a further step, Hirshfeld atom refinement (HAR) and subsequent X-ray constrained wavefunction (XCW) fitting have been performed for the compound HgPh2 with various relativistic and nonrelativistic wave functions against the experimental structure factors. IOTC calculations of theoretical structure factors and relativistic HAR as well as relativistic XCW fitting are presented for the first time, accounting for both scalar and spin-orbit relativistic effects.

Relativistic Calculations of Nuclear Magnetic Resonance Parameters

Relativistic effects are important for the accurate evaluation of the observables of nuclear magnetic resonance (NMR) spectroscopy, the nuclear magnetic shielding and the indirect spin–spin coupling tensors. Some of the most notable relativistic effects, in particular for light elements in the vicinity of heavy nuclei, are due to spin–orbit effects, an effect difficult to evaluate when starting from a non-relativistic wavefunction. Two- and four-component relativistic methods include spin–orbit effects variationally, and the recent improvements in the computational efficiency of these methods open new opportunities for accurate calculations of NMR parameters also for molecules with heavy elements. We here present an overview of the different approximations that have been introduced for calculating relativistic effects with two- and four-component methods and how these methods can be used to calculate the NMR parameters. We will also give some examples of systems that have been studied computationally with two- and four-component relativistic methods and discuss the importance of relativistic effects on the shielding and indirect spin–spin coupling constants.

Big picture of relativistic molecular quantum mechanics

Any quantum mechanical calculation on electronic structure ought to choose first an appropriate Hamiltonian H and then an Ansatz for parameterizing the wave function Ψ, from which the desired energy/property E(λ) can finally be calculated. Therefore, the very first question is: what is the most accurate many-electron Hamiltonian H? It is shown that such a Hamiltonian i.e. effective quantum electrodynamics (eQED) Hamiltonian, can be obtained naturally by incorporating properly the charge conjugation symmetry when normal ordering the second quantized fermion operators. Taking this eQED Hamiltonian as the basis, various approximate relativistic many-electron Hamiltonians can be obtained based entirely on physical arguments. All these Hamiltonians together form a complete and continuous ‘Hamiltonian ladder’, from which one can pick up the right one according to the target physics and accuracy. As for the many-electron wave function Ψ, the most intriguing questions are as follows. (i) How to do relativistic explicit correlation? (ii) How to handle strong correlation? Both general principles and practical strategies are outlined here to handle these issues. Among the electronic properties E(λ) that sample the electronic wave function nearby the nuclear region, nuclear magnetic resonance (NMR) shielding and nuclear spin-rotation (NSR) coupling constant are especially challenging: they require body-fixed molecular Hamiltonians that treat both the electrons and nuclei as relativistic quantum particles. Nevertheless, they have been formulated rigorously. In particular, a very robust ‘relativistic mapping’ between the two properties has been established, which can translate experimentally measured NSR coupling constants to very accurate absolute NMR shielding scales that otherwise cannot be obtained experimentally. Since the most general and fundamental issues pertinent to all the three components of the quantum mechanical equation HΨ = EΨ (i.e. Hamiltonian H, wave function Ψ, and energy/property E(λ)) have fully been understood, the big picture of relativistic molecular quantum mechanics can now be regarded as established.

Relativistic calculations of magnetic resonance parameters: background and some recent developments

This article outlines some basic concepts of relativistic quantum chemistry and recent developments of relativistic methods for the calculation of the molecular properties that define the basic parameters of magnetic resonance spectroscopic techniques, i.e. nuclear magnetic resonance shielding, indirect nuclear spin-spin coupling and electric field gradients (nuclear quadrupole coupling), as well as with electron paramagnetic resonance g-factors and electron-nucleus hyperfine coupling. Density functional theory (DFT) has been very successful in molecular property calculations, despite a number of problems related to approximations in the functionals. In particular, for heavy-element systems, the large electron count and the need for a relativistic treatment often render the application of correlated wave function ab initio methods impracticable. Selected applications of DFT in relativistic calculation of magnetic resonance parameters are reviewed.

Perspectives of relativistic quantum chemistry: the negative energy cat smiles

Given the remarkable advances in relativistic quantum chemistry, some conceptual aspects still remain to be addressed. Among others, the role of negative energy states (NES) in electron correlation and other properties requires most attention. Based on critical assessments of the configuration space (CS), no-photon (and no-time) Fock space (FS) and quantum electrodynamics (QED) approaches, it is concluded that only QED provides the correct prescription for the contributions of NES to correlation, while both CS and FS give rise to wrong results. This essentially means that one should work either with the no-pair approximation (which has an intrinsic error of order (Zα)(3)) or with QED. Whether a consistent relativistic many-electron theory does exist in between remains an open question. Even under the no-pair approximation, there still exists an issue arising from that the no-pair Hamiltonian is incompatible with explicitly correlated methods. It turns out that this can nicely be resolved by introducing the concept of extended no-pair projection. Apart from these take-home messages, other immediate prospects of relativistic quantum chemistry are also highlighted for guiding future developments and applications.

Four-component relativistic theory for nuclear magnetic shielding: magnetically balanced gauge-including atomic orbitals

It is recognized only recently that the incorporation of the magnetic balance condition is absolutely essential for four-component relativistic theories of magnetic properties. Another important issue to be handled is the so-called gauge problem in calculations of, e.g., molecular magnetic shielding tensors with finite bases. It is shown here that the magnetic balance can be adapted to distributed gauge origins, leading to, e.g., magnetically balanced gauge-including atomic orbitals (MB-GIAOs) in which each magnetically balanced atomic orbital has its own local gauge origin placed on its center. Such a MB-GIAO scheme can be combined with any level of theory for electron correlation. The first implementation is done here at the coupled-perturbed Dirac-Kohn-Sham level. The calculated molecular magnetic shielding tensors are not only independent of the choice of gauge origin but also converge rapidly to the basis set limit. Close inspections reveal that (zeroth order) negative energy states are only important for the expansion of first order electronic core orbitals. Their contributions to the paramagnetism are therefore transferable from atoms to molecule and are essentially canceled out for chemical shifts. This allows for simplifications of the coupled-perturbed equations.